Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Yum China Holdings, Inc.YUMC · Entity 1255 | Director · Chief Executive Officer | September 17, 2026 | September 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Yum China Holdings, Inc.
Report date September 17, 2026 · Filed September 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 45,371 |
Reported balance
After 2026-09-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-17 · Grant · Acquired 316 · Balance 45,371 F1: Conversion occurs on a one-for-one basis. F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3: This grant does not have an expiration date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 72,530 |
Reported balance
After 2026-09-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-17 · Grant · Acquired 505 · Balance 72,530 F1: Conversion occurs on a one-for-one basis. F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3: This grant does not have an expiration date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 87,963 |
Reported balance
After 2026-09-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-17 · Grant · Acquired 612 · Balance 87,963 F1: Conversion occurs on a one-for-one basis. F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3: This grant does not have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Conversion occurs on a one-for-one basis.
F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.
F3: This grant does not have an expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 11, 2023 Filed May 15, 2023 12:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Disposition to issuerCommon Stock | 13,550 | $61.90 | $838,745.00 |
DisclosureSEC source: 0001127602-23-015485 · form4.xml · nonDerivative · entry 15 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 255,144 Read SEC document |
| May 11, 2023 Filed May 15, 2023 12:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Disposition to issuerCommon Stock | 21,291 | $61.90 | $1,317,912.90 |
DisclosureSEC source: 0001127602-23-015485 · form4.xml · nonDerivative · entry 14 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 268,694 Read SEC document |
| May 11, 2023 Filed May 15, 2023 12:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Disposition to issuerCommon Stock | 14,057 | $61.90 | $870,128.30 |
DisclosureSEC source: 0001127602-23-015485 · form4.xml · nonDerivative · entry 13 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 289,985 Read SEC document |
| May 11, 2023 Filed May 15, 2023 12:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Disposition to issuerCommon Stock | 12,475 | $61.90 | $772,202.50 |
DisclosureSEC source: 0001127602-23-015485 · form4.xml · nonDerivative · entry 12 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 304,042 Read SEC document |
| May 11, 2023 Filed May 15, 2023 12:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Disposition to issuerCommon Stock | 1,409 | $61.90 | $87,217.10 |
DisclosureSEC source: 0001127602-23-015485 · form4.xml · nonDerivative · entry 11 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 316,517 Read SEC document |
| May 11, 2023 Filed May 15, 2023 12:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | SaleCommon Stock | 18,027 | $61.94 | $1,116,522.07 |
DisclosureSEC source: 0001127602-23-015485 · form4.xml · nonDerivative · entry 10 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 317,926 F1 · price: This transaction was executed in multiple trades at prices ranging from $61.90 to $62.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 11, 2023 Filed May 15, 2023 12:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | SaleCommon Stock | 27,555 | $61.94 | $1,706,649.24 |
DisclosureSEC source: 0001127602-23-015485 · form4.xml · nonDerivative · entry 9 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 335,953 F1 · price: This transaction was executed in multiple trades at prices ranging from $61.90 to $62.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 11, 2023 Filed May 15, 2023 12:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | SaleCommon Stock | 27,259 | $61.94 | $1,688,316.15 |
DisclosureSEC source: 0001127602-23-015485 · form4.xml · nonDerivative · entry 8 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 363,508 F1 · price: This transaction was executed in multiple trades at prices ranging from $61.90 to $62.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 11, 2023 Filed May 15, 2023 12:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | SaleCommon Stock | 19,834 | $61.94 | $1,228,440.61 |
DisclosureSEC source: 0001127602-23-015485 · form4.xml · nonDerivative · entry 7 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 390,767 F1 · price: This transaction was executed in multiple trades at prices ranging from $61.90 to $62.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 11, 2023 Filed May 15, 2023 12:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | SaleCommon Stock | 2,496 | $61.94 | $154,592.51 |
DisclosureSEC source: 0001127602-23-015485 · form4.xml · nonDerivative · entry 6 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 410,601 F1 · price: This transaction was executed in multiple trades at prices ranging from $61.90 to $62.04. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 11, 2023 Filed May 15, 2023 12:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 31,577 | $26.56 | $838,685.12 |
DisclosureSEC source: 0001127602-23-015485 · form4.xml · nonDerivative · entry 5 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 413,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2023 Filed May 15, 2023 12:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 48,846 | $26.98 | $1,317,865.08 |
DisclosureSEC source: 0001127602-23-015485 · form4.xml · nonDerivative · entry 4 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 381,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2023 Filed May 15, 2023 12:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 41,316 | $21.06 | $870,114.96 |
DisclosureSEC source: 0001127602-23-015485 · form4.xml · nonDerivative · entry 3 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 332,674 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2023 Filed May 15, 2023 12:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 32,309 | $23.90 | $772,185.10 |
DisclosureSEC source: 0001127602-23-015485 · form4.xml · nonDerivative · entry 2 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 291,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2023 Filed May 15, 2023 12:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 3,905 | $22.32 | $87,159.60 |
DisclosureSEC source: 0001127602-23-015485 · form4.xml · nonDerivative · entry 1 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 259,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2023 Filed May 12, 2023 13:32 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionStock Appreciation Right · Derivative | 4,379 | $0.00 Strike: $22.32 | $0.00 |
DisclosureSEC source: 0001127602-23-015337 · form4.xml · derivative · entry 4 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,905 Underlying: Common Stock · 4,379 shares Expires 2025-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Vested in full. Read SEC document |
| May 10, 2023 Filed May 12, 2023 13:32 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Disposition to issuerCommon Stock | 1,579 | $61.90 | $97,740.10 |
DisclosureSEC source: 0001127602-23-015337 · form4.xml · nonDerivative · entry 3 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 255,144 Read SEC document |
| May 10, 2023 Filed May 12, 2023 13:32 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | SaleCommon Stock | 2,800 | $61.94 | $173,421.64 |
DisclosureSEC source: 0001127602-23-015337 · form4.xml · nonDerivative · entry 2 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 256,723 F1 · price: This transaction was executed in multiple trades at prices ranging from $61.90 to $62.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 10, 2023 Filed May 12, 2023 13:32 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 4,379 | $22.32 | $97,739.28 |
DisclosureSEC source: 0001127602-23-015337 · form4.xml · nonDerivative · entry 1 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 259,523 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 12:45 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 168 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-011613 · form4.xml · derivative · entry 3 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,632 Underlying: Common Stock · 168 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 12:45 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 41 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-011613 · form4.xml · derivative · entry 2 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,676 Underlying: Common Stock · 41 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 12:45 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 92 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-011613 · form4.xml · derivative · entry 1 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,468 Underlying: Common Stock · 92 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 13:10 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionStock Appreciation Right · Derivative | 18,779 | $0.00 Strike: $22.32 | $0.00 |
DisclosureSEC source: 0001127602-23-006953 · form4.xml · derivative · entry 4 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,284 Underlying: Common Stock · 18,779 shares Expires 2025-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Vested in full. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 13:10 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Disposition to issuerCommon Stock | 6,761 | $62.00 | $419,182.00 |
DisclosureSEC source: 0001127602-23-006953 · form4.xml · nonDerivative · entry 3 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,144 Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 13:10 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | SaleCommon Stock | 12,018 | $62.02 | $745,374.39 |
DisclosureSEC source: 0001127602-23-006953 · form4.xml · nonDerivative · entry 2 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,905 F1 · price: This transaction was executed in multiple trades at prices ranging from $62.00 to $62.07. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 13:10 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 18,779 | $22.32 | $419,147.28 |
DisclosureSEC source: 0001127602-23-006953 · form4.xml · nonDerivative · entry 1 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,923 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 11:19 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 6,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-005013 · form4.xml · derivative · entry 3 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,635 Underlying: Common Stock · 6,545 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/10/2022. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 11:19 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 2,652 | $61.17 | $162,222.84 |
DisclosureSEC source: 0001127602-23-005013 · form4.xml · nonDerivative · entry 2 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,144 Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 11:19 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 6,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-005013 · form4.xml · nonDerivative · entry 1 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,796 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion occurs on a one-for-one basis. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 11:31 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 80,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-004606 · form4.xml · derivative · entry 1 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,464 Underlying: Common Stock · 80,464 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 2/9/2023. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 13:34 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 23,001 | $57.09 | $1,313,127.09 |
DisclosureSEC source: 0001127602-23-001718 · form4.xml · nonDerivative · entry 2 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,251 Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 13:34 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock | 52,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-001718 · form4.xml · nonDerivative · entry 1 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,252 F1 · shares: Transaction represents the settlement of performance share units granted to this reporting person with a performance period from January 1, 2020 to December 31, 2022. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 12:27 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 56 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-028120 · form4.xml · derivative · entry 2 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,180 Underlying: Common Stock · 56 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 12:27 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 95 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-028120 · form4.xml · derivative · entry 1 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,376 Underlying: Common Stock · 95 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 13:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 61 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-022574 · form4.xml · derivative · entry 2 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,124 Underlying: Common Stock · 61 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 13:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-022574 · form4.xml · derivative · entry 1 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,281 Underlying: Common Stock · 105 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 14:16 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 74 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-018004 · form4.xml · derivative · entry 2 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,063 Underlying: Common Stock · 74 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 21, 2022 Filed Jun 23, 2022 14:16 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-018004 · form4.xml · derivative · entry 1 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,176 Underlying: Common Stock · 126 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 29, 2022 Filed Mar 30, 2022 13:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 71 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-010621 · form4.xml · derivative · entry 2 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,989 Underlying: Common Stock · 71 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 29, 2022 Filed Mar 30, 2022 13:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 121 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-010621 · form4.xml · derivative · entry 1 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,050 Underlying: Common Stock · 121 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 11:22 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 25,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004357 · form4.xml · derivative · entry 2 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,918 Underlying: Common Stock · 25,918 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/10/2022. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 11:22 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantStock Appreciation Right · Derivative | 208,969 | $0.00 Strike: $50.16 | $0.00 |
DisclosureSEC source: 0001127602-22-004357 · form4.xml · derivative · entry 1 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,969 Underlying: Common Stock · 208,969 shares Expires 2032-02-10 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/10/2022. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 11:26 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 29,830 | $45.62 | $1,360,844.60 |
DisclosureSEC source: 0001127602-22-002195 · form4.xml · nonDerivative · entry 2 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,086 Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 11:26 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock | 67,686 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-002195 · form4.xml · nonDerivative · entry 1 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,916 F1 · shares: Transaction represents the settlement of performance share units granted to this reporting person with a performance period from January 1, 2019 to December 31, 2021. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 11:07 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 107 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-031494 · form4.xml · derivative · entry 1 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,929 Underlying: Common Stock · 107 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 16, 2021 Filed Sep 20, 2021 10:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 94 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-025552 · form4.xml · derivative · entry 1 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,822 Underlying: Common Stock · 94 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 18, 2021 Filed Jun 22, 2021 12:35 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 79 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-020468 · form4.xml · derivative · entry 1 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,728 Underlying: Common Stock · 79 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 10:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 87 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-012142 · form4.xml · derivative · entry 1 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,649 Underlying: Common Stock · 87 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 14:35 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 77,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-005312 · form4.xml · derivative · entry 3 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 77,532 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 100% on the fourth anniversary of the grant date. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 14:35 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 11,630 | $60.50 | $703,615.00 |
DisclosureSEC source: 0001127602-21-005312 · form4.xml · nonDerivative · entry 2 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,230 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.