Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Yum China Holdings, Inc.YUMC · Entity 1255 | Director · Chief Executive Officer | September 17, 2026 | September 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Yum China Holdings, Inc.
Report date September 17, 2026 · Filed September 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 45,371 |
Reported balance
After 2026-09-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-17 · Grant · Acquired 316 · Balance 45,371 F1: Conversion occurs on a one-for-one basis. F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3: This grant does not have an expiration date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 72,530 |
Reported balance
After 2026-09-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-17 · Grant · Acquired 505 · Balance 72,530 F1: Conversion occurs on a one-for-one basis. F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3: This grant does not have an expiration date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 87,963 |
Reported balance
After 2026-09-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-17 · Grant · Acquired 612 · Balance 87,963 F1: Conversion occurs on a one-for-one basis. F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3: This grant does not have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Conversion occurs on a one-for-one basis.
F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.
F3: This grant does not have an expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 09, 2025 Filed Feb 11, 2025 15:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 27,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004002 · form4.xml · derivative · entry 7 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,089 Underlying: Common Stock · 27,264 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 2/9/2023. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 09, 2025 Filed Feb 11, 2025 15:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 2,664 | $48.44 | $129,044.16 |
DisclosureSEC source: 0001127602-25-004002 · form4.xml · nonDerivative · entry 4 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 377,277 Read SEC document |
| February 09, 2025 Filed Feb 11, 2025 15:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 27,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004002 · form4.xml · nonDerivative · entry 3 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 379,941 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion occurs on a one-for-one basis. Read SEC document |
| February 08, 2025 Filed Feb 11, 2025 15:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 42,315 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004002 · form4.xml · derivative · entry 6 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,912 Underlying: Common Stock · 42,315 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 2/8/2024. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 08, 2025 Filed Feb 11, 2025 15:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 4,072 | $48.44 | $197,247.68 |
DisclosureSEC source: 0001127602-25-004002 · form4.xml · nonDerivative · entry 2 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 352,677 Read SEC document |
| February 08, 2025 Filed Feb 11, 2025 15:05 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 42,315 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004002 · form4.xml · nonDerivative · entry 1 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 356,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion occurs on a one-for-one basis. Read SEC document |
| January 20, 2025 Filed Jan 22, 2025 14:50 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 9,872 | $44.65 | $440,784.80 |
DisclosureSEC source: 0001127602-25-001683 · form4.xml · nonDerivative · entry 2 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 314,434 Read SEC document |
| January 20, 2025 Filed Jan 22, 2025 14:50 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock | 50,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-001683 · form4.xml · nonDerivative · entry 1 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 324,306 F1 · shares: Transaction represents the settlement of performance share units granted to this reporting person with a performance period from January 1, 2022 to December 31, 2024. Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 13:48 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 411 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-029757 · form4.xml · derivative · entry 3 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,227 Underlying: Common Stock · 411 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 13:48 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 177 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-029757 · form4.xml · derivative · entry 2 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,353 Underlying: Common Stock · 177 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 13:48 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 43 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-029757 · form4.xml · derivative · entry 1 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,438 Underlying: Common Stock · 43 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2024 Filed Sep 19, 2024 13:17 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 583 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-024202 · form4.xml · derivative · entry 3 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,816 Underlying: Common Stock · 583 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2024 Filed Sep 19, 2024 13:17 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 251 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-024202 · form4.xml · derivative · entry 2 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,176 Underlying: Common Stock · 251 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2024 Filed Sep 19, 2024 13:17 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 61 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-024202 · form4.xml · derivative · entry 1 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,395 Underlying: Common Stock · 61 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| August 14, 2024 Filed Aug 15, 2024 10:51 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | PurchaseCommon Stock | 3,800 | $33.98 | $129,109.18 |
DisclosureSEC source: 0001127602-24-022221 · form4.xml · nonDerivative · entry 1 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · Controlled Corporation and Trust Disclosed balance after: 272,944 F1 · price: This transaction was executed on the Hong Kong Stock Exchange on August 14, 2024 (HK Time) at the price of HK$265.0132 per share, which was converted to U.S. dollars using an exchange rate of 7.8. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 18, 2024 Filed Jun 21, 2024 10:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 613 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-019082 · form4.xml · derivative · entry 3 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,233 Underlying: Common Stock · 613 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 18, 2024 Filed Jun 21, 2024 10:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 265 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-019082 · form4.xml · derivative · entry 2 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,925 Underlying: Common Stock · 265 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 18, 2024 Filed Jun 21, 2024 10:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 64 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-019082 · form4.xml · derivative · entry 1 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,334 Underlying: Common Stock · 64 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 14:34 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 54 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-011342 · form4.xml · derivative · entry 3 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,270 Underlying: Common Stock · 54 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 14:34 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 223 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-011342 · form4.xml · derivative · entry 2 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,660 Underlying: Common Stock · 223 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 14:34 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 516 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-011342 · form4.xml · derivative · entry 1 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,620 Underlying: Common Stock · 516 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 10, 2024 Filed Feb 12, 2024 15:36 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 6,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-004332 · form4.xml · derivative · entry 7 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,216 Underlying: Common Stock · 6,610 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/10/2022. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 10, 2024 Filed Feb 12, 2024 15:36 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 1,658 | $40.31 | $66,833.98 |
DisclosureSEC source: 0001127602-24-004332 · form4.xml · nonDerivative · entry 4 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 274,166 Read SEC document |
| February 10, 2024 Filed Feb 12, 2024 15:36 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 6,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-004332 · form4.xml · nonDerivative · entry 3 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 275,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion occurs on a one-for-one basis. Read SEC document |
| February 09, 2024 Filed Feb 12, 2024 15:36 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 26,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-004332 · form4.xml · derivative · entry 6 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,437 Underlying: Common Stock · 26,812 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 2/9/2023. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 09, 2024 Filed Feb 12, 2024 15:36 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 2,642 | $40.31 | $106,499.02 |
DisclosureSEC source: 0001127602-24-004332 · form4.xml · nonDerivative · entry 2 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 269,214 Read SEC document |
| February 09, 2024 Filed Feb 12, 2024 15:36 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 26,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-004332 · form4.xml · nonDerivative · entry 1 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 271,856 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion occurs on a one-for-one basis. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 12:41 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 126,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-004318 · form4.xml · derivative · entry 1 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,104 Underlying: Common Stock · 126,104 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 2/8/2024. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 11:51 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 44,814 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-003610 · form4.xml · derivative · entry 6 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,814 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 11:51 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 93,854 | $35.93 | $3,372,174.22 |
DisclosureSEC source: 0001127602-24-003610 · form4.xml · nonDerivative · entry 5 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 245,044 Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 11:51 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock | 261,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-003610 · form4.xml · nonDerivative · entry 4 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 338,898 F2 · shares: Transaction represents the settlement of performance share units granted to this reporting person with a performance period from January 1, 2020 to December 31, 2023. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 11:51 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 14,286 | $35.93 | $513,295.98 |
DisclosureSEC source: 0001127602-24-003610 · form4.xml · nonDerivative · entry 3 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,863 Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 11:51 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 44,814 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-003610 · form4.xml · nonDerivative · entry 2 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion occurs on a one-for-one basis. Read SEC document |
| January 24, 2024 Filed Jan 26, 2024 13:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 21,650 | $37.09 | $802,998.50 |
DisclosureSEC source: 0001127602-24-002198 · form4.xml · nonDerivative · entry 3 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,335 Read SEC document |
| January 24, 2024 Filed Jan 26, 2024 13:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock | 68,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-002198 · form4.xml · nonDerivative · entry 2 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,985 F1 · shares: Transaction represents the settlement of performance share units granted to this reporting person with a performance period from January 1, 2021 to December 31, 2023. Read SEC document |
| December 19, 2023 Filed Dec 21, 2023 13:50 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 254 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-030238 · form4.xml · derivative · entry 3 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,249 Underlying: Common Stock · 254 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 19, 2023 Filed Dec 21, 2023 13:50 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 62 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-030238 · form4.xml · derivative · entry 2 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,826 Underlying: Common Stock · 62 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 19, 2023 Filed Dec 21, 2023 13:50 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 140 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-030238 · form4.xml · derivative · entry 1 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,808 Underlying: Common Stock · 140 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| November 22, 2023 Filed Nov 23, 2023 02:52 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | PurchaseCommon Stock | 14,000 | $46.26 | $647,614.80 |
DisclosureSEC source: 0001127602-23-028236 · form4.xml · nonDerivative · entry 1 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · Controlled Corporation Disclosed balance after: 269,144 F1 · price: This transaction was executed on the Hong Kong Stock Exchange on November 23, 2023 (HK Time) at the price of HK$360.8143 per share, which was converted to U.S. dollars using an exchange rate of 7.8. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 18, 2023 Filed Sep 20, 2023 10:49 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 183 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-024504 · form4.xml · derivative · entry 3 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,995 Underlying: Common Stock · 183 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 18, 2023 Filed Sep 20, 2023 10:49 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 44 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-024504 · form4.xml · derivative · entry 2 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,764 Underlying: Common Stock · 44 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 18, 2023 Filed Sep 20, 2023 10:49 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 101 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-024504 · form4.xml · derivative · entry 1 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,668 Underlying: Common Stock · 101 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 14:11 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 180 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-019201 · form4.xml · derivative · entry 3 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,812 Underlying: Common Stock · 180 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 14:11 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 44 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-019201 · form4.xml · derivative · entry 2 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,720 Underlying: Common Stock · 44 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 14:11 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 99 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-019201 · form4.xml · derivative · entry 1 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,567 Underlying: Common Stock · 99 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| May 11, 2023 Filed May 15, 2023 12:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionStock Appreciation Right · Derivative | 31,577 | $0.00 Strike: $26.56 | $0.00 |
DisclosureSEC source: 0001127602-23-015485 · form4.xml · derivative · entry 20 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,197 Underlying: Common Stock · 31,577 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Vested in full. Read SEC document |
| May 11, 2023 Filed May 15, 2023 12:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionStock Appreciation Right · Derivative | 48,846 | $0.00 Strike: $26.98 | $0.00 |
DisclosureSEC source: 0001127602-23-015485 · form4.xml · derivative · entry 19 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,846 shares Expires 2026-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Vested in full. Read SEC document |
| May 11, 2023 Filed May 15, 2023 12:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionStock Appreciation Right · Derivative | 41,316 | $0.00 Strike: $21.06 | $0.00 |
DisclosureSEC source: 0001127602-23-015485 · form4.xml · derivative · entry 18 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,316 shares Expires 2026-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Vested in full. Read SEC document |
| May 11, 2023 Filed May 15, 2023 12:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionStock Appreciation Right · Derivative | 32,309 | $0.00 Strike: $23.90 | $0.00 |
DisclosureSEC source: 0001127602-23-015485 · form4.xml · derivative · entry 17 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,309 shares Expires 2025-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Vested in full. Read SEC document |
| May 11, 2023 Filed May 15, 2023 12:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionStock Appreciation Right · Derivative | 3,905 | $0.00 Strike: $22.32 | $0.00 |
DisclosureSEC source: 0001127602-23-015485 · form4.xml · derivative · entry 16 Wat Joey · CIK 0001685864 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,905 shares Expires 2025-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Vested in full. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.