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person · Reporting owner

BALTHROP PATRICK J

Disclosed activity across 3 companies

Tapewire entity
36306
SEC CIK
0001284839

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MAXCYTE, INC.MXCT · Entity 6608DirectorJune 17, 2026June 22, 2026
Personalis, Inc.PSNL · Entity 4572DirectorMay 15, 2020May 19, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MAXCYTE, INC.

Report date June 17, 2026 · Filed June 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect80,998 Reported balance After 2026-06-17 transaction · row 1
1 source row

Row 1 · 2026-06-17 · Grant · Acquired 30,421 · Balance 80,998

F1: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F2: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 17, 2027, subject to the reporting person's continuous service as of such vesting date.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.13 · Expires 2036-06-16Direct49,579 Reported balance After 2026-06-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-17 · Grant · Acquired 49,579 · Balance 49,579

F2: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 17, 2027, subject to the reporting person's continuous service as of such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F2: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 17, 2027, subject to the reporting person's continuous service as of such vesting date.

Personalis, Inc.

Report date May 15, 2020 · Filed May 19, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.22 · Expires 2030-05-14Direct14,000 Reported balance After 2020-05-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-05-15 · Grant · Acquired 14,000 · Balance 14,000

F1: 100% of the shares subject to the option shall vest on the earlier of the one-year anniversary of the grant date or the day prior to the Company's next annual meeting of stockholders. In the event of a change of control (as defined in the Company's 2019 Equity Incentive Plan), the shares underlying the option shall vest and become immediately exercisable prior to the effectiveness of such change in control.

Filing footnotes · ownership attribution and instrument terms

F1: 100% of the shares subject to the option shall vest on the earlier of the one-year anniversary of the grant date or the day prior to the Company's next annual meeting of stockholders. In the event of a change of control (as defined in the Company's 2019 Equity Incentive Plan), the shares underlying the option shall vest and become immediately exercisable prior to the effectiveness of such change in control.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Oxford Immunotec Global PLC

Report date March 08, 2021 · Filed March 12, 2021

Section 16 reporting ended · disclosed 2021-03-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect0 Reported balance After 2021-03-08 transaction · row 1
1 source row

Row 1 · 2021-03-08 · Disposition to issuer · Disposed 8,081 · Balance 0

F1: Disposed pursuant to the acquisition by PerkinElmer (UK) Holdings Limited of the entire issued share capital of Oxford Immunotec Global PLC on March 8, 2021 by means of a scheme of arrangement under Part 26 of the Companies Act 2006 (the "Scheme").

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.62 · Expires 2026-01-29Direct0 Reported balance After 2021-03-08 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-03-08 · Disposition to issuer · Disposed 3,728 · Balance 0

F3: Represents the payment per ordinary share received in exchange for the cancellation of each option of $22.00, less the applicable exercise price.

F2: In connection with the Scheme, all stock options were cancelled in exchange for a payment equal to $22.00 with respect to each ordinary share subject to the option award, less the applicable exercise price.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.62 · Expires 2026-01-29Direct0 Reported balance After 2021-03-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-03-08 · Disposition to issuer · Disposed 14,914 · Balance 0

F3: Represents the payment per ordinary share received in exchange for the cancellation of each option of $22.00, less the applicable exercise price.

F2: In connection with the Scheme, all stock options were cancelled in exchange for a payment equal to $22.00 with respect to each ordinary share subject to the option award, less the applicable exercise price.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.65 · Expires 2026-06-28Direct0 Reported balance After 2021-03-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-03-08 · Disposition to issuer · Disposed 7,457 · Balance 0

F3: Represents the payment per ordinary share received in exchange for the cancellation of each option of $22.00, less the applicable exercise price.

F2: In connection with the Scheme, all stock options were cancelled in exchange for a payment equal to $22.00 with respect to each ordinary share subject to the option award, less the applicable exercise price.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.46 · Expires 2027-06-06Direct0 Reported balance After 2021-03-08 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-03-08 · Disposition to issuer · Disposed 7,457 · Balance 0

F3: Represents the payment per ordinary share received in exchange for the cancellation of each option of $22.00, less the applicable exercise price.

F2: In connection with the Scheme, all stock options were cancelled in exchange for a payment equal to $22.00 with respect to each ordinary share subject to the option award, less the applicable exercise price.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.49 · Expires 2028-06-19Direct0 Reported balance After 2021-03-08 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-03-08 · Disposition to issuer · Disposed 7,457 · Balance 0

F3: Represents the payment per ordinary share received in exchange for the cancellation of each option of $22.00, less the applicable exercise price.

F2: In connection with the Scheme, all stock options were cancelled in exchange for a payment equal to $22.00 with respect to each ordinary share subject to the option award, less the applicable exercise price.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.44 · Expires 2029-06-18Direct0 Reported balance After 2021-03-08 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-03-08 · Disposition to issuer · Disposed 7,457 · Balance 0

F3: Represents the payment per ordinary share received in exchange for the cancellation of each option of $22.00, less the applicable exercise price.

F2: In connection with the Scheme, all stock options were cancelled in exchange for a payment equal to $22.00 with respect to each ordinary share subject to the option award, less the applicable exercise price.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.96 · Expires 2030-06-24Direct0 Reported balance After 2021-03-08 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2021-03-08 · Disposition to issuer · Disposed 9,494 · Balance 0

F3: Represents the payment per ordinary share received in exchange for the cancellation of each option of $22.00, less the applicable exercise price.

F2: In connection with the Scheme, all stock options were cancelled in exchange for a payment equal to $22.00 with respect to each ordinary share subject to the option award, less the applicable exercise price.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed pursuant to the acquisition by PerkinElmer (UK) Holdings Limited of the entire issued share capital of Oxford Immunotec Global PLC on March 8, 2021 by means of a scheme of arrangement under Part 26 of the Companies Act 2006 (the "Scheme").

F2: In connection with the Scheme, all stock options were cancelled in exchange for a payment equal to $22.00 with respect to each ordinary share subject to the option award, less the applicable exercise price.

F3: Represents the payment per ordinary share received in exchange for the cancellation of each option of $22.00, less the applicable exercise price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 17, 2026 Filed Jun 22, 2026 20:24 UTC MAXCYTE, INC. MXCT · Entity 6608 GrantStock Option (right to buy) · Derivative 49,579 $0.00 Strike: $1.13 $0.00
Disclosure

SEC source: 0000905148-26-003050 · form4.xml · derivative · entry 2

BALTHROP PATRICK J · CIK 0001284839 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,579

Underlying: Common Stock · 49,579 shares

Expires 2036-06-16

F2 · derivative.exercise_date: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 17, 2027, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:24 UTC MAXCYTE, INC. MXCT · Entity 6608 GrantCommon Stock 30,421 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-003050 · form4.xml · nonDerivative · entry 1

BALTHROP PATRICK J · CIK 0001284839 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,998

F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · shares: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 17, 2027, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 18, 2025 Filed Jun 23, 2025 22:34 UTC MAXCYTE, INC. MXCT · Entity 6608 GrantStock Option (right to buy) · Derivative 50,790 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0000905148-25-002229 · form4.xml · derivative · entry 2

BALTHROP PATRICK J · CIK 0001284839 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,790

Underlying: Common Stock · 50,790 shares

Expires 2035-06-17

F2 · derivative.exercise_date: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 18, 2026, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 18, 2025 Filed Jun 23, 2025 22:34 UTC MAXCYTE, INC. MXCT · Entity 6608 GrantCommon Stock 29,210 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-002229 · form4.xml · nonDerivative · entry 1

BALTHROP PATRICK J · CIK 0001284839 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,577

F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · shares: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 18, 2026, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 21:30 UTC MAXCYTE, INC. MXCT · Entity 6608 GrantStock Option (right to buy) · Derivative 40,701 $0.00 Strike: $4.68 $0.00
Disclosure

SEC source: 0001415889-24-016708 · form4-06132024_090610.xml · derivative · entry 2

BALTHROP PATRICK J · CIK 0001284839 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,701

Underlying: Common Stock · 40,701 shares

Expires 2034-06-10

F2 · derivative.exercise_date: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 11, 2025, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 21:30 UTC MAXCYTE, INC. MXCT · Entity 6608 GrantCommon Stock 21,367 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-016708 · form4-06132024_090610.xml · nonDerivative · entry 1

BALTHROP PATRICK J · CIK 0001284839 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,367

F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · shares: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 11, 2025, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 21:25 UTC MAXCYTE, INC. MXCT · Entity 6608 GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $4.57 $0.00
Disclosure

SEC source: 0001209191-23-039457 · doc4.xml · derivative · entry 1

BALTHROP PATRICK J · CIK 0001284839 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2033-06-21

F1 · derivative.exercise_date: This annual option grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this option vest on June 22, 2024, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 21:43 UTC MAXCYTE, INC. MXCT · Entity 6608 GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $5.99 $0.00
Disclosure

SEC source: 0001209191-22-059200 · doc4.xml · derivative · entry 1

BALTHROP PATRICK J · CIK 0001284839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-11-29

F1 · derivative.exercise_date: This annual option grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. 1/3rd of the shares underlying this option vest on November 30, 2023 and the remaining 2/3rds vest in 24 equal monthly installments thereafter, subject to the reporting person's continuous service with the Issuer as of each such vesting date.

Read SEC document
March 08, 2021 Filed Mar 12, 2021 21:36 UTC Oxford Immunotec Global PLC OXFD · Entity 141404 Disposition to issuerStock Option (Right to Buy) · Derivative 9,494 $9.04 Strike: $12.96 $85,825.76
Disclosure

SEC source: 0001140361-21-008343 · form4.xml · derivative · entry 8

BALTHROP PATRICK J · CIK 0001284839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 9,494 shares

Expires 2030-06-24

F3 · price: Represents the payment per ordinary share received in exchange for the cancellation of each option of $22.00, less the applicable exercise price.

F2 · derivative.exercise_date: In connection with the Scheme, all stock options were cancelled in exchange for a payment equal to $22.00 with respect to each ordinary share subject to the option award, less the applicable exercise price.

Read SEC document
March 08, 2021 Filed Mar 12, 2021 21:36 UTC Oxford Immunotec Global PLC OXFD · Entity 141404 Disposition to issuerStock Option (Right to Buy) · Derivative 7,457 $7.56 Strike: $14.44 $56,374.92
Disclosure

SEC source: 0001140361-21-008343 · form4.xml · derivative · entry 7

BALTHROP PATRICK J · CIK 0001284839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 7,457 shares

Expires 2029-06-18

F3 · price: Represents the payment per ordinary share received in exchange for the cancellation of each option of $22.00, less the applicable exercise price.

F2 · derivative.exercise_date: In connection with the Scheme, all stock options were cancelled in exchange for a payment equal to $22.00 with respect to each ordinary share subject to the option award, less the applicable exercise price.

Read SEC document
March 08, 2021 Filed Mar 12, 2021 21:36 UTC Oxford Immunotec Global PLC OXFD · Entity 141404 Disposition to issuerStock Option (Right to Buy) · Derivative 7,457 $7.51 Strike: $14.49 $56,002.07
Disclosure

SEC source: 0001140361-21-008343 · form4.xml · derivative · entry 6

BALTHROP PATRICK J · CIK 0001284839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 7,457 shares

Expires 2028-06-19

F3 · price: Represents the payment per ordinary share received in exchange for the cancellation of each option of $22.00, less the applicable exercise price.

F2 · derivative.exercise_date: In connection with the Scheme, all stock options were cancelled in exchange for a payment equal to $22.00 with respect to each ordinary share subject to the option award, less the applicable exercise price.

Read SEC document
March 08, 2021 Filed Mar 12, 2021 21:36 UTC Oxford Immunotec Global PLC OXFD · Entity 141404 Disposition to issuerStock Option (Right to Buy) · Derivative 7,457 $7.54 Strike: $14.46 $56,225.78
Disclosure

SEC source: 0001140361-21-008343 · form4.xml · derivative · entry 5

BALTHROP PATRICK J · CIK 0001284839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 7,457 shares

Expires 2027-06-06

F3 · price: Represents the payment per ordinary share received in exchange for the cancellation of each option of $22.00, less the applicable exercise price.

F2 · derivative.exercise_date: In connection with the Scheme, all stock options were cancelled in exchange for a payment equal to $22.00 with respect to each ordinary share subject to the option award, less the applicable exercise price.

Read SEC document
March 08, 2021 Filed Mar 12, 2021 21:36 UTC Oxford Immunotec Global PLC OXFD · Entity 141404 Disposition to issuerStock Option (Right to Buy) · Derivative 7,457 $13.35 Strike: $8.65 $99,550.95
Disclosure

SEC source: 0001140361-21-008343 · form4.xml · derivative · entry 4

BALTHROP PATRICK J · CIK 0001284839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 7,457 shares

Expires 2026-06-28

F3 · price: Represents the payment per ordinary share received in exchange for the cancellation of each option of $22.00, less the applicable exercise price.

F2 · derivative.exercise_date: In connection with the Scheme, all stock options were cancelled in exchange for a payment equal to $22.00 with respect to each ordinary share subject to the option award, less the applicable exercise price.

Read SEC document
March 08, 2021 Filed Mar 12, 2021 21:36 UTC Oxford Immunotec Global PLC OXFD · Entity 141404 Disposition to issuerStock Option (Right to Buy) · Derivative 14,914 $10.38 Strike: $11.62 $154,807.32
Disclosure

SEC source: 0001140361-21-008343 · form4.xml · derivative · entry 3

BALTHROP PATRICK J · CIK 0001284839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 14,914 shares

Expires 2026-01-29

F3 · price: Represents the payment per ordinary share received in exchange for the cancellation of each option of $22.00, less the applicable exercise price.

F2 · derivative.exercise_date: In connection with the Scheme, all stock options were cancelled in exchange for a payment equal to $22.00 with respect to each ordinary share subject to the option award, less the applicable exercise price.

Read SEC document
March 08, 2021 Filed Mar 12, 2021 21:36 UTC Oxford Immunotec Global PLC OXFD · Entity 141404 Disposition to issuerStock Option (Right to Buy) · Derivative 3,728 $10.38 Strike: $11.62 $38,696.64
Disclosure

SEC source: 0001140361-21-008343 · form4.xml · derivative · entry 2

BALTHROP PATRICK J · CIK 0001284839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,728 shares

Expires 2026-01-29

F3 · price: Represents the payment per ordinary share received in exchange for the cancellation of each option of $22.00, less the applicable exercise price.

F2 · derivative.exercise_date: In connection with the Scheme, all stock options were cancelled in exchange for a payment equal to $22.00 with respect to each ordinary share subject to the option award, less the applicable exercise price.

Read SEC document
March 08, 2021 Filed Mar 12, 2021 21:36 UTC Oxford Immunotec Global PLC OXFD · Entity 141404 Disposition to issuerOrdinary Shares 8,081 $22.00 $177,782.00
Disclosure

SEC source: 0001140361-21-008343 · form4.xml · nonDerivative · entry 1

BALTHROP PATRICK J · CIK 0001284839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed pursuant to the acquisition by PerkinElmer (UK) Holdings Limited of the entire issued share capital of Oxford Immunotec Global PLC on March 8, 2021 by means of a scheme of arrangement under Part 26 of the Companies Act 2006 (the "Scheme").

Read SEC document
June 24, 2020 Filed Jun 26, 2020 20:05 UTC Oxford Immunotec Global PLC OXFD · Entity 141404 GrantShare Option (Right to Buy) · Derivative 9,494 $0.00 Strike: $12.96 $0.00
Disclosure

SEC source: 0001437749-20-013987 · rdgdoc.xml · derivative · entry 2

BALTHROP PATRICK J · CIK 0001284839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,494

Underlying: Ordinary Shares · 9,494 shares

Expires 2030-06-24

F1 · security: Options granted under Issuer's 2013 Share Incentive Plan.

F2 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the underlying shares on the earlier of the first anniversary of the date of grant or the date of the first annual general meeting of the shareholders held after the date of grant.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 20:05 UTC Oxford Immunotec Global PLC OXFD · Entity 141404 GrantOrdinary Shares 4,081 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-013987 · rdgdoc.xml · nonDerivative · entry 1

BALTHROP PATRICK J · CIK 0001284839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,081

Read SEC document
May 20, 2020 Filed May 21, 2020 20:31 UTC Oxford Immunotec Global PLC OXFD · Entity 141404 PurchaseOrdinary Shares 4,000 $12.48 $49,920.00
Disclosure

SEC source: 0001437749-20-011569 · rdgdoc.xml · nonDerivative · entry 1

BALTHROP PATRICK J · CIK 0001284839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · price: The price reported for the purchase on May 20, 2020 is a weighted average price. These shares were purchased in multiple transaction at prices ranging from $12.48 to $12.49 per share, inclusive. The reporting person undertakes to provide Oxford Immunotec Global PLC, or any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4.

Read SEC document
May 15, 2020 Filed May 19, 2020 22:15 UTC Personalis, Inc. PSNL · Entity 4572 GrantStock Option (right to buy) · Derivative 14,000 $0.00 Strike: $11.22 $0.00
Disclosure

SEC source: 0001209191-20-030665 · doc4.xml · derivative · entry 1

BALTHROP PATRICK J · CIK 0001284839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires 2030-05-14

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of the one-year anniversary of the grant date or the day prior to the Company's next annual meeting of stockholders. In the event of a change of control (as defined in the Company's 2019 Equity Incentive Plan), the shares underlying the option shall vest and become immediately exercisable prior to the effectiveness of such change in control.

Read SEC document
June 18, 2019 Filed Jun 19, 2019 20:30 UTC Oxford Immunotec Global PLC OXFD · Entity 141404 GrantSHARE OPTION (RIGHT TO BUY) · Derivative 7,457 $0.00 Strike: $14.44 $0.00
Disclosure

SEC source: 0001437749-19-012283 · rdgdoc.xml · derivative · entry 1

BALTHROP PATRICK J · CIK 0001284839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,457

Underlying: ORDINARY SHARES · 7,457 shares

Expires 2029-06-18

F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the underlying shares on the date of the first annual meeting of the issuer's shareholders held after the date of grant.

Read SEC document
June 19, 2018 Filed Jun 21, 2018 20:30 UTC Oxford Immunotec Global PLC OXFD · Entity 141404 GrantSHARE OPTION (RIGHT TO BUY) · Derivative 7,457 $0.00 Strike: $14.49 $0.00
Disclosure

SEC source: 0001437749-18-012233 · rdgdoc.xml · derivative · entry 1

BALTHROP PATRICK J · CIK 0001284839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,457

Underlying: ORDINARY SHARES · 7,457 shares

Expires 2028-06-19

F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the underlying shares on the date of the first annual meeting of the issuer's shareholders held after the date of grant.

Read SEC document
June 06, 2017 Filed Jun 8, 2017 20:33 UTC Oxford Immunotec Global PLC OXFD · Entity 141404 GrantSHARE OPTION (RIGHT TO BUY) · Derivative 7,457 $0.00 Strike: $14.46 $0.00
Disclosure

SEC source: 0001437749-17-010975 · rdgdoc.xml · derivative · entry 1

BALTHROP PATRICK J · CIK 0001284839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,457

Underlying: ORDINARY SHARES · 7,457 shares

Expires 2027-06-06

F1 · derivative.exercise_date: This option will vest and become exercisable as to 100% of the underlying shares on the date of the first annual meeting of the issuer's shareholders held after the date of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.