Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HARMONIC INC.
Report date June 16, 2026 · Filed June 22, 2026
Section 16 reporting ended · disclosed 2026-06-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 161,362 |
Ending reported balance
After 2026-06-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-16 · Exercise / conversion · Acquired 44,600 · Balance 185,113 F1: In connection with the completion of the sale of the Video Business of Harmonic Inc. (the "Company") to MediaKind on June 16, 2026, the Compensation Committee of the Company's Board of Directors approved the accelerated vesting of 50% of the Reporting Person's outstanding and unvested restricted stock units originally granted on February 16, 2024, September 12, 2024 and February 22, 2025, and 50% of the Reporting Person's target award of performance-based restricted stock units originally awarded on April 29, 2025. Row 2 · 2026-06-16 · Tax withholding · Disposed 23,751 · Balance 161,362 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-02-15 | Direct | 0 |
Reported balance
After 2026-06-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-16 · Exercise / conversion · Disposed 8,777 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-06-01 | Direct | 0 |
Reported balance
After 2026-06-16 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-06-16 · Exercise / conversion · Disposed 5,449 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2028-02-15 | Direct | 0 |
Reported balance
After 2026-06-16 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-06-16 · Exercise / conversion · Disposed 19,329 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the completion of the sale of the Video Business of Harmonic Inc. (the "Company") to MediaKind on June 16, 2026, the Compensation Committee of the Company's Board of Directors approved the accelerated vesting of 50% of the Reporting Person's outstanding and unvested restricted stock units originally granted on February 16, 2024, September 12, 2024 and February 22, 2025, and 50% of the Reporting Person's target award of performance-based restricted stock units originally awarded on April 29, 2025.
F2: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2019 Filed Dec 13, 2019 22:15 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionStock Option/Right to Buy · Derivative | 24,302 | $3.14 Strike: $3.14 | $76,308.28 |
DisclosureSEC source: 0001209191-19-060466 · doc4.xml · derivative · entry 6 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 24,302 shares Expires 2023-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 22:15 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionStock Option/Right to Buy · Derivative | 5,698 | $3.14 Strike: $3.14 | $17,891.72 |
DisclosureSEC source: 0001209191-19-060466 · doc4.xml · derivative · entry 5 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,302 Underlying: Common Stock · 5,698 shares Expires 2023-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 22:15 UTC | HARMONIC INC. HLIT · Entity 4789 | SaleCommon Stock | 24,302 | $8.24 | $200,204.74 |
DisclosureSEC source: 0001209191-19-060466 · doc4.xml · nonDerivative · entry 4 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,008 Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 22:15 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 24,302 | $3.14 | $76,308.28 |
DisclosureSEC source: 0001209191-19-060466 · doc4.xml · nonDerivative · entry 3 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the exercise of stock options on 12/12/2019. These options were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 22:15 UTC | HARMONIC INC. HLIT · Entity 4789 | SaleCommon Stock | 5,698 | $8.32 | $47,407.36 |
DisclosureSEC source: 0001209191-19-060466 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,008 Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 22:15 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 5,698 | $3.14 | $17,891.72 |
DisclosureSEC source: 0001209191-19-060466 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the exercise of stock options on 12/12/2019. These options were initially granted to the Reporting Person on 3/14/2016, and were identified on a Form 4 filed by the Reporting Person on 3/16/2016. Read SEC document |
| December 11, 2019 Filed Dec 12, 2019 22:35 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionStock option/right to buy · Derivative | 60,000 | $6.49 Strike: $6.49 | $389,400.00 |
DisclosureSEC source: 0001209191-19-060255 · doc4.xml · derivative · entry 12 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,000 shares Expires 2021-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2019 Filed Dec 12, 2019 22:35 UTC | HARMONIC INC. HLIT · Entity 4789 | SaleCommon Stock | 60,000 | $8.17 | $490,380.00 |
DisclosureSEC source: 0001209191-19-060255 · doc4.xml · nonDerivative · entry 8 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,008 Read SEC document |
| December 11, 2019 Filed Dec 12, 2019 22:35 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 60,000 | $6.49 | $389,400.00 |
DisclosureSEC source: 0001209191-19-060255 · doc4.xml · nonDerivative · entry 7 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,008 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares of common stock were acquired upon the exercise of a stock option/right to buy on December 10, 2019. The option was initially granted to the Reporting Person on 3/14/2014, and was identified on a Form 4 filed by the Reporting Person on 3/18/2014. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 22:35 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionStock option/right to buy · Derivative | 30,000 | $6.49 Strike: $6.49 | $194,700.00 |
DisclosureSEC source: 0001209191-19-060255 · doc4.xml · derivative · entry 11 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 30,000 shares Expires 2021-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 22:35 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionStock option/right to buy · Derivative | 10,000 | $6.49 Strike: $6.49 | $64,900.00 |
DisclosureSEC source: 0001209191-19-060255 · doc4.xml · derivative · entry 10 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 10,000 shares Expires 2021-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 22:35 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionStock option/right to buy · Derivative | 30,000 | $5.78 Strike: $5.78 | $173,400.00 |
DisclosureSEC source: 0001209191-19-060255 · doc4.xml · derivative · entry 9 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2020-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 22:35 UTC | HARMONIC INC. HLIT · Entity 4789 | SaleCommon Stock | 30,000 | $8.19 | $245,760.00 |
DisclosureSEC source: 0001209191-19-060255 · doc4.xml · nonDerivative · entry 6 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,008 Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 22:35 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 30,000 | $6.49 | $194,700.00 |
DisclosureSEC source: 0001209191-19-060255 · doc4.xml · nonDerivative · entry 5 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,008 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares of common stock were acquired upon the exercise of a stock option/right to buy on December 10, 2019. The option was initially granted to the Reporting Person on 3/14/2014, and was identified on a Form 4 filed by the Reporting Person on 3/18/2014. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 22:35 UTC | HARMONIC INC. HLIT · Entity 4789 | SaleCommon Stock | 10,000 | $8.17 | $81,712.00 |
DisclosureSEC source: 0001209191-19-060255 · doc4.xml · nonDerivative · entry 4 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,008 Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 22:35 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 10,000 | $6.49 | $64,900.00 |
DisclosureSEC source: 0001209191-19-060255 · doc4.xml · nonDerivative · entry 3 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,008 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: These shares of common stock were acquired upon the exercise of a stock option/right to buy on December 10, 2019. The option was initially granted to the Reporting Person on 3/14/2014, and was identified on a Form 4 filed by the Reporting Person on 3/18/2014. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 22:35 UTC | HARMONIC INC. HLIT · Entity 4789 | SaleCommon Stock | 30,000 | $8.17 | $245,136.00 |
DisclosureSEC source: 0001209191-19-060255 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,008 Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 22:35 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 30,000 | $5.78 | $173,400.00 |
DisclosureSEC source: 0001209191-19-060255 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,008 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the exercise of a stock option/right to buy on December 10, 2019. The option was initially granted to the Reporting Person on 3/15/2013, and was identified on a Form 4 filed by the Reporting Person on 3/19/2013. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:26 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 8,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057170 · doc4.xml · derivative · entry 6 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,667 Underlying: Common Stock · 8,333 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:26 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 4,958 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057170 · doc4.xml · derivative · entry 5 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,959 Underlying: Common Stock · 4,958 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:26 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 4,131 | $7.90 | $32,634.90 |
DisclosureSEC source: 0001209191-19-057170 · doc4.xml · nonDerivative · entry 4 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,008 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:26 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057170 · doc4.xml · nonDerivative · entry 3 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2019. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 4 filed by the Reporting Person on 3/22/2018. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:26 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 2,458 | $7.90 | $19,418.20 |
DisclosureSEC source: 0001209191-19-057170 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,806 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 21:26 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 4,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057170 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 11/15/2019. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 4 filed by the Reporting Person on 3/22/2017. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:07 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 8,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046513 · doc4.xml · derivative · entry 6 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 8,333 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:07 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 4,959 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046513 · doc4.xml · derivative · entry 5 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,917 Underlying: Common Stock · 4,959 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:07 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 2,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046513 · doc4.xml · nonDerivative · entry 4 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,306 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:07 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046513 · doc4.xml · nonDerivative · entry 3 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,187 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2019. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 4 filed by the Reporting Person on 3/22/2018. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:07 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 1,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046513 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,854 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:07 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 4,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046513 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,568 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 8/15/2019. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 4 filed by the Reporting Person on 3/22/2017. Read SEC document |
| August 08, 2019 Filed Aug 8, 2019 20:58 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionStock Option/Right to Buy · Derivative | 30,000 | $5.78 Strike: $5.78 | $173,400.00 |
DisclosureSEC source: 0001209191-19-045138 · doc4.xml · derivative · entry 12 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2020-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 08, 2019 Filed Aug 8, 2019 20:58 UTC | HARMONIC INC. HLIT · Entity 4789 | SaleCommon Stock | 30,000 | $7.23 | $216,900.00 |
DisclosureSEC source: 0001209191-19-045138 · doc4.xml · nonDerivative · entry 8 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,609 Read SEC document |
| August 08, 2019 Filed Aug 8, 2019 20:58 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045138 · doc4.xml · nonDerivative · entry 7 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: These shares of common stock were acquired upon the exercise of a stock option/right to buy on August 8, 2019. The option was initially granted to the Reporting Person on 3/15/2013, and was identified on a Form 4 filed by the Reporting Person on 3/19/2013. Read SEC document |
| August 07, 2019 Filed Aug 8, 2019 20:58 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionStock Option/Right to Buy · Derivative | 30,000 | $5.78 Strike: $5.78 | $173,400.00 |
DisclosureSEC source: 0001209191-19-045138 · doc4.xml · derivative · entry 11 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 30,000 shares Expires 2020-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2019 Filed Aug 8, 2019 20:58 UTC | HARMONIC INC. HLIT · Entity 4789 | SaleCommon Stock | 30,000 | $7.20 | $216,120.00 |
DisclosureSEC source: 0001209191-19-045138 · doc4.xml · nonDerivative · entry 6 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,609 Read SEC document |
| August 07, 2019 Filed Aug 8, 2019 20:58 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 30,000 | $5.78 | $173,400.00 |
DisclosureSEC source: 0001209191-19-045138 · doc4.xml · nonDerivative · entry 5 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: These shares of common stock were acquired upon the exercise of a stock option/right to buy on August 7, 2019. The option was initially granted to the Reporting Person on 3/15/2013, and was identified on a Form 4 filed by the Reporting Person on 3/19/2013. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:58 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionStock Option/Right to Buy · Derivative | 30,000 | $5.78 Strike: $5.78 | $173,400.00 |
DisclosureSEC source: 0001209191-19-045138 · doc4.xml · derivative · entry 10 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 30,000 shares Expires 2020-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:58 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 6,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045138 · doc4.xml · derivative · entry 9 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,125 Underlying: Common Stock · 6,375 shares Expires 2020-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:58 UTC | HARMONIC INC. HLIT · Entity 4789 | SaleCommon Stock | 30,000 | $7.28 | $218,286.00 |
DisclosureSEC source: 0001209191-19-045138 · doc4.xml · nonDerivative · entry 4 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,609 Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:58 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 30,000 | $5.78 | $173,400.00 |
DisclosureSEC source: 0001209191-19-045138 · doc4.xml · nonDerivative · entry 3 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares of common stock were acquired upon the exercise of a stock option/right to buy on August 6, 2019. The option was initially granted to the Reporting Person on 3/15/2013, and was identified on a Form 4 filed by the Reporting Person on 3/19/2013. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:58 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 2,204 | $7.26 | $16,001.04 |
DisclosureSEC source: 0001209191-19-045138 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,609 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:58 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 6,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045138 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of performance-based restricted stock units on 8/6/2019. These performance-based restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 4 filed by the Reporting Person on 3/22/2017. Read SEC document |
| May 15, 2019 Filed May 17, 2019 21:32 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 8,333 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031058 · doc4.xml · derivative · entry 6 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,333 Underlying: Common Stock · 8,333 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2019 Filed May 17, 2019 21:32 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 4,958 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031058 · doc4.xml · derivative · entry 5 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,876 Underlying: Common Stock · 4,958 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2019 Filed May 17, 2019 21:32 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 3,548 | $5.56 | $19,726.88 |
DisclosureSEC source: 0001209191-19-031058 · doc4.xml · nonDerivative · entry 4 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,438 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| May 15, 2019 Filed May 17, 2019 21:32 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 8,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031058 · doc4.xml · nonDerivative · entry 3 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2019. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 4 filed by the Reporting Person on 3/22/2018. Read SEC document |
| May 15, 2019 Filed May 17, 2019 21:32 UTC | HARMONIC INC. HLIT · Entity 4789 | Tax withholdingCommon Stock | 2,111 | $5.56 | $11,737.16 |
DisclosureSEC source: 0001209191-19-031058 · doc4.xml · nonDerivative · entry 2 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,653 F2 · shares: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. Read SEC document |
| May 15, 2019 Filed May 17, 2019 21:32 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionCommon Stock | 4,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-031058 · doc4.xml · nonDerivative · entry 1 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares of common stock were acquired upon the vesting of restricted stock units on 5/15/2019. These restricted stock units were initially granted to the Reporting Person on 3/20/2017, and were identified on a Form 4 filed by the Reporting Person on 3/22/2017. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 21:53 UTC | HARMONIC INC. HLIT · Entity 4789 | GrantRestricted Stock Units · Derivative | 100,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-025105 · doc4.xml · derivative · entry 1 Haltmayer Neven · CIK 0001380567 · SVP, Video R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2022-02-15 F1 · security: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock. F2 · derivative.exercise_date: One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on February 15, 2020, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 22:16 UTC | HARMONIC INC. HLIT · Entity 4789 | Exercise / conversionRestricted Stock Units · Derivative | 33,334 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011658 · doc4.xml · derivative · entry 6 Haltmayer Neven · CIK 0001380567 · Sr. Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,666 Underlying: Common Stock · 33,334 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These shares of common stock were acquired upon the vesting of restricted stock units on February 15, 2019. These restricted stock units were initially granted to the Reporting Person on March 20, 2018, and were identified on a Form 4 filed by the Reporting Person on March 22, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.