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Brown Adriane M

Disclosed activity across 7 companies

Tapewire entity
36937
SEC CIK
0001314021

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AXON ENTERPRISE, INC.AXON · Entity 567DirectorMay 29, 2026June 01, 2026
American Airlines Group Inc.AAL · Entity 3599DirectorJune 10, 2026June 12, 2026
EBAY INCEBAY · Entity 3045DirectorJune 17, 2026June 18, 2026
KKR & Co. Inc.KKR · Entity 338DirectorDecember 11, 2025December 13, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AXON ENTERPRISE, INC.

Report date May 29, 2026 · Filed June 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,437 Reported balance After 2026-05-29 transaction · row 1
1 source row

Row 1 · 2026-05-29 · Grant · Acquired 611 · Balance 8,437

F1: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. Amended and Restated 2022 Stock Incentive Plan. The award is scheduled to vest in full on the earlier of the one-year anniversary of the grant date and the date of Axon Enterprise, Inc.'s 2027 Annual Meeting of Shareholders.

Filing footnotes · ownership attribution and instrument terms

F1: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. Amended and Restated 2022 Stock Incentive Plan. The award is scheduled to vest in full on the earlier of the one-year anniversary of the grant date and the date of Axon Enterprise, Inc.'s 2027 Annual Meeting of Shareholders.

American Airlines Group Inc.

Report date June 10, 2026 · Filed June 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect66,058 Reported balance After 2026-06-10 transaction · row 1
1 source row

Row 1 · 2026-06-10 · Grant · Acquired 11,177 · Balance 66,058

F1: Restricted stock units will vest fully upon the earlier of June 10, 2027, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units will vest fully upon the earlier of June 10, 2027, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date.

EBAY INC

Report date June 17, 2026 · Filed June 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect43,313 Reported balance After 2026-06-17 transaction · row 1
1 source row

Row 1 · 2026-06-17 · Exercise / conversion · Acquired 3,355 · Balance 43,313

Restricted Stock Units -6SEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-17 · Exercise / conversion · Disposed 3,355 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3: Not Applicable.

Restricted Stock Units -7SEC Table II · derivative / convertible securityDirect2,318 Reported balance After 2026-06-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-17 · Grant · Acquired 2,318 · Balance 2,318

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3: Not Applicable.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3: Not Applicable.

KKR & Co. Inc.

Report date December 11, 2025 · Filed December 13, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect13,270 Reported balance After 2025-12-11 transaction · row 1
1 source row

Row 1 · 2025-12-11 · Grant · Acquired 1,605 · Balance 13,270

F1: Represents restricted stock units of KKR & Co. Inc., which were granted under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan on December 11, 2025 and will generally vest on December 1, 2026. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units of KKR & Co. Inc., which were granted under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan on December 11, 2025 and will generally vest on December 1, 2026. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Allergan plc

Report date May 08, 2020 · Filed May 12, 2020

Section 16 reporting ended · disclosed 2020-05-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary Shares, par value $0.0001SEC Table I · non-derivativeDirect0 Reported balance After 2020-05-08 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-05-08 · Disposition to issuer · Disposed 2,916 · Balance 0

F1: Reflects the disposition of ordinary shares ("Allergan Shares") of Allergan plc ("Allergan") as contemplated by the Transaction Agreement dated as of June 25, 2019 among AbbVie Inc. ("AbbVie"), Venice Subsidiary, LLC ("Acquirer Sub") and Allergan (the "Transaction Agreement"), pursuant to which Acquirer Sub acquired Allergan pursuant to a scheme of arrangement under Chapter 1 of Part 9 of the Irish Companies Act of 2014 and the capital reduction under Sections 84 and 85 of the Act (the "Scheme"). In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Share was converted into $120.30 in cash and 0.8660 of a newly issued share of AbbVie common stock, par value $0.01 per share.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the disposition of ordinary shares ("Allergan Shares") of Allergan plc ("Allergan") as contemplated by the Transaction Agreement dated as of June 25, 2019 among AbbVie Inc. ("AbbVie"), Venice Subsidiary, LLC ("Acquirer Sub") and Allergan (the "Transaction Agreement"), pursuant to which Acquirer Sub acquired Allergan pursuant to a scheme of arrangement under Chapter 1 of Part 9 of the Irish Companies Act of 2014 and the capital reduction under Sections 84 and 85 of the Act (the "Scheme"). In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Share was converted into $120.30 in cash and 0.8660 of a newly issued share of AbbVie common stock, par value $0.01 per share.

HARMAN INTERNATIONAL INDUSTRIES INC /DE/

Report date March 10, 2017 · Filed March 14, 2017

Section 16 reporting ended · disclosed 2017-03-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2017-03-10 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2017-03-10 · Exercise / conversion · Acquired 1,231 · Balance 7,995

F1: On November 14, 2016, Harman International Industries, Inc. (the 'Issuer') entered into an Agreement and Plan of Merger (the 'Merger Agreement'), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ('Samsung USA'), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ('Merger Sub'). Upon completion of the merger of the Issuer and Merger Sub (the 'Closing'), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ('RSUs') were converted into the right to receive $112 in cash, without interest, (the 'Merger Consideration').

Row 2 · 2017-03-10 · Disposition to issuer · Disposed 1,231 · Balance 6,764

F1: On November 14, 2016, Harman International Industries, Inc. (the 'Issuer') entered into an Agreement and Plan of Merger (the 'Merger Agreement'), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ('Samsung USA'), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ('Merger Sub'). Upon completion of the merger of the Issuer and Merger Sub (the 'Closing'), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ('RSUs') were converted into the right to receive $112 in cash, without interest, (the 'Merger Consideration').

Row 3 · 2017-03-10 · Disposition to issuer · Disposed 6,764 · Balance 0

F1: On November 14, 2016, Harman International Industries, Inc. (the 'Issuer') entered into an Agreement and Plan of Merger (the 'Merger Agreement'), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ('Samsung USA'), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ('Merger Sub'). Upon completion of the merger of the Issuer and Merger Sub (the 'Closing'), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ('RSUs') were converted into the right to receive $112 in cash, without interest, (the 'Merger Consideration').

Restricted Share UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-03-10 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2017-03-10 · Exercise / conversion · Disposed 1,231 · Balance 0

F2: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

Filing footnotes · ownership attribution and instrument terms

F1: On November 14, 2016, Harman International Industries, Inc. (the 'Issuer') entered into an Agreement and Plan of Merger (the 'Merger Agreement'), by and among Samsung Electronics Co., Ltd., Samsung Electronics America, Inc. ('Samsung USA'), Silk Delaware, Inc., a wholly owned subsidiary of Samsung USA ('Merger Sub'). Upon completion of the merger of the Issuer and Merger Sub (the 'Closing'), the Reporting Person's shares of the Issuer's common stocks and restricted stock units ('RSUs') were converted into the right to receive $112 in cash, without interest, (the 'Merger Consideration').

F2: Upon the Closing, all unvested RSUs held by the Reporting Person were cancelled and converted into the right to receive an amount of cash equal to the number of shares at the Merger Consideration of $112 per share.

RAYTHEON CO/

Report date April 03, 2020 · Filed April 08, 2020

Section 16 reporting ended · disclosed 2020-04-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2020-04-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-04-03 · Disposition to issuer · Disposed 878 · Balance 0

F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.

F2: Includes 878 restricted shares of Raytheon Common Stock that were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.

Deferred Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect112 Reported balance After 2020-04-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-04-03 · Disposition to issuer · Disposed 668 · Balance 112

F3: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 31, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.

Deferred Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-04-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-04-03 · Disposition to issuer · Disposed 112 · Balance 0

F4: Represents RSUs granted under the Director Deferred Restricted Stock Unit Program on March 13, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the terms of the Agreement and Plan of Merger, dated as of June 9, 2019, as amended by Amendment No. 1 to the Agreement and Plan of Merger, dated as of March 9, 2020, by and between United Technologies Corporation ("UTC") and Raytheon Company ("Raytheon") (the "Merger Agreement"), on April 3, 2020 (the "Closing Date"), Raytheon became a wholly owned subsidiary of UTC, with UTC becoming Raytheon Technologies Corporation. Pursuant to the Merger Agreement, on the Closing Date, each share of Raytheon Common Stock held by the reporting person was converted automatically into 2.3348 shares of UTC Common Stock.

F2: Includes 878 restricted shares of Raytheon Common Stock that were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.

F3: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 31, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.

F4: Represents RSUs granted under the Director Deferred Restricted Stock Unit Program on March 13, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 17, 2026 Filed Jun 18, 2026 20:07 UTC EBAY INC EBAY · Entity 3045 GrantRestricted Stock Units -7 · Derivative 2,318 $0.00 $0.00
Disclosure

SEC source: 0001065088-26-000137 · form4.xml · derivative · entry 3

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,318

Underlying: Common Stock · 2,318 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 17, 2026 Filed Jun 18, 2026 20:07 UTC EBAY INC EBAY · Entity 3045 Exercise / conversionRestricted Stock Units -6 · Derivative 3,355 $0.00 $0.00
Disclosure

SEC source: 0001065088-26-000137 · form4.xml · derivative · entry 2

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,355 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 17, 2026 Filed Jun 18, 2026 20:07 UTC EBAY INC EBAY · Entity 3045 Exercise / conversionCommon Stock 3,355 $0.00 $0.00
Disclosure

SEC source: 0001065088-26-000137 · form4.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 20:26 UTC American Airlines Group Inc. AAL · Entity 3599 GrantCommon Stock 11,177 $0.00 $0.00
Disclosure

SEC source: 0001314021-26-000002 · f4_a1eus0000092ondmam-live.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,058

F1 · shares: Restricted stock units will vest fully upon the earlier of June 10, 2027, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date.

Read SEC document
May 29, 2026 Filed Jun 1, 2026 21:30 UTC AXON ENTERPRISE, INC. AXON · Entity 567 GrantCommon Stock 611 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-039603 · wk-form4_1780349406.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,437

F1 · shares: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. Amended and Restated 2022 Stock Incentive Plan. The award is scheduled to vest in full on the earlier of the one-year anniversary of the grant date and the date of Axon Enterprise, Inc.'s 2027 Annual Meeting of Shareholders.

Read SEC document
December 11, 2025 Filed Dec 13, 2025 00:00 UTC KKR & Co. Inc. KKR · Entity 338 GrantCommon Stock 1,605 $0.00 $0.00
Disclosure

SEC source: 0001140361-25-045430 · form4.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,270

F1 · kind: Represents restricted stock units of KKR & Co. Inc., which were granted under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan on December 11, 2025 and will generally vest on December 1, 2026. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.

Read SEC document
June 25, 2025 Filed Jun 27, 2025 20:17 UTC EBAY INC EBAY · Entity 3045 GrantRestricted Stock Units -6 · Derivative 3,355 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-018138 · form4.xml · derivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,355

Underlying: Common Stock · 3,355 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 20:22 UTC EBAY INC EBAY · Entity 3045 Exercise / conversionRestricted Stock Units -5 · Derivative 4,644 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-017986 · form4.xml · derivative · entry 2

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,644 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 20:22 UTC EBAY INC EBAY · Entity 3045 Exercise / conversionCommon Stock 4,644 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-017986 · form4.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 20:11 UTC American Airlines Group Inc. AAL · Entity 3599 GrantCommon Stock 13,562 $0.00 $0.00
Disclosure

SEC source: 0001664272-25-000334 · f4_a1eus000005vh4vmag-live.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,881

F1 · shares: Restricted stock units will vest fully upon the earlier of June 11, 2026, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 23:12 UTC AXON ENTERPRISE, INC. AXON · Entity 567 GrantCommon Stock 446 $0.00 $0.00
Disclosure

SEC source: 0001069183-25-000145 · wk-form4_1748905935.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,826

F1 · shares: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. Amended and Restated 2022 Stock Incentive Plan. The award is scheduled to vest in full on the earlier of the one-year anniversary of the grant date and the date of Axon Enterprise, Inc.'s 2026 Annual Meeting of Shareholders.

Read SEC document
December 12, 2024 Filed Dec 14, 2024 00:00 UTC KKR & Co. Inc. KKR · Entity 338 GrantCommon Stock 1,238 $0.00 $0.00
Disclosure

SEC source: 0001140361-24-049557 · form4.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,665

F1 · kind: Represents restricted stock units of KKR & Co. Inc., which were granted under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan on December 12, 2024 and will generally vest on December 1, 2025. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:23 UTC EBAY INC EBAY · Entity 3045 GrantRestricted Stock Units -5 · Derivative 4,644 $0.00 $0.00
Disclosure

SEC source: 0001065088-24-000133 · wk-form4_1719260577.xml · derivative · entry 3

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,644

Underlying: Common Stock · 4,644 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:23 UTC EBAY INC EBAY · Entity 3045 Exercise / conversionRestricted Stock Units -4 · Derivative 5,669 $0.00 $0.00
Disclosure

SEC source: 0001065088-24-000133 · wk-form4_1719260577.xml · derivative · entry 2

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,669 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 20, 2024 Filed Jun 24, 2024 20:23 UTC EBAY INC EBAY · Entity 3045 Exercise / conversionCommon Stock 5,669 $0.00 $0.00
Disclosure

SEC source: 0001065088-24-000133 · wk-form4_1719260577.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 21:25 UTC American Airlines Group Inc. AAL · Entity 3599 GrantCommon Stock 12,908 $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000280 · f4_a1edp0000016q9rmau-live.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,319

F1 · shares: Restricted stock units will vest fully upon the earlier of June 5, 2025, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date.

Read SEC document
May 10, 2024 Filed May 13, 2024 22:29 UTC AXON ENTERPRISE, INC. AXON · Entity 567 GrantCommon Stock 657 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-013061 · form4-05132024_100514.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,380

F1 · shares: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. Amended and Restated 2022 Stock Incentive Plan. The award is scheduled to vest in full on the earlier of the one-year anniversary of the grant date and the date of Axon Enterprise, Inc.'s 2025 Annual Meeting of Shareholders.

Read SEC document
October 02, 2023 Filed Oct 5, 2023 00:30 UTC KKR & Co. Inc. KKR · Entity 338 GrantCommon Stock 3,029 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-047028 · form4.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,427

F1 · kind: Represents restricted stock units of KKR & Co. Inc., which were granted under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan on October 2, 2023 and will generally vest on October 1, 2024. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:34 UTC EBAY INC EBAY · Entity 3045 GrantRestricted Stock Units -4 · Derivative 5,669 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-039412 · doc4.xml · derivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,669

Underlying: Common Stock · 5,669 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 21:28 UTC EBAY INC EBAY · Entity 3045 Exercise / conversionRestricted Stock Units -3 · Derivative 5,244 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-036404 · doc4.xml · derivative · entry 2

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 08, 2023 Filed Jun 12, 2023 21:28 UTC EBAY INC EBAY · Entity 3045 Exercise / conversionCommon Stock 5,244 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-036404 · doc4.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2023 Filed May 16, 2023 00:18 UTC AXON ENTERPRISE, INC. AXON · Entity 567 GrantCommon Stock 993 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-008065 · form4-05162023_120517.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,723

F1 · shares: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2022 Stock Incentive Plan. The grant is scheduled to vest on May 13, 2024.

Read SEC document
May 10, 2023 Filed May 11, 2023 20:23 UTC American Airlines Group Inc. AAL · Entity 3599 GrantCommon Stock 10,460 $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000350 · f4_a1e2k00000rxstvuat-live.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,411

F1 · shares: Restricted stock units will vest fully upon the earlier of May 10, 2024, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date.

Read SEC document
October 20, 2022 Filed Oct 21, 2022 22:01 UTC KKR & Co. Inc. KKR · Entity 338 GrantCommon Stock 4,134 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-038117 · form4.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,398

F1 · kind: Represents restricted stock units of KKR & Co. Inc., which were approved for grant under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan and will vest on October 1, 2023. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 21:15 UTC American Airlines Group Inc. AAL · Entity 3599 GrantCommon Stock 9,287 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-007965 · doc4.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,951

F1 · shares: Restricted stock units will vest fully upon the earlier of June 8, 2023, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 21:04 UTC EBAY INC EBAY · Entity 3045 GrantRestricted Stock Units -3 · Derivative 5,244 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035991 · doc4.xml · derivative · entry 3

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,244

Underlying: Common Stock · 5,244 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 21:04 UTC EBAY INC EBAY · Entity 3045 Exercise / conversionRestricted Stock Units -2 · Derivative 3,791 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035991 · doc4.xml · derivative · entry 2

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,791 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 21:04 UTC EBAY INC EBAY · Entity 3045 Exercise / conversionCommon Stock 3,791 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-035991 · doc4.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2022 Filed May 23, 2022 23:19 UTC AXON ENTERPRISE, INC. AXON · Entity 567 GrantCommon Stock 2,013 $99.40 $200,092.20
Disclosure

SEC source: 0001415889-22-005557 · form4-05232022_040516.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,730

F1 · shares: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. The grant is scheduled to vest on May 20, 2023.

Read SEC document
December 16, 2021 Filed Dec 18, 2021 00:32 UTC AXON ENTERPRISE, INC. AXON · Entity 567 PurchaseCommon Stock 500 $142.11 $71,055.00
Disclosure

SEC source: 0001415889-21-006097 · form4-12172021_041240.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,717

Read SEC document
December 09, 2021 Filed Dec 10, 2021 22:07 UTC KKR & Co. Inc. KKR · Entity 338 GrantCommon Stock 2,479 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-041242 · form4.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,264

F1 · kind: Represents restricted stock units of KKR & Co. Inc., which were approved for grant under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan and will generally vest on October 1, 2022. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.

Read SEC document
June 16, 2021 Filed Jun 18, 2021 01:00 UTC KKR & Co. Inc. KKR · Entity 338 GrantCommon Stock 785 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-021514 · form4.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 785

F1 · kind: Represents restricted stock units of KKR & Co. Inc., which were approved for grant under the Amended and Restated KKR & Co. Inc. 2019 Equity Incentive Plan and will generally vest on October 1, 2021. Upon vesting, each restricted stock unit will be settled by delivery of one share of common stock of KKR & Co. Inc.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 22:16 UTC EBAY INC EBAY · Entity 3045 Exercise / conversionRestricted Stock Units -1 · Derivative 4,873 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041640 · doc4.xml · derivative · entry 3

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,873 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 22:16 UTC EBAY INC EBAY · Entity 3045 GrantRestricted Stock Units -2 · Derivative 3,791 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041640 · doc4.xml · derivative · entry 2

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,791

Underlying: Common Stock · 3,791 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 22:16 UTC EBAY INC EBAY · Entity 3045 Exercise / conversionCommon Stock 4,873 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041640 · doc4.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2021 Filed Jun 10, 2021 21:34 UTC American Airlines Group Inc. AAL · Entity 3599 GrantCommon Stock 6,289 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-009229 · doc4.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,664

F1 · shares: Restricted stock units will vest fully upon the earlier of June 9, 2022, or the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 20:05 UTC AXON ENTERPRISE, INC. AXON · Entity 567 GrantCommon Stock 1,434 $139.48 $200,014.32
Disclosure

SEC source: 0001415889-21-002726 · form4-06012021_040620.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,217

F1 · shares: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. The grant is scheduled to vest in three equal installments beginning on May 27, 2022.

Read SEC document
February 20, 2021 Filed Feb 22, 2021 22:47 UTC American Airlines Group Inc. AAL · Entity 3599 GrantCommon Stock 2,375 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-003349 · doc4.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,375

F1 · shares: Restricted stock units will vest fully upon the next annual meeting of stockholders following the grant date, subject to the continued service of the reporting person through the vesting date.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 22:01 UTC EBAY INC EBAY · Entity 3045 GrantCommon Stock 514 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007313 · doc4.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,737

F1 · shares: The reporting person has elected to receive fully vested shares of the Issuer's common stock in lieu of cash retainer fees payable for service on the Issuer's Board of Directors and any committees thereof. The number of shares issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded up to the nearest whole share.

Read SEC document
November 01, 2020 Filed Nov 3, 2020 21:56 UTC EBAY INC EBAY · Entity 3045 GrantCommon Stock 568 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056669 · doc4.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,223

F1 · shares: The reporting person has elected to receive fully vested shares of the Issuer's common stock in lieu of cash retainer fees payable for service on the Issuer's Board of Directors and any committees thereof. The number of shares issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded up to the nearest whole share.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 21:04 UTC EBAY INC EBAY · Entity 3045 GrantCommon Stock 489 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-044735 · doc4.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,655

F1 · shares: The reporting person has elected to receive fully vested shares of the Issuer's common stock in lieu of cash retainer fees payable for service on the Issuer's Board of Directors and any committees thereof. The number of shares issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded up to the nearest whole share.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 20:16 UTC EBAY INC EBAY · Entity 3045 GrantRestricted Stock Units -1 · Derivative 4,873 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-039728 · doc4.xml · derivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,873

Underlying: Common Stock · 4,873 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:15 UTC AXON ENTERPRISE, INC. AAXN · Entity 567 GrantCommon Stock 1,783 $89.75 $160,024.25
Disclosure

SEC source: 0001415889-20-001469 · form4-06032020_010649.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,783

F1 · shares: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. The grant is scheduled to vest in three equal installments beginning on June 1, 2021.

Read SEC document
May 30, 2020 Filed Jun 2, 2020 20:36 UTC EBAY INC EBAY · Entity 3045 Exercise / conversionRestricted Stock Units -2 · Derivative 6,872 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033555 · doc4.xml · derivative · entry 2

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,872 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: In connection with the reporting person's service as a non-employee director of the Issuer, such reporting person has been granted restricted stock units. The number of restricted stock units granted represents the quotient of (A) $250,000 divided by (B) the Issuer's closing stock price on the date of grant, rounded up to the nearest whole restricted stock unit. 100% of the restricted stock units vest on the earlier of: (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's first annual meeting of stockholders that occurs after the date of grant, provided that the reporting person continues to provide service to the Issuer through such date.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 30, 2020 Filed Jun 2, 2020 20:36 UTC EBAY INC EBAY · Entity 3045 Exercise / conversionCommon Stock 6,872 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033555 · doc4.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2020 Filed May 12, 2020 01:48 UTC Allergan plc AGN · Entity 149298 Disposition to issuerOrdinary Shares, par value $0.0001 2,916 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012755 · doc4.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Reflects the disposition of ordinary shares ("Allergan Shares") of Allergan plc ("Allergan") as contemplated by the Transaction Agreement dated as of June 25, 2019 among AbbVie Inc. ("AbbVie"), Venice Subsidiary, LLC ("Acquirer Sub") and Allergan (the "Transaction Agreement"), pursuant to which Acquirer Sub acquired Allergan pursuant to a scheme of arrangement under Chapter 1 of Part 9 of the Irish Companies Act of 2014 and the capital reduction under Sections 84 and 85 of the Act (the "Scheme"). In accordance with the terms of the Transaction Agreement, at the effective time of the Scheme, each Allergan Share was converted into $120.30 in cash and 0.8660 of a newly issued share of AbbVie common stock, par value $0.01 per share.

Read SEC document
May 01, 2020 Filed May 5, 2020 00:59 UTC Allergan plc AGN · Entity 149298 Tax withholdingOrdinary Shares, par value $0.0001 991 $189.74 $188,032.34
Disclosure

SEC source: 0001179110-20-005449 · edgar.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,916

Read SEC document
May 01, 2020 Filed May 5, 2020 21:28 UTC EBAY INC EBAY · Entity 3045 GrantCommon Stock 688 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027225 · doc4.xml · nonDerivative · entry 1

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,294

F1 · shares: The reporting person has elected to receive fully vested shares of the Issuer's common stock in lieu of cash retainer fees payable for service on the Issuer's Board of Directors and any committees thereof. The number of shares issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the date such fees would otherwise be paid, rounded up to the nearest whole share.

Read SEC document
April 03, 2020 Filed Apr 8, 2020 12:37 UTC RAYTHEON CO/ RTN · Entity 149943 Disposition to issuerDeferred Restricted Stock Units · Derivative 112 Not disclosed Not disclosed
Disclosure

SEC source: 0001047122-20-000099 · wf-form4_158636383061077.xml · derivative · entry 3

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 112 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents RSUs granted under the Director Deferred Restricted Stock Unit Program on March 13, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.

F4 · price: Represents RSUs granted under the Director Deferred Restricted Stock Unit Program on March 13, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.

F4 · derivative.exercise_date: Represents RSUs granted under the Director Deferred Restricted Stock Unit Program on March 13, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.

F4 · derivative.expiration_date: Represents RSUs granted under the Director Deferred Restricted Stock Unit Program on March 13, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.

Read SEC document
April 03, 2020 Filed Apr 8, 2020 12:37 UTC RAYTHEON CO/ RTN · Entity 149943 Disposition to issuerDeferred Restricted Stock Units · Derivative 668 Not disclosed Not disclosed
Disclosure

SEC source: 0001047122-20-000099 · wf-form4_158636383061077.xml · derivative · entry 2

Brown Adriane M · CIK 0001314021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112

Underlying: Common Stock · 668 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 31, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.

F3 · price: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 31, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.

F3 · derivative.exercise_date: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 31, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.

F3 · derivative.expiration_date: Represents restricted stock units ("RSUs") granted under the Director Deferred Restricted Stock Unit Program on May 31, 2018. These RSUs were converted into shares of UTC Common Stock pursuant to the terms of the Merger Agreement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.