Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARROW FINANCIAL CORPAROW · Entity 5233 | Director | September 23, 2026 | September 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARROW FINANCIAL CORP
Report date September 23, 2026 · Filed September 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,624 |
Reported balance
After 2026-09-23 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-23 · Other · Acquired 203 · Balance 6,624 F1: Quarterly Director's Retainer Payment F2: The information provided reflects 13 shares acquired under the Company's DRIP since June 17, 2026 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. |
| Common StockSEC Table I · non-derivative | IndirectHeld by spouse | 1,046 |
Reported balance
Holding disclosure · report date 2026-09-23 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,046 F3: The information provided reflects 8 shares acquired under the Company's DRIP since June 17, 2026 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. F4: The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for any purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Quarterly Director's Retainer Payment
F2: The information provided reflects 13 shares acquired under the Company's DRIP since June 17, 2026 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
F3: The information provided reflects 8 shares acquired under the Company's DRIP since June 17, 2026 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
F4: The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for any purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 23, 2026 Filed Sep 25, 2026 18:51 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 203 | $36.97 | $7,504.91 |
DisclosureSEC source: 0002043837-26-000008 · wk-form4_1790362300.xml · nonDerivative · entry 1 Duffy Kristine D · CIK 0002043837 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,624 F1 · kind: Quarterly Director's Retainer Payment F2 · balance_after: The information provided reflects 13 shares acquired under the Company's DRIP since June 17, 2026 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| June 17, 2026 Filed Jun 22, 2026 20:52 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 195 | $38.49 | $7,505.55 |
DisclosureSEC source: 0002043837-26-000006 · wk-form4_1782161558.xml · nonDerivative · entry 1 Duffy Kristine D · CIK 0002043837 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,408 F1 · kind: Quarterly Director's Retainer Payment F2 · balance_after: The information provided reflects 11 shares acquired under the Company's DRIP since March 18, 2026 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| March 18, 2026 Filed Mar 20, 2026 18:08 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 236 | $31.76 | $7,495.36 |
DisclosureSEC source: 0002043837-26-000004 · wk-form4_1774030132.xml · nonDerivative · entry 1 Duffy Kristine D · CIK 0002043837 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,202 F1 · kind: Quarterly Director's Retainer Payment F2 · balance_after: The information provided reflects 10 shares acquired under the Company's DRIP since January 28, 2026 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| January 28, 2026 Filed Feb 4, 2026 13:49 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantCommon Stock | 818 | $32.43 | $26,527.74 |
DisclosureSEC source: 0002043837-26-000002 · wk-form4_1770212944.xml · nonDerivative · entry 1 Duffy Kristine D · CIK 0002043837 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,956 F1 · shares: The restricted stock vests in 3 equal installments on each of January 28, 2027, January 28, 2028, and January 28, 2029. F2 · balance_after: The information provided reflects 9 shares acquired under the Company's DRIP since October 08, 2025 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| October 08, 2025 Filed Oct 10, 2025 18:05 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 267 | $27.31 | $7,291.77 |
DisclosureSEC source: 0002043837-25-000013 · wk-form4_1760119543.xml · nonDerivative · entry 1 Duffy Kristine D · CIK 0002043837 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,129 F1 · kind: Quarterly Director's Retainer Payment F2 · balance_after: The information provided reflects 7 shares acquired under the Company's DRIP since July 09, 2025 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| October 08, 2025 Filed Oct 16, 2025 18:16 UTC Amendment | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 267 | $27.31 | $7,291.77 |
DisclosureSEC source: 0002043837-25-000015 · wk-form4a_1760638574.xml · nonDerivative · entry 1 Duffy Kristine D · CIK 0002043837 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,129 F1 · kind: Quarterly Director's Retainer Payment Read SEC document |
| August 08, 2025 Filed Oct 16, 2025 18:16 UTC Amendment | ARROW FINANCIAL CORP AROW · Entity 5233 | PurchaseCommon Stock | 210 | $26.53 | $5,571.30 |
DisclosureSEC source: 0002043837-25-000015 · wk-form4a_1760638574.xml · nonDerivative · entry 2 Duffy Kristine D · CIK 0002043837 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by spouse Disclosed balance after: 1,000 F2 · ownership.direct: The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for any purpose. Read SEC document |
| July 09, 2025 Filed Jul 11, 2025 18:11 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 284 | $27.47 | $7,801.48 |
DisclosureSEC source: 0002043837-25-000010 · wk-form4_1752257498.xml · nonDerivative · entry 1 Duffy Kristine D · CIK 0002043837 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,855 F1 · kind: Quarterly Director's Retainer Payment F2 · balance_after: The information provided reflects 41 shares acquired under the Company's DRIP since April 09, 2025, which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| April 09, 2025 Filed Apr 10, 2025 19:31 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantCommon Stock | 283 | $25.37 | $7,179.71 |
DisclosureSEC source: 0002043837-25-000008 · wk-form4_1744313479.xml · nonDerivative · entry 1 Duffy Kristine D · CIK 0002043837 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,530 F1 · kind: Quarterly Director's Retainer Payment F2 · balance_after: The information provided reflects 36 shares acquired under the Company's DRIP since January 29, 2025 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| January 29, 2025 Filed Feb 3, 2025 21:02 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantCommon Stock | 543 | $0.00 | $0.00 |
DisclosureSEC source: 0002043837-25-000006 · wk-form4_1738616561.xml · nonDerivative · entry 1 Duffy Kristine D · CIK 0002043837 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,211 F1 · shares: The restricted award vests in 3 equal installments on each of January 29, 2026, January 29, 2027, and January 29, 2028. Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 18:08 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 129 | $26.61 | $3,432.69 |
DisclosureSEC source: 0002043837-25-000002 · wk-form4_1736532479.xml · nonDerivative · entry 1 Duffy Kristine D · CIK 0002043837 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,433 F1 · kind: Quarterly Director's Retainer Payment Read SEC document |
| January 08, 2025 Filed Jan 29, 2025 19:55 UTC Amendment | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 364 | $26.61 | $9,686.04 |
DisclosureSEC source: 0002043837-25-000004 · wk-form4a_1738180516.xml · nonDerivative · entry 1 Duffy Kristine D · CIK 0002043837 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,668 F1 · kind: Quarterly Director's Retainer Payment Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.