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person · Reporting owner

Horobin Joanna

Disclosed activity across 5 companies

Tapewire entity
36706
SEC CIK
0001560959

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Aceragen, Inc.IDRA · Entity 110652Chief Medical OfficerJuly 09, 2019July 11, 2019
Kymera Therapeutics, Inc.KYMR · Entity 3545DirectorJune 07, 2024June 07, 2024
Liquidia CorpLQDA · Entity 1860DirectorJune 16, 2026June 18, 2026
Liquidia Technologies IncLQDA · Entity 145051DirectorJune 22, 2020June 23, 2020
Vyant Bio, Inc.VYNT · Entity 116415DirectorJanuary 17, 2023January 19, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Aceragen, Inc.

Report date July 09, 2019 · Filed July 11, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.52 · Expires 2029-07-09Direct45,500 Reported balance After 2019-07-09 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-07-09 · Grant · Acquired 45,500 · Balance 45,500

F1: The stock option award was granted under the Issuer's 2013 Stock Incentive Plan. The stock option vests and becomes exercisable over a four-year period commencing on July 9, 2019. Twenty-five percent (25%) of the stock option vests and becomes exercisable on July 9, 2020 (first anniversary of the date of grant) and the balance vests in twelve equal quarterly installments over the remaining three years of the four-year period, subject to continued service with the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: The stock option award was granted under the Issuer's 2013 Stock Incentive Plan. The stock option vests and becomes exercisable over a four-year period commencing on July 9, 2019. Twenty-five percent (25%) of the stock option vests and becomes exercisable on July 9, 2020 (first anniversary of the date of grant) and the balance vests in twelve equal quarterly installments over the remaining three years of the four-year period, subject to continued service with the Issuer.

Kymera Therapeutics, Inc.

Report date June 07, 2024 · Filed June 07, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2024-06-07 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2024-06-07 · Exercise / conversion · Acquired 8,500 · Balance 8,500

F1: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated March 8, 2024 adopted by the reporting person.

Row 2 · 2024-06-07 · Sale · Disposed 2,187 · Balance 6,313

F1: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated March 8, 2024 adopted by the reporting person.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.88 to $32.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Row 3 · 2024-06-07 · Sale · Disposed 6,313 · Balance 0

F1: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated March 8, 2024 adopted by the reporting person.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.88 to $33.39, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.08 · Expires 2029-05-22Direct33,195 Reported balance After 2024-06-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-06-07 · Exercise / conversion · Disposed 8,500 · Balance 33,195

F1: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated March 8, 2024 adopted by the reporting person.

F4: The shares underlying this stock option vest in forty-eight (48) equal monthly installments following the vesting commencement date of May 16, 2018, subject to the reporting person's continued employment through each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated March 8, 2024 adopted by the reporting person.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.88 to $32.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.88 to $33.39, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The shares underlying this stock option vest in forty-eight (48) equal monthly installments following the vesting commencement date of May 16, 2018, subject to the reporting person's continued employment through each vesting date.

Liquidia Corp

Report date June 16, 2026 · Filed June 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect39,637 Reported balance After 2026-06-16 transaction · row 1
1 source row

Row 1 · 2026-06-16 · Grant · Acquired 5,882 · Balance 39,637

F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2: The RSUs shall vest upon the earlier of (i) the one-year anniversary of the date of grant or (ii) the day prior to the Issuer's next annual shareholder meeting following the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2: The RSUs shall vest upon the earlier of (i) the one-year anniversary of the date of grant or (ii) the day prior to the Issuer's next annual shareholder meeting following the date of grant.

Liquidia Technologies Inc

Report date June 22, 2020 · Filed June 23, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.97 · Expires 2030-06-22Direct20,000 Reported balance After 2020-06-22 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-06-22 · Grant · Acquired 20,000 · Balance 20,000

F1: The option vests in 36 equal monthly installments, becoming fully vested on June 22, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests in 36 equal monthly installments, becoming fully vested on June 22, 2023.

Vyant Bio, Inc.

Report date January 17, 2023 · Filed January 19, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.0001 par valueSEC Table I · non-derivativeDirect23,123 Reported balance After 2023-01-17 transaction · row 1
1 source row

Row 1 · 2023-01-17 · Grant · Acquired 7,526 · Balance 23,123

F1: On January 17, 2023, the Reporting Person was granted 7,526 restricted stock units, which will be settled in shares of common stock, par value $0.0001. The restricted stock units fully vest on January 17, 2024, so long as Reporting Person remains a director through that date.

Filing footnotes · ownership attribution and instrument terms

F1: On January 17, 2023, the Reporting Person was granted 7,526 restricted stock units, which will be settled in shares of common stock, par value $0.0001. The restricted stock units fully vest on January 17, 2024, so long as Reporting Person remains a director through that date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2026 Filed Jun 18, 2026 20:32 UTC Liquidia Corp LQDA · Entity 1860 GrantCommon Stock 5,882 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-075784 · tm2618309-3_4seq1.xml · nonDerivative · entry 1

Horobin Joanna · CIK 0001560959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,637

F1 · kind: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · shares: The RSUs shall vest upon the earlier of (i) the one-year anniversary of the date of grant or (ii) the day prior to the Issuer's next annual shareholder meeting following the date of grant.

Read SEC document
August 19, 2025 Filed Aug 21, 2025 20:30 UTC Liquidia Corp LQDA · Entity 1860 SaleCommon Stock 5,000 $27.17 $135,850.00
Disclosure

SEC source: 0001104659-25-081441 · tm2523977-1_4seq1.xml · nonDerivative · entry 1

Horobin Joanna · CIK 0001560959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,755

F1 · balance_after: Includes 18,396 restricted stock units granted to the Reporting Person on June 17, 2025, none of which have vested as of the date of this Form 4.

Read SEC document
June 17, 2025 Filed Jun 20, 2025 20:31 UTC Liquidia Corp LQDA · Entity 1860 GrantCommon Stock 18,396 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-061188 · tm2518541-3_4seq1.xml · nonDerivative · entry 1

Horobin Joanna · CIK 0001560959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,755

F1 · kind: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · shares: The RSUs shall vest upon the earlier of (i) the one-year anniversary of the date of grant or (ii) the day prior to the Issuer's next annual shareholder meeting following the date of grant.

Read SEC document
June 20, 2024 Filed Jun 25, 2024 01:37 UTC Liquidia Corp LQDA · Entity 1860 GrantCommon Stock 20,359 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-074470 · tm2418154-3_4seq1.xml · nonDerivative · entry 1

Horobin Joanna · CIK 0001560959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,359

F1 · kind: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · shares: The RSUs shall vest upon the earlier of (i) the one-year anniversary of the date of grant or (ii) the day prior to the Issuer's next annual shareholder meeting following the date of grant.

Read SEC document
June 07, 2024 Filed Jun 7, 2024 22:36 UTC Kymera Therapeutics, Inc. KYMR · Entity 3545 Exercise / conversionStock Option (Right to Buy) · Derivative 8,500 $0.00 Strike: $2.08 $0.00
Disclosure

SEC source: 0000950170-24-070966 · ownership.xml · derivative · entry 4

Horobin Joanna · CIK 0001560959 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,195

Underlying: Common Stock · 8,500 shares

Expires 2029-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated March 8, 2024 adopted by the reporting person.

F4 · derivative.exercise_date: The shares underlying this stock option vest in forty-eight (48) equal monthly installments following the vesting commencement date of May 16, 2018, subject to the reporting person's continued employment through each vesting date.

Read SEC document
June 07, 2024 Filed Jun 7, 2024 22:36 UTC Kymera Therapeutics, Inc. KYMR · Entity 3545 SaleCommon Stock 6,313 $33.11 $209,005.12
Disclosure

SEC source: 0000950170-24-070966 · ownership.xml · nonDerivative · entry 3

Horobin Joanna · CIK 0001560959 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated March 8, 2024 adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.88 to $33.39, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 07, 2024 Filed Jun 7, 2024 22:36 UTC Kymera Therapeutics, Inc. KYMR · Entity 3545 SaleCommon Stock 2,187 $32.65 $71,394.83
Disclosure

SEC source: 0000950170-24-070966 · ownership.xml · nonDerivative · entry 2

Horobin Joanna · CIK 0001560959 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,313

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated March 8, 2024 adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.88 to $32.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 07, 2024 Filed Jun 7, 2024 22:36 UTC Kymera Therapeutics, Inc. KYMR · Entity 3545 Exercise / conversionCommon Stock 8,500 $2.08 $17,680.00
Disclosure

SEC source: 0000950170-24-070966 · ownership.xml · nonDerivative · entry 1

Horobin Joanna · CIK 0001560959 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan dated March 8, 2024 adopted by the reporting person.

Read SEC document
June 19, 2023 Filed Jun 21, 2023 21:00 UTC Liquidia Corp LQDA · Entity 1860 GrantNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $8.63 $0.00
Disclosure

SEC source: 0001104659-23-073392 · tm2317720-6_4seq1.xml · derivative · entry 1

Horobin Joanna · CIK 0001560959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2033-06-19

F1 · derivative.exercise_date: The option vests in 36 equal monthly installments and will become fully vested on June 19, 2026.

Read SEC document
June 15, 2023 Filed Jun 20, 2023 20:15 UTC Kymera Therapeutics, Inc. KYMR · Entity 3545 GrantStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $27.67 $0.00
Disclosure

SEC source: 0000899243-23-015963 · doc4.xml · derivative · entry 1

Horobin Joanna · CIK 0001560959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2033-06-14

F1 · derivative.exercise_date: The shares underlying this stock option shall vest in full upon the earlier to occur of (i) June 15, 2024 and (ii) the date of the next annual meeting of the Issuer's stockholders.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 16:30 UTC Vyant Bio, Inc. VYNT · Entity 116415 GrantCommon Stock, $0.0001 par value 7,526 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-23-001915 · ownership.xml · nonDerivative · entry 1

Horobin Joanna · CIK 0001560959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,123

F1 · shares: On January 17, 2023, the Reporting Person was granted 7,526 restricted stock units, which will be settled in shares of common stock, par value $0.0001. The restricted stock units fully vest on January 17, 2024, so long as Reporting Person remains a director through that date.

F1 · price: On January 17, 2023, the Reporting Person was granted 7,526 restricted stock units, which will be settled in shares of common stock, par value $0.0001. The restricted stock units fully vest on January 17, 2024, so long as Reporting Person remains a director through that date.

Read SEC document
October 17, 2022 Filed Oct 19, 2022 09:00 UTC Vyant Bio, Inc. VYNT · Entity 116415 GrantCommon Stock, $0.0001 par value 14,285 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-028718 · ownership.xml · nonDerivative · entry 1

Horobin Joanna · CIK 0001560959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,994

F1 · shares: On October 17, 2022, the Reporting Person was granted 14,285 restricted stock units, which will be settled in shares of common stock, par value $0.0001. The restricted stock units fully vest on October 17, 2023, so long as Reporting Person remains a director though that date.

F1 · price: On October 17, 2022, the Reporting Person was granted 14,285 restricted stock units, which will be settled in shares of common stock, par value $0.0001. The restricted stock units fully vest on October 17, 2023, so long as Reporting Person remains a director though that date.

Read SEC document
July 18, 2022 Filed Jul 29, 2022 17:01 UTC Vyant Bio, Inc. VYNT · Entity 116415 GrantCommon Stock, $0.0001 par value 8,092 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-020766 · ownership.xml · nonDerivative · entry 1

Horobin Joanna · CIK 0001560959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,709

F1 · shares: On July 18, 2022, the Reporting Person was granted 8,092 restricted stock units, which will be settled in shares of common stock, par value $0.0001. The restricted stock units fully vest on July 18, 2023, so long as Reporting Person remains a director though that date.

F1 · price: On July 18, 2022, the Reporting Person was granted 8,092 restricted stock units, which will be settled in shares of common stock, par value $0.0001. The restricted stock units fully vest on July 18, 2023, so long as Reporting Person remains a director though that date.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 20:32 UTC Liquidia Corp LQDA · Entity 1860 GrantNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $4.86 $0.00
Disclosure

SEC source: 0001104659-22-073532 · tm2219055-5_4seq1.xml · derivative · entry 1

Horobin Joanna · CIK 0001560959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-06-17

F1 · derivative.exercise_date: The option vests in 36 equal monthly installments and will become fully vested on June 17, 2025.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 20:05 UTC Kymera Therapeutics, Inc. KYMR · Entity 3545 GrantStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $14.18 $0.00
Disclosure

SEC source: 0000899243-22-022788 · doc4.xml · derivative · entry 1

Horobin Joanna · CIK 0001560959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2032-06-14

F1 · derivative.exercise_date: The shares underlying this stock option shall vest in full upon the earlier to occur of (i) June 15, 2023 and (ii) the date of the next annual meeting of the Issuer's stockholders.

Read SEC document
April 18, 2022 Filed Apr 19, 2022 19:40 UTC Vyant Bio, Inc. VYNT · Entity 116415 GrantCommon Stock, $0.0001 par value 6,796 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-010480 · ownership.xml · nonDerivative · entry 1

Horobin Joanna · CIK 0001560959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,617

F1 · shares: On April 18, 2022, the Reporting Person was granted 6,796 restricted stock units, which will be settled in shares of common stock, par value $0.0001. The restricted stock units fully vest on April 18, 2023, so long as Reporting Person remains a director though that date.

F1 · price: On April 18, 2022, the Reporting Person was granted 6,796 restricted stock units, which will be settled in shares of common stock, par value $0.0001. The restricted stock units fully vest on April 18, 2023, so long as Reporting Person remains a director though that date.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 16:30 UTC Vyant Bio, Inc. VYNT · Entity 116415 GrantCommon Stock, $0.0001 par value 43,478 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-22-008835 · ownership.xml · nonDerivative · entry 1

Horobin Joanna · CIK 0001560959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,821

F1 · shares: On March 30, 2022, the Reporting Person was granted 43,478 restricted stock units, which will be settled in shares of common stock, par value $0.0001. The restricted stock units fully vest on March 30, 2023, so long as Reporting Person remains a director though that date.

F1 · price: On March 30, 2022, the Reporting Person was granted 43,478 restricted stock units, which will be settled in shares of common stock, par value $0.0001. The restricted stock units fully vest on March 30, 2023, so long as Reporting Person remains a director though that date.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 21:22 UTC Vyant Bio, Inc. VYNT · Entity 116415 GrantCommon Stock, $0.0001 par value 5,343 $1.31 $6,999.33
Disclosure

SEC source: 0001493152-22-001791 · ownership.xml · nonDerivative · entry 1

Horobin Joanna · CIK 0001560959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,343

F1 · shares: On January 18, 2022, the Reporting Person was granted 5,343 restricted stock units, which will be settled in shares of common stock, par value $0.0001. The restricted stock units fully vest on January 17, 2023, so long as Reporting Person remains a director though that date.

Read SEC document
August 20, 2021 Filed Sep 1, 2021 21:25 UTC Liquidia Corp LQDA · Entity 1860 GrantNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $2.59 $0.00
Disclosure

SEC source: 0001104659-21-112110 · tm2126786-2_4seq1.xml · derivative · entry 1

Horobin Joanna · CIK 0001560959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-08-20

F1 · derivative.exercise_date: The option vests in 36 equal monthly installments and will become fully vested on August 20, 2024.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 20:49 UTC Kymera Therapeutics, Inc. KYMR · Entity 3545 GrantStock Option (Right to Buy) · Derivative 20,063 $0.00 Strike: $49.10 $0.00
Disclosure

SEC source: 0000899243-21-024445 · doc4.xml · derivative · entry 1

Horobin Joanna · CIK 0001560959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,063

Underlying: Common Stock · 20,063 shares

Expires 2031-06-15

F1 · derivative.exercise_date: The shares underlying this stock option shall vest in full upon the earlier to occur of (i) June 16, 2022 and (ii) the date of the next annual meeting of the Issuer's stockholders.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 21:32 UTC Vyant Bio, Inc. VYNT · Entity 116415 GrantStock option (right to buy) · Derivative 13,015 $0.00 Strike: $4.61 $0.00
Disclosure

SEC source: 0001493152-21-007816 · ownership.xml · derivative · entry 2

Horobin Joanna · CIK 0001560959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,015

Underlying: Common Stock · 13,015 shares

Expires 2031-03-30

Read SEC document
March 30, 2021 Filed Apr 1, 2021 21:32 UTC Vyant Bio, Inc. VYNT · Entity 116415 OtherStock option (right to buy) · Derivative 5,068 $0.00 Strike: $1.56 $0.00
Disclosure

SEC source: 0001493152-21-007816 · ownership.xml · derivative · entry 1

Horobin Joanna · CIK 0001560959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,068

Underlying: Common Stock · 5,068 shares

Expires 2030-12-01

F1 · kind: Pursuant to that certain Agreement and Plan of Merger, dated as of August 21, 2020, as amended, by and among Cancer Genetics, Inc. now known as Vyant Bio, Inc. ("Issuer"), CGI Acquisition, Inc., a Minnesota corporation and a wholly-owned subsidiary of Issuer ("Merger Sub") and StemoniX, Inc., a Minnesota corporation ("StemoniX") (the "Merger Agreement"), Reporting Person received options to purchase shares of Common Stock of the Issuer in exchange for options to purchase shares of StemoniX common stock, $0.0001 owned prior to the merger. These options are fully vested.

Read SEC document
March 24, 2021 Filed Mar 26, 2021 20:05 UTC Liquidia Corp LQDA · Entity 1860 GrantNon-Qualified Stock Option (right to buy) · Derivative 35,872 $0.00 Strike: $2.51 $0.00
Disclosure

SEC source: 0001104659-21-042423 · tm2111007-2_4seq1.xml · derivative · entry 1

Horobin Joanna · CIK 0001560959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,872

Underlying: Common Stock · 35,872 shares

Expires 2031-03-24

F1 · derivative.exercise_date: The option vests quarterly during 2021, with 25% of the option shares vesting on the date of grant, and 25% of the option shares vesting on each of June 30, 2021, September 30, 2021 and December 31, 2021, becoming fully vested on December 31, 2021.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 22:22 UTC Kymera Therapeutics, Inc. KYMR · Entity 3545 GrantStock Option (Right to Buy) · Derivative 40,127 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0000899243-20-023228 · doc4.xml · derivative · entry 1

Horobin Joanna · CIK 0001560959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,127

Underlying: Common Stock · 40,127 shares

Expires 2030-08-19

F1 · derivative.exercise_date: The shares subject to this option shall vest in thirty-six (36) equal monthly installments over three (3) years commencing on the date of the Registration Statement Effectiveness.

Read SEC document
June 22, 2020 Filed Jun 23, 2020 16:30 UTC Liquidia Technologies Inc LQDA · Entity 145051 GrantNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $10.97 $0.00
Disclosure

SEC source: 0001104659-20-076074 · a4.xml · derivative · entry 1

Horobin Joanna · CIK 0001560959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2030-06-22

F1 · derivative.exercise_date: The option vests in 36 equal monthly installments, becoming fully vested on June 22, 2023.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 17:00 UTC Liquidia Technologies Inc LQDA · Entity 145051 GrantNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $4.22 $0.00
Disclosure

SEC source: 0001104659-19-049984 · a4.xml · derivative · entry 1

Horobin Joanna · CIK 0001560959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2029-09-11

F1 · derivative.exercise_date: The option vests in 36 equal monthly installments, becoming fully vested on September 11, 2022.

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July 09, 2019 Filed Jul 11, 2019 17:18 UTC Aceragen, Inc. IDRA · Entity 110652 GrantStock Option (Right to Buy) · Derivative 45,500 $0.00 Strike: $2.52 $0.00
Disclosure

SEC source: 0001179110-19-008596 · edgar.xml · derivative · entry 1

Horobin Joanna · CIK 0001560959 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,500

Underlying: Common Stock · 45,500 shares

Expires 2029-07-09

F1 · derivative.exercise_date: The stock option award was granted under the Issuer's 2013 Stock Incentive Plan. The stock option vests and becomes exercisable over a four-year period commencing on July 9, 2019. Twenty-five percent (25%) of the stock option vests and becomes exercisable on July 9, 2020 (first anniversary of the date of grant) and the balance vests in twelve equal quarterly installments over the remaining three years of the four-year period, subject to continued service with the Issuer.

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January 03, 2019 Filed Jan 7, 2019 20:24 UTC Aceragen, Inc. IDRA · Entity 110652 GrantStock Option (Right to Buy) · Derivative 45,500 $0.00 Strike: $3.14 $0.00
Disclosure

SEC source: 0001179110-19-000534 · edgar.xml · derivative · entry 2

Horobin Joanna · CIK 0001560959 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,500

Underlying: Common Stock · 45,500 shares

Expires 2029-01-03

F3 · derivative.exercise_date: The stock option award was granted under the Issuer's 2013 Stock Incentive Plan. The stock option vests and becomes exercisable over a four-year period commencing on January 3, 2019. Twenty-five percent (25%) of the stock option vests and becomes exercisable on January 3, 2020 (first anniversary of the date of grant) and the balance vests in twelve equal quarterly installments over the remaining three years of the four-year period, subject to continued service with the Issuer.

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January 03, 2019 Filed Jan 7, 2019 20:24 UTC Aceragen, Inc. IDRA · Entity 110652 GrantCommon Stock 18,100 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000534 · edgar.xml · nonDerivative · entry 1

Horobin Joanna · CIK 0001560959 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,144

F1 · shares: Represents a restricted stock unit ("RSU") award granted under the Issuer's 2013 Stock Incentive Plan. Each RSU represents a right to receive one share of Issuer common stock. The RSU award vests over a four-year period commencing on January 3, 2019. Twenty-five percent (25%) of the shares subject to the RSU award shall vest on each one-year anniversary of the grant date of the award.

F2 · balance_after: Securities beneficially owned totaling 20,144 includes 2,044 shares of Issuer common stock owned and 18,100 of unvested RSU's held by the reporting person.

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December 20, 2018 Filed Dec 20, 2018 17:27 UTC Aceragen, Inc. IDRA · Entity 110652 PurchaseCommon Stock 300 $3.45 $1,035.00
Disclosure

SEC source: 0001179110-18-014194 · edgar.xml · nonDerivative · entry 1

Horobin Joanna · CIK 0001560959 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,044

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August 13, 2018 Filed Aug 15, 2018 16:27 UTC Aceragen, Inc. IDRA · Entity 110652 GrantStock Option · Derivative 32,500 $0.00 Strike: $7.39 $0.00
Disclosure

SEC source: 0001104659-18-052285 · a4.xml · derivative · entry 1

Horobin Joanna · CIK 0001560959 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Common Stock · 32,500 shares

Expires 2028-08-13

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Stock Incentive Plan. The option vests with respect to 25% of the underlying shares on the first anniversary of the date of grant and the balance of the underlying shares vest in twelve equal quarterly installments following the first anniversary of the date of grant.

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January 03, 2018 Filed Jan 5, 2018 16:21 UTC Aceragen, Inc. IDRA · Entity 110652 GrantStock Option · Derivative 270,000 $2.24 Strike: $2.24 $604,800.00
Disclosure

SEC source: 0001179110-18-000589 · edgar.xml · derivative · entry 1

Horobin Joanna · CIK 0001560959 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,000

Underlying: Common Stock · 270,000 shares

Expires 2028-01-03

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Stock Incentive Plan. The options vest with respect to 25% of the underlying shares on the first anniversary of the date of grant and the balance of the underlying shares vest in twelve equal quarterly installments following the first anniversary of the date of grant.

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January 03, 2017 Filed Jan 6, 2017 16:23 UTC Aceragen, Inc. IDRA · Entity 110652 GrantStock Option · Derivative 185,000 $0.00 Strike: $1.59 $0.00
Disclosure

SEC source: 0001179110-17-000644 · edgar.xml · derivative · entry 1

Horobin Joanna · CIK 0001560959 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,000

Underlying: Common Stock · 185,000 shares

Expires 2027-01-03

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Stock Incentive Plan. The options vest with respect to 25% of the underlying shares on the first anniversary of the date of grant and the balance of the underlying shares vest in twelve equal quarterly installments following the first anniversary of the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.