Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MODINE MANUFACTURING COMOD · Entity 3547 | VP, CHRO | September 10, 2026 | September 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MODINE MANUFACTURING CO
Report date September 10, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 67,306 |
Ending reported balance
After 2026-09-10 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-09-10 · Exercise / conversion · Acquired 2,353 · Balance 68,696 Row 2 · 2026-09-10 · Exercise / conversion · Acquired 928 · Balance 69,624 Row 3 · 2026-09-10 · Exercise / conversion · Acquired 1,988 · Balance 71,612 Row 4 · 2026-09-10 · Sale · Disposed 4,306 · Balance 67,306 |
| Employee stock option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.62 · Expires 2030-10-02 | Direct | 0 |
Reported balance
After 2026-09-10 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-10 · Exercise / conversion · Disposed 4,090 · Balance 0 |
| Employee stock option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.79 · Expires 2031-06-04 | Direct | 0 |
Reported balance
After 2026-09-10 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-09-10 · Exercise / conversion · Disposed 1,706 · Balance 0 |
| Employee stock option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.79 · Expires 2032-06-06 | Direct | 0 |
Reported balance
After 2026-09-10 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-09-10 · Exercise / conversion · Disposed 3,779 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 31, 2024 Filed Jun 4, 2024 16:50 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 549 | $100.92 | $55,405.08 |
DisclosureSEC source: 0000067347-24-000032 · form4.xml · nonDerivative · entry 1 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,084 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 16, 2024 Filed May 21, 2024 00:37 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 1,224 | $0.00 | $0.00 |
DisclosureSEC source: 0000067347-24-000024 · form4.xml · nonDerivative · entry 1 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,633 F1 · shares: This is an award of restricted stock units which will vest as follows: 33% on 5/16/2025, 33% on 5/16/2026 and the remaining 34% on 5/16/2027. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 22:38 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee stock option (Right to buy) · Derivative | 8,765 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000067347-24-000014 · form4.xml · derivative · entry 8 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 8,765 shares Expires 2026-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option vested in four equal installments on May 31, 2017, 2018, 2019, and 2020. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 22:38 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee stock option (Right to buy) · Derivative | 4,842 | $0.00 Strike: $11.39 | $0.00 |
DisclosureSEC source: 0000067347-24-000014 · form4.xml · derivative · entry 7 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 4,842 shares Expires 2025-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vested in four equal installments on June 2, 2016, 2017, 2018, and 2019. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 22:38 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee stock option (Right to buy) · Derivative | 3,192 | $0.00 Strike: $14.94 | $0.00 |
DisclosureSEC source: 0000067347-24-000014 · form4.xml · derivative · entry 6 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 3,192 shares Expires 2024-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vested in four equal installments on June 2, 2015, 2016, 2017, and 2018. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 22:38 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | SaleCommon stock | 1,410 | $96.05 | $135,429.51 |
DisclosureSEC source: 0000067347-24-000014 · form4.xml · nonDerivative · entry 5 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,409 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.02 to $96.09, inclusive. F1 · balance_after: This total includes 1,474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 22:38 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | SaleCommon stock | 15,389 | $95.60 | $1,471,154.54 |
DisclosureSEC source: 0000067347-24-000014 · form4.xml · nonDerivative · entry 4 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,819 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.02 to $96.015, inclusive. The reporting person undertakes to provide to Modine Manufacturing Company, any security holder of Modine Manufacturing Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. F1 · balance_after: This total includes 1,474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 22:38 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 8,765 | $10.00 | $87,650.00 |
DisclosureSEC source: 0000067347-24-000014 · form4.xml · nonDerivative · entry 3 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This total includes 1,474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 22:38 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 4,842 | $11.39 | $55,150.38 |
DisclosureSEC source: 0000067347-24-000014 · form4.xml · nonDerivative · entry 2 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,443 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This total includes 1,474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 22:38 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 3,192 | $14.94 | $47,688.48 |
DisclosureSEC source: 0000067347-24-000014 · form4.xml · nonDerivative · entry 1 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This total includes 1,474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| October 19, 2023 Filed Oct 23, 2023 19:25 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 6,122 | $41.82 | $256,022.04 |
DisclosureSEC source: 0000067347-23-000093 · form4.xml · nonDerivative · entry 1 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,409 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 15:30 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,926 | $45.53 | $87,690.78 |
DisclosureSEC source: 0000067347-23-000090 · form4.xml · nonDerivative · entry 1 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,531 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 06, 2023 Filed Jun 8, 2023 15:36 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,700 | $30.75 | $52,275.00 |
DisclosureSEC source: 0000067347-23-000034 · form4.xml · nonDerivative · entry 1 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,457 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 04, 2023 Filed Jun 6, 2023 18:14 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 741 | $30.44 | $22,556.04 |
DisclosureSEC source: 0000067347-23-000029 · form4.xml · nonDerivative · entry 1 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,157 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 21:27 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 3,540 | $0.00 | $0.00 |
DisclosureSEC source: 0000067347-23-000022 · form4.xml · nonDerivative · entry 1 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,898 F1 · shares: This is an award of restricted stock units which will vest as follows: 33% on 5/31/2024, 33% on 5/31/2025 and the remaining 34% on 5/31/2026. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 29, 2023 Filed May 31, 2023 19:45 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 971 | $27.43 | $26,634.53 |
DisclosureSEC source: 0000067347-23-000007 · form4.xml · nonDerivative · entry 1 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,358 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| March 30, 2023 Filed Apr 4, 2023 00:19 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee stock option (Right to buy) · Derivative | 3,248 | $0.00 Strike: $10.40 | $0.00 |
DisclosureSEC source: 0001140361-23-015920 · form4.xml · derivative · entry 3 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 3,248 shares Expires 2023-06-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in four equal installments on June 3, 2014, 2015, 2016, and 2017. Read SEC document |
| March 30, 2023 Filed Apr 4, 2023 00:19 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | SaleCommon stock | 3,248 | $22.37 | $72,668.15 |
DisclosureSEC source: 0001140361-23-015920 · form4.xml · nonDerivative · entry 2 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,329 F1 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| March 30, 2023 Filed Apr 4, 2023 00:19 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 3,248 | $10.40 | $33,779.20 |
DisclosureSEC source: 0001140361-23-015920 · form4.xml · nonDerivative · entry 1 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,577 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| October 19, 2022 Filed Oct 21, 2022 20:56 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 13,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-018699 · doc1.xml · nonDerivative · entry 1 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,329 F1 · shares: This is an award of restricted stock units which will vest in its entirety on 10/19/23. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| October 02, 2022 Filed Oct 4, 2022 15:10 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,926 | $12.94 | $24,922.44 |
DisclosureSEC source: 0001567619-22-018088 · doc1.xml · nonDerivative · entry 1 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,304 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| August 04, 2022 Filed Aug 18, 2022 21:22 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 14,315 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-016458 · doc1.xml · nonDerivative · entry 1 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,230 F1 · shares: This is an award of restricted stock units which will vest in its entirety on 8/4/24. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 19:37 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,192 | $12.11 | $14,435.12 |
DisclosureSEC source: 0001567619-22-012594 · doc1.xml · nonDerivative · entry 1 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,915 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 19:13 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantEmployee stock option (Right to buy) · Derivative | 11,113 | $0.00 Strike: $12.28 | $0.00 |
DisclosureSEC source: 0001567619-22-012523 · doc1.xml · derivative · entry 2 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,113 Underlying: Common stock · 11,113 shares Expires 2032-06-06 F3 · derivative.exercise_date: This option will vest as follows: 33% on 6/6/2023, 33% on 6/6/2024 and the remaining 34% on 6/6/2025. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 19:13 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 10,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-012523 · doc1.xml · nonDerivative · entry 1 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,107 F1 · shares: This is an award of restricted stock units which will vest as follows: 33% on 6/6/2023, 33% on 6/6/2024 and the remaining 34% on 6/6/2025. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 04, 2022 Filed Jun 7, 2022 20:32 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 738 | $11.72 | $8,649.36 |
DisclosureSEC source: 0001567619-22-012444 · doc1.xml · nonDerivative · entry 2 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,148 F3 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 03, 2022 Filed Jun 7, 2022 20:32 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 2,536 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-012444 · doc1.xml · nonDerivative · entry 1 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,886 F1 · shares: Shares issued in settlement of Performance Stock for the performance period 2019 through 2022. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 21:32 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee stock option (Right to buy) · Derivative | 1,801 | $0.00 Strike: $5.75 | $0.00 |
DisclosureSEC source: 0001567619-22-012394 · doc1.xml · derivative · entry 3 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 1,801 shares Expires 2022-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in four equal annual installments on June 5, 2013, 2014, 2015, and 2016. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 21:32 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | SaleCommon stock | 941 | $11.59 | $10,906.19 |
DisclosureSEC source: 0001567619-22-012394 · doc1.xml · nonDerivative · entry 2 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,350 F2 · shares: Represents shares sold upon exercise of option in payment of exercise price pursuant to broker-assisted cashless exercise transaction. F1 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 21:32 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 1,801 | $5.75 | $10,355.75 |
DisclosureSEC source: 0001567619-22-012394 · doc1.xml · nonDerivative · entry 1 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2022 Filed Jun 1, 2022 20:25 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 675 | $11.26 | $7,600.50 |
DisclosureSEC source: 0001567619-22-012005 · doc1.xml · nonDerivative · entry 2 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,490 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 29, 2022 Filed Jun 1, 2022 20:25 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 996 | $11.26 | $11,214.96 |
DisclosureSEC source: 0001567619-22-012005 · doc1.xml · nonDerivative · entry 1 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,165 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| October 02, 2021 Filed Oct 5, 2021 18:37 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,311 | $11.94 | $15,653.34 |
DisclosureSEC source: 0001567619-21-017905 · doc1.xml · nonDerivative · entry 1 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,161 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 20:50 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionEmployee stock option (Right to buy) · Derivative | 2,000 | $0.00 Strike: $14.93 | $0.00 |
DisclosureSEC source: 0001567619-21-012852 · doc1.xml · derivative · entry 3 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 2,000 shares Expires 2021-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in four equal annual installments on July 21, 2011, 2012, 2013, and 2014. F3 · derivative.expiration_date: This option vested in four equal annual installments on July 21, 2011, 2012, 2013, and 2014. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 20:50 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | SaleCommon stock | 1,894 | $16.50 | $31,255.74 |
DisclosureSEC source: 0001567619-21-012852 · doc1.xml · nonDerivative · entry 2 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,472 F2 · shares: Represents shares sold upon exercise of option in payment of exercise price pursuant to broker-assisted cashless exercise transaction. F1 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 20:50 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Exercise / conversionCommon stock | 2,000 | $14.93 | $29,860.00 |
DisclosureSEC source: 0001567619-21-012852 · doc1.xml · nonDerivative · entry 1 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,366 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 22:19 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantEmployee stock option (Right to buy) · Derivative | 6,821 | $0.00 Strike: $17.79 | $0.00 |
DisclosureSEC source: 0001567619-21-011855 · doc1.xml · derivative · entry 3 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,821 Underlying: Common stock · 6,821 shares Expires 2031-06-04 F4 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 6/4/22. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 22:19 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 6,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-011855 · doc1.xml · nonDerivative · entry 2 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,366 F3 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/4/22. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 04, 2021 Filed Jun 8, 2021 22:19 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 1,104 | $17.79 | $19,640.16 |
DisclosureSEC source: 0001567619-21-011855 · doc1.xml · nonDerivative · entry 1 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,062 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 21:28 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 505 | $18.13 | $9,155.65 |
DisclosureSEC source: 0001567619-21-011539 · doc1.xml · nonDerivative · entry 4 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,166 F3 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2021 Filed Jun 2, 2021 21:28 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 455 | $17.59 | $8,003.45 |
DisclosureSEC source: 0001567619-21-011539 · doc1.xml · nonDerivative · entry 3 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,671 F3 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 29, 2021 Filed Jun 2, 2021 21:28 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 679 | $17.59 | $11,943.61 |
DisclosureSEC source: 0001567619-21-011539 · doc1.xml · nonDerivative · entry 2 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,126 F3 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 21:28 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 3,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-011539 · doc1.xml · nonDerivative · entry 1 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,805 F1 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in May 2018 terminated in calendar 2021. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Cash Flow Return on Invested Capital (CFROIC) and Average Annual Revenue Growth. The Company's CFROIC for the performance period was 11.1% which exceeded the Target level for that performance measure. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 59% of the Target. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| October 02, 2020 Filed Oct 7, 2020 00:31 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantEmployee stock option · Derivative | 16,351 | $0.00 Strike: $6.62 | $0.00 |
DisclosureSEC source: 0001567619-20-017637 · doc1.xml · derivative · entry 2 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,351 Underlying: Common stock · 16,351 shares Expires 2030-10-02 F3 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 10/2/21. Read SEC document |
| October 02, 2020 Filed Oct 7, 2020 00:31 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 16,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017637 · doc1.xml · nonDerivative · entry 1 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,356 F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 10/2/21. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 22:16 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 3,363 | $6.49 | $21,825.87 |
DisclosureSEC source: 0001567619-20-011922 · doc1.xml · nonDerivative · entry 1 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,969 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 23:09 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 656 | $5.34 | $3,503.04 |
DisclosureSEC source: 0001567619-20-011556 · doc1.xml · nonDerivative · entry 5 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,332 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2020 Filed Jun 2, 2020 23:09 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 840 | $5.35 | $4,494.00 |
DisclosureSEC source: 0001567619-20-011556 · doc1.xml · nonDerivative · entry 4 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,988 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2020 Filed Jun 2, 2020 23:09 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | Tax withholdingCommon stock | 609 | $5.35 | $3,258.15 |
DisclosureSEC source: 0001567619-20-011556 · doc1.xml · nonDerivative · entry 3 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,828 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2020 Filed Jun 2, 2020 23:09 UTC | MODINE MANUFACTURING CO MOD · Entity 3547 | GrantCommon stock | 7,937 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011556 · doc1.xml · nonDerivative · entry 2 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,437 F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2017 terminated in calendar 2020. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 11.5%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 126% of the Target. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.