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person · Reporting owner

McKelvey James Morgan Jr.

Disclosed activity across 3 companies

Tapewire entity
36811
SEC CIK
0001658460

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Ajax IAJAX · Entity 145705DirectorSeptember 28, 2020October 28, 2020
Block, Inc.XYZ · Entity 3041DirectorJune 16, 2026June 18, 2026
EMERSON ELECTRIC COEMR · Entity 2942DirectorFebruary 03, 2026February 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Ajax I

Report date September 28, 2020 · Filed October 28, 2020

This filing explicitly reported no securities owned.

Block, Inc.

Report date June 16, 2026 · Filed June 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect16,151 Reported balance After 2026-06-16 transaction · row 1
1 source row

Row 1 · 2026-06-16 · Grant · Acquired 3,682 · Balance 16,151

F1: Represents an automatic annual restricted stock unit (RSU) award issued pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 16, 2027, or the date of the Issuer's next annual meeting of stockholders.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote125,000 Reported balance Holding disclosure · report date 2026-06-16 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 125,000

F2: The shares are held by the Anna Elefteria Ntenta Trust, dated 11/30/2017, for the benefit of the Reporting Person's spouse.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee Footnote11,940,025 Reported balance Holding disclosure · report date 2026-06-16 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 11,940,025

F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4: The shares are held of record by the James McKelvey, Jr. Revocable Trust dated July 2, 2014, for which the Reporting Person serves as a Trustee.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an automatic annual restricted stock unit (RSU) award issued pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 16, 2027, or the date of the Issuer's next annual meeting of stockholders.

F2: The shares are held by the Anna Elefteria Ntenta Trust, dated 11/30/2017, for the benefit of the Reporting Person's spouse.

F3: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4: The shares are held of record by the James McKelvey, Jr. Revocable Trust dated July 2, 2014, for which the Reporting Person serves as a Trustee.

EMERSON ELECTRIC CO

Report date February 03, 2026 · Filed February 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect16,013 Reported balance After 2026-02-03 transaction · row 1
1 source row

Row 1 · 2026-02-03 · Grant · Acquired 1,251 · Balance 16,013

F1: Grant to Reporting Person of 1,251 restricted stock units having a fair market value of $151.795 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F2: Price is not applicable to acquisitions resulting from grants of restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Grant to Reporting Person of 1,251 restricted stock units having a fair market value of $151.795 per unit on the date of grant under shareholder approved benefits plan pursuant to Rule 16b-3(d).

F2: Price is not applicable to acquisitions resulting from grants of restricted stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2020 Filed Sep 17, 2020 21:01 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 9,251 $150.89 $1,395,883.39
Disclosure

SEC source: 0001209191-20-050957 · doc4.xml · nonDerivative · entry 2

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,195

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $150.31 to $151.07 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:01 UTC Block, Inc. SQ · Entity 3041 ConversionClass A Common Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-050957 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 21:30 UTC Block, Inc. SQ · Entity 3041 ConversionClass B Common Stock · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047787 · doc4.xml · derivative · entry 8

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,207,000

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 21:30 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 2,545 $152.09 $387,069.05
Disclosure

SEC source: 0001209191-20-047787 · doc4.xml · nonDerivative · entry 6

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,446

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $151.90 to $152.68 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 21:30 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 26,197 $150.79 $3,950,245.63
Disclosure

SEC source: 0001209191-20-047787 · doc4.xml · nonDerivative · entry 5

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,991

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $150.56 to $151.24 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 21:30 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 107,190 $150.06 $16,084,931.40
Disclosure

SEC source: 0001209191-20-047787 · doc4.xml · nonDerivative · entry 4

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,188

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $149.55 to $150.54 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 21:30 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 50,504 $149.03 $7,526,611.12
Disclosure

SEC source: 0001209191-20-047787 · doc4.xml · nonDerivative · entry 3

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,378

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $148.52 to $149.50 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 21:30 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 13,564 $148.05 $2,008,150.20
Disclosure

SEC source: 0001209191-20-047787 · doc4.xml · nonDerivative · entry 2

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,882

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $147.51 to $148.45 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 21:30 UTC Block, Inc. SQ · Entity 3041 ConversionClass A Common Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047787 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 23:11 UTC Block, Inc. SQ · Entity 3041 GrantClass A Common Stock 95 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-041246 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,446

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 22:26 UTC Block, Inc. SQ · Entity 3041 GrantClass A Common Stock 2,638 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-037708 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,351

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award issued pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 16, 2021, or the date of the Issuer's next annual meeting of stockholders.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:38 UTC Block, Inc. SQ · Entity 3041 GrantClass A Common Stock 190 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023358 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,713

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 00:19 UTC Block, Inc. SQ · Entity 3041 GrantClass A Common Stock 159 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-002131 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,523

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 23:43 UTC Block, Inc. SQ · Entity 3041 ConversionClass B Common Stock · Derivative 175,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061840 · doc4.xml · derivative · entry 4

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,407,000

Underlying: Class A Common Stock · 175,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 23:43 UTC Block, Inc. SQ · Entity 3041 GiftClass A Common Stock 175,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061840 · doc4.xml · nonDerivative · entry 3

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 175,000

F2 · ownership.nature: The shares are held by the Anna Elefteria Ntenta Revocable Trust, dated 11/30/2017, for the benefit of the Reporting Person's spouse.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 23:43 UTC Block, Inc. SQ · Entity 3041 GiftClass A Common Stock 175,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061840 · doc4.xml · nonDerivative · entry 2

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,364

Read SEC document
December 20, 2019 Filed Dec 23, 2019 23:43 UTC Block, Inc. SQ · Entity 3041 ConversionClass A Common Stock 175,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061840 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 21:28 UTC Block, Inc. SQ · Entity 3041 GrantClass A Common Stock 161 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-052359 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,364

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 21:35 UTC Block, Inc. SQ · Entity 3041 GrantClass A Common Stock 137 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-041230 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,203

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 21:16 UTC Block, Inc. SQ · Entity 3041 GrantClass A Common Stock 3,480 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-038266 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,066

F1 · shares: Represents an automatic annual restricted stock unit (RSU) award issued pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock upon settlement. 100% of the RSUs vest on the earlier of June 18, 2020, or the date of the Issuer's next annual meeting of stockholders.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 21:18 UTC Block, Inc. SQ · Entity 3041 GrantClass A Common Stock 133 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-023310 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,586

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 23:43 UTC Block, Inc. SQ · Entity 3041 GrantClass A Common Stock 178 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-002274 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,453

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:40 UTC Block, Inc. SQ · Entity 3041 ConversionClass B Common Stock · Derivative 340,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-063720 · doc4.xml · derivative · entry 3

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,582,000

Underlying: Class A Common Stock · 340,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:40 UTC Block, Inc. SQ · Entity 3041 GiftClass A Common Stock 340,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-063720 · doc4.xml · nonDerivative · entry 2

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,275

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:40 UTC Block, Inc. SQ · Entity 3041 ConversionClass A Common Stock 340,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-063720 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 22:34 UTC Block, Inc. SQ · Entity 3041 ConversionClass B Common Stock · Derivative 400,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062785 · doc4.xml · derivative · entry 5

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,922,000

Underlying: Class A Common Stock · 400,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 22:34 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 55,514 $65.29 $3,624,509.06
Disclosure

SEC source: 0001209191-18-062785 · doc4.xml · nonDerivative · entry 4

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,275

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $65.12 to $65.56 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 22:34 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 272,513 $64.72 $17,637,041.36
Disclosure

SEC source: 0001209191-18-062785 · doc4.xml · nonDerivative · entry 3

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,789

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $64.12 to $65.11 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 22:34 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 71,973 $63.59 $4,576,763.07
Disclosure

SEC source: 0001209191-18-062785 · doc4.xml · nonDerivative · entry 2

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,302

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $63.12 to $64.10 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 22:34 UTC Block, Inc. SQ · Entity 3041 ConversionClass A Common Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-062785 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

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November 16, 2018 Filed Nov 20, 2018 22:05 UTC Block, Inc. SQ · Entity 3041 ConversionClass B Common Stock · Derivative 400,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-059461 · doc4.xml · derivative · entry 6

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,322,000

Underlying: Class A Common Stock · 400,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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November 16, 2018 Filed Nov 20, 2018 22:05 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 5,189 $73.13 $379,471.57
Disclosure

SEC source: 0001209191-18-059461 · doc4.xml · nonDerivative · entry 5

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,275

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $73.13 to $73.14 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 16, 2018 Filed Nov 20, 2018 22:05 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 118,302 $72.49 $8,575,711.98
Disclosure

SEC source: 0001209191-18-059461 · doc4.xml · nonDerivative · entry 4

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,464

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $72.06 to $72.96 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 16, 2018 Filed Nov 20, 2018 22:05 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 76,012 $71.56 $5,439,418.72
Disclosure

SEC source: 0001209191-18-059461 · doc4.xml · nonDerivative · entry 3

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,766

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $71.04 to $71.97 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 16, 2018 Filed Nov 20, 2018 22:05 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 200,497 $70.62 $14,159,098.14
Disclosure

SEC source: 0001209191-18-059461 · doc4.xml · nonDerivative · entry 2

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,778

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $70.04 to $71.03 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 16, 2018 Filed Nov 20, 2018 22:05 UTC Block, Inc. SQ · Entity 3041 ConversionClass A Common Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-059461 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
October 24, 2018 Filed Oct 26, 2018 21:57 UTC Block, Inc. SQ · Entity 3041 ConversionClass B Common Stock · Derivative 400,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056331 · doc4.xml · derivative · entry 8

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,722,000

Underlying: Class A Common Stock · 400,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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October 24, 2018 Filed Oct 26, 2018 21:57 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 3,700 $74.57 $275,909.00
Disclosure

SEC source: 0001209191-18-056331 · doc4.xml · nonDerivative · entry 7

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,275

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $74.47 to $75.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 24, 2018 Filed Oct 26, 2018 21:57 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 50,710 $73.87 $3,745,947.70
Disclosure

SEC source: 0001209191-18-056331 · doc4.xml · nonDerivative · entry 6

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,975

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $73.46 to $74.45 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 24, 2018 Filed Oct 26, 2018 21:57 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 174,629 $72.80 $12,712,991.20
Disclosure

SEC source: 0001209191-18-056331 · doc4.xml · nonDerivative · entry 5

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,685

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $72.43 to $73.42 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 24, 2018 Filed Oct 26, 2018 21:57 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 102,116 $71.93 $7,345,203.88
Disclosure

SEC source: 0001209191-18-056331 · doc4.xml · nonDerivative · entry 4

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,314

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $71.43 to $72.42 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 24, 2018 Filed Oct 26, 2018 21:57 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 34,332 $70.98 $2,436,885.36
Disclosure

SEC source: 0001209191-18-056331 · doc4.xml · nonDerivative · entry 3

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,430

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $70.43 to $71.41 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 24, 2018 Filed Oct 26, 2018 21:57 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 34,513 $69.89 $2,412,113.57
Disclosure

SEC source: 0001209191-18-056331 · doc4.xml · nonDerivative · entry 2

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,762

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $69.31 to $70.28 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 24, 2018 Filed Oct 26, 2018 21:57 UTC Block, Inc. SQ · Entity 3041 ConversionClass A Common Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-056331 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 21:07 UTC Block, Inc. SQ · Entity 3041 GrantClass A Common Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-053937 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,275

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.

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September 18, 2018 Filed Sep 20, 2018 21:23 UTC Block, Inc. SQ · Entity 3041 ConversionClass B Common Stock · Derivative 400,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051818 · doc4.xml · derivative · entry 5

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,122,000

Underlying: Class A Common Stock · 400,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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September 18, 2018 Filed Sep 20, 2018 21:23 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 3,424 $89.13 $305,181.12
Disclosure

SEC source: 0001209191-18-051818 · doc4.xml · nonDerivative · entry 4

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,175

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $89.09 to $89.19 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 18, 2018 Filed Sep 20, 2018 21:23 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 149,838 $88.55 $13,268,154.90
Disclosure

SEC source: 0001209191-18-051818 · doc4.xml · nonDerivative · entry 3

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,599

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $88.09 to $89.07 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 18, 2018 Filed Sep 20, 2018 21:23 UTC Block, Inc. SQ · Entity 3041 SaleClass A Common Stock 246,738 $87.71 $21,641,389.98
Disclosure

SEC source: 0001209191-18-051818 · doc4.xml · nonDerivative · entry 2

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,437

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $87.09 to $88.08 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 18, 2018 Filed Sep 20, 2018 21:23 UTC Block, Inc. SQ · Entity 3041 ConversionClass A Common Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051818 · doc4.xml · nonDerivative · entry 1

McKelvey James Morgan Jr. · CIK 0001658460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.