Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HARMONIC INC.
Report date June 16, 2026 · Filed June 22, 2026
Section 16 reporting ended · disclosed 2026-06-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 161,362 |
Ending reported balance
After 2026-06-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-16 · Exercise / conversion · Acquired 44,600 · Balance 185,113 F1: In connection with the completion of the sale of the Video Business of Harmonic Inc. (the "Company") to MediaKind on June 16, 2026, the Compensation Committee of the Company's Board of Directors approved the accelerated vesting of 50% of the Reporting Person's outstanding and unvested restricted stock units originally granted on February 16, 2024, September 12, 2024 and February 22, 2025, and 50% of the Reporting Person's target award of performance-based restricted stock units originally awarded on April 29, 2025. Row 2 · 2026-06-16 · Tax withholding · Disposed 23,751 · Balance 161,362 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-02-15 | Direct | 0 |
Reported balance
After 2026-06-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-16 · Exercise / conversion · Disposed 8,777 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-06-01 | Direct | 0 |
Reported balance
After 2026-06-16 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-06-16 · Exercise / conversion · Disposed 5,449 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2028-02-15 | Direct | 0 |
Reported balance
After 2026-06-16 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-06-16 · Exercise / conversion · Disposed 19,329 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the completion of the sale of the Video Business of Harmonic Inc. (the "Company") to MediaKind on June 16, 2026, the Compensation Committee of the Company's Board of Directors approved the accelerated vesting of 50% of the Reporting Person's outstanding and unvested restricted stock units originally granted on February 16, 2024, September 12, 2024 and February 22, 2025, and 50% of the Reporting Person's target award of performance-based restricted stock units originally awarded on April 29, 2025.
F2: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 15, 2019 Filed Feb 20, 2019 22:16 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 4,958 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011658 · doc4.xml · derivative · entry 5 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,834 Underlying: Common Stock · 4,958 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2019. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 4 filed by the Reporting Person on 3/22/2017. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 22:16 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 14,733 | $5.49 | $80,884.17 |
DisclosureSEC source: 0001209191-19-011658 · doc4.xml · nonDerivative · entry 4 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,806 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 22:16 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 33,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011658 · doc4.xml · nonDerivative · entry 3 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 22:16 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 2,014 | $5.49 | $11,056.86 |
DisclosureSEC source: 0001209191-19-011658 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,205 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 22:16 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 4,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011658 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:07 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Unit · Derivative | 4,959 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-059356 · doc4.xml · derivative · entry 3 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,792 Underlying: Common Stock · 4,959 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:07 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 1,714 | $6.05 | $10,369.70 |
DisclosureSEC source: 0001209191-18-059356 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,261 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| November 15, 2018 Filed Nov 20, 2018 01:07 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 4,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-059356 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 4 filed by the Reporting Person on 3/22/2017. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:08 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Unit · Derivative | 4,958 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047326 · doc4.xml · derivative · entry 5 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,751 Underlying: Common Stock · 4,958 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:08 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 6,205 | $5.25 | $32,576.25 |
DisclosureSEC source: 0001209191-18-047326 · doc4.xml · nonDerivative · entry 4 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,016 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:08 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 17,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047326 · doc4.xml · nonDerivative · entry 3 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 8/15/2018. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:08 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 1,714 | $5.25 | $8,998.50 |
DisclosureSEC source: 0001209191-18-047326 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,276 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 20:08 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 4,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-047326 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 3 filed by the Reporting Person on 2/15/2018. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:22 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 4,958 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030902 · doc4.xml · derivative · entry 3 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,709 Underlying: Common Stock · 4,958 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:22 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 1,714 | $3.75 | $6,427.50 |
DisclosureSEC source: 0001209191-18-030902 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,032 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:22 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 4,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030902 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,746 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 4 filed by the Reporting Person on 3/22/2017. Read SEC document |
| March 20, 2018 Filed Mar 23, 2018 00:48 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 100,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021351 · doc4.xml · derivative · entry 1 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2021-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on February 15, 2019, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date. Read SEC document |
| March 09, 2018 Filed Mar 10, 2018 00:51 UTC | HARMONIC INC. HLIT · Entity 4789 | SaleCommon Stock | 6,719 | $3.53 | $23,712.02 |
DisclosureSEC source: 0001209191-18-018649 · doc4.xml · nonDerivative · entry 4 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,788 F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| March 09, 2018 Filed Mar 10, 2018 00:51 UTC | HARMONIC INC. HLIT · Entity 4789 | SaleCommon Stock | 3,479 | $3.53 | $12,279.83 |
DisclosureSEC source: 0001209191-18-018649 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,130 F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| March 08, 2018 Filed Mar 10, 2018 00:51 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 18,377 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-018649 · doc4.xml · nonDerivative · entry 3 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on March 8, 2018. Read SEC document |
| March 08, 2018 Filed Mar 10, 2018 00:51 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 9,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-018649 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on March 8, 2018. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:20 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Unit · Derivative | 19,833 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011519 · doc4.xml · derivative · entry 9 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,667 Underlying: Common Stock · 19,833 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:20 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Unit · Derivative | 3,417 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011519 · doc4.xml · derivative · entry 8 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,417 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:20 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Unit · Derivative | 4,099 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011519 · doc4.xml · derivative · entry 7 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,099 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:20 UTC | HARMONIC INC. HLIT · Entity 4789 | SaleCommon Stock | 8,484 | $3.05 | $25,910.14 |
DisclosureSEC source: 0001209191-18-011519 · doc4.xml · nonDerivative · entry 6 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,889 F2 · kind: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:20 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 19,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011519 · doc4.xml · nonDerivative · entry 5 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 4 filed by the Reporting Person on 3/22/2017. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:20 UTC | HARMONIC INC. HLIT · Entity 4789 | SaleCommon Stock | 1,467 | $3.05 | $4,479.92 |
DisclosureSEC source: 0001209191-18-011519 · doc4.xml · nonDerivative · entry 4 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,540 F2 · kind: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:20 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 3,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011519 · doc4.xml · nonDerivative · entry 3 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:20 UTC | HARMONIC INC. HLIT · Entity 4789 | SaleCommon Stock | 1,759 | $3.05 | $5,371.63 |
DisclosureSEC source: 0001209191-18-011519 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,590 F2 · kind: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 23:20 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 4,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011519 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,349 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 2/15/2018. These restricted stock units were initially granted to the Reporting Person on 3/13/2015, and were identified on a Form 4 filed by the Reporting Person on 3/17/2015. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 21:39 UTC | HARMONIC INC. HLIT · Entity 4789 | SaleCommon Stock | 7,010 | $3.81 | $26,701.79 |
DisclosureSEC source: 0001209191-17-061513 · doc4.xml · nonDerivative · entry 4 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,250 F2 · kind: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 21:39 UTC | HARMONIC INC. HLIT · Entity 4789 | SaleCommon Stock | 1,301 | $3.81 | $4,955.64 |
DisclosureSEC source: 0001209191-17-061513 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,842 F2 · kind: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:39 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Unit · Derivative | 3,417 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-061513 · doc4.xml · derivative · entry 5 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,417 Underlying: Common Stock · 3,417 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:39 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 18,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-061513 · doc4.xml · nonDerivative · entry 3 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 11/15/2017. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:39 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 3,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-061513 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 22:34 UTC | HARMONIC INC. HLIT · Entity 4789 | SaleCommon Stock | 1,313 | $3.47 | $4,560.97 |
DisclosureSEC source: 0001209191-17-049478 · doc4.xml · nonDerivative · entry 4 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,726 F2 · kind: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 22:34 UTC | HARMONIC INC. HLIT · Entity 4789 | SaleCommon Stock | 1,575 | $3.47 | $5,471.24 |
DisclosureSEC source: 0001209191-17-049478 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,622 F2 · kind: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. F2 · shares: Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of restricted stock units. This sale is mandated by the Issuer's election under its 1995 Stock Plan to enable the satisfaction of tax withholding obligations with funding from a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 22:34 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Unit · Derivative | 3,417 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049478 · doc4.xml · derivative · entry 6 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,834 Underlying: Common Stock · 3,417 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 22:34 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Unit · Derivative | 4,100 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049478 · doc4.xml · derivative · entry 5 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,099 Underlying: Common Stock · 4,100 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 22:34 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 3,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049478 · doc4.xml · nonDerivative · entry 3 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,039 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 22:34 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 4,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049478 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/13/2015, and were identified on a Form 4 filed by the Reporting Person on 3/17/2015. Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:33 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Unit · Derivative | 3,416 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033018 · doc4.xml · derivative · entry 3 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,251 Underlying: Common Stock · 3,416 shares Expires 2018-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:33 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 1,283 | $5.20 | $6,671.60 |
DisclosureSEC source: 0001209191-17-033018 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,097 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| May 15, 2017 Filed May 17, 2017 19:33 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 3,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-033018 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2017. These restricted stock units were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 22:13 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantPerformance Restricted Stock Units · Derivative | 25,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022411 · doc4.xml · derivative · entry 2 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,500 Underlying: Common Stock · 25,500 shares Expires 2020-03-15 F3 · security: Each performance restricted stock unit, or PRSU, represents a contingent right to receive one share of HLIT common stock. F4 · derivative.exercise_date: If the closing price of HLIT's common stock, as quoted on the NASDAQ Stock Market, equals or exceeds certain stock price thresholds for at least 20 consecutive trading days (the "Minimum Trading Period"), then 25% of the PRSUs will vest on the final day of the Minimum Trading Period. If the stock price threshold for which the Minimum Trading Period has been satisfied exceeds one or more other stock price thresholds for which the PRSU award has not already vested, then the vesting associated with all such stock price thresholds shall occur as of the close of market on the final day of the Minimum Trading Period. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 22:13 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 59,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022411 · doc4.xml · derivative · entry 1 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,500 Underlying: Common Stock · 59,500 shares Expires 2020-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: One-third of the RSUs vest on February 15, 2018 and the remaining RSUs vest in eight equal quarterly installments thereafter. Read SEC document |
| March 09, 2017 Filed Mar 10, 2017 23:29 UTC | HARMONIC INC. HLIT · Entity 4789 | SaleCommon Stock | 28,000 | $5.91 | $165,592.00 |
DisclosureSEC source: 0001209191-17-019954 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,964 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:41 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Unit · Derivative | 14,086 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018007 · doc4.xml · derivative · entry 3 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,086 shares Expires 2017-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:41 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 5,216 | $5.90 | $30,774.40 |
DisclosureSEC source: 0001209191-17-018007 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,964 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 23:41 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 14,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018007 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 3/1/2017. These performance-based restricted stock units were initially granted to the Reporting Person on 8/19/2016, and were identified on a Form 4 filed by the Reporting Person on 8/23/2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.