Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Yum China Holdings, Inc.YUMC · Entity 1255 | Controller and PAO | September 17, 2026 | September 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Yum China Holdings, Inc.
Report date September 17, 2026 · Filed September 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 1,470 |
Reported balance
After 2026-09-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-17 · Grant · Acquired 10 · Balance 1,470 F1: Conversion occurs on a one-for-one basis. F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3: This grant does not have an expiration date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 2,536 |
Reported balance
After 2026-09-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-17 · Grant · Acquired 17 · Balance 2,536 F1: Conversion occurs on a one-for-one basis. F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3: This grant does not have an expiration date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 3,957 |
Reported balance
After 2026-09-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-17 · Grant · Acquired 27 · Balance 3,957 F1: Conversion occurs on a one-for-one basis. F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3: This grant does not have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Conversion occurs on a one-for-one basis.
F2: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.
F3: This grant does not have an expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 17, 2026 Filed Sep 21, 2026 10:07 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0001673358-26-000139 · form4.xml · derivative · entry 3 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,957 Underlying: Common Stock · 27 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2026 Filed Sep 21, 2026 10:07 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 17 | $0.00 | $0.00 |
DisclosureSEC source: 0001673358-26-000139 · form4.xml · derivative · entry 2 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,536 Underlying: Common Stock · 17 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 17, 2026 Filed Sep 21, 2026 10:07 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 10 | $0.00 | $0.00 |
DisclosureSEC source: 0001673358-26-000139 · form4.xml · derivative · entry 1 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,470 Underlying: Common Stock · 10 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 17, 2026 Filed Jun 22, 2026 11:26 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 26 | $0.00 | $0.00 |
DisclosureSEC source: 0001673358-26-000127 · form4.xml · derivative · entry 3 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,930 Underlying: Common Stock · 26 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 17, 2026 Filed Jun 22, 2026 11:26 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001673358-26-000127 · form4.xml · derivative · entry 2 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,519 Underlying: Common Stock · 16 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 17, 2026 Filed Jun 22, 2026 11:26 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001673358-26-000127 · form4.xml · derivative · entry 1 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,460 Underlying: Common Stock · 9 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 25, 2026 Filed Mar 27, 2026 12:47 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 21 | $0.00 | $0.00 |
DisclosureSEC source: 0001673358-26-000057 · form4.xml · derivative · entry 3 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,904 Underlying: Common Stock · 21 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 25, 2026 Filed Mar 27, 2026 12:47 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 14 | $0.00 | $0.00 |
DisclosureSEC source: 0001673358-26-000057 · form4.xml · derivative · entry 2 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,503 Underlying: Common Stock · 14 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 25, 2026 Filed Mar 27, 2026 12:47 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001673358-26-000057 · form4.xml · derivative · entry 1 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,451 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 24, 2026 Filed Feb 25, 2026 11:30 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionStock Appreciation Right · Derivative | 3,726 | $0.00 Strike: $26.56 | $0.00 |
DisclosureSEC source: 0001673358-26-000049 · form4.xml · derivative · entry 5 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,726 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vested in full. Read SEC document |
| February 24, 2026 Filed Feb 25, 2026 11:30 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | SaleCommon Stock | 21,547 | $55.83 | $1,202,969.01 |
DisclosureSEC source: 0001673358-26-000049 · form4.xml · nonDerivative · entry 4 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,042 F2 · price: This transaction was executed in multiple trades at prices ranging from $55.45 to $56.09. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 24, 2026 Filed Feb 25, 2026 11:30 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | SaleCommon Stock | 1,957 | $55.92 | $109,435.44 |
DisclosureSEC source: 0001673358-26-000049 · form4.xml · nonDerivative · entry 3 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,589 F1 · price: This transaction was executed in multiple trades at prices ranging from $55.92 to $55.93. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 24, 2026 Filed Feb 25, 2026 11:30 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Disposition to issuerCommon Stock | 1,769 | $55.97 | $99,010.93 |
DisclosureSEC source: 0001673358-26-000049 · form4.xml · nonDerivative · entry 2 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,546 Read SEC document |
| February 24, 2026 Filed Feb 25, 2026 11:30 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 3,726 | $26.56 | $98,962.56 |
DisclosureSEC source: 0001673358-26-000049 · form4.xml · nonDerivative · entry 1 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,315 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 13:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 1,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001673358-26-000034 · form4.xml · derivative · entry 5 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,489 Underlying: Common Stock · 1,226 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 2/10/2025. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 13:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 317 | $0.00 | $0.00 |
DisclosureSEC source: 0001673358-26-000034 · form4.xml · derivative · entry 4 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 317 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from 2/10/2022. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 13:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 695 | $57.12 | $39,698.40 |
DisclosureSEC source: 0001673358-26-000034 · form4.xml · nonDerivative · entry 3 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,589 Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 13:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 1,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001673358-26-000034 · form4.xml · nonDerivative · entry 2 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion occurs on a one-for-one basis. Read SEC document |
| February 10, 2026 Filed Feb 12, 2026 13:25 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 317 | $0.00 | $0.00 |
DisclosureSEC source: 0001673358-26-000034 · form4.xml · nonDerivative · entry 1 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion occurs on a one-for-one basis. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 11:13 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 1,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001673358-26-000026 · form4.xml · derivative · entry 5 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,264 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: Vesting occurs 50% on the second anniversary of 2/9/2023 and the remaining 50% vesting occurs on the third anniversary of 2/9/2023. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 11:13 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 933 | $0.00 | $0.00 |
DisclosureSEC source: 0001673358-26-000026 · form4.xml · derivative · entry 4 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 933 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 2/9/2023. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 11:13 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 990 | $57.50 | $56,925.00 |
DisclosureSEC source: 0001673358-26-000026 · form4.xml · nonDerivative · entry 3 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,477 Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 11:13 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 1,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001673358-26-000026 · form4.xml · nonDerivative · entry 2 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,741 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion occurs on a one-for-one basis. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 11:13 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 933 | $0.00 | $0.00 |
DisclosureSEC source: 0001673358-26-000026 · form4.xml · nonDerivative · entry 1 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion occurs on a one-for-one basis. Read SEC document |
| February 08, 2026 Filed Feb 10, 2026 11:13 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionRestricted Stock Unit · Derivative | 1,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001673358-26-000015 · form4.xml · derivative · entry 4 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,443 Underlying: Common Stock · 1,404 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 2/8/2024. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| February 08, 2026 Filed Feb 10, 2026 11:13 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 560 | $57.95 | $32,452.00 |
DisclosureSEC source: 0001673358-26-000015 · form4.xml · nonDerivative · entry 2 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,534 Read SEC document |
| February 08, 2026 Filed Feb 10, 2026 11:13 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Exercise / conversionCommon Stock | 1,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001673358-26-000015 · form4.xml · nonDerivative · entry 1 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,094 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Conversion occurs on a one-for-one basis. Read SEC document |
| February 06, 2026 Filed Feb 10, 2026 11:13 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 3,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001673358-26-000015 · form4.xml · derivative · entry 3 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,883 Underlying: Common Stock · 3,883 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 1/3 per year beginning one year from 2/6/2026. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| January 14, 2026 Filed Jan 16, 2026 14:03 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | Tax withholdingCommon Stock | 449 | $47.22 | $21,201.78 |
DisclosureSEC source: 0001673358-26-000008 · form4.xml · nonDerivative · entry 2 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,690 Read SEC document |
| January 14, 2026 Filed Jan 16, 2026 14:03 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantCommon Stock | 2,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001673358-26-000008 · form4.xml · nonDerivative · entry 1 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,139 F1 · shares: Transaction represents the settlement of performance share units granted to this reporting person with a performance period from January 1, 2023 to December 31, 2025. Read SEC document |
| December 23, 2025 Filed Dec 29, 2025 11:06 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001673358-25-000040 · form4.xml · derivative · entry 5 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,715 Underlying: Common Stock · 18 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 23, 2025 Filed Dec 29, 2025 11:06 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 14 | $0.00 | $0.00 |
DisclosureSEC source: 0001673358-25-000040 · form4.xml · derivative · entry 4 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,847 Underlying: Common Stock · 14 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 23, 2025 Filed Dec 29, 2025 11:06 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001673358-25-000040 · form4.xml · derivative · entry 3 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 929 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 23, 2025 Filed Dec 29, 2025 11:06 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001673358-25-000040 · form4.xml · derivative · entry 2 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,259 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| December 23, 2025 Filed Dec 29, 2025 11:06 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001673358-25-000040 · form4.xml · derivative · entry 1 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 309 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 23, 2025 Filed Sep 25, 2025 10:22 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001673358-25-000022 · form4.xml · derivative · entry 5 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,697 Underlying: Common Stock · 20 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 23, 2025 Filed Sep 25, 2025 10:22 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 15 | $0.00 | $0.00 |
DisclosureSEC source: 0001673358-25-000022 · form4.xml · derivative · entry 4 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,833 Underlying: Common Stock · 15 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 23, 2025 Filed Sep 25, 2025 10:22 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0001673358-25-000022 · form4.xml · derivative · entry 3 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 925 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 23, 2025 Filed Sep 25, 2025 10:22 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001673358-25-000022 · form4.xml · derivative · entry 2 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,253 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 23, 2025 Filed Sep 25, 2025 10:22 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001673358-25-000022 · form4.xml · derivative · entry 1 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 308 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 18, 2025 Filed Jun 23, 2025 10:18 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-017885 · form4.xml · derivative · entry 5 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,677 Underlying: Common Stock · 20 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 18, 2025 Filed Jun 23, 2025 10:18 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 15 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-017885 · form4.xml · derivative · entry 4 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,818 Underlying: Common Stock · 15 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 18, 2025 Filed Jun 23, 2025 10:18 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-017885 · form4.xml · derivative · entry 3 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 920 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 18, 2025 Filed Jun 23, 2025 10:18 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-017885 · form4.xml · derivative · entry 2 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,246 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 18, 2025 Filed Jun 23, 2025 10:18 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-017885 · form4.xml · derivative · entry 1 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 307 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 27, 2025 Filed Mar 31, 2025 10:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 16 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-010599 · form4.xml · derivative · entry 5 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,657 Underlying: Common Stock · 16 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 27, 2025 Filed Mar 31, 2025 10:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-010599 · form4.xml · derivative · entry 4 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,803 Underlying: Common Stock · 12 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 27, 2025 Filed Mar 31, 2025 10:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-010599 · form4.xml · derivative · entry 3 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 915 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F5 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/3 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 27, 2025 Filed Mar 31, 2025 10:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-010599 · form4.xml · derivative · entry 2 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,240 Underlying: Common Stock · 5 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F4 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 50% on the second anniversary of the grant date and the remaining 50% will vest on the third anniversary of the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 27, 2025 Filed Mar 31, 2025 10:38 UTC | Yum China Holdings, Inc. YUMC · Entity 1255 | GrantRestricted Stock Unit · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-010599 · form4.xml · derivative · entry 1 Lu Xueling · CIK 0001725927 · Controller and PAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 306 Underlying: Common Stock · 1 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: These units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest 1/4 per year beginning one year from the grant date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.