Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMTECH SYSTEMS INCASYS · Entity 6122 | Chief Financial Officer | March 19, 2025 | March 21, 2025 |
| UNIVERSAL ELECTRONICS INCUEIC · Entity 366 | CEO and President | August 31, 2026 | September 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMTECH SYSTEMS INC
Report date March 19, 2025 · Filed March 21, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restriced Stock UnitsSEC Table II · derivative / convertible security · Expires 2028-03-19 | Direct | 25,000 |
Reported balance
After 2025-03-19 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-03-19 · Grant · Acquired 25,000 · Balance 25,000 F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Amtech Systems, Inc. F2: One-third of the RSU grant vests on each of the first three anniversaries of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Amtech Systems, Inc.
F2: One-third of the RSU grant vests on each of the first three anniversaries of the grant date.
UNIVERSAL ELECTRONICS INC
Report date August 31, 2026 · Filed September 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,000 |
Reported balance
After 2026-08-31 transaction · row 1
1 source rowRow 1 · 2026-08-31 · Grant · Acquired 50,000 · Balance 50,000 F1: Grant of restricted stock units ("RSUs") granted on August 31, 2026, each of which represents a contingent right to receive one share of the Issuer's common stock, with 1/3 of the RSUs vesting on each of the first three anniversaries of the grant date, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units ("RSUs") granted on August 31, 2026, each of which represents a contingent right to receive one share of the Issuer's common stock, with 1/3 of the RSUs vesting on each of the first three anniversaries of the grant date, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2026 Filed Sep 2, 2026 20:08 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-26-000128 · wk-form4_1788379689.xml · nonDerivative · entry 1 Jenke Wade Michael · CIK 0002033151 · CEO and President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 F1 · shares: Grant of restricted stock units ("RSUs") granted on August 31, 2026, each of which represents a contingent right to receive one share of the Issuer's common stock, with 1/3 of the RSUs vesting on each of the first three anniversaries of the grant date, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| May 26, 2026 Filed May 28, 2026 22:03 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantPerformance Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-26-000090 · wk-form4_1780005806.xml · derivative · entry 1 Jenke Wade Michael · CIK 0002033151 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of UEI common stock. F2 · derivative.exercise_date: The performance stock unit award was approved by the Board of Directors on May 21, 2026 with a grant date of May 26, 2026. The performance stock unit award will vest in three tranches with one stock price market condition and three service conditions. Each tranche will vest only when both the stock price market and service conditions have been achieved. The stock price market condition must be met on or by December 30, 2030. Any unvested tranche will expire at the close of business on December 30, 2030. F2 · derivative.expiration_date: The performance stock unit award was approved by the Board of Directors on May 21, 2026 with a grant date of May 26, 2026. The performance stock unit award will vest in three tranches with one stock price market condition and three service conditions. Each tranche will vest only when both the stock price market and service conditions have been achieved. The stock price market condition must be met on or by December 30, 2030. Any unvested tranche will expire at the close of business on December 30, 2030. Read SEC document |
| December 30, 2025 Filed Jan 2, 2026 22:52 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantEmployee Stock Option (Rt to Buy) · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-26-000007 · wk-form4_1767394352.xml · derivative · entry 2 Jenke Wade Michael · CIK 0002033151 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F3 · derivative.exercise_price: Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. F4 · derivative.exercise_date: The stock option award was approved by the Compensation Committee of the Board of Directors on December 22, 2025 with a grant date of December 30, 2025. The stock option award will vest over a 3-year vesting schedule with 33.33% on December 30, 2026, 33.33% on December 30, 2027 and the remainder vesting on December 30, 2028. The stock option award will expire on the tenth anniversary of the grant date (December 30, 2035). F4 · derivative.expiration_date: The stock option award was approved by the Compensation Committee of the Board of Directors on December 22, 2025 with a grant date of December 30, 2025. The stock option award will vest over a 3-year vesting schedule with 33.33% on December 30, 2026, 33.33% on December 30, 2027 and the remainder vesting on December 30, 2028. The stock option award will expire on the tenth anniversary of the grant date (December 30, 2035). Read SEC document |
| December 30, 2025 Filed Jan 2, 2026 22:52 UTC | UNIVERSAL ELECTRONICS INC UEIC · Entity 366 | GrantPerformance Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000101984-26-000007 · wk-form4_1767394352.xml · derivative · entry 1 Jenke Wade Michael · CIK 0002033151 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of UEI common stock. F2 · derivative.exercise_date: The performance stock unit award was approved by the Compensation Committee of the Board of Directors on December 22, 2025 with a grant date of December 30, 2025. The performance stock unit award will vest in three tranches with one stock market condition and three service conditions. Each tranche will vest only when both the stock price market and service conditions have been achieved. The stock price market condition must be met on or by the fifth anniversary of the grant date (December 30, 2030). Any unvested tranche will expire at close of business on December 30, 2030. F2 · derivative.expiration_date: The performance stock unit award was approved by the Compensation Committee of the Board of Directors on December 22, 2025 with a grant date of December 30, 2025. The performance stock unit award will vest in three tranches with one stock market condition and three service conditions. Each tranche will vest only when both the stock price market and service conditions have been achieved. The stock price market condition must be met on or by the fifth anniversary of the grant date (December 30, 2030). Any unvested tranche will expire at close of business on December 30, 2030. Read SEC document |
| March 19, 2025 Filed Mar 21, 2025 22:53 UTC | AMTECH SYSTEMS INC ASYS · Entity 6122 | GrantRestriced Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-043411 · ownership.xml · derivative · entry 1 Jenke Wade Michael · CIK 0002033151 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Amtech Systems, Inc. $0.01 par value common stock · 25,000 shares Expires 2028-03-19 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Common Stock of Amtech Systems, Inc. F2 · derivative.exercise_date: One-third of the RSU grant vests on each of the first three anniversaries of the grant date. F2 · derivative.expiration_date: One-third of the RSU grant vests on each of the first three anniversaries of the grant date. Read SEC document |
| August 08, 2024 Filed Aug 9, 2024 21:37 UTC | AMTECH SYSTEMS INC ASYS · Entity 6122 | GrantAmtech Systems, Inc. Employee Stock Option · Derivative | 30,000 | Not disclosed Strike: $5.37 | Not disclosed |
DisclosureSEC source: 0000950170-24-094908 · ownership.xml · derivative · entry 1 Jenke Wade Michael · CIK 0002033151 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,000 Underlying: Amtech Systems, Inc. $0.01 par value common stock · 30,000 shares Expires 2034-08-08 F2 · price: Price omitted because the transaction is a grant of a stock option F1 · derivative.exercise_date: One-third of the stock option granted vests on each of the first three anniversaries of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.