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person · Reporting owner

COHEN RAYMOND W

Disclosed activity across 6 companies

Tapewire entity
36916
SEC CIK
0001258288

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Axonics, Inc.AXNX · Entity 86004Director · Chief Executive OfficerNovember 15, 2024November 15, 2024
BIOLIFE SOLUTIONS INCBLFS · Entity 4614DirectorJuly 12, 2021July 15, 2021
InspireMD, Inc.NSPR · Entity 7318DirectorJanuary 14, 2026January 16, 2026
KESTRA MEDICAL TECHNOLOGIES, LTD.KMTS · Entity 4686DirectorSeptember 30, 2026October 02, 2026
RxSight, Inc.RXST · Entity 1226DirectorJune 17, 2026June 18, 2026
SPECTRUM PHARMACEUTICALS INCSPPI · Entity 111009DirectorJune 20, 2019June 21, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Axonics, Inc.

Report date November 15, 2024 · Filed November 15, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2024-11-15 transaction · row 1
1 source row

Row 1 · 2024-11-15 · Disposition to issuer · Disposed 292,731 · Balance 0

F1: Reflects the disposition of the reporting person's shares of the Issuer's common stock, upon the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of January 8, 2024 (the "Merger Agreement"), among the Issuer, Boston Scientific Corporation ("Parent") and Sadie Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), including the consummation of the merger of Merger Sub with and into the Issuer with the Issuer as the surviving corporation (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective time"), each outstanding share of the Issuer's common stock was canceled and converted automatically into the right to receive $71.00 in cash, without interest (The "Merger Consideration").

F2: The shares of the Issuer's common stock reported as disposed by the reporting person include restricted stock awards. Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock award granted under the Issuer's 2018 Omnibus Incentive Plan (f/k/a/ Axonics Modulation Technologies, Inc. 2018 Omnibus Incentive Plan) and the Axonics Modulation Technologies, Inc. 2014 Stock Incentive Plan was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the Merger Consideration and (b) the aggregate number of shares subject to such restricted stock award, less applicable taxes and authorized deductions.

Performance-Based Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-11-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-11-15 · Disposition to issuer · Disposed 31,125 · Balance 0

F3: Each Performance-Based Restricted Stock Unit represents the contingent right to receive one share of the Issuer's common stock, subject to the conditions set forth in the award agreement. Per the terms of the award agreement governing the Performance-Based Restricted Stock Units, the number of Performance-Based Restricted Stock Units to be earned by the reporting person ranged from 0% to 200% of the target number of Performance-Based Restricted Stock Units granted, based upon the total stockholder return of the Issuer's common stock relative to its peer group index over a performance period consisting of the two fiscal years ending January 31, 2025, and provided the reporting person remains in continuous service through January 31, 2025.

F4: Pursuant the Merge Agreement, at the Effective Time, each outstanding Performance-Based Restricted Stock Unit granted under the Issuer's 2018 Omnibus Incentive Plan (f/k/a/ Axonics Modulation Technologies, Inc. 2018 Omnibus Incentive Plan) and the Axonics Modulation Technologies, Inc. 2014 Stock Incentive Plan for which the market condition is relative total stockholder return, whether vested but unsettled or unvested, was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the Merger Consideration and (b) the aggregate number of shares underlying such Performance-Based Restricted Stock Unit (based on the actual performance of the relevant peer group as of the Company's fiscal quarter-end immediately preceding the Effective Time and the Merger Consideration as the per share price), less applicable taxes and authorized deductions.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.19 · Expires 2029-01-30Direct0 Reported balance After 2024-11-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-11-15 · Disposition to issuer · Disposed 196,451 · Balance 0

F5: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock granted under the Issuer's 2018 Omnibus Incentive Plan (f/k/a/ Axonics Modulation Technologies, Inc. 2018 Omnibus Incentive Plan) and the Axonics Modulation Technologies, Inc. 2014 Stock Incentive Plan (each such option, a "Company Option"), whether vested or unvested, was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the amount by which the Merger Consideration exceeds the exercise price per share applicable to such Company Option and (b) the aggregate number of shares of the Issuer's common stock issuable upon exercise of such Company Option, less applicable taxes and authorized deductions

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.63 · Expires 2028-03-30Direct0 Reported balance After 2024-11-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-11-15 · Disposition to issuer · Disposed 106,776 · Balance 0

F5: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock granted under the Issuer's 2018 Omnibus Incentive Plan (f/k/a/ Axonics Modulation Technologies, Inc. 2018 Omnibus Incentive Plan) and the Axonics Modulation Technologies, Inc. 2014 Stock Incentive Plan (each such option, a "Company Option"), whether vested or unvested, was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the amount by which the Merger Consideration exceeds the exercise price per share applicable to such Company Option and (b) the aggregate number of shares of the Issuer's common stock issuable upon exercise of such Company Option, less applicable taxes and authorized deductions

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the disposition of the reporting person's shares of the Issuer's common stock, upon the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of January 8, 2024 (the "Merger Agreement"), among the Issuer, Boston Scientific Corporation ("Parent") and Sadie Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), including the consummation of the merger of Merger Sub with and into the Issuer with the Issuer as the surviving corporation (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective time"), each outstanding share of the Issuer's common stock was canceled and converted automatically into the right to receive $71.00 in cash, without interest (The "Merger Consideration").

F2: The shares of the Issuer's common stock reported as disposed by the reporting person include restricted stock awards. Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock award granted under the Issuer's 2018 Omnibus Incentive Plan (f/k/a/ Axonics Modulation Technologies, Inc. 2018 Omnibus Incentive Plan) and the Axonics Modulation Technologies, Inc. 2014 Stock Incentive Plan was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the Merger Consideration and (b) the aggregate number of shares subject to such restricted stock award, less applicable taxes and authorized deductions.

F3: Each Performance-Based Restricted Stock Unit represents the contingent right to receive one share of the Issuer's common stock, subject to the conditions set forth in the award agreement. Per the terms of the award agreement governing the Performance-Based Restricted Stock Units, the number of Performance-Based Restricted Stock Units to be earned by the reporting person ranged from 0% to 200% of the target number of Performance-Based Restricted Stock Units granted, based upon the total stockholder return of the Issuer's common stock relative to its peer group index over a performance period consisting of the two fiscal years ending January 31, 2025, and provided the reporting person remains in continuous service through January 31, 2025.

F4: Pursuant the Merge Agreement, at the Effective Time, each outstanding Performance-Based Restricted Stock Unit granted under the Issuer's 2018 Omnibus Incentive Plan (f/k/a/ Axonics Modulation Technologies, Inc. 2018 Omnibus Incentive Plan) and the Axonics Modulation Technologies, Inc. 2014 Stock Incentive Plan for which the market condition is relative total stockholder return, whether vested but unsettled or unvested, was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the Merger Consideration and (b) the aggregate number of shares underlying such Performance-Based Restricted Stock Unit (based on the actual performance of the relevant peer group as of the Company's fiscal quarter-end immediately preceding the Effective Time and the Merger Consideration as the per share price), less applicable taxes and authorized deductions.

F5: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock granted under the Issuer's 2018 Omnibus Incentive Plan (f/k/a/ Axonics Modulation Technologies, Inc. 2018 Omnibus Incentive Plan) and the Axonics Modulation Technologies, Inc. 2014 Stock Incentive Plan (each such option, a "Company Option"), whether vested or unvested, was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the amount by which the Merger Consideration exceeds the exercise price per share applicable to such Company Option and (b) the aggregate number of shares of the Issuer's common stock issuable upon exercise of such Company Option, less applicable taxes and authorized deductions

BIOLIFE SOLUTIONS INC

Report date July 12, 2021 · Filed July 15, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect27,763 Reported balance After 2021-07-12 transaction · row 1
1 source row

Row 1 · 2021-07-12 · Grant · Acquired 5,000 · Balance 27,763

F1: The restricted stock was granted pursuant to the BioLife Solutions 2013 Performance Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: The restricted stock was granted pursuant to the BioLife Solutions 2013 Performance Incentive Plan.

InspireMD, Inc.

Report date January 14, 2026 · Filed January 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect92,417 Reported balance After 2026-01-14 transaction · row 1
1 source row

Row 1 · 2026-01-14 · Grant · Acquired 44,030 · Balance 92,417

F1: These shares of common stock represent shares of restricted stock that shall vest on January 14, 2027 (the "One Year Grant Anniversary Date"), subject to the Reporting Person's continued service.

Filing footnotes · ownership attribution and instrument terms

F1: These shares of common stock represent shares of restricted stock that shall vest on January 14, 2027 (the "One Year Grant Anniversary Date"), subject to the Reporting Person's continued service.

KESTRA MEDICAL TECHNOLOGIES, LTD.

Report date September 30, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect54,790 Reported balance After 2026-09-30 transaction · row 1
1 source row

Row 1 · 2026-09-30 · Sale · Disposed 3,330 · Balance 54,790

F1: The sale reported in this Form 4 represents a nondiscretionary sale of shares required to be sold by the reporting person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units.

F2: The price in Column 4 is a weighted average price. The prices at which the reported securities were sold ranged from $29.2800 to $29.2900. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, information regarding the number of shares at each price within the range.

Filing footnotes · ownership attribution and instrument terms

F1: The sale reported in this Form 4 represents a nondiscretionary sale of shares required to be sold by the reporting person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units.

F2: The price in Column 4 is a weighted average price. The prices at which the reported securities were sold ranged from $29.2800 to $29.2900. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, information regarding the number of shares at each price within the range.

RxSight, Inc.

Report date June 17, 2026 · Filed June 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect66,532 Reported balance After 2026-06-17 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-17 · Grant · Acquired 30,864 · Balance 66,532

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of RxSight, Inc. Common Stock.

F2: Subject to the Reporting Person's continuing as an Outside Director (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable vesting date, one hundred percent (100%) of the RSUs subject to the award shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the date of the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 17, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of RxSight, Inc. Common Stock.

F2: Subject to the Reporting Person's continuing as an Outside Director (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable vesting date, one hundred percent (100%) of the RSUs subject to the award shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the date of the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 17, 2026.

SPECTRUM PHARMACEUTICALS INC

Report date June 20, 2019 · Filed June 21, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.001 par valueSEC Table I · non-derivativeDirect53,850 Reported balance After 2019-06-20 transaction · row 1
1 source row

Row 1 · 2019-06-20 · Grant · Acquired 10,000 · Balance 53,850

F1: 100% of the restricted shares shall vest on the earlier of (1) June 20, 2020 or (2) the date of the company's 2020 Annual Meeting of Stockholders.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.44 · Expires 2029-06-20Direct20,000 Reported balance After 2019-06-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-06-20 · Grant · Acquired 20,000 · Balance 20,000

F2: 25% of the option shares vested on June 20, 2019. The remaining option shares shall vest in 25% equal annual amounts on each anniversary date of the grant over three years.

Filing footnotes · ownership attribution and instrument terms

F1: 100% of the restricted shares shall vest on the earlier of (1) June 20, 2020 or (2) the date of the company's 2020 Annual Meeting of Stockholders.

F2: 25% of the option shares vested on June 20, 2019. The remaining option shares shall vest in 25% equal annual amounts on each anniversary date of the grant over three years.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Oct 2, 2026 02:00 UTC KESTRA MEDICAL TECHNOLOGIES, LTD. KMTS · Entity 4686 SaleCommon Shares 3,330 $29.28 $97,504.07
Disclosure

SEC source: 0001193125-26-410928 · ownership.xml · nonDerivative · entry 1

COHEN RAYMOND W · CIK 0001258288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,790

F1 · kind: The sale reported in this Form 4 represents a nondiscretionary sale of shares required to be sold by the reporting person pursuant to sell to cover transactions to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units.

F2 · price: The price in Column 4 is a weighted average price. The prices at which the reported securities were sold ranged from $29.2800 to $29.2900. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, information regarding the number of shares at each price within the range.

Read SEC document
September 09, 2026 Filed Sep 11, 2026 00:30 UTC KESTRA MEDICAL TECHNOLOGIES, LTD. KMTS · Entity 4686 GrantCommon Shares 7,217 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-388306 · ownership.xml · nonDerivative · entry 1

COHEN RAYMOND W · CIK 0001258288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,120

F1 · shares: The reported securities represent restricted stock units which each entitle the reporting person to receive one common share of the Issuer. The restricted stock units will vest on September 9, 2027, subject to the reporting person's continued service through such date.

F1 · price: The reported securities represent restricted stock units which each entitle the reporting person to receive one common share of the Issuer. The restricted stock units will vest on September 9, 2027, subject to the reporting person's continued service through such date.

Read SEC document
June 17, 2026 Filed Jun 18, 2026 20:07 UTC RxSight, Inc. RXST · Entity 1226 GrantCommon Stock 30,864 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-275834 · ownership.xml · nonDerivative · entry 1

COHEN RAYMOND W · CIK 0001258288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,532

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of RxSight, Inc. Common Stock.

F2 · shares: Subject to the Reporting Person's continuing as an Outside Director (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable vesting date, one hundred percent (100%) of the RSUs subject to the award shall vest on the earlier of (i) the one (1) year anniversary of the Date of Grant or (ii) the date of the next annual meeting of stockholders following the Date of Grant. "Date of Grant" shall mean June 17, 2026.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of RxSight, Inc. Common Stock.

Read SEC document
March 26, 2026 Filed Mar 30, 2026 22:06 UTC KESTRA MEDICAL TECHNOLOGIES, LTD. KMTS · Entity 4686 PurchaseCommon Shares 10,000 $19.98 $199,800.00
Disclosure

SEC source: 0001193125-26-132324 · ownership.xml · nonDerivative · entry 1

COHEN RAYMOND W · CIK 0001258288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,903

F1 · price: The price in Column 4 is a weighted average price. The prices at which the reported securities were sold ranged from $19.82 to $20.02. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, information regarding the number of shares at each price within the range.

Read SEC document
January 14, 2026 Filed Jan 16, 2026 23:09 UTC InspireMD, Inc. NSPR · Entity 7318 GrantCommon Stock 44,030 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-002663 · ownership.xml · nonDerivative · entry 1

COHEN RAYMOND W · CIK 0001258288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,417

F1 · shares: These shares of common stock represent shares of restricted stock that shall vest on January 14, 2027 (the "One Year Grant Anniversary Date"), subject to the Reporting Person's continued service.

Read SEC document
September 04, 2025 Filed Sep 8, 2025 21:38 UTC KESTRA MEDICAL TECHNOLOGIES, LTD. KMTS · Entity 4686 GrantCommon Shares 10,909 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-113631 · ownership.xml · nonDerivative · entry 2

COHEN RAYMOND W · CIK 0001258288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,903

F2 · shares: The reported securities in this row represent restricted stock units ("RSUs") which each entitle the Reporting Person to receive one common share of the Issuer. The RSUs will vest on September 4, 2026, subject to the Reporting Person's continued service through such date.

F2 · price: The reported securities in this row represent restricted stock units ("RSUs") which each entitle the Reporting Person to receive one common share of the Issuer. The RSUs will vest on September 4, 2026, subject to the Reporting Person's continued service through such date.

Read SEC document
July 31, 2025 Filed Aug 4, 2025 20:47 UTC RxSight, Inc. RXST · Entity 1226 GrantCommon Stock 35,668 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-102098 · ownership.xml · nonDerivative · entry 1

COHEN RAYMOND W · CIK 0001258288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,668

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of RxSight, Inc. Common Stock.

F2 · shares: Subject to the Reporting Person's continuing service as an Outside Director (as defined in the Issuer's 2021 Equity Incentive Plan) through such applicable vesting date, one third of the RSUs subject to the award shall vest on each annual anniversary of July 31, 2025.

Read SEC document
July 24, 2025 Filed Jul 24, 2025 20:10 UTC KESTRA MEDICAL TECHNOLOGIES, LTD. KMTS · Entity 4686 GrantCommon Shares 12,994 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-098339 · ownership.xml · nonDerivative · entry 1

COHEN RAYMOND W · CIK 0001258288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,994

F1 · date: The Reporting Person previously held restricted Class A Common Units of West Affum Holdings, L.P. granted on July 24, 2024, which were automatically converted into 12,994 restricted common shares of the Issuer in connection with the Issuer's initial public offering. The restricted common shares vest into common shares of the Issuer. 4,331 restricted common shares held by the Reporting Person vested on July 24, 2025. Of the remaining restricted common shares held by the Reporting Person, 4,331 restricted common shares will vest on July 24, 2026 and 4,332 restricted common shares will vest on July 24, 2027.

F1 · price: The Reporting Person previously held restricted Class A Common Units of West Affum Holdings, L.P. granted on July 24, 2024, which were automatically converted into 12,994 restricted common shares of the Issuer in connection with the Issuer's initial public offering. The restricted common shares vest into common shares of the Issuer. 4,331 restricted common shares held by the Reporting Person vested on July 24, 2025. Of the remaining restricted common shares held by the Reporting Person, 4,331 restricted common shares will vest on July 24, 2026 and 4,332 restricted common shares will vest on July 24, 2027.

Read SEC document
March 07, 2025 Filed Sep 8, 2025 21:38 UTC KESTRA MEDICAL TECHNOLOGIES, LTD. KMTS · Entity 4686 PurchaseCommon Shares 17,000 $17.00 $289,000.00
Disclosure

SEC source: 0000950170-25-113631 · ownership.xml · nonDerivative · entry 1

COHEN RAYMOND W · CIK 0001258288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,994

F1 · shares: The reported securities in this row were purchased in connection with the Issuer's initial public offering reserved share program and were inadvertently omitted from the Reporting Person's prior filings.

Read SEC document
November 15, 2024 Filed Nov 15, 2024 13:59 UTC Axonics, Inc. AXNX · Entity 86004 Disposition to issuerStock Option (Right to Buy) · Derivative 106,776 $69.37 Strike: $1.63 $7,407,051.12
Disclosure

SEC source: 0001562180-24-007702 · primarydocument.xml · derivative · entry 4

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 106,776 shares

Expires 2028-03-30

F5 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock granted under the Issuer's 2018 Omnibus Incentive Plan (f/k/a/ Axonics Modulation Technologies, Inc. 2018 Omnibus Incentive Plan) and the Axonics Modulation Technologies, Inc. 2014 Stock Incentive Plan (each such option, a "Company Option"), whether vested or unvested, was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the amount by which the Merger Consideration exceeds the exercise price per share applicable to such Company Option and (b) the aggregate number of shares of the Issuer's common stock issuable upon exercise of such Company Option, less applicable taxes and authorized deductions

F5 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock granted under the Issuer's 2018 Omnibus Incentive Plan (f/k/a/ Axonics Modulation Technologies, Inc. 2018 Omnibus Incentive Plan) and the Axonics Modulation Technologies, Inc. 2014 Stock Incentive Plan (each such option, a "Company Option"), whether vested or unvested, was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the amount by which the Merger Consideration exceeds the exercise price per share applicable to such Company Option and (b) the aggregate number of shares of the Issuer's common stock issuable upon exercise of such Company Option, less applicable taxes and authorized deductions

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock granted under the Issuer's 2018 Omnibus Incentive Plan (f/k/a/ Axonics Modulation Technologies, Inc. 2018 Omnibus Incentive Plan) and the Axonics Modulation Technologies, Inc. 2014 Stock Incentive Plan (each such option, a "Company Option"), whether vested or unvested, was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the amount by which the Merger Consideration exceeds the exercise price per share applicable to such Company Option and (b) the aggregate number of shares of the Issuer's common stock issuable upon exercise of such Company Option, less applicable taxes and authorized deductions

Read SEC document
November 15, 2024 Filed Nov 15, 2024 13:59 UTC Axonics, Inc. AXNX · Entity 86004 Disposition to issuerStock Option (Right to Buy) · Derivative 196,451 $56.81 Strike: $14.19 $11,160,381.31
Disclosure

SEC source: 0001562180-24-007702 · primarydocument.xml · derivative · entry 3

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 196,451 shares

Expires 2029-01-30

F5 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock granted under the Issuer's 2018 Omnibus Incentive Plan (f/k/a/ Axonics Modulation Technologies, Inc. 2018 Omnibus Incentive Plan) and the Axonics Modulation Technologies, Inc. 2014 Stock Incentive Plan (each such option, a "Company Option"), whether vested or unvested, was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the amount by which the Merger Consideration exceeds the exercise price per share applicable to such Company Option and (b) the aggregate number of shares of the Issuer's common stock issuable upon exercise of such Company Option, less applicable taxes and authorized deductions

F5 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock granted under the Issuer's 2018 Omnibus Incentive Plan (f/k/a/ Axonics Modulation Technologies, Inc. 2018 Omnibus Incentive Plan) and the Axonics Modulation Technologies, Inc. 2014 Stock Incentive Plan (each such option, a "Company Option"), whether vested or unvested, was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the amount by which the Merger Consideration exceeds the exercise price per share applicable to such Company Option and (b) the aggregate number of shares of the Issuer's common stock issuable upon exercise of such Company Option, less applicable taxes and authorized deductions

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock granted under the Issuer's 2018 Omnibus Incentive Plan (f/k/a/ Axonics Modulation Technologies, Inc. 2018 Omnibus Incentive Plan) and the Axonics Modulation Technologies, Inc. 2014 Stock Incentive Plan (each such option, a "Company Option"), whether vested or unvested, was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the amount by which the Merger Consideration exceeds the exercise price per share applicable to such Company Option and (b) the aggregate number of shares of the Issuer's common stock issuable upon exercise of such Company Option, less applicable taxes and authorized deductions

Read SEC document
November 15, 2024 Filed Nov 15, 2024 13:59 UTC Axonics, Inc. AXNX · Entity 86004 Disposition to issuerPerformance-Based Restricted Stock Units · Derivative 31,125 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-007702 · primarydocument.xml · derivative · entry 2

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,125 shares

Expires not disclosed

F3 · security: Each Performance-Based Restricted Stock Unit represents the contingent right to receive one share of the Issuer's common stock, subject to the conditions set forth in the award agreement. Per the terms of the award agreement governing the Performance-Based Restricted Stock Units, the number of Performance-Based Restricted Stock Units to be earned by the reporting person ranged from 0% to 200% of the target number of Performance-Based Restricted Stock Units granted, based upon the total stockholder return of the Issuer's common stock relative to its peer group index over a performance period consisting of the two fiscal years ending January 31, 2025, and provided the reporting person remains in continuous service through January 31, 2025.

F3 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit represents the contingent right to receive one share of the Issuer's common stock, subject to the conditions set forth in the award agreement. Per the terms of the award agreement governing the Performance-Based Restricted Stock Units, the number of Performance-Based Restricted Stock Units to be earned by the reporting person ranged from 0% to 200% of the target number of Performance-Based Restricted Stock Units granted, based upon the total stockholder return of the Issuer's common stock relative to its peer group index over a performance period consisting of the two fiscal years ending January 31, 2025, and provided the reporting person remains in continuous service through January 31, 2025.

F4 · kind: Pursuant the Merge Agreement, at the Effective Time, each outstanding Performance-Based Restricted Stock Unit granted under the Issuer's 2018 Omnibus Incentive Plan (f/k/a/ Axonics Modulation Technologies, Inc. 2018 Omnibus Incentive Plan) and the Axonics Modulation Technologies, Inc. 2014 Stock Incentive Plan for which the market condition is relative total stockholder return, whether vested but unsettled or unvested, was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the Merger Consideration and (b) the aggregate number of shares underlying such Performance-Based Restricted Stock Unit (based on the actual performance of the relevant peer group as of the Company's fiscal quarter-end immediately preceding the Effective Time and the Merger Consideration as the per share price), less applicable taxes and authorized deductions.

F4 · derivative.exercise_date: Pursuant the Merge Agreement, at the Effective Time, each outstanding Performance-Based Restricted Stock Unit granted under the Issuer's 2018 Omnibus Incentive Plan (f/k/a/ Axonics Modulation Technologies, Inc. 2018 Omnibus Incentive Plan) and the Axonics Modulation Technologies, Inc. 2014 Stock Incentive Plan for which the market condition is relative total stockholder return, whether vested but unsettled or unvested, was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the Merger Consideration and (b) the aggregate number of shares underlying such Performance-Based Restricted Stock Unit (based on the actual performance of the relevant peer group as of the Company's fiscal quarter-end immediately preceding the Effective Time and the Merger Consideration as the per share price), less applicable taxes and authorized deductions.

F3 · derivative.expiration_date: Each Performance-Based Restricted Stock Unit represents the contingent right to receive one share of the Issuer's common stock, subject to the conditions set forth in the award agreement. Per the terms of the award agreement governing the Performance-Based Restricted Stock Units, the number of Performance-Based Restricted Stock Units to be earned by the reporting person ranged from 0% to 200% of the target number of Performance-Based Restricted Stock Units granted, based upon the total stockholder return of the Issuer's common stock relative to its peer group index over a performance period consisting of the two fiscal years ending January 31, 2025, and provided the reporting person remains in continuous service through January 31, 2025.

F4 · derivative.expiration_date: Pursuant the Merge Agreement, at the Effective Time, each outstanding Performance-Based Restricted Stock Unit granted under the Issuer's 2018 Omnibus Incentive Plan (f/k/a/ Axonics Modulation Technologies, Inc. 2018 Omnibus Incentive Plan) and the Axonics Modulation Technologies, Inc. 2014 Stock Incentive Plan for which the market condition is relative total stockholder return, whether vested but unsettled or unvested, was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the Merger Consideration and (b) the aggregate number of shares underlying such Performance-Based Restricted Stock Unit (based on the actual performance of the relevant peer group as of the Company's fiscal quarter-end immediately preceding the Effective Time and the Merger Consideration as the per share price), less applicable taxes and authorized deductions.

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November 15, 2024 Filed Nov 15, 2024 13:59 UTC Axonics, Inc. AXNX · Entity 86004 Disposition to issuerCommon Stock 292,731 $71.00 $20,783,901.00
Disclosure

SEC source: 0001562180-24-007702 · primarydocument.xml · nonDerivative · entry 1

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Reflects the disposition of the reporting person's shares of the Issuer's common stock, upon the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of January 8, 2024 (the "Merger Agreement"), among the Issuer, Boston Scientific Corporation ("Parent") and Sadie Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), including the consummation of the merger of Merger Sub with and into the Issuer with the Issuer as the surviving corporation (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective time"), each outstanding share of the Issuer's common stock was canceled and converted automatically into the right to receive $71.00 in cash, without interest (The "Merger Consideration").

F2 · kind: The shares of the Issuer's common stock reported as disposed by the reporting person include restricted stock awards. Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock award granted under the Issuer's 2018 Omnibus Incentive Plan (f/k/a/ Axonics Modulation Technologies, Inc. 2018 Omnibus Incentive Plan) and the Axonics Modulation Technologies, Inc. 2014 Stock Incentive Plan was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the Merger Consideration and (b) the aggregate number of shares subject to such restricted stock award, less applicable taxes and authorized deductions.

F1 · price: Reflects the disposition of the reporting person's shares of the Issuer's common stock, upon the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of January 8, 2024 (the "Merger Agreement"), among the Issuer, Boston Scientific Corporation ("Parent") and Sadie Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), including the consummation of the merger of Merger Sub with and into the Issuer with the Issuer as the surviving corporation (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective time"), each outstanding share of the Issuer's common stock was canceled and converted automatically into the right to receive $71.00 in cash, without interest (The "Merger Consideration").

Read SEC document
July 24, 2024 Filed Jul 25, 2024 23:33 UTC Axonics, Inc. AXNX · Entity 86004 Exercise / conversionStock Option (Right to Buy) · Derivative 25,771 $0.00 Strike: $14.19 $0.00
Disclosure

SEC source: 0001562180-24-005843 · primarydocument.xml · derivative · entry 4

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,451

Underlying: Common Stock · 25,771 shares

Expires 2029-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted on January 30, 2019 and are fully vested.

Read SEC document
July 24, 2024 Filed Jul 25, 2024 23:33 UTC Axonics, Inc. AXNX · Entity 86004 Exercise / conversionStock Option (Right to Buy) · Derivative 78,125 $0.00 Strike: $25.82 $0.00
Disclosure

SEC source: 0001562180-24-005843 · primarydocument.xml · derivative · entry 3

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 78,125 shares

Expires 2029-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted on December 12, 2019 and are fully vested.

Read SEC document
July 24, 2024 Filed Jul 25, 2024 23:33 UTC Axonics, Inc. AXNX · Entity 86004 Exercise / conversionCommon Stock 78,125 $25.82 $2,017,187.50
Disclosure

SEC source: 0001562180-24-005843 · primarydocument.xml · nonDerivative · entry 2

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2024 Filed Jul 25, 2024 23:33 UTC Axonics, Inc. AXNX · Entity 86004 Exercise / conversionCommon Stock 25,771 $14.19 $365,690.49
Disclosure

SEC source: 0001562180-24-005843 · primarydocument.xml · nonDerivative · entry 1

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 22:59 UTC Axonics, Inc. AXNX · Entity 86004 Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 41,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001009 · primarydocument.xml · derivative · entry 4

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each Performance-Based Restricted Stock Unit represents the contingent right to receive one share of common stock, subject to the Issuer's achievement of certain operational and performance objectives during the fiscal year ending December 31, 2023 and provided the reporting person remains in continuous service through January 31, 2024.

F4 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit represents the contingent right to receive one share of common stock, subject to the Issuer's achievement of certain operational and performance objectives during the fiscal year ending December 31, 2023 and provided the reporting person remains in continuous service through January 31, 2024.

F4 · derivative.expiration_date: Each Performance-Based Restricted Stock Unit represents the contingent right to receive one share of common stock, subject to the Issuer's achievement of certain operational and performance objectives during the fiscal year ending December 31, 2023 and provided the reporting person remains in continuous service through January 31, 2024.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 22:59 UTC Axonics, Inc. AXNX · Entity 86004 Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 21,900 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001009 · primarydocument.xml · derivative · entry 3

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The number of Performance-Based Restricted Stock Units represents the target number of Performance-Based Restricted Stock Units that were granted to the reporting person on the date of grant, each of which represents the contingent right to receive one share of common stock, subject to the conditions set forth in the award agreement. Per the terms of the award agreement governing the Performance-Based Restricted Stock Units, the number of Performance-Based Restricted Stock Units to which the reporting person may ultimately become entitled ranges from 0% to 200% of the target number of Performance-Based Restricted Stock Units granted, based upon the total shareholder return of the Issuer's common stock relative to its peer group index over a performance period consisting of the two fiscal years ending January 31, 2024, and provided the reporting person remains in continuous service through January 31, 2024.

F3 · derivative.exercise_price: The number of Performance-Based Restricted Stock Units represents the target number of Performance-Based Restricted Stock Units that were granted to the reporting person on the date of grant, each of which represents the contingent right to receive one share of common stock, subject to the conditions set forth in the award agreement. Per the terms of the award agreement governing the Performance-Based Restricted Stock Units, the number of Performance-Based Restricted Stock Units to which the reporting person may ultimately become entitled ranges from 0% to 200% of the target number of Performance-Based Restricted Stock Units granted, based upon the total shareholder return of the Issuer's common stock relative to its peer group index over a performance period consisting of the two fiscal years ending January 31, 2024, and provided the reporting person remains in continuous service through January 31, 2024.

F3 · derivative.expiration_date: The number of Performance-Based Restricted Stock Units represents the target number of Performance-Based Restricted Stock Units that were granted to the reporting person on the date of grant, each of which represents the contingent right to receive one share of common stock, subject to the conditions set forth in the award agreement. Per the terms of the award agreement governing the Performance-Based Restricted Stock Units, the number of Performance-Based Restricted Stock Units to which the reporting person may ultimately become entitled ranges from 0% to 200% of the target number of Performance-Based Restricted Stock Units granted, based upon the total shareholder return of the Issuer's common stock relative to its peer group index over a performance period consisting of the two fiscal years ending January 31, 2024, and provided the reporting person remains in continuous service through January 31, 2024.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 22:59 UTC Axonics, Inc. AXNX · Entity 86004 SaleCommon Stock 35,161 $67.74 $2,381,661.98
Disclosure

SEC source: 0001562180-24-001009 · primarydocument.xml · nonDerivative · entry 2

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,835

F1 · kind: Shares of Issuer's common stock sold to cover the reporting person's tax obligation in connection with the vesting of Performance-Based Restricted Stock Units disclosed herein and the vesting of Restricted Stock Awards.

F2 · price: This transaction was executed in multiple trades at prices ranging from $67.53 to $68.01. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 22:59 UTC Axonics, Inc. AXNX · Entity 86004 Exercise / conversionCommon Stock 63,400 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-001009 · primarydocument.xml · nonDerivative · entry 1

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 01:06 UTC Axonics, Inc. AXNX · Entity 86004 SaleCommon Stock 6,932 $61.02 $422,962.91
Disclosure

SEC source: 0001562180-23-000873 · primarydocument.xml · nonDerivative · entry 6

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,596

F1 · kind: Shares of Issuer's common stock sold to cover the reporting person's tax obligation in connection with the conversion of the Performance-Based Restricted Stock Units disclosed herein.

F5 · price: This transaction was executed in multiple trades at prices ranging from $60.85 to $61.58. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 01:06 UTC Axonics, Inc. AXNX · Entity 86004 SaleCommon Stock 1,185 $60.43 $71,615.12
Disclosure

SEC source: 0001562180-23-000873 · primarydocument.xml · nonDerivative · entry 5

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,528

F1 · kind: Shares of Issuer's common stock sold to cover the reporting person's tax obligation in connection with the conversion of the Performance-Based Restricted Stock Units disclosed herein.

F4 · price: This transaction was executed in multiple trades at prices ranging from $59.85 to $60.845. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 31, 2023 Filed Feb 3, 2023 01:06 UTC Axonics, Inc. AXNX · Entity 86004 Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000873 · primarydocument.xml · derivative · entry 10

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: The number of Performance-Based Restricted Stock Units represents the target number of Performance-Based Restricted Stock Units that were granted to the reporting person on the date of grant, each of which represents the contingent right to receive one share of common stock, subject to the conditions set forth in the award agreement. Per the terms of the award agreement governing the Performance-Based Restricted Stock Units, the number of Performance-Based Restricted Stock Units to which the reporting person may ultimately become entitled ranges from 0% to 200% of the target number of Performance-Based Restricted Stock Units granted, based upon the total shareholder return of the Issuer's common stock relative to its peer group index over a performance period consisting of the two fiscal years ending January 31, 2023, and provided the reporting person remains in continuous service through January 31, 2023.

F9 · derivative.exercise_price: The number of Performance-Based Restricted Stock Units represents the target number of Performance-Based Restricted Stock Units that were granted to the reporting person on the date of grant, each of which represents the contingent right to receive one share of common stock, subject to the conditions set forth in the award agreement. Per the terms of the award agreement governing the Performance-Based Restricted Stock Units, the number of Performance-Based Restricted Stock Units to which the reporting person may ultimately become entitled ranges from 0% to 200% of the target number of Performance-Based Restricted Stock Units granted, based upon the total shareholder return of the Issuer's common stock relative to its peer group index over a performance period consisting of the two fiscal years ending January 31, 2023, and provided the reporting person remains in continuous service through January 31, 2023.

F9 · derivative.expiration_date: The number of Performance-Based Restricted Stock Units represents the target number of Performance-Based Restricted Stock Units that were granted to the reporting person on the date of grant, each of which represents the contingent right to receive one share of common stock, subject to the conditions set forth in the award agreement. Per the terms of the award agreement governing the Performance-Based Restricted Stock Units, the number of Performance-Based Restricted Stock Units to which the reporting person may ultimately become entitled ranges from 0% to 200% of the target number of Performance-Based Restricted Stock Units granted, based upon the total shareholder return of the Issuer's common stock relative to its peer group index over a performance period consisting of the two fiscal years ending January 31, 2023, and provided the reporting person remains in continuous service through January 31, 2023.

Read SEC document
January 31, 2023 Filed Feb 3, 2023 01:06 UTC Axonics, Inc. AXNX · Entity 86004 Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 21,968 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000873 · primarydocument.xml · derivative · entry 9

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,968 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: Each Performance-Based Restricted Stock Unit represents the contingent right to receive one share of common stock, subject to the Issuer's achievement of certain operational and performance objectives during the fiscal year ending December 31, 2022 and provided the reporting person remains in continuous service through January 31, 2023.

F8 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit represents the contingent right to receive one share of common stock, subject to the Issuer's achievement of certain operational and performance objectives during the fiscal year ending December 31, 2022 and provided the reporting person remains in continuous service through January 31, 2023.

F8 · derivative.expiration_date: Each Performance-Based Restricted Stock Unit represents the contingent right to receive one share of common stock, subject to the Issuer's achievement of certain operational and performance objectives during the fiscal year ending December 31, 2022 and provided the reporting person remains in continuous service through January 31, 2023.

Read SEC document
January 31, 2023 Filed Feb 3, 2023 01:06 UTC Axonics, Inc. AXNX · Entity 86004 GrantPerformance-Based Restricted Stock Units · Derivative 20,750 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000873 · primarydocument.xml · derivative · entry 8

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,750

Underlying: Common Stock · 20,750 shares

Expires not disclosed

F7 · security: The number of Performance-Based Restricted Stock Units represents the target number of Performance-Based Restricted Stock Units that were granted to the reporting person on the date of grant, each of which represents the contingent right to receive one share of common stock, subject to the conditions set forth in the award agreement. Per the terms of the award agreement governing the Performance-Based Restricted Stock Units, the number of Performance-Based Restricted Stock Units to which the reporting person may ultimately become entitled ranges from 0% to 200% of the target number of Performance-Based Restricted Stock Units granted, based upon the total shareholder return of the Issuer's common stock relative to its peer group index over a performance period consisting of the two fiscal years ending January 31, 2025, and provided the reporting person remains in continuous service through January 31, 2025.

F7 · derivative.exercise_price: The number of Performance-Based Restricted Stock Units represents the target number of Performance-Based Restricted Stock Units that were granted to the reporting person on the date of grant, each of which represents the contingent right to receive one share of common stock, subject to the conditions set forth in the award agreement. Per the terms of the award agreement governing the Performance-Based Restricted Stock Units, the number of Performance-Based Restricted Stock Units to which the reporting person may ultimately become entitled ranges from 0% to 200% of the target number of Performance-Based Restricted Stock Units granted, based upon the total shareholder return of the Issuer's common stock relative to its peer group index over a performance period consisting of the two fiscal years ending January 31, 2025, and provided the reporting person remains in continuous service through January 31, 2025.

F7 · derivative.expiration_date: The number of Performance-Based Restricted Stock Units represents the target number of Performance-Based Restricted Stock Units that were granted to the reporting person on the date of grant, each of which represents the contingent right to receive one share of common stock, subject to the conditions set forth in the award agreement. Per the terms of the award agreement governing the Performance-Based Restricted Stock Units, the number of Performance-Based Restricted Stock Units to which the reporting person may ultimately become entitled ranges from 0% to 200% of the target number of Performance-Based Restricted Stock Units granted, based upon the total shareholder return of the Issuer's common stock relative to its peer group index over a performance period consisting of the two fiscal years ending January 31, 2025, and provided the reporting person remains in continuous service through January 31, 2025.

Read SEC document
January 31, 2023 Filed Feb 3, 2023 01:06 UTC Axonics, Inc. AXNX · Entity 86004 GrantPerformance-Based Restricted Stock Units · Derivative 41,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000873 · primarydocument.xml · derivative · entry 7

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,500

Underlying: Common Stock · 41,500 shares

Expires not disclosed

F6 · security: Each Performance-Based Restricted Stock Unit represents the contingent right to receive one share of common stock, subject to the Issuer's achievement of certain operational and performance objectives during the fiscal year ending December 31, 2023 and provided the reporting person remains in continuous service through January 31, 2024.

F6 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit represents the contingent right to receive one share of common stock, subject to the Issuer's achievement of certain operational and performance objectives during the fiscal year ending December 31, 2023 and provided the reporting person remains in continuous service through January 31, 2024.

F6 · derivative.expiration_date: Each Performance-Based Restricted Stock Unit represents the contingent right to receive one share of common stock, subject to the Issuer's achievement of certain operational and performance objectives during the fiscal year ending December 31, 2023 and provided the reporting person remains in continuous service through January 31, 2024.

Read SEC document
January 31, 2023 Filed Feb 3, 2023 01:06 UTC Axonics, Inc. AXNX · Entity 86004 SaleCommon Stock 9,032 $61.12 $552,053.00
Disclosure

SEC source: 0001562180-23-000873 · primarydocument.xml · nonDerivative · entry 4

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,713

F1 · kind: Shares of Issuer's common stock sold to cover the reporting person's tax obligation in connection with the conversion of the Performance-Based Restricted Stock Units disclosed herein.

F3 · price: This transaction was executed in multiple trades at prices ranging from $60.78 to $61.60. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 31, 2023 Filed Feb 3, 2023 01:06 UTC Axonics, Inc. AXNX · Entity 86004 SaleCommon Stock 13,872 $61.17 $848,541.92
Disclosure

SEC source: 0001562180-23-000873 · primarydocument.xml · nonDerivative · entry 3

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,745

F1 · kind: Shares of Issuer's common stock sold to cover the reporting person's tax obligation in connection with the conversion of the Performance-Based Restricted Stock Units disclosed herein.

F2 · price: This transaction was executed in multiple trades at prices ranging from $60.78 to $61.595. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 31, 2023 Filed Feb 3, 2023 01:06 UTC Axonics, Inc. AXNX · Entity 86004 Exercise / conversionCommon Stock 61,968 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000873 · primarydocument.xml · nonDerivative · entry 2

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2023 Filed Feb 3, 2023 01:06 UTC Axonics, Inc. AXNX · Entity 86004 GrantCommon Stock 20,750 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000873 · primarydocument.xml · nonDerivative · entry 1

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,649

Read SEC document
January 13, 2023 Filed Jan 19, 2023 01:04 UTC Axonics, Inc. AXNX · Entity 86004 SaleCommon Stock 22,052 $66.27 $1,461,434.55
Disclosure

SEC source: 0001562180-23-000495 · primarydocument.xml · nonDerivative · entry 2

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,899

F2 · price: This transaction was executed in multiple trades at prices ranging from $66.00 to $66.73. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 13, 2023 Filed Jan 19, 2023 01:04 UTC Axonics, Inc. AXNX · Entity 86004 SaleCommon Stock 18,684 $65.54 $1,224,566.18
Disclosure

SEC source: 0001562180-23-000495 · primarydocument.xml · nonDerivative · entry 1

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,951

F1 · price: This transaction was executed in multiple trades at prices ranging from $65.00 to $65.99. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 08, 2022 Filed Aug 10, 2022 23:29 UTC Axonics, Inc. AXNX · Entity 86004 SaleCommon Stock 1,776 $72.09 $128,027.04
Disclosure

SEC source: 0001562180-22-006035 · primarydocument.xml · nonDerivative · entry 4

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,635

F1 · kind: This sale was pursuant to a 10b5-1 plan adopted by the reporting person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $71.97 to $72.54. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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August 08, 2022 Filed Aug 10, 2022 23:29 UTC Axonics, Inc. AXNX · Entity 86004 SaleCommon Stock 12,032 $71.65 $862,097.61
Disclosure

SEC source: 0001562180-22-006035 · primarydocument.xml · nonDerivative · entry 3

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,411

F1 · kind: This sale was pursuant to a 10b5-1 plan adopted by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $70.95 to $71.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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August 08, 2022 Filed Aug 10, 2022 23:29 UTC Axonics, Inc. AXNX · Entity 86004 SaleCommon Stock 12,092 $70.40 $851,294.94
Disclosure

SEC source: 0001562180-22-006035 · primarydocument.xml · nonDerivative · entry 2

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,443

F1 · kind: This sale was pursuant to a 10b5-1 plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $69.95 to $70.94. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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August 08, 2022 Filed Aug 10, 2022 23:29 UTC Axonics, Inc. AXNX · Entity 86004 SaleCommon Stock 18,100 $69.50 $1,257,906.56
Disclosure

SEC source: 0001562180-22-006035 · primarydocument.xml · nonDerivative · entry 1

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,535

F1 · kind: This sale was pursuant to a 10b5-1 plan adopted by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $68.95 to $69.92. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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July 20, 2022 Filed Feb 16, 2023 01:02 UTC Axonics, Inc. AXNX · Entity 86004 GiftCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001435 · primarydocument.xml · nonDerivative · entry 1

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,596

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March 29, 2022 Filed Apr 1, 2022 00:04 UTC Axonics, Inc. AXNX · Entity 86004 SaleCommon Stock 50,000 $60.00 $3,000,000.00
Disclosure

SEC source: 0001562180-22-003045 · primarydocument.xml · nonDerivative · entry 1

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,635

F1 · kind: This sale was pursuant to a 10b5-1 plan adopted by the reporting person.

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March 14, 2022 Filed Mar 17, 2022 01:13 UTC Axonics, Inc. AXNX · Entity 86004 SaleCommon Stock 16,900 $54.80 $926,096.34
Disclosure

SEC source: 0001562180-22-002687 · primarydocument.xml · nonDerivative · entry 5

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,635

F1 · kind: This sale was pursuant to a 10b5-1 plan adopted by the reporting person.

F6 · price: This transaction was executed in multiple trades at prices ranging from $54.09 to $55.05. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 14, 2022 Filed Mar 17, 2022 01:13 UTC Axonics, Inc. AXNX · Entity 86004 SaleCommon Stock 11,232 $53.95 $606,003.47
Disclosure

SEC source: 0001562180-22-002687 · primarydocument.xml · nonDerivative · entry 4

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,535

F1 · kind: This sale was pursuant to a 10b5-1 plan adopted by the reporting person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $53.09 to $54.05. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 14, 2022 Filed Mar 17, 2022 01:13 UTC Axonics, Inc. AXNX · Entity 86004 SaleCommon Stock 1,981 $52.66 $104,316.29
Disclosure

SEC source: 0001562180-22-002687 · primarydocument.xml · nonDerivative · entry 3

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,767

F1 · kind: This sale was pursuant to a 10b5-1 plan adopted by the reporting person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $52.05 to $53.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 14, 2022 Filed Mar 17, 2022 01:13 UTC Axonics, Inc. AXNX · Entity 86004 SaleCommon Stock 2,100 $51.40 $107,940.21
Disclosure

SEC source: 0001562180-22-002687 · primarydocument.xml · nonDerivative · entry 2

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,748

F1 · kind: This sale was pursuant to a 10b5-1 plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $51.02 to $52.01. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 14, 2022 Filed Mar 17, 2022 01:13 UTC Axonics, Inc. AXNX · Entity 86004 SaleCommon Stock 17,787 $50.42 $896,792.08
Disclosure

SEC source: 0001562180-22-002687 · primarydocument.xml · nonDerivative · entry 1

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,848

F1 · kind: This sale was pursuant to a 10b5-1 plan adopted by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $50.00 to $50.87. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 03, 2022 Filed Feb 4, 2022 02:30 UTC Axonics, Inc. AXNX · Entity 86004 Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 54,346 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001104 · primarydocument.xml · derivative · entry 8

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 54,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: The number of Performance-Based Restricted Stock Units represents the target number of Performance-Based Restricted Stock Units that were granted to the reporting person on the date of grant, each of which represents the contingent right to receive one share of common stock, subject to the conditions set forth in the award agreement. Per the terms of the award agreement governing the Performance-Based Restricted Stock Units, the number of Performance-Based Restricted Stock Units to which the reporting person may ultimately become entitled ranges from 0% to 200% of the target number of Performance-Based Restricted Stock Units granted, based upon the total shareholder return of the Issuer's common stock relative to its peer group index over a performance period consisting of the two fiscal years ending December 31, 2021, and provided the reporting person remains in continuous service through December 31, 2021.

F7 · derivative.exercise_price: The number of Performance-Based Restricted Stock Units represents the target number of Performance-Based Restricted Stock Units that were granted to the reporting person on the date of grant, each of which represents the contingent right to receive one share of common stock, subject to the conditions set forth in the award agreement. Per the terms of the award agreement governing the Performance-Based Restricted Stock Units, the number of Performance-Based Restricted Stock Units to which the reporting person may ultimately become entitled ranges from 0% to 200% of the target number of Performance-Based Restricted Stock Units granted, based upon the total shareholder return of the Issuer's common stock relative to its peer group index over a performance period consisting of the two fiscal years ending December 31, 2021, and provided the reporting person remains in continuous service through December 31, 2021.

F7 · derivative.expiration_date: The number of Performance-Based Restricted Stock Units represents the target number of Performance-Based Restricted Stock Units that were granted to the reporting person on the date of grant, each of which represents the contingent right to receive one share of common stock, subject to the conditions set forth in the award agreement. Per the terms of the award agreement governing the Performance-Based Restricted Stock Units, the number of Performance-Based Restricted Stock Units to which the reporting person may ultimately become entitled ranges from 0% to 200% of the target number of Performance-Based Restricted Stock Units granted, based upon the total shareholder return of the Issuer's common stock relative to its peer group index over a performance period consisting of the two fiscal years ending December 31, 2021, and provided the reporting person remains in continuous service through December 31, 2021.

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February 03, 2022 Filed Feb 4, 2022 02:30 UTC Axonics, Inc. AXNX · Entity 86004 Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 42,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001104 · primarydocument.xml · derivative · entry 7

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each Performance-Based Restricted Stock Unit represents the contingent right to receive one share of common stock, subject to the Issuer's achievement of certain operational and performance objectives during the fiscal year ending December 31, 2021 and provided the reporting person remains in continuous service through January 31, 2022.

F6 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit represents the contingent right to receive one share of common stock, subject to the Issuer's achievement of certain operational and performance objectives during the fiscal year ending December 31, 2021 and provided the reporting person remains in continuous service through January 31, 2022.

F6 · derivative.expiration_date: Each Performance-Based Restricted Stock Unit represents the contingent right to receive one share of common stock, subject to the Issuer's achievement of certain operational and performance objectives during the fiscal year ending December 31, 2021 and provided the reporting person remains in continuous service through January 31, 2022.

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February 03, 2022 Filed Feb 4, 2022 02:30 UTC Axonics, Inc. AXNX · Entity 86004 SaleCommon Stock 1,779 $49.03 $87,232.73
Disclosure

SEC source: 0001562180-22-001104 · primarydocument.xml · nonDerivative · entry 4

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,635

F1 · kind: Shares of Issuer's common stock sold to cover the reporting person's tax obligation in connection with the conversion of the Performance-Based Restricted Stock Units disclosed herein.

F3 · price: This transaction was executed in multiple trades at prices ranging from $48.78 to $49.14. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 03, 2022 Filed Feb 4, 2022 02:30 UTC Axonics, Inc. AXNX · Entity 86004 SaleCommon Stock 33,336 $48.21 $1,607,138.56
Disclosure

SEC source: 0001562180-22-001104 · primarydocument.xml · nonDerivative · entry 3

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,414

F1 · kind: Shares of Issuer's common stock sold to cover the reporting person's tax obligation in connection with the conversion of the Performance-Based Restricted Stock Units disclosed herein.

F2 · price: This transaction was executed in multiple trades at prices ranging from $47.76 to $48.75. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 03, 2022 Filed Feb 4, 2022 02:30 UTC Axonics, Inc. AXNX · Entity 86004 Exercise / conversionCommon Stock 96,846 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001104 · primarydocument.xml · nonDerivative · entry 2

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2022 Filed Feb 4, 2022 02:30 UTC Axonics, Inc. AXNX · Entity 86004 GrantPerformance-Based Restricted Stock Units · Derivative 10,950 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-001104 · primarydocument.xml · derivative · entry 6

COHEN RAYMOND W · CIK 0001258288 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,950

Underlying: Common Stock · 10,950 shares

Expires not disclosed

F5 · security: The number of Performance-Based Restricted Stock Units represents the target number of Performance-Based Restricted Stock Units that were granted to the reporting person on the date of grant, each of which represents the contingent right to receive one share of common stock, subject to the conditions set forth in the award agreement. Per the terms of the award agreement governing the Performance-Based Restricted Stock Units, the number of Performance-Based Restricted Stock Units to which the reporting person may ultimately become entitled ranges from 0% to 200% of the target number of Performance-Based Restricted Stock Units granted, based upon the total shareholder return of the Issuer's common stock relative to its peer group index over a performance period consisting of the two fiscal years ending January 31, 2024, and provided the reporting person remains in continuous service through January 31, 2024.

F5 · derivative.exercise_price: The number of Performance-Based Restricted Stock Units represents the target number of Performance-Based Restricted Stock Units that were granted to the reporting person on the date of grant, each of which represents the contingent right to receive one share of common stock, subject to the conditions set forth in the award agreement. Per the terms of the award agreement governing the Performance-Based Restricted Stock Units, the number of Performance-Based Restricted Stock Units to which the reporting person may ultimately become entitled ranges from 0% to 200% of the target number of Performance-Based Restricted Stock Units granted, based upon the total shareholder return of the Issuer's common stock relative to its peer group index over a performance period consisting of the two fiscal years ending January 31, 2024, and provided the reporting person remains in continuous service through January 31, 2024.

F5 · derivative.expiration_date: The number of Performance-Based Restricted Stock Units represents the target number of Performance-Based Restricted Stock Units that were granted to the reporting person on the date of grant, each of which represents the contingent right to receive one share of common stock, subject to the conditions set forth in the award agreement. Per the terms of the award agreement governing the Performance-Based Restricted Stock Units, the number of Performance-Based Restricted Stock Units to which the reporting person may ultimately become entitled ranges from 0% to 200% of the target number of Performance-Based Restricted Stock Units granted, based upon the total shareholder return of the Issuer's common stock relative to its peer group index over a performance period consisting of the two fiscal years ending January 31, 2024, and provided the reporting person remains in continuous service through January 31, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.