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person · Reporting owner

Johnsen Karl E

Disclosed activity across 2 companies

Tapewire entity
36480
SEC CIK
0001560263

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ASPENTECH CorpAZPN · Entity 127212Senior Vice President and CFOJanuary 25, 2021January 27, 2021
INTEST CORPINTT · Entity 6590DirectorJune 17, 2026June 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASPENTECH Corp

Report date January 25, 2021 · Filed January 27, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect23,713 Reported balance After 2021-01-25 transaction · row 1
1 source row

Row 1 · 2021-01-25 · Sale · Disposed 1,290 · Balance 23,713

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2020.

INTEST CORP

Report date June 17, 2026 · Filed June 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect18,000 Ending reported balance After 2026-06-17 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-17 · Grant · Acquired 6,000 · Balance 6,000

F1: These restricted shares were granted pursuant to the InTest Corporation 2023 Stock Incentive Plan and will vest in two equal increments on September 30, 2026 and December 31, 2026.

Row 2 · 2026-06-17 · Grant · Acquired 12,000 · Balance 18,000

F2: These restricted shares were granted pursuant to the InTest Corporation 2023 Stock Incentive Plan and will vest in four equal increments annually commencing on June 17, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: These restricted shares were granted pursuant to the InTest Corporation 2023 Stock Incentive Plan and will vest in two equal increments on September 30, 2026 and December 31, 2026.

F2: These restricted shares were granted pursuant to the InTest Corporation 2023 Stock Incentive Plan and will vest in four equal increments annually commencing on June 17, 2027.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 17, 2026 Filed Jun 22, 2026 20:32 UTC INTEST CORP INTT · Entity 6590 GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000262 · form4.xml · nonDerivative · entry 2

Johnsen Karl E · CIK 0001560263 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

F2 · shares: These restricted shares were granted pursuant to the InTest Corporation 2023 Stock Incentive Plan and will vest in four equal increments annually commencing on June 17, 2027.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:32 UTC INTEST CORP INTT · Entity 6590 GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000262 · form4.xml · nonDerivative · entry 1

Johnsen Karl E · CIK 0001560263 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

F1 · shares: These restricted shares were granted pursuant to the InTest Corporation 2023 Stock Incentive Plan and will vest in two equal increments on September 30, 2026 and December 31, 2026.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 16:37 UTC ASPENTECH Corp AZPN · Entity 127212 SaleCommon Stock 1,290 $141.88 $183,025.20
Disclosure

SEC source: 0001127602-21-002709 · form4.xml · nonDerivative · entry 1

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,713

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2020.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 16:24 UTC ASPENTECH Corp AZPN · Entity 127212 Tax withholdingCommon Stock 1,342 $130.51 $175,144.42
Disclosure

SEC source: 0001127602-21-000544 · form4.xml · nonDerivative · entry 1

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,003

F1 · shares: Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of restricted stock units and distribution of restricted stock.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 16:40 UTC ASPENTECH Corp AZPN · Entity 127212 GrantEmployee Stock Option (Right to Buy) · Derivative 14,367 $130.51 Strike: $130.51 $1,875,037.17
Disclosure

SEC source: 0001127602-20-032567 · form4.xml · derivative · entry 2

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,367

Underlying: Common Stock · 14,367 shares

Expires 2030-12-27

F3 · derivative.exercise_date: The option granted at the exercise price of $130.51 vests in 16 equal consecutive quarterly installments on the last business day of the quarter beginning on December 31, 2020.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 16:40 UTC ASPENTECH Corp AZPN · Entity 127212 GrantCommon Stock 11,206 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-032567 · form4.xml · nonDerivative · entry 1

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,345

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of Aspen Technology, Inc. common stock. The Restricted Stock Units vest in 16 equal consecutive quarterly installments on the last business day of the quarter beginning with the quarter ending December 31, 2020.

F2 · price: The Restricted Stock Units were received as a grant for no consideration.

Read SEC document
October 26, 2020 Filed Oct 28, 2020 16:22 UTC ASPENTECH Corp AZPN · Entity 127212 SaleCommon Stock 1,289 $128.01 $165,004.89
Disclosure

SEC source: 0001127602-20-027616 · form4.xml · nonDerivative · entry 1

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,139

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2020.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 16:20 UTC ASPENTECH Corp AZPN · Entity 127212 Tax withholdingCommon Stock 1,031 $127.21 $131,153.51
Disclosure

SEC source: 0001127602-20-026270 · form4.xml · nonDerivative · entry 1

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,428

F1 · shares: Shares withheld by Registrant to satisfy statutory tax withholding requirements on vesting of restricted stock units and distribution of stock.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 16:28 UTC ASPENTECH Corp AZPN · Entity 127212 SaleCommon Stock 2,006 $124.98 $250,709.88
Disclosure

SEC source: 0001127602-20-024278 · form4.xml · nonDerivative · entry 1

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,459

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2020.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 16:37 UTC ASPENTECH Corp AZPN · Entity 127212 Tax withholdingCommon Stock 1,603 $103.44 $165,814.32
Disclosure

SEC source: 0001127602-20-020931 · form4.xml · nonDerivative · entry 1

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,465

F1 · shares: Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of restricted stock units and distribution of stock.

Read SEC document
May 20, 2020 Filed May 21, 2020 16:18 UTC ASPENTECH Corp AZPN · Entity 127212 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,374 $0.00 Strike: $37.91 $0.00
Disclosure

SEC source: 0001127602-20-017543 · form4.xml · derivative · entry 7

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,265

Underlying: Common Stock · 4,374 shares

Expires 2025-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option granted at the exercise price of $37.91 vests in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning on December 31, 2015.

Read SEC document
May 20, 2020 Filed May 21, 2020 16:18 UTC ASPENTECH Corp AZPN · Entity 127212 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,616 $0.00 Strike: $63.25 $0.00
Disclosure

SEC source: 0001127602-20-017543 · form4.xml · derivative · entry 6

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,735

Underlying: Common Stock · 12,616 shares

Expires 2027-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option granted at the exercise price of $63.25 vests in 16 consecutive equal quarterly installments on the last business day of the quarter, beginning on September 29, 2017.

Read SEC document
May 20, 2020 Filed May 21, 2020 16:18 UTC ASPENTECH Corp AZPN · Entity 127212 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,456 $0.00 Strike: $45.46 $0.00
Disclosure

SEC source: 0001127602-20-017543 · form4.xml · derivative · entry 5

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,866

Underlying: Common Stock · 11,456 shares

Expires 2026-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option granted at the exercise price of $45.46 vests in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning on September 30, 2016.

Read SEC document
May 20, 2020 Filed May 21, 2020 16:18 UTC ASPENTECH Corp AZPN · Entity 127212 SaleCommon Stock 29,692 $95.07 $2,822,818.44
Disclosure

SEC source: 0001127602-20-017543 · form4.xml · nonDerivative · entry 4

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,068

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $94.81 to $95.50, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 20, 2020 Filed May 21, 2020 16:18 UTC ASPENTECH Corp AZPN · Entity 127212 Exercise / conversionCommon Stock 4,374 $37.91 $165,818.34
Disclosure

SEC source: 0001127602-20-017543 · form4.xml · nonDerivative · entry 3

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The option granted at the exercise price of $37.91 vests in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning on December 31, 2015.

Read SEC document
May 20, 2020 Filed May 21, 2020 16:18 UTC ASPENTECH Corp AZPN · Entity 127212 Exercise / conversionCommon Stock 12,616 $63.25 $797,962.00
Disclosure

SEC source: 0001127602-20-017543 · form4.xml · nonDerivative · entry 2

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: The option granted at the exercise price of $63.25 vests in 16 consecutive equal quarterly installments on the last business day of the quarter, beginning on September 29, 2017.

Read SEC document
May 20, 2020 Filed May 21, 2020 16:18 UTC ASPENTECH Corp AZPN · Entity 127212 Exercise / conversionCommon Stock 11,456 $45.46 $520,789.76
Disclosure

SEC source: 0001127602-20-017543 · form4.xml · nonDerivative · entry 1

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The option granted at the exercise price of $45.46 vests in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning on September 30, 2016.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 16:19 UTC ASPENTECH Corp AZPN · Entity 127212 SaleCommon Stock 2,067 $94.66 $195,662.22
Disclosure

SEC source: 0001127602-20-014671 · form4.xml · nonDerivative · entry 1

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,314

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 29, 2019.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 16:39 UTC ASPENTECH Corp AZPN · Entity 127212 Tax withholdingCommon Stock 1,058 $97.95 $103,631.10
Disclosure

SEC source: 0001127602-20-012724 · form4.xml · nonDerivative · entry 1

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,381

F1 · shares: Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting and distribution of restricted stock.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 21:08 UTC ASPENTECH Corp AZPN · Entity 127212 SaleCommon Stock 1,622 $136.45 $221,321.90
Disclosure

SEC source: 0001127602-20-002682 · form4.xml · nonDerivative · entry 1

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,439

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 29, 2019.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 16:20 UTC ASPENTECH Corp AZPN · Entity 127212 Tax withholdingCommon Stock 1,606 $120.91 $194,181.46
Disclosure

SEC source: 0001127602-20-000674 · form4.xml · nonDerivative · entry 1

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,061

F1 · shares: Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of restricted stock units and distribution of stock.

Read SEC document
October 28, 2019 Filed Oct 30, 2019 16:12 UTC ASPENTECH Corp AZPN · Entity 127212 SaleCommon Stock 2,310 $116.82 $269,854.20
Disclosure

SEC source: 0001127602-19-031266 · form4.xml · nonDerivative · entry 1

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,667

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 29, 2019.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 16:22 UTC ASPENTECH Corp AZPN · Entity 127212 Tax withholdingCommon Stock 2,153 $120.96 $260,426.88
Disclosure

SEC source: 0001127602-19-029705 · form4.xml · nonDerivative · entry 1

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,977

F1 · shares: Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of restricted stock units and distribution of stock.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 16:31 UTC ASPENTECH Corp AZPN · Entity 127212 GrantEmployee Stock Option (Right to Buy) · Derivative 14,077 $133.20 Strike: $133.20 $1,875,056.40
Disclosure

SEC source: 0001127602-19-027991 · form4.xml · derivative · entry 2

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,077

Underlying: Common Stock · 14,077 shares

Expires 2029-09-02

F3 · derivative.exercise_date: The option granted at the exercise price of $133.20 vests in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning with the quarter ending September 30, 2019.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 16:31 UTC ASPENTECH Corp AZPN · Entity 127212 GrantCommon Stock 10,980 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-027991 · form4.xml · nonDerivative · entry 1

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,130

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of Aspen Technology, Inc. common stock. The Restricted Stock Units vest in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning with the quarter ending September 30, 2019.

F2 · price: The Restricted Stock Units were received as a grant for no consideration.

Read SEC document
August 12, 2019 Filed Aug 14, 2019 16:17 UTC ASPENTECH Corp AZPN · Entity 127212 SaleCommon Stock 2,972 $136.80 $406,569.60
Disclosure

SEC source: 0001127602-19-026609 · form4.xml · nonDerivative · entry 1

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,150

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 29, 2019.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:25 UTC ASPENTECH Corp AZPN · Entity 127212 Tax withholdingCommon Stock 1,331 $121.69 $161,969.39
Disclosure

SEC source: 0001127602-19-023551 · form4.xml · nonDerivative · entry 1

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,122

F1 · shares: Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of restricted stock units and distribution of stock.

Read SEC document
April 29, 2019 Filed May 1, 2019 16:16 UTC ASPENTECH Corp AZPN · Entity 127212 SaleCommon Stock 3,037 $121.38 $368,631.06
Disclosure

SEC source: 0001127602-19-016716 · form4.xml · nonDerivative · entry 1

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,453

Read SEC document
March 29, 2019 Filed Apr 2, 2019 16:32 UTC ASPENTECH Corp AZPN · Entity 127212 Tax withholdingCommon Stock 1,265 $103.82 $131,332.30
Disclosure

SEC source: 0001127602-19-014166 · form4.xml · nonDerivative · entry 1

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,490

F1 · shares: Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of restricted stock units and distribution of stock.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 17:02 UTC ASPENTECH Corp AZPN · Entity 127212 SaleCommon Stock 2,388 $96.50 $230,430.06
Disclosure

SEC source: 0001127602-19-003780 · form4.xml · nonDerivative · entry 1

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,755

Read SEC document
December 31, 2018 Filed Jan 3, 2019 16:41 UTC ASPENTECH Corp AZPN · Entity 127212 Tax withholdingCommon Stock 1,915 $80.97 $155,057.55
Disclosure

SEC source: 0001127602-19-000743 · form4.xml · nonDerivative · entry 1

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,143

F1 · shares: Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting of restricted stock units and distribution of stock.

Read SEC document
October 30, 2018 Filed Nov 1, 2018 18:28 UTC ASPENTECH Corp AZPN · Entity 127212 SaleCommon Stock 2,387 $80.69 $192,595.10
Disclosure

SEC source: 0001127602-18-031694 · form4.xml · nonDerivative · entry 1

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,058

Read SEC document
September 28, 2018 Filed Oct 2, 2018 16:33 UTC ASPENTECH Corp AZPN · Entity 127212 Tax withholdingCommon Stock 1,915 $113.13 $216,643.95
Disclosure

SEC source: 0001127602-18-029053 · form4.xml · nonDerivative · entry 1

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,445

F1 · shares: Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting and distribution of restricted stock.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 17:14 UTC ASPENTECH Corp AZPN · Entity 127212 GrantEmployee Stock Option (Right to Buy) · Derivative 13,244 $115.36 Strike: $115.36 $1,527,827.84
Disclosure

SEC source: 0001127602-18-026952 · form4.xml · derivative · entry 2

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,244

Underlying: Common Stock · 13,244 shares

Expires 2028-09-03

F3 · derivative.exercise_date: The option granted at the exercise price of $115.36 vests in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning with the quarter ending September 30, 2018.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 17:14 UTC ASPENTECH Corp AZPN · Entity 127212 GrantCommon Stock 10,727 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-026952 · form4.xml · nonDerivative · entry 1

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,360

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of Aspen Technology, Inc. common stock. The Restricted Stock Units vest in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning with the quarter ending September 30, 2018.

F2 · price: The Restricted Stock Units were received as a grant for no consideration.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 16:29 UTC ASPENTECH Corp AZPN · Entity 127212 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,034 $0.00 Strike: $37.91 $0.00
Disclosure

SEC source: 0001127602-18-025474 · form4.xml · derivative · entry 7

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,639

Underlying: Common Stock · 7,034 shares

Expires 2025-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option granted at the exercise price of $37.91 vests in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning on December 31, 2015.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 16:29 UTC ASPENTECH Corp AZPN · Entity 127212 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 155 $0.00 Strike: $44.38 $0.00
Disclosure

SEC source: 0001127602-18-025474 · form4.xml · derivative · entry 6

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620

Underlying: Common Stock · 155 shares

Expires 2025-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option granted at the exercise price of $44.38 vests in 16 consecutive equal quarterly installments on the last business day of the quarter, beginning on September 30, 2015.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 16:29 UTC ASPENTECH Corp AZPN · Entity 127212 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 117 $0.00 Strike: $43.44 $0.00
Disclosure

SEC source: 0001127602-18-025474 · form4.xml · derivative · entry 5

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 117 shares

Expires 2024-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option granted at the exercise price of $43.44 vests in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning on September 30, 2014.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 16:29 UTC ASPENTECH Corp AZPN · Entity 127212 SaleCommon Stock 9,438 $108.07 $1,019,964.66
Disclosure

SEC source: 0001127602-18-025474 · form4.xml · nonDerivative · entry 4

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,633

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $107.68 to $108.217, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 16:29 UTC ASPENTECH Corp AZPN · Entity 127212 Exercise / conversionCommon Stock 7,034 $37.91 $266,658.94
Disclosure

SEC source: 0001127602-18-025474 · form4.xml · nonDerivative · entry 3

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 13, 2018 Filed Aug 15, 2018 16:29 UTC ASPENTECH Corp AZPN · Entity 127212 Exercise / conversionCommon Stock 155 $44.38 $6,878.90
Disclosure

SEC source: 0001127602-18-025474 · form4.xml · nonDerivative · entry 2

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 13, 2018 Filed Aug 15, 2018 16:29 UTC ASPENTECH Corp AZPN · Entity 127212 Exercise / conversionCommon Stock 117 $43.44 $5,082.48
Disclosure

SEC source: 0001127602-18-025474 · form4.xml · nonDerivative · entry 1

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 29, 2018 Filed Jul 3, 2018 15:40 UTC ASPENTECH Corp AZPN · Entity 127212 Tax withholdingCommon Stock 1,642 $94.26 $154,774.92
Disclosure

SEC source: 0001127602-18-022568 · form4.xml · nonDerivative · entry 1

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,765

F1 · shares: Shares withheld by Registrant to satisfy minimum statutory tax withholding requirements on vesting and distribution of restricted stock.

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May 04, 2018 Filed May 8, 2018 16:12 UTC ASPENTECH Corp AZPN · Entity 127212 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,600 $0.00 Strike: $37.91 $0.00
Disclosure

SEC source: 0001127602-18-016640 · form4.xml · derivative · entry 3

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,673

Underlying: Common Stock · 2,600 shares

Expires 2025-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option granted at the exercise price of $37.91 vests in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning on December 31, 2015.

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May 04, 2018 Filed May 8, 2018 16:12 UTC ASPENTECH Corp AZPN · Entity 127212 SaleCommon Stock 2,600 $90.39 $235,014.00
Disclosure

SEC source: 0001127602-18-016640 · form4.xml · nonDerivative · entry 2

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,407

Read SEC document
May 04, 2018 Filed May 8, 2018 16:12 UTC ASPENTECH Corp AZPN · Entity 127212 Exercise / conversionCommon Stock 2,600 $37.91 $98,566.00
Disclosure

SEC source: 0001127602-18-016640 · form4.xml · nonDerivative · entry 1

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2018 Filed May 2, 2018 16:11 UTC ASPENTECH Corp AZPN · Entity 127212 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,696 $0.00 Strike: $44.38 $0.00
Disclosure

SEC source: 0001127602-18-015950 · form4.xml · derivative · entry 7

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775

Underlying: Common Stock · 1,696 shares

Expires 2025-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option granted at the exercise price of $44.38 vests in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning on September 30, 2015.

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April 30, 2018 Filed May 2, 2018 16:11 UTC ASPENTECH Corp AZPN · Entity 127212 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,753 $0.00 Strike: $43.44 $0.00
Disclosure

SEC source: 0001127602-18-015950 · form4.xml · derivative · entry 6

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117

Underlying: Common Stock · 1,753 shares

Expires 2024-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option granted at the exercise price of $43.44 vests in 16 consecutive equal quarterly installments on the last business day of the quarter, beginning on September 30, 2014.

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April 30, 2018 Filed May 2, 2018 16:11 UTC ASPENTECH Corp AZPN · Entity 127212 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,451 $0.00 Strike: $38.71 $0.00
Disclosure

SEC source: 0001127602-18-015950 · form4.xml · derivative · entry 5

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,451 shares

Expires 2023-11-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option granted at an exercise price of $38.71 vests in 16 consecutive equal quarterly installments on the last business day of the quarter, beginning on March 31, 2014.

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April 30, 2018 Filed May 2, 2018 16:11 UTC ASPENTECH Corp AZPN · Entity 127212 SaleCommon Stock 7,559 $89.17 $674,036.03
Disclosure

SEC source: 0001127602-18-015950 · form4.xml · nonDerivative · entry 4

Johnsen Karl E · CIK 0001560263 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,407

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $88.83 to $89.73, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.