Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aceragen, Inc.IDRA · Entity 110652 | Chief Medical Officer | July 09, 2019 | July 11, 2019 |
| Kymera Therapeutics, Inc.KYMR · Entity 3545 | Director | June 07, 2024 | June 07, 2024 |
| Liquidia CorpLQDA · Entity 1860 | Director | June 16, 2026 | June 18, 2026 |
| Liquidia Technologies IncLQDA · Entity 145051 | Director | June 22, 2020 | June 23, 2020 |
| Vyant Bio, Inc.VYNT · Entity 116415 | Director | January 17, 2023 | January 19, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aceragen, Inc.
Report date July 09, 2019 · Filed July 11, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.52 · Expires 2029-07-09 | Direct | 45,500 |
Reported balance
After 2019-07-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-07-09 · Grant · Acquired 45,500 · Balance 45,500 F1: The stock option award was granted under the Issuer's 2013 Stock Incentive Plan. The stock option vests and becomes exercisable over a four-year period commencing on July 9, 2019. Twenty-five percent (25%) of the stock option vests and becomes exercisable on July 9, 2020 (first anniversary of the date of grant) and the balance vests in twelve equal quarterly installments over the remaining three years of the four-year period, subject to continued service with the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock option award was granted under the Issuer's 2013 Stock Incentive Plan. The stock option vests and becomes exercisable over a four-year period commencing on July 9, 2019. Twenty-five percent (25%) of the stock option vests and becomes exercisable on July 9, 2020 (first anniversary of the date of grant) and the balance vests in twelve equal quarterly installments over the remaining three years of the four-year period, subject to continued service with the Issuer.
Kymera Therapeutics, Inc.
Report date June 07, 2024 · Filed June 07, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2024-06-07 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2024-06-07 · Exercise / conversion · Acquired 8,500 · Balance 8,500 F1: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated March 8, 2024 adopted by the reporting person. Row 2 · 2024-06-07 · Sale · Disposed 2,187 · Balance 6,313 F1: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated March 8, 2024 adopted by the reporting person. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.88 to $32.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 3 · 2024-06-07 · Sale · Disposed 6,313 · Balance 0 F1: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated March 8, 2024 adopted by the reporting person. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.88 to $33.39, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.08 · Expires 2029-05-22 | Direct | 33,195 |
Reported balance
After 2024-06-07 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-06-07 · Exercise / conversion · Disposed 8,500 · Balance 33,195 F1: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated March 8, 2024 adopted by the reporting person. F4: The shares underlying this stock option vest in forty-eight (48) equal monthly installments following the vesting commencement date of May 16, 2018, subject to the reporting person's continued employment through each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated March 8, 2024 adopted by the reporting person.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.88 to $32.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.88 to $33.39, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The shares underlying this stock option vest in forty-eight (48) equal monthly installments following the vesting commencement date of May 16, 2018, subject to the reporting person's continued employment through each vesting date.
Liquidia Corp
Report date June 16, 2026 · Filed June 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,637 |
Reported balance
After 2026-06-16 transaction · row 1
1 source rowRow 1 · 2026-06-16 · Grant · Acquired 5,882 · Balance 39,637 F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2: The RSUs shall vest upon the earlier of (i) the one-year anniversary of the date of grant or (ii) the day prior to the Issuer's next annual shareholder meeting following the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2: The RSUs shall vest upon the earlier of (i) the one-year anniversary of the date of grant or (ii) the day prior to the Issuer's next annual shareholder meeting following the date of grant.
Liquidia Technologies Inc
Report date June 22, 2020 · Filed June 23, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.97 · Expires 2030-06-22 | Direct | 20,000 |
Reported balance
After 2020-06-22 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-06-22 · Grant · Acquired 20,000 · Balance 20,000 F1: The option vests in 36 equal monthly installments, becoming fully vested on June 22, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: The option vests in 36 equal monthly installments, becoming fully vested on June 22, 2023.
Vyant Bio, Inc.
Report date January 17, 2023 · Filed January 19, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.0001 par valueSEC Table I · non-derivative | Direct | 23,123 |
Reported balance
After 2023-01-17 transaction · row 1
1 source rowRow 1 · 2023-01-17 · Grant · Acquired 7,526 · Balance 23,123 F1: On January 17, 2023, the Reporting Person was granted 7,526 restricted stock units, which will be settled in shares of common stock, par value $0.0001. The restricted stock units fully vest on January 17, 2024, so long as Reporting Person remains a director through that date. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 17, 2023, the Reporting Person was granted 7,526 restricted stock units, which will be settled in shares of common stock, par value $0.0001. The restricted stock units fully vest on January 17, 2024, so long as Reporting Person remains a director through that date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 16, 2026 Filed Jun 18, 2026 20:32 UTC | Liquidia Corp LQDA · Entity 1860 | GrantCommon Stock | 5,882 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-075784 · tm2618309-3_4seq1.xml · nonDerivative · entry 1 Horobin Joanna · CIK 0001560959 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,637 F1 · kind: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · shares: The RSUs shall vest upon the earlier of (i) the one-year anniversary of the date of grant or (ii) the day prior to the Issuer's next annual shareholder meeting following the date of grant. Read SEC document |
| August 19, 2025 Filed Aug 21, 2025 20:30 UTC | Liquidia Corp LQDA · Entity 1860 | SaleCommon Stock | 5,000 | $27.17 | $135,850.00 |
DisclosureSEC source: 0001104659-25-081441 · tm2523977-1_4seq1.xml · nonDerivative · entry 1 Horobin Joanna · CIK 0001560959 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,755 F1 · balance_after: Includes 18,396 restricted stock units granted to the Reporting Person on June 17, 2025, none of which have vested as of the date of this Form 4. Read SEC document |
| June 17, 2025 Filed Jun 20, 2025 20:31 UTC | Liquidia Corp LQDA · Entity 1860 | GrantCommon Stock | 18,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-061188 · tm2518541-3_4seq1.xml · nonDerivative · entry 1 Horobin Joanna · CIK 0001560959 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,755 F1 · kind: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · shares: The RSUs shall vest upon the earlier of (i) the one-year anniversary of the date of grant or (ii) the day prior to the Issuer's next annual shareholder meeting following the date of grant. Read SEC document |
| June 20, 2024 Filed Jun 25, 2024 01:37 UTC | Liquidia Corp LQDA · Entity 1860 | GrantCommon Stock | 20,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-074470 · tm2418154-3_4seq1.xml · nonDerivative · entry 1 Horobin Joanna · CIK 0001560959 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,359 F1 · kind: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · shares: The RSUs shall vest upon the earlier of (i) the one-year anniversary of the date of grant or (ii) the day prior to the Issuer's next annual shareholder meeting following the date of grant. Read SEC document |
| June 07, 2024 Filed Jun 7, 2024 22:36 UTC | Kymera Therapeutics, Inc. KYMR · Entity 3545 | Exercise / conversionStock Option (Right to Buy) · Derivative | 8,500 | $0.00 Strike: $2.08 | $0.00 |
DisclosureSEC source: 0000950170-24-070966 · ownership.xml · derivative · entry 4 Horobin Joanna · CIK 0001560959 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 33,195 Underlying: Common Stock · 8,500 shares Expires 2029-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated March 8, 2024 adopted by the reporting person. F4 · derivative.exercise_date: The shares underlying this stock option vest in forty-eight (48) equal monthly installments following the vesting commencement date of May 16, 2018, subject to the reporting person's continued employment through each vesting date. Read SEC document |
| June 07, 2024 Filed Jun 7, 2024 22:36 UTC | Kymera Therapeutics, Inc. KYMR · Entity 3545 | SaleCommon Stock | 6,313 | $33.11 | $209,005.12 |
DisclosureSEC source: 0000950170-24-070966 · ownership.xml · nonDerivative · entry 3 Horobin Joanna · CIK 0001560959 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated March 8, 2024 adopted by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.88 to $33.39, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 07, 2024 Filed Jun 7, 2024 22:36 UTC | Kymera Therapeutics, Inc. KYMR · Entity 3545 | SaleCommon Stock | 2,187 | $32.65 | $71,394.83 |
DisclosureSEC source: 0000950170-24-070966 · ownership.xml · nonDerivative · entry 2 Horobin Joanna · CIK 0001560959 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,313 F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated March 8, 2024 adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.88 to $32.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 07, 2024 Filed Jun 7, 2024 22:36 UTC | Kymera Therapeutics, Inc. KYMR · Entity 3545 | Exercise / conversionCommon Stock | 8,500 | $2.08 | $17,680.00 |
DisclosureSEC source: 0000950170-24-070966 · ownership.xml · nonDerivative · entry 1 Horobin Joanna · CIK 0001560959 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 8,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated March 8, 2024 adopted by the reporting person. Read SEC document |
| June 19, 2023 Filed Jun 21, 2023 21:00 UTC | Liquidia Corp LQDA · Entity 1860 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $8.63 | $0.00 |
DisclosureSEC source: 0001104659-23-073392 · tm2317720-6_4seq1.xml · derivative · entry 1 Horobin Joanna · CIK 0001560959 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2033-06-19 F1 · derivative.exercise_date: The option vests in 36 equal monthly installments and will become fully vested on June 19, 2026. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 20:15 UTC | Kymera Therapeutics, Inc. KYMR · Entity 3545 | GrantStock Option (Right to Buy) · Derivative | 12,000 | $0.00 Strike: $27.67 | $0.00 |
DisclosureSEC source: 0000899243-23-015963 · doc4.xml · derivative · entry 1 Horobin Joanna · CIK 0001560959 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2033-06-14 F1 · derivative.exercise_date: The shares underlying this stock option shall vest in full upon the earlier to occur of (i) June 15, 2024 and (ii) the date of the next annual meeting of the Issuer's stockholders. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 16:30 UTC | Vyant Bio, Inc. VYNT · Entity 116415 | GrantCommon Stock, $0.0001 par value | 7,526 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-23-001915 · ownership.xml · nonDerivative · entry 1 Horobin Joanna · CIK 0001560959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,123 F1 · shares: On January 17, 2023, the Reporting Person was granted 7,526 restricted stock units, which will be settled in shares of common stock, par value $0.0001. The restricted stock units fully vest on January 17, 2024, so long as Reporting Person remains a director through that date. F1 · price: On January 17, 2023, the Reporting Person was granted 7,526 restricted stock units, which will be settled in shares of common stock, par value $0.0001. The restricted stock units fully vest on January 17, 2024, so long as Reporting Person remains a director through that date. Read SEC document |
| October 17, 2022 Filed Oct 19, 2022 09:00 UTC | Vyant Bio, Inc. VYNT · Entity 116415 | GrantCommon Stock, $0.0001 par value | 14,285 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-028718 · ownership.xml · nonDerivative · entry 1 Horobin Joanna · CIK 0001560959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,994 F1 · shares: On October 17, 2022, the Reporting Person was granted 14,285 restricted stock units, which will be settled in shares of common stock, par value $0.0001. The restricted stock units fully vest on October 17, 2023, so long as Reporting Person remains a director though that date. F1 · price: On October 17, 2022, the Reporting Person was granted 14,285 restricted stock units, which will be settled in shares of common stock, par value $0.0001. The restricted stock units fully vest on October 17, 2023, so long as Reporting Person remains a director though that date. Read SEC document |
| July 18, 2022 Filed Jul 29, 2022 17:01 UTC | Vyant Bio, Inc. VYNT · Entity 116415 | GrantCommon Stock, $0.0001 par value | 8,092 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-020766 · ownership.xml · nonDerivative · entry 1 Horobin Joanna · CIK 0001560959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,709 F1 · shares: On July 18, 2022, the Reporting Person was granted 8,092 restricted stock units, which will be settled in shares of common stock, par value $0.0001. The restricted stock units fully vest on July 18, 2023, so long as Reporting Person remains a director though that date. F1 · price: On July 18, 2022, the Reporting Person was granted 8,092 restricted stock units, which will be settled in shares of common stock, par value $0.0001. The restricted stock units fully vest on July 18, 2023, so long as Reporting Person remains a director though that date. Read SEC document |
| June 17, 2022 Filed Jun 22, 2022 20:32 UTC | Liquidia Corp LQDA · Entity 1860 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $4.86 | $0.00 |
DisclosureSEC source: 0001104659-22-073532 · tm2219055-5_4seq1.xml · derivative · entry 1 Horobin Joanna · CIK 0001560959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2032-06-17 F1 · derivative.exercise_date: The option vests in 36 equal monthly installments and will become fully vested on June 17, 2025. Read SEC document |
| June 15, 2022 Filed Jun 16, 2022 20:05 UTC | Kymera Therapeutics, Inc. KYMR · Entity 3545 | GrantStock Option (Right to Buy) · Derivative | 12,000 | $0.00 Strike: $14.18 | $0.00 |
DisclosureSEC source: 0000899243-22-022788 · doc4.xml · derivative · entry 1 Horobin Joanna · CIK 0001560959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2032-06-14 F1 · derivative.exercise_date: The shares underlying this stock option shall vest in full upon the earlier to occur of (i) June 15, 2023 and (ii) the date of the next annual meeting of the Issuer's stockholders. Read SEC document |
| April 18, 2022 Filed Apr 19, 2022 19:40 UTC | Vyant Bio, Inc. VYNT · Entity 116415 | GrantCommon Stock, $0.0001 par value | 6,796 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-010480 · ownership.xml · nonDerivative · entry 1 Horobin Joanna · CIK 0001560959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,617 F1 · shares: On April 18, 2022, the Reporting Person was granted 6,796 restricted stock units, which will be settled in shares of common stock, par value $0.0001. The restricted stock units fully vest on April 18, 2023, so long as Reporting Person remains a director though that date. F1 · price: On April 18, 2022, the Reporting Person was granted 6,796 restricted stock units, which will be settled in shares of common stock, par value $0.0001. The restricted stock units fully vest on April 18, 2023, so long as Reporting Person remains a director though that date. Read SEC document |
| March 30, 2022 Filed Apr 1, 2022 16:30 UTC | Vyant Bio, Inc. VYNT · Entity 116415 | GrantCommon Stock, $0.0001 par value | 43,478 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-22-008835 · ownership.xml · nonDerivative · entry 1 Horobin Joanna · CIK 0001560959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,821 F1 · shares: On March 30, 2022, the Reporting Person was granted 43,478 restricted stock units, which will be settled in shares of common stock, par value $0.0001. The restricted stock units fully vest on March 30, 2023, so long as Reporting Person remains a director though that date. F1 · price: On March 30, 2022, the Reporting Person was granted 43,478 restricted stock units, which will be settled in shares of common stock, par value $0.0001. The restricted stock units fully vest on March 30, 2023, so long as Reporting Person remains a director though that date. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 21:22 UTC | Vyant Bio, Inc. VYNT · Entity 116415 | GrantCommon Stock, $0.0001 par value | 5,343 | $1.31 | $6,999.33 |
DisclosureSEC source: 0001493152-22-001791 · ownership.xml · nonDerivative · entry 1 Horobin Joanna · CIK 0001560959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,343 F1 · shares: On January 18, 2022, the Reporting Person was granted 5,343 restricted stock units, which will be settled in shares of common stock, par value $0.0001. The restricted stock units fully vest on January 17, 2023, so long as Reporting Person remains a director though that date. Read SEC document |
| August 20, 2021 Filed Sep 1, 2021 21:25 UTC | Liquidia Corp LQDA · Entity 1860 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $2.59 | $0.00 |
DisclosureSEC source: 0001104659-21-112110 · tm2126786-2_4seq1.xml · derivative · entry 1 Horobin Joanna · CIK 0001560959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2031-08-20 F1 · derivative.exercise_date: The option vests in 36 equal monthly installments and will become fully vested on August 20, 2024. Read SEC document |
| June 16, 2021 Filed Jun 17, 2021 20:49 UTC | Kymera Therapeutics, Inc. KYMR · Entity 3545 | GrantStock Option (Right to Buy) · Derivative | 20,063 | $0.00 Strike: $49.10 | $0.00 |
DisclosureSEC source: 0000899243-21-024445 · doc4.xml · derivative · entry 1 Horobin Joanna · CIK 0001560959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,063 Underlying: Common Stock · 20,063 shares Expires 2031-06-15 F1 · derivative.exercise_date: The shares underlying this stock option shall vest in full upon the earlier to occur of (i) June 16, 2022 and (ii) the date of the next annual meeting of the Issuer's stockholders. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:32 UTC | Vyant Bio, Inc. VYNT · Entity 116415 | GrantStock option (right to buy) · Derivative | 13,015 | $0.00 Strike: $4.61 | $0.00 |
DisclosureSEC source: 0001493152-21-007816 · ownership.xml · derivative · entry 2 Horobin Joanna · CIK 0001560959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,015 Underlying: Common Stock · 13,015 shares Expires 2031-03-30 Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:32 UTC | Vyant Bio, Inc. VYNT · Entity 116415 | OtherStock option (right to buy) · Derivative | 5,068 | $0.00 Strike: $1.56 | $0.00 |
DisclosureSEC source: 0001493152-21-007816 · ownership.xml · derivative · entry 1 Horobin Joanna · CIK 0001560959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,068 Underlying: Common Stock · 5,068 shares Expires 2030-12-01 F1 · kind: Pursuant to that certain Agreement and Plan of Merger, dated as of August 21, 2020, as amended, by and among Cancer Genetics, Inc. now known as Vyant Bio, Inc. ("Issuer"), CGI Acquisition, Inc., a Minnesota corporation and a wholly-owned subsidiary of Issuer ("Merger Sub") and StemoniX, Inc., a Minnesota corporation ("StemoniX") (the "Merger Agreement"), Reporting Person received options to purchase shares of Common Stock of the Issuer in exchange for options to purchase shares of StemoniX common stock, $0.0001 owned prior to the merger. These options are fully vested. Read SEC document |
| March 24, 2021 Filed Mar 26, 2021 20:05 UTC | Liquidia Corp LQDA · Entity 1860 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 35,872 | $0.00 Strike: $2.51 | $0.00 |
DisclosureSEC source: 0001104659-21-042423 · tm2111007-2_4seq1.xml · derivative · entry 1 Horobin Joanna · CIK 0001560959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,872 Underlying: Common Stock · 35,872 shares Expires 2031-03-24 F1 · derivative.exercise_date: The option vests quarterly during 2021, with 25% of the option shares vesting on the date of grant, and 25% of the option shares vesting on each of June 30, 2021, September 30, 2021 and December 31, 2021, becoming fully vested on December 31, 2021. Read SEC document |
| August 20, 2020 Filed Aug 21, 2020 22:22 UTC | Kymera Therapeutics, Inc. KYMR · Entity 3545 | GrantStock Option (Right to Buy) · Derivative | 40,127 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0000899243-20-023228 · doc4.xml · derivative · entry 1 Horobin Joanna · CIK 0001560959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,127 Underlying: Common Stock · 40,127 shares Expires 2030-08-19 F1 · derivative.exercise_date: The shares subject to this option shall vest in thirty-six (36) equal monthly installments over three (3) years commencing on the date of the Registration Statement Effectiveness. Read SEC document |
| June 22, 2020 Filed Jun 23, 2020 16:30 UTC | Liquidia Technologies Inc LQDA · Entity 145051 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $10.97 | $0.00 |
DisclosureSEC source: 0001104659-20-076074 · a4.xml · derivative · entry 1 Horobin Joanna · CIK 0001560959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2030-06-22 F1 · derivative.exercise_date: The option vests in 36 equal monthly installments, becoming fully vested on June 22, 2023. Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 17:00 UTC | Liquidia Technologies Inc LQDA · Entity 145051 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $4.22 | $0.00 |
DisclosureSEC source: 0001104659-19-049984 · a4.xml · derivative · entry 1 Horobin Joanna · CIK 0001560959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2029-09-11 F1 · derivative.exercise_date: The option vests in 36 equal monthly installments, becoming fully vested on September 11, 2022. Read SEC document |
| July 09, 2019 Filed Jul 11, 2019 17:18 UTC | Aceragen, Inc. IDRA · Entity 110652 | GrantStock Option (Right to Buy) · Derivative | 45,500 | $0.00 Strike: $2.52 | $0.00 |
DisclosureSEC source: 0001179110-19-008596 · edgar.xml · derivative · entry 1 Horobin Joanna · CIK 0001560959 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,500 Underlying: Common Stock · 45,500 shares Expires 2029-07-09 F1 · derivative.exercise_date: The stock option award was granted under the Issuer's 2013 Stock Incentive Plan. The stock option vests and becomes exercisable over a four-year period commencing on July 9, 2019. Twenty-five percent (25%) of the stock option vests and becomes exercisable on July 9, 2020 (first anniversary of the date of grant) and the balance vests in twelve equal quarterly installments over the remaining three years of the four-year period, subject to continued service with the Issuer. Read SEC document |
| January 03, 2019 Filed Jan 7, 2019 20:24 UTC | Aceragen, Inc. IDRA · Entity 110652 | GrantStock Option (Right to Buy) · Derivative | 45,500 | $0.00 Strike: $3.14 | $0.00 |
DisclosureSEC source: 0001179110-19-000534 · edgar.xml · derivative · entry 2 Horobin Joanna · CIK 0001560959 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,500 Underlying: Common Stock · 45,500 shares Expires 2029-01-03 F3 · derivative.exercise_date: The stock option award was granted under the Issuer's 2013 Stock Incentive Plan. The stock option vests and becomes exercisable over a four-year period commencing on January 3, 2019. Twenty-five percent (25%) of the stock option vests and becomes exercisable on January 3, 2020 (first anniversary of the date of grant) and the balance vests in twelve equal quarterly installments over the remaining three years of the four-year period, subject to continued service with the Issuer. Read SEC document |
| January 03, 2019 Filed Jan 7, 2019 20:24 UTC | Aceragen, Inc. IDRA · Entity 110652 | GrantCommon Stock | 18,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-000534 · edgar.xml · nonDerivative · entry 1 Horobin Joanna · CIK 0001560959 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,144 F1 · shares: Represents a restricted stock unit ("RSU") award granted under the Issuer's 2013 Stock Incentive Plan. Each RSU represents a right to receive one share of Issuer common stock. The RSU award vests over a four-year period commencing on January 3, 2019. Twenty-five percent (25%) of the shares subject to the RSU award shall vest on each one-year anniversary of the grant date of the award. F2 · balance_after: Securities beneficially owned totaling 20,144 includes 2,044 shares of Issuer common stock owned and 18,100 of unvested RSU's held by the reporting person. Read SEC document |
| December 20, 2018 Filed Dec 20, 2018 17:27 UTC | Aceragen, Inc. IDRA · Entity 110652 | PurchaseCommon Stock | 300 | $3.45 | $1,035.00 |
DisclosureSEC source: 0001179110-18-014194 · edgar.xml · nonDerivative · entry 1 Horobin Joanna · CIK 0001560959 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,044 Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 16:27 UTC | Aceragen, Inc. IDRA · Entity 110652 | GrantStock Option · Derivative | 32,500 | $0.00 Strike: $7.39 | $0.00 |
DisclosureSEC source: 0001104659-18-052285 · a4.xml · derivative · entry 1 Horobin Joanna · CIK 0001560959 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,500 Underlying: Common Stock · 32,500 shares Expires 2028-08-13 F1 · derivative.exercise_date: This option was granted under the Company's 2013 Stock Incentive Plan. The option vests with respect to 25% of the underlying shares on the first anniversary of the date of grant and the balance of the underlying shares vest in twelve equal quarterly installments following the first anniversary of the date of grant. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 16:21 UTC | Aceragen, Inc. IDRA · Entity 110652 | GrantStock Option · Derivative | 270,000 | $2.24 Strike: $2.24 | $604,800.00 |
DisclosureSEC source: 0001179110-18-000589 · edgar.xml · derivative · entry 1 Horobin Joanna · CIK 0001560959 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,000 Underlying: Common Stock · 270,000 shares Expires 2028-01-03 F1 · derivative.exercise_date: This option was granted under the Company's 2013 Stock Incentive Plan. The options vest with respect to 25% of the underlying shares on the first anniversary of the date of grant and the balance of the underlying shares vest in twelve equal quarterly installments following the first anniversary of the date of grant. Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 16:23 UTC | Aceragen, Inc. IDRA · Entity 110652 | GrantStock Option · Derivative | 185,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001179110-17-000644 · edgar.xml · derivative · entry 1 Horobin Joanna · CIK 0001560959 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,000 Underlying: Common Stock · 185,000 shares Expires 2027-01-03 F1 · derivative.exercise_date: This option was granted under the Company's 2013 Stock Incentive Plan. The options vest with respect to 25% of the underlying shares on the first anniversary of the date of grant and the balance of the underlying shares vest in twelve equal quarterly installments following the first anniversary of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.