Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Yum China Holdings, Inc.YUMC · Entity 1255 | Controller and PAO | September 17, 2026 | September 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Yum China Holdings, Inc.
Report date September 17, 2026 · Filed September 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 1,470 |
Reported balance
After 2026-09-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-17 · Grant · Acquired 10 · Balance 1,470 F1: Conversion occurs on a one-for-one basis. F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3: This grant does not have an expiration date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 2,536 |
Reported balance
After 2026-09-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-17 · Grant · Acquired 17 · Balance 2,536 F1: Conversion occurs on a one-for-one basis. F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3: This grant does not have an expiration date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 3,957 |
Reported balance
After 2026-09-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-17 · Grant · Acquired 27 · Balance 3,957 F1: Conversion occurs on a one-for-one basis. F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3: This grant does not have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Conversion occurs on a one-for-one basis.
F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.
F3: This grant does not have an expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2025 Filed Feb 12, 2025 14:19 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004250 · form4.xml · derivative · entry 4 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 305 Underlying: Common Stock · 310 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/10/2022. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 14:19 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 3,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004250 · form4.xml · derivative · entry 3 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,641 Underlying: Common Stock · 3,641 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 2/10/2025. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 14:19 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 140 | $48.07 | $6,729.80 |
DisclosureSEC source: 0001127602-25-004250 · form4.xml · nonDerivative · entry 2 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,118 Read SEC document |
| February 10, 2025 Filed Feb 12, 2025 14:19 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004250 · form4.xml · nonDerivative · entry 1 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion occurs on a one-for-one basis. Read SEC document |
| February 09, 2025 Filed Feb 11, 2025 15:02 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 885 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004000 · form4.xml · derivative · entry 9 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 911 Underlying: Common Stock · 885 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 2/9/2023. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 09, 2025 Filed Feb 11, 2025 15:02 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 1,239 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004000 · form4.xml · derivative · entry 8 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,235 Underlying: Common Stock · 1,239 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of 2/9/2023 and the remaining 50% vesting occurs on the third anniversary of 2/9/2023. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 09, 2025 Filed Feb 11, 2025 15:02 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 399 | $48.44 | $19,327.56 |
DisclosureSEC source: 0001127602-25-004000 · form4.xml · nonDerivative · entry 6 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,948 Read SEC document |
| February 09, 2025 Filed Feb 11, 2025 15:02 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 885 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004000 · form4.xml · nonDerivative · entry 5 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,347 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion occurs on a one-for-one basis. Read SEC document |
| February 09, 2025 Filed Feb 11, 2025 15:02 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 558 | $48.44 | $27,029.52 |
DisclosureSEC source: 0001127602-25-004000 · form4.xml · nonDerivative · entry 4 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,462 Read SEC document |
| February 09, 2025 Filed Feb 11, 2025 15:02 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 1,239 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004000 · form4.xml · nonDerivative · entry 3 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion occurs on a one-for-one basis. Read SEC document |
| February 08, 2025 Filed Feb 11, 2025 15:02 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 1,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004000 · form4.xml · derivative · entry 7 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,791 Underlying: Common Stock · 1,374 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 2/8/2024. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 08, 2025 Filed Feb 11, 2025 15:02 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 556 | $48.44 | $26,932.64 |
DisclosureSEC source: 0001127602-25-004000 · form4.xml · nonDerivative · entry 2 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,781 Read SEC document |
| February 08, 2025 Filed Feb 11, 2025 15:02 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 1,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-004000 · form4.xml · nonDerivative · entry 1 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion occurs on a one-for-one basis. Read SEC document |
| January 20, 2025 Filed Jan 22, 2025 14:52 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 543 | $44.65 | $24,244.95 |
DisclosureSEC source: 0001127602-25-001684 · form4.xml · nonDerivative · entry 2 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,963 Read SEC document |
| January 20, 2025 Filed Jan 22, 2025 14:52 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock | 2,314 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-001684 · form4.xml · nonDerivative · entry 1 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,506 F1 · shares: Transaction represents the settlement of performance share units granted to this reporting person with a performance period from January 1, 2022 to December 31, 2024. Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 13:59 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 13 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-029762 · form4.xml · derivative · entry 4 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,165 Underlying: Common Stock · 13 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 13:59 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-029762 · form4.xml · derivative · entry 3 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,796 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 13:59 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-029762 · form4.xml · derivative · entry 2 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,474 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 13:59 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-029762 · form4.xml · derivative · entry 1 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 615 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2024 Filed Sep 19, 2024 13:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-024207 · form4.xml · derivative · entry 4 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,152 Underlying: Common Stock · 18 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2024 Filed Sep 19, 2024 13:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-024207 · form4.xml · derivative · entry 3 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,791 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2024 Filed Sep 19, 2024 13:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-024207 · form4.xml · derivative · entry 2 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,467 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2024 Filed Sep 19, 2024 13:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-024207 · form4.xml · derivative · entry 1 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 614 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 18, 2024 Filed Jun 21, 2024 10:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-019072 · form4.xml · derivative · entry 4 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,456 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 18, 2024 Filed Jun 21, 2024 10:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 19 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-019072 · form4.xml · derivative · entry 3 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,134 Underlying: Common Stock · 19 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 18, 2024 Filed Jun 21, 2024 10:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-019072 · form4.xml · derivative · entry 2 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,783 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 18, 2024 Filed Jun 21, 2024 10:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-019072 · form4.xml · derivative · entry 1 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 612 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 14:59 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-011356 · form4.xml · derivative · entry 4 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,115 Underlying: Common Stock · 16 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 14:59 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-011356 · form4.xml · derivative · entry 3 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,784 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 14:59 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-011356 · form4.xml · derivative · entry 2 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,777 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 14:59 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-011356 · form4.xml · derivative · entry 1 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 610 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 10, 2024 Filed Feb 12, 2024 15:33 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 304 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-004328 · form4.xml · derivative · entry 6 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 608 Underlying: Common Stock · 304 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/10/2022. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 10, 2024 Filed Feb 12, 2024 15:33 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 304 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-004328 · form4.xml · nonDerivative · entry 4 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion occurs on a one-for-one basis. Read SEC document |
| February 10, 2024 Filed Feb 12, 2024 15:33 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 138 | $40.31 | $5,562.78 |
DisclosureSEC source: 0001127602-24-004328 · form4.xml · nonDerivative · entry 3 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,192 Read SEC document |
| February 09, 2024 Filed Feb 12, 2024 15:33 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 871 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-004328 · form4.xml · derivative · entry 5 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,768 Underlying: Common Stock · 871 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 2/9/2023. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 09, 2024 Filed Feb 12, 2024 15:33 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 393 | $40.31 | $15,841.83 |
DisclosureSEC source: 0001127602-24-004328 · form4.xml · nonDerivative · entry 2 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,026 Read SEC document |
| February 09, 2024 Filed Feb 12, 2024 15:33 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 871 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-004328 · form4.xml · nonDerivative · entry 1 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,419 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion occurs on a one-for-one basis. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 12:42 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 4,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-004319 · form4.xml · derivative · entry 1 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,099 Underlying: Common Stock · 4,099 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 2/8/2024. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 11:56 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 14,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-003614 · form4.xml · derivative · entry 5 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,340 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 100% on the third anniversary of the grant date. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 11:56 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 3,896 | $35.93 | $139,983.28 |
DisclosureSEC source: 0001127602-24-003614 · form4.xml · nonDerivative · entry 4 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,548 Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 11:56 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock | 8,701 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-003614 · form4.xml · nonDerivative · entry 3 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,444 F2 · shares: Transaction represents the settlement of performance share units granted to this reporting person with a performance period from January 1, 2020 to December 31, 2023. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 11:56 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 6,454 | $35.93 | $231,892.22 |
DisclosureSEC source: 0001127602-24-003614 · form4.xml · nonDerivative · entry 2 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,743 Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 11:56 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 14,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-003614 · form4.xml · nonDerivative · entry 1 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion occurs on a one-for-one basis. Read SEC document |
| January 24, 2024 Filed Jan 26, 2024 13:40 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 883 | $37.09 | $32,750.47 |
DisclosureSEC source: 0001127602-24-002208 · form4.xml · nonDerivative · entry 2 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,857 Read SEC document |
| January 24, 2024 Filed Jan 26, 2024 13:40 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock | 3,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-002208 · form4.xml · nonDerivative · entry 1 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,740 F1 · shares: Transaction represents the settlement of performance share units granted to this reporting person with a performance period from January 1, 2021 to December 31, 2023. Read SEC document |
| December 19, 2023 Filed Dec 21, 2023 13:57 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-030241 · form4.xml · derivative · entry 4 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,639 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F6 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 19, 2023 Filed Dec 21, 2023 13:57 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-030241 · form4.xml · derivative · entry 3 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,436 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 19, 2023 Filed Dec 21, 2023 13:57 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-030241 · form4.xml · derivative · entry 2 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 912 Underlying: Common Stock · 2 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 19, 2023 Filed Dec 21, 2023 13:57 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 44 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-030241 · form4.xml · derivative · entry 1 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,334 Underlying: Common Stock · 44 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 100% on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 18, 2023 Filed Sep 20, 2023 10:35 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-024498 · form4.xml · derivative · entry 4 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,429 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F6 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.