Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MODINE MANUFACTURING COMOD · Entity 3547 | VP, CHRO | September 10, 2026 | September 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MODINE MANUFACTURING CO
Report date September 10, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 67,306 |
Ending reported balance
After 2026-09-10 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-09-10 · Exercise / conversion · Acquired 2,353 · Balance 68,696 Row 2 · 2026-09-10 · Exercise / conversion · Acquired 928 · Balance 69,624 Row 3 · 2026-09-10 · Exercise / conversion · Acquired 1,988 · Balance 71,612 Row 4 · 2026-09-10 · Sale · Disposed 4,306 · Balance 67,306 |
| Employee stock option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.62 · Expires 2030-10-02 | Direct | 0 |
Reported balance
After 2026-09-10 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-10 · Exercise / conversion · Disposed 4,090 · Balance 0 |
| Employee stock option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.79 · Expires 2031-06-04 | Direct | 0 |
Reported balance
After 2026-09-10 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-09-10 · Exercise / conversion · Disposed 1,706 · Balance 0 |
| Employee stock option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.79 · Expires 2032-06-06 | Direct | 0 |
Reported balance
After 2026-09-10 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-09-10 · Exercise / conversion · Disposed 3,779 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 29, 2020 Filed Jun 2, 2020 23:09 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 852 | $5.35 | $4,558.20 |
DisclosureSEC source: 0001567619-20-011556 · doc1.xml · nonDerivative · entry 1 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,500 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2019 Filed Jun 4, 2019 21:03 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 742 | $12.85 | $9,534.70 |
DisclosureSEC source: 0001567619-19-012691 · doc1.xml · nonDerivative · entry 5 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,352 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 21:03 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 731 | $12.85 | $9,393.35 |
DisclosureSEC source: 0001567619-19-012691 · doc1.xml · nonDerivative · entry 4 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,094 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:03 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 5,250 | $12.85 | $67,462.50 |
DisclosureSEC source: 0001567619-19-012691 · doc1.xml · nonDerivative · entry 3 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,825 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:03 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 11,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012691 · doc1.xml · nonDerivative · entry 2 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,075 F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in May 2016 terminated in calendar 2019. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 18.7%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 141% of the Target. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:03 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 937 | $12.85 | $12,040.45 |
DisclosureSEC source: 0001567619-19-012691 · doc1.xml · nonDerivative · entry 1 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,705 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2019 Filed May 31, 2019 19:56 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 666 | $13.28 | $8,844.48 |
DisclosureSEC source: 0001567619-19-012487 · doc1.xml · nonDerivative · entry 2 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,642 F3 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 29, 2019 Filed May 31, 2019 19:56 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantEmployee stock option · Derivative | 9,739 | $0.00 Strike: $13.26 | $0.00 |
DisclosureSEC source: 0001567619-19-012487 · doc1.xml · derivative · entry 3 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,739 Underlying: Common stock · 9,739 shares Expires 2029-05-29 F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/29/20. Read SEC document |
| May 29, 2019 Filed May 31, 2019 19:56 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 8,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012487 · doc1.xml · nonDerivative · entry 1 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,308 F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/29/20. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2018 Filed Jun 5, 2018 22:29 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 3,643 | $18.15 | $66,120.45 |
DisclosureSEC source: 0001140361-18-027437 · doc1.xml · nonDerivative · entry 4 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,127 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2018 Filed Jun 5, 2018 22:29 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 8,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-027437 · doc1.xml · nonDerivative · entry 3 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,770 F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2015 terminated in calendar 2018. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.9% and Annual Revenue Growth was 13.8%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 138% of the Target. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2018 Filed Jun 5, 2018 22:29 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,101 | $18.15 | $19,983.15 |
DisclosureSEC source: 0001140361-18-027437 · doc1.xml · nonDerivative · entry 2 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,950 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 22:29 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 636 | $18.15 | $11,543.40 |
DisclosureSEC source: 0001140361-18-027437 · doc1.xml · nonDerivative · entry 1 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,051 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 22:24 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 627 | $18.00 | $11,286.00 |
DisclosureSEC source: 0001140361-18-027216 · doc1.xml · nonDerivative · entry 1 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,687 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 20:42 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantEmployee stock option · Derivative | 6,643 | $0.00 Strike: $17.90 | $0.00 |
DisclosureSEC source: 0001140361-18-026839 · doc1.xml · derivative · entry 2 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,643 Underlying: Common stock · 6,643 shares Expires 2028-05-30 F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 5/30/19. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 20:42 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 5,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-026839 · doc1.xml · nonDerivative · entry 1 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,314 F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 5/30/19. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.