Reynolds James

SEC source: 0001104659-26-109377 · tm2625819-4_4seq1.xml · nonDerivative · entry 1

Reynolds James · CIK 0001712536 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,102

F1 · shares: Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the Company's 2024 Stock Incentive Plan, as amended. The RSUs are scheduled to vest in full on August 1, 2027.

F2 · balance_after: On December 12, 2025, the Issuer's common stock reverse split 1-for-10 (the "Reverse Split"), resulting in a decrease of 396,644 shares in the reporting person's ownership of common stock. Includes RSUs previously granted to the Reporting Person under the Plan.

SEC source: 0001410578-25-002224 · tm2525959-1_4seq1.xml · nonDerivative · entry 1

Reynolds James · CIK 0001712536 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440,715

F1 · shares: Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the Company's 2024 Stock Incentive Plan, as amended. The RSUs are scheduled to vest in full on August 1, 2026.

SEC source: 0001104659-25-083177 · tm2524445-1_4seq1.xml · nonDerivative · entry 1

Reynolds James · CIK 0001712536 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,857

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $0.595 to $0.605, inclusive. The reporting person undertakes to provide XBP Global Holdings, Inc., any security holder of XBP Global Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

F1 · price: The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $0.595 to $0.605, inclusive. The reporting person undertakes to provide XBP Global Holdings, Inc., any security holder of XBP Global Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.

SEC source: 0001062993-25-002735 · form4.xml · nonDerivative · entry 1

Reynolds James · CIK 0001712536 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,857

F1 · shares: Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the XBP Europe Holdings, Inc. 2024 Stock Incentive Plan (the "Plan"). The RSUs granted under the Plan will vest in full on the first anniversary of the grant date.

SEC source: 0001104659-24-121725 · tm2429206-3_4seq1.xml · derivative · entry 2

Reynolds James · CIK 0001712536 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,646

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of Series A Preferred Stock is convertible at the holder's option, at any time into the number of shares of Common Stock determined as of the date of conversion using a certain conversion formula that takes into account the amount of liquidation preference per share as adjusted for accrued but unpaid dividends pursuant to the Issuer's Certificate of Designations, Preferences, Rights and Limitations of Series A Perpetual Convertible Preferred Stock. The shares of Series A Preferred Stock have no expiration date. As of November 19, 2024 the conversion price for the Series A Preferred Stock was $0.00015837.

F1 · kind: On November 19, 2024, Exela Technologies, Inc. (the "Company" or the "Issuer") entered into Preferred Stock Exchange Agreements (each an "Exchange Agreement") with certain holders of the Company's Series A Perpetual Convertible Preferred Stock, par value $0.0001 per share ("Series A Preferred Stock"), including the Reporting Person or entities affiliated with the Reporting Person, pursuant to which the Company agreed to exchange a number of such holders' shares of Series A Preferred Stock for shares of the Company's common stock, par value $0.0001 per share ("Common Stock") at a ratio determined by dividing the liquidation preference per share ($16.54) by $1.18 resulting in an effective disposition price per share of the Series A Preferred Stock equal to $16.54 and the acquisition price of the Common Stock at $1.18. For purposes of the exemption under Rule 16b-3, the transactions were approved by a special committee of the Company's board comprised of two independent directors.

F4 · price: As per note 1, the effective price of the Series A Preferred Stock disposed of in the exchange was $16.54, its accumulated liquidation preference as of November 19, 2024.

F3 · derivative.exercise_date: Each share of Series A Preferred Stock is convertible at the holder's option, at any time into the number of shares of Common Stock determined as of the date of conversion using a certain conversion formula that takes into account the amount of liquidation preference per share as adjusted for accrued but unpaid dividends pursuant to the Issuer's Certificate of Designations, Preferences, Rights and Limitations of Series A Perpetual Convertible Preferred Stock. The shares of Series A Preferred Stock have no expiration date. As of November 19, 2024 the conversion price for the Series A Preferred Stock was $0.00015837.

F3 · derivative.expiration_date: Each share of Series A Preferred Stock is convertible at the holder's option, at any time into the number of shares of Common Stock determined as of the date of conversion using a certain conversion formula that takes into account the amount of liquidation preference per share as adjusted for accrued but unpaid dividends pursuant to the Issuer's Certificate of Designations, Preferences, Rights and Limitations of Series A Perpetual Convertible Preferred Stock. The shares of Series A Preferred Stock have no expiration date. As of November 19, 2024 the conversion price for the Series A Preferred Stock was $0.00015837.

F1 · derivative.underlying_shares: On November 19, 2024, Exela Technologies, Inc. (the "Company" or the "Issuer") entered into Preferred Stock Exchange Agreements (each an "Exchange Agreement") with certain holders of the Company's Series A Perpetual Convertible Preferred Stock, par value $0.0001 per share ("Series A Preferred Stock"), including the Reporting Person or entities affiliated with the Reporting Person, pursuant to which the Company agreed to exchange a number of such holders' shares of Series A Preferred Stock for shares of the Company's common stock, par value $0.0001 per share ("Common Stock") at a ratio determined by dividing the liquidation preference per share ($16.54) by $1.18 resulting in an effective disposition price per share of the Series A Preferred Stock equal to $16.54 and the acquisition price of the Common Stock at $1.18. For purposes of the exemption under Rule 16b-3, the transactions were approved by a special committee of the Company's board comprised of two independent directors.

F3 · derivative.underlying_shares: Each share of Series A Preferred Stock is convertible at the holder's option, at any time into the number of shares of Common Stock determined as of the date of conversion using a certain conversion formula that takes into account the amount of liquidation preference per share as adjusted for accrued but unpaid dividends pursuant to the Issuer's Certificate of Designations, Preferences, Rights and Limitations of Series A Perpetual Convertible Preferred Stock. The shares of Series A Preferred Stock have no expiration date. As of November 19, 2024 the conversion price for the Series A Preferred Stock was $0.00015837.

SEC source: 0001104659-24-121725 · tm2429206-3_4seq1.xml · nonDerivative · entry 1

Reynolds James · CIK 0001712536 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 885,144

F1 · price: On November 19, 2024, Exela Technologies, Inc. (the "Company" or the "Issuer") entered into Preferred Stock Exchange Agreements (each an "Exchange Agreement") with certain holders of the Company's Series A Perpetual Convertible Preferred Stock, par value $0.0001 per share ("Series A Preferred Stock"), including the Reporting Person or entities affiliated with the Reporting Person, pursuant to which the Company agreed to exchange a number of such holders' shares of Series A Preferred Stock for shares of the Company's common stock, par value $0.0001 per share ("Common Stock") at a ratio determined by dividing the liquidation preference per share ($16.54) by $1.18 resulting in an effective disposition price per share of the Series A Preferred Stock equal to $16.54 and the acquisition price of the Common Stock at $1.18. For purposes of the exemption under Rule 16b-3, the transactions were approved by a special committee of the Company's board comprised of two independent directors.

F2 · balance_after: The number of shares reported in Column 5 of Table I includes vested options to purchase 18 shares of Common Stock and shares of Common Stock issuable upon conversion of 51,646 remaining shares of Series A Preferred Stock and 37,500 shares of Series B Preferred Stock, in each case based on a conversion as of November 19, 2024 in accordance with their terms. Except for the vested options to purchase 18 shares of Common Stock, all shares are held by SoNino LLC, an entity which Mr.Reynolds controls.

F2 · ownership.nature: The number of shares reported in Column 5 of Table I includes vested options to purchase 18 shares of Common Stock and shares of Common Stock issuable upon conversion of 51,646 remaining shares of Series A Preferred Stock and 37,500 shares of Series B Preferred Stock, in each case based on a conversion as of November 19, 2024 in accordance with their terms. Except for the vested options to purchase 18 shares of Common Stock, all shares are held by SoNino LLC, an entity which Mr.Reynolds controls.

SEC source: 0001104659-24-072482 · tm2417344-6_4seq1.xml · nonDerivative · entry 1

Reynolds James · CIK 0001712536 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,421

F1 · shares: Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the XBP Europe Holdings Inc. 2024 Stock Incentive Plan (the "Plan"). Although RSU's granted under the Plan generally require a minimum of one year to vest, the RSU's disclosed on this Form 4 will vest on January 1, 2025, as allowed for under the Plan's exception for allowing up to 5% of the aggregate number of common shares that may be delivered pursuant to awards granted under the Plan to have a vesting period of less than one year.

SEC source: 0001104659-22-063045 · tm2216055-6_4seq1.xml · derivative · entry 3

Reynolds James · CIK 0001712536 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 37,500

Underlying: Common Stock · 700,000 shares

Expires not disclosed

F6 · security: On May, 17, 2022, the Issuer declared a dividend of one share of Tandem Preferred Stock for each share of outstanding Series B Preferred Stock as of May 17, 2022. Each share of Tandem Preferred Stock initially has 20 votes (representing the number of votes of the Common Stock surrendered in exchange for one share of Series B Preferred Stock).

F1 · derivative.exercise_price: On May 17, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4.

F2 · derivative.exercise_price: Holders of the Issuer's Series B Preferred Stock have the option to convert some or all of their shares of Series B Preferred Stock initially into shares of Common Stock at a Conversion Price of $1.25 (subject to adjustment in certain events). In addition, if at any time the Five-Day VWAP of the Issuer's Common Stock exceeds the Conversion Price, the Issuer will have the option to convert all outstanding shares of Series B Preferred Stock into shares of Common Stock at the Conversion Price of $1.25. The Series B Preferred Stock has no maturity date.

F1 · kind: On May 17, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4.

F3 · price: A liquidation preference of $25.00 per share of Series B Preferred Stock means an effective price of $1.25 per share of Common Stock tendered in the Offer.

F1 · derivative.exercise_date: On May 17, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4.

F2 · derivative.exercise_date: Holders of the Issuer's Series B Preferred Stock have the option to convert some or all of their shares of Series B Preferred Stock initially into shares of Common Stock at a Conversion Price of $1.25 (subject to adjustment in certain events). In addition, if at any time the Five-Day VWAP of the Issuer's Common Stock exceeds the Conversion Price, the Issuer will have the option to convert all outstanding shares of Series B Preferred Stock into shares of Common Stock at the Conversion Price of $1.25. The Series B Preferred Stock has no maturity date.

F1 · derivative.expiration_date: On May 17, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4.

F2 · derivative.expiration_date: Holders of the Issuer's Series B Preferred Stock have the option to convert some or all of their shares of Series B Preferred Stock initially into shares of Common Stock at a Conversion Price of $1.25 (subject to adjustment in certain events). In addition, if at any time the Five-Day VWAP of the Issuer's Common Stock exceeds the Conversion Price, the Issuer will have the option to convert all outstanding shares of Series B Preferred Stock into shares of Common Stock at the Conversion Price of $1.25. The Series B Preferred Stock has no maturity date.

F5 · ownership.nature: Shares are held by SoNino LLC, which Mr. Reynolds controls.

SEC source: 0001104659-22-063045 · tm2216055-6_4seq1.xml · nonDerivative · entry 1

Reynolds James · CIK 0001712536 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 314,876

F1 · price: On May 17, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4.

F4 · balance_after: The number of shares reported in this Form 4 account for the one-for-three Reverse Stock Split effected by the Issuer on January 25, 2021.

F5 · ownership.nature: Shares are held by SoNino LLC, which Mr. Reynolds controls.

SEC source: 0001104659-22-034600 · tm228645-16_4seq1.xml · derivative · entry 3

Reynolds James · CIK 0001712536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 11, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4.

F2 · derivative.exercise_price: Holders of the Issuer's Series B Preferred Stock have the option to convert some or all of their shares of Series B Preferred Stock initially into shares of Common Stock at a Conversion Price of $1.25 (subject to adjustment in certain events). In addition, if at any time the Five-Day VWAP of the Issuer's Common Stock exceeds the Conversion Price, the Issuer will have the option to convert all outstanding shares of Series B Preferred Stock into shares of Common Stock at the Conversion Price of $1.25. The Series B Preferred Stock has no maturity date.

F1 · kind: On March 11, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4.

F3 · price: A liquidation preference of $25.00 per share of Series B Preferred Stock means an effective price of $1.25 per share of Common Stock tendered in the Offer.

F1 · derivative.exercise_date: On March 11, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4.

F2 · derivative.exercise_date: Holders of the Issuer's Series B Preferred Stock have the option to convert some or all of their shares of Series B Preferred Stock initially into shares of Common Stock at a Conversion Price of $1.25 (subject to adjustment in certain events). In addition, if at any time the Five-Day VWAP of the Issuer's Common Stock exceeds the Conversion Price, the Issuer will have the option to convert all outstanding shares of Series B Preferred Stock into shares of Common Stock at the Conversion Price of $1.25. The Series B Preferred Stock has no maturity date.

F1 · derivative.expiration_date: On March 11, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4.

F2 · derivative.expiration_date: Holders of the Issuer's Series B Preferred Stock have the option to convert some or all of their shares of Series B Preferred Stock initially into shares of Common Stock at a Conversion Price of $1.25 (subject to adjustment in certain events). In addition, if at any time the Five-Day VWAP of the Issuer's Common Stock exceeds the Conversion Price, the Issuer will have the option to convert all outstanding shares of Series B Preferred Stock into shares of Common Stock at the Conversion Price of $1.25. The Series B Preferred Stock has no maturity date.

SEC source: 0001104659-22-034600 · tm228645-16_4seq1.xml · nonDerivative · entry 1

Reynolds James · CIK 0001712536 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,014,876

F1 · price: On March 11, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4.

F4 · balance_after: The number of shares reported in this Form 4 account for the one-for-three Reverse Stock Split effected by the Issuer on January 25, 2021.

F5 · ownership.nature: Shares are held by SoNino LLC, which Mr. Reynolds controls.

SEC source: 0001104659-20-025628 · a4.xml · derivative · entry 8

Reynolds James · CIK 0001712536 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 114,770

Underlying: Common Stock · 60,421 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: See Exhibit 99.1.

F4 · security: See Exhibit 99.1.

F4 · derivative.exercise_price: See Exhibit 99.1.

F2 · price: See Exhibit 99.1.

F4 · derivative.exercise_date: See Exhibit 99.1.

F4 · derivative.expiration_date: See Exhibit 99.1.

F3 · ownership.nature: See Exhibit 99.1.

SEC source: 0001104659-20-025628 · a4.xml · nonDerivative · entry 3

Reynolds James · CIK 0001712536 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,194,628

F2 · security: See Exhibit 99.1.

F2 · kind: See Exhibit 99.1.

F2 · price: See Exhibit 99.1.

F3 · ownership.nature: See Exhibit 99.1.

SEC source: 0001104659-20-025628 · a4.xml · derivative · entry 7

Reynolds James · CIK 0001712536 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 175.98

Underlying: Common Stock · 533,608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: See Exhibit 99.1.

F5 · price: See Exhibit 99.1.

F5 · derivative.exercise_date: See Exhibit 99.1.

F5 · derivative.expiration_date: See Exhibit 99.1.

F3 · ownership.nature: See Exhibit 99.1.

SEC source: 0001104659-20-025628 · a4.xml · derivative · entry 6

Reynolds James · CIK 0001712536 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 65,350

Underlying: Common Stock · 42,910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: See Exhibit 99.1.

F4 · security: See Exhibit 99.1.

F4 · derivative.exercise_price: See Exhibit 99.1.

F1 · price: See Exhibit 99.1.

F4 · derivative.exercise_date: See Exhibit 99.1.

F4 · derivative.expiration_date: See Exhibit 99.1.

F3 · ownership.nature: See Exhibit 99.1.

SEC source: 0001104659-20-025628 · a4.xml · derivative · entry 5

Reynolds James · CIK 0001712536 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 30,253

Underlying: Common Stock · 36,987 shares

Expires not disclosed

F1 · security: See Exhibit 99.1.

F4 · security: See Exhibit 99.1.

F4 · derivative.exercise_price: See Exhibit 99.1.

F1 · kind: See Exhibit 99.1.

F1 · price: See Exhibit 99.1.

F4 · derivative.exercise_date: See Exhibit 99.1.

F4 · derivative.expiration_date: See Exhibit 99.1.

F3 · ownership.nature: See Exhibit 99.1.

SEC source: 0001104659-20-025628 · a4.xml · nonDerivative · entry 2

Reynolds James · CIK 0001712536 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,688,073

F1 · security: See Exhibit 99.1.

F1 · kind: See Exhibit 99.1.

F1 · price: See Exhibit 99.1.

F3 · ownership.nature: See Exhibit 99.1.

SEC source: 0001104659-20-025628 · a4.xml · nonDerivative · entry 1

Reynolds James · CIK 0001712536 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,154,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: See Exhibit 99.1.

F1 · price: See Exhibit 99.1.

F3 · ownership.nature: See Exhibit 99.1.

SEC source: 0001104659-19-048952 · a4.xml · derivative · entry 4

Reynolds James · CIK 0001712536 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 74,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Restricted stock units vested and converted into shares of Common Stock on 9/3/2019.

F3 · derivative.expiration_date: Restricted stock units vested and converted into shares of Common Stock on 9/3/2019.

SEC source: 0001104659-19-048952 · a4.xml · nonDerivative · entry 2

Reynolds James · CIK 0001712536 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,836

F1 · shares: Shares withheld as payment of a tax liability on vesting of restricted stock units.

SEC source: 0001104659-19-048952 · a4.xml · nonDerivative · entry 1

Reynolds James · CIK 0001712536 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001104659-19-047759 · a4.xml · derivative · entry 1

Reynolds James · CIK 0001712536 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,000

Underlying: Common Stock · 111,000 shares

Expires 2029-08-26

F1 · derivative.exercise_date: Forty percent of the options will vest and become exercisable on August 26, 2021 and the remainder will vest and become exercisable on August 31, 2023.

SEC source: 0001104659-19-037946 · a4.xml · derivative · entry 4

Reynolds James · CIK 0001712536 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 287,786

Underlying: Common Stock · 287,786 shares

Expires not disclosed

F4 · derivative.exercise_price: The Exchangeable Preferred Interests are equity interests in Ex-Sigma LLC ("Ex-Sigma"), which is the largest holder of Exela Technologies, Inc. (the "Issuer") stock, that, subject to certain terms and conditions, are exchangeable into the shares of Common Stock. The Exchangeable Preferred Interests are exchangeable into a number of shares of Common Stock equal to the purchase price of such interests, divided by the lesser of (a) $1,65 and (b) the 5-day volume weighted average price per share for the 5-days preceding the date of such exchange.

F4 · price: The Exchangeable Preferred Interests are equity interests in Ex-Sigma LLC ("Ex-Sigma"), which is the largest holder of Exela Technologies, Inc. (the "Issuer") stock, that, subject to certain terms and conditions, are exchangeable into the shares of Common Stock. The Exchangeable Preferred Interests are exchangeable into a number of shares of Common Stock equal to the purchase price of such interests, divided by the lesser of (a) $1,65 and (b) the 5-day volume weighted average price per share for the 5-days preceding the date of such exchange.

F4 · derivative.exercise_date: The Exchangeable Preferred Interests are equity interests in Ex-Sigma LLC ("Ex-Sigma"), which is the largest holder of Exela Technologies, Inc. (the "Issuer") stock, that, subject to certain terms and conditions, are exchangeable into the shares of Common Stock. The Exchangeable Preferred Interests are exchangeable into a number of shares of Common Stock equal to the purchase price of such interests, divided by the lesser of (a) $1,65 and (b) the 5-day volume weighted average price per share for the 5-days preceding the date of such exchange.

F4 · derivative.expiration_date: The Exchangeable Preferred Interests are equity interests in Ex-Sigma LLC ("Ex-Sigma"), which is the largest holder of Exela Technologies, Inc. (the "Issuer") stock, that, subject to certain terms and conditions, are exchangeable into the shares of Common Stock. The Exchangeable Preferred Interests are exchangeable into a number of shares of Common Stock equal to the purchase price of such interests, divided by the lesser of (a) $1,65 and (b) the 5-day volume weighted average price per share for the 5-days preceding the date of such exchange.

F4 · derivative.underlying_shares: The Exchangeable Preferred Interests are equity interests in Ex-Sigma LLC ("Ex-Sigma"), which is the largest holder of Exela Technologies, Inc. (the "Issuer") stock, that, subject to certain terms and conditions, are exchangeable into the shares of Common Stock. The Exchangeable Preferred Interests are exchangeable into a number of shares of Common Stock equal to the purchase price of such interests, divided by the lesser of (a) $1,65 and (b) the 5-day volume weighted average price per share for the 5-days preceding the date of such exchange.

F4 · balance_after: The Exchangeable Preferred Interests are equity interests in Ex-Sigma LLC ("Ex-Sigma"), which is the largest holder of Exela Technologies, Inc. (the "Issuer") stock, that, subject to certain terms and conditions, are exchangeable into the shares of Common Stock. The Exchangeable Preferred Interests are exchangeable into a number of shares of Common Stock equal to the purchase price of such interests, divided by the lesser of (a) $1,65 and (b) the 5-day volume weighted average price per share for the 5-days preceding the date of such exchange.

F5 · ownership.nature: Shares are held by SoNino LLC, which Mr. Reynolds controls. Mr. Reynolds through his ownership of SoNino LLC owns 1,019 shares in Ex-Sigma. Because Mr. Reynolds does not have voting or dispositive power over any of the shares of the Issuer held by Ex-Sigma, Mr. Reynolds does not have beneficial ownership under Rule 13d-3 of any such shares. This report shall not be deemed an admission that Mr. Reynolds is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001104659-19-037946 · a4.xml · nonDerivative · entry 1

Reynolds James · CIK 0001712536 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 247,630

F5 · ownership.nature: Shares are held by SoNino LLC, which Mr. Reynolds controls. Mr. Reynolds through his ownership of SoNino LLC owns 1,019 shares in Ex-Sigma. Because Mr. Reynolds does not have voting or dispositive power over any of the shares of the Issuer held by Ex-Sigma, Mr. Reynolds does not have beneficial ownership under Rule 13d-3 of any such shares. This report shall not be deemed an admission that Mr. Reynolds is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001104659-20-025588 · a4a.xml · derivative · entry 1

Reynolds James · CIK 0001712536 · Director · Chief FInancial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 474.85

Underlying: Common Stock · 287,787 shares

Expires not disclosed

F1 · derivative.exercise_price: The Exchangeable Preferred Interests are equity interests in Ex-Sigma LLC ("Ex-Sigma"), which is the largest holder of Exela Technologies, Inc. (the "Issuer") stock, that, subject to certain terms and conditions, are exchangeable into the shares of Common Stock. The Exchangeable Preferred Interests are exchangeable into a number of shares of Common Stock equal to the purchase price of such interests, divided by the lesser of (a) $1,65 and (b) the 5-day volume weighted average price per share for the 5-days preceding the date of such exchange.

F1 · price: The Exchangeable Preferred Interests are equity interests in Ex-Sigma LLC ("Ex-Sigma"), which is the largest holder of Exela Technologies, Inc. (the "Issuer") stock, that, subject to certain terms and conditions, are exchangeable into the shares of Common Stock. The Exchangeable Preferred Interests are exchangeable into a number of shares of Common Stock equal to the purchase price of such interests, divided by the lesser of (a) $1,65 and (b) the 5-day volume weighted average price per share for the 5-days preceding the date of such exchange.

F1 · derivative.exercise_date: The Exchangeable Preferred Interests are equity interests in Ex-Sigma LLC ("Ex-Sigma"), which is the largest holder of Exela Technologies, Inc. (the "Issuer") stock, that, subject to certain terms and conditions, are exchangeable into the shares of Common Stock. The Exchangeable Preferred Interests are exchangeable into a number of shares of Common Stock equal to the purchase price of such interests, divided by the lesser of (a) $1,65 and (b) the 5-day volume weighted average price per share for the 5-days preceding the date of such exchange.

F1 · derivative.expiration_date: The Exchangeable Preferred Interests are equity interests in Ex-Sigma LLC ("Ex-Sigma"), which is the largest holder of Exela Technologies, Inc. (the "Issuer") stock, that, subject to certain terms and conditions, are exchangeable into the shares of Common Stock. The Exchangeable Preferred Interests are exchangeable into a number of shares of Common Stock equal to the purchase price of such interests, divided by the lesser of (a) $1,65 and (b) the 5-day volume weighted average price per share for the 5-days preceding the date of such exchange.

F1 · balance_after: The Exchangeable Preferred Interests are equity interests in Ex-Sigma LLC ("Ex-Sigma"), which is the largest holder of Exela Technologies, Inc. (the "Issuer") stock, that, subject to certain terms and conditions, are exchangeable into the shares of Common Stock. The Exchangeable Preferred Interests are exchangeable into a number of shares of Common Stock equal to the purchase price of such interests, divided by the lesser of (a) $1,65 and (b) the 5-day volume weighted average price per share for the 5-days preceding the date of such exchange.

F2 · ownership.nature: Shares are held by SoNino LLC, which Mr. Reynolds controls. Mr. Reynolds through his ownership of SoNino LLC owns 1,019 shares in Ex-Sigma. Because Mr. Reynolds does not have voting or dispositive power over any of the shares of the Issuer held by Ex-Sigma, Mr. Reynolds does not have beneficial ownership under Rule 13d-3 of any such shares. This report shall not be deemed an admission that Mr. Reynolds is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001104659-18-055402 · a4.xml · derivative · entry 2

Reynolds James · CIK 0001712536 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,000

Underlying: Common Stock · 111,000 shares

Expires 2028-08-31

F3 · derivative.exercise_date: Forty percent of the options will vest and become exercisable on August 31, 2020 and the remainder will vest and become exercisable on August 31, 2022. Mr. Reynolds through his ownership of SoNino LLC owns 1,019 shares in Ex-Sigma LLC which is the majority owner of Exela Technologies, Inc. (the "Issuer"). Mr. Reynolds does not have voting or dispositive power over any of the shares of the Issuer held by Ex-Sigma LLC, Mr. Reynolds does not have beneficial ownership under Rule 13d-3 of any shares of the Issuer. This report shall not be deemed an admission that Mr. Reynolds is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001104659-18-055402 · a4.xml · derivative · entry 1

Reynolds James · CIK 0001712536 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,000

Underlying: Common Stock · 74,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock.

F2 · derivative.exercise_date: This award will vest in full on August 31, 2019.

F2 · derivative.expiration_date: This award will vest in full on August 31, 2019.