Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORTECH SYSTEMS INCNSYS · Entity 7417 | Director | March 17, 2022 | March 22, 2022 |
| Park Dental Partners, Inc.PARK · Entity 6752 | Director | June 15, 2026 | June 22, 2026 |
| WINMARK CORPWINA · Entity 4859 | Director | June 01, 2026 | June 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORTECH SYSTEMS INC
Report date March 17, 2022 · Filed March 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,000 |
Reported balance
After 2022-03-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-03-17 · Grant · Acquired 3,000 · Balance 3,000 F1: Represents 3,000 Restricted Stock Units granted on 3/17/2022, with 1,500 shares vesting on each of 3/17/2023 and 3/17/2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 3,000 Restricted Stock Units granted on 3/17/2022, with 1,500 shares vesting on each of 3/17/2023 and 3/17/2024.
Park Dental Partners, Inc.
Report date June 15, 2026 · Filed June 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,632 |
Reported balance
After 2026-06-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-15 · Grant · Acquired 2,632 · Balance 2,632 F1: Each restricted stock unit represents a contingent right to receive one share of Park Dental Partners, Inc. Common Stock upon vesting. F2: The restricted stock units vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service as a director through such date and the terms of the applicable award agreement. F3: The restricted stock units were granted for no cash consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Park Dental Partners, Inc. Common Stock upon vesting.
F2: The restricted stock units vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service as a director through such date and the terms of the applicable award agreement.
F3: The restricted stock units were granted for no cash consideration.
WINMARK CORP
Report date June 01, 2026 · Filed June 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $378.57 · Expires 2036-06-01 | Direct | 356 |
Reported balance
After 2026-06-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-01 · Grant · Acquired 356 · Balance 356 F1: 25% per year for four years. |
| Non-Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $291.01 · Expires 2033-03-01 | Direct | 4,500 |
Reported balance
Holding disclosure · report date 2026-06-01 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 4,500 F1: 25% per year for four years. |
| Non-Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $325.99 · Expires 2033-06-01 | Direct | 380 |
Reported balance
Holding disclosure · report date 2026-06-01 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 380 F1: 25% per year for four years. |
| Non-Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $446.68 · Expires 2033-12-11 | Direct | 240 |
Reported balance
Holding disclosure · report date 2026-06-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 240 F1: 25% per year for four years. |
| Non-Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $355.90 · Expires 2034-06-01 | Direct | 300 |
Reported balance
Holding disclosure · report date 2026-06-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 300 F1: 25% per year for four years. |
| Non-Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $400.97 · Expires 2034-12-09 | Direct | 300 |
Reported balance
Holding disclosure · report date 2026-06-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 300 F1: 25% per year for four years. |
| Non-Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $424.82 · Expires 2035-06-01 | Direct | 280 |
Reported balance
Holding disclosure · report date 2026-06-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 280 F1: 25% per year for four years. |
| Non-Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $444.54 · Expires 2035-12-15 | Direct | 256 |
Reported balance
Holding disclosure · report date 2026-06-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 256 F1: 25% per year for four years. |
Filing footnotes · ownership attribution and instrument terms
F1: 25% per year for four years.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
INTRICON CORP
Report date May 24, 2022 · Filed May 25, 2022
Section 16 reporting ended · disclosed 2022-05-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-05-24 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-05-24 · Disposition to issuer · Disposed 12,203 · Balance 4,124 F1: Disposed of pursuant to an Agreement and Plan of Merger, dated as of February 27, 2022 (the "Merger Agreement") by and among the Issuer, IIN Holding Company Inc., a Delaware corporation ("Parent"), and IC Merger Sub Inc., a Pennsylvania corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. Each share of common stock exchanged in the Merger will receive cash of $24.25 per Row 2 · 2022-05-24 · Disposition to issuer · Disposed 4,124 · Balance 0 F2: Disposed of pursuant to a rollover agreement between the reporting person and IIN Holdings LLC, a Delaware limited liability company and the majority equity holder of Parent ("Holdings"), entered into in connection with the Merger Agreement, in exchange for equity interests of Holdings having an equivalent value as of the effective date of the Merger based on the consideration payable in the Merger of $24.25 per share. |
| Option to PurchaseSEC Table II · derivative / convertible security · Conversion / exercise price $5.85 · Expires 2026-04-28 | Direct | 0 |
Reported balance
After 2022-05-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-05-24 · Disposition to issuer · Disposed 3,333 · Balance 0 F3: Pursuant to the Merger Agreement, each option to purchase common stock was canceled in exchange for a cash payment of $24.25 per share less the exercise per share price of the option. All options were fully vested at the time the Merger Agreement was signed. |
| Option to PurchaseSEC Table II · derivative / convertible security · Conversion / exercise price $8.80 · Expires 2027-04-27 | Direct | 0 |
Reported balance
After 2022-05-24 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-05-24 · Disposition to issuer · Disposed 6,667 · Balance 0 F3: Pursuant to the Merger Agreement, each option to purchase common stock was canceled in exchange for a cash payment of $24.25 per share less the exercise per share price of the option. All options were fully vested at the time the Merger Agreement was signed. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to an Agreement and Plan of Merger, dated as of February 27, 2022 (the "Merger Agreement") by and among the Issuer, IIN Holding Company Inc., a Delaware corporation ("Parent"), and IC Merger Sub Inc., a Pennsylvania corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. Each share of common stock exchanged in the Merger will receive cash of $24.25 per
F2: Disposed of pursuant to a rollover agreement between the reporting person and IIN Holdings LLC, a Delaware limited liability company and the majority equity holder of Parent ("Holdings"), entered into in connection with the Merger Agreement, in exchange for equity interests of Holdings having an equivalent value as of the effective date of the Merger based on the consideration payable in the Merger of $24.25 per share.
F3: Pursuant to the Merger Agreement, each option to purchase common stock was canceled in exchange for a cash payment of $24.25 per share less the exercise per share price of the option. All options were fully vested at the time the Merger Agreement was signed.
Trean Insurance Group, Inc.
Report date April 21, 2023 · Filed April 24, 2023
Section 16 reporting ended · disclosed 2023-04-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-04-21 transaction · row 1
1 source rowRow 1 · 2023-04-21 · Disposition to issuer · Disposed 3,720 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of December 15, 2022 (the "Merger Agreement"), by and among Treadstone Parent Inc., a Delaware corporation ("Parent"), Treadstone Merger Sub Inc., a Delaware corporation and a direct, wholly-owned subsidiary of Parent, and Trean Insurance Group, Inc. (the "Company"), each share of common stock, par value $0.01 per share, of the Company ("Company Common Stock") was converted into the right to receive a cash payment (without interest and subject to any applicable taxes) equal to the per share merger consideration of $6.15. As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Company Common Stock. F2: Includes 3,720 shares in respect of restricted stock units. In accordance with the terms of the Merger Agreement, each restricted stock unit award that was outstanding as of immediately prior to the effective time of the merger automatically became fully vested, was cancelled, and was converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (i) the number of shares of Company Common Stock underlying such restricted stock unit award as of immediately prior to the effective time of the merger, and (ii) the per share merger consideration of $6.15. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of December 15, 2022 (the "Merger Agreement"), by and among Treadstone Parent Inc., a Delaware corporation ("Parent"), Treadstone Merger Sub Inc., a Delaware corporation and a direct, wholly-owned subsidiary of Parent, and Trean Insurance Group, Inc. (the "Company"), each share of common stock, par value $0.01 per share, of the Company ("Company Common Stock") was converted into the right to receive a cash payment (without interest and subject to any applicable taxes) equal to the per share merger consideration of $6.15. As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Company Common Stock.
F2: Includes 3,720 shares in respect of restricted stock units. In accordance with the terms of the Merger Agreement, each restricted stock unit award that was outstanding as of immediately prior to the effective time of the merger automatically became fully vested, was cancelled, and was converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (i) the number of shares of Company Common Stock underlying such restricted stock unit award as of immediately prior to the effective time of the merger, and (ii) the per share merger consideration of $6.15.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2026 Filed Jun 22, 2026 12:17 UTC | Park Dental Partners, Inc. PARK · Entity 6752 | GrantRestricted Stock Units · Derivative | 2,632 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-076105 · tm2618421-7_4seq1.xml · derivative · entry 1 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,632 Underlying: Common Stock · 2,632 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of Park Dental Partners, Inc. Common Stock upon vesting. F2 · security: The restricted stock units vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service as a director through such date and the terms of the applicable award agreement. F3 · security: The restricted stock units were granted for no cash consideration. F2 · derivative.exercise_date: The restricted stock units vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service as a director through such date and the terms of the applicable award agreement. F2 · derivative.expiration_date: The restricted stock units vest in full on the first anniversary of the grant date, subject to the Reporting Person's continued service as a director through such date and the terms of the applicable award agreement. Read SEC document |
| June 01, 2026 Filed Jun 1, 2026 21:49 UTC | WINMARK CORP WINA · Entity 4859 | GrantNon-Employee Stock Option (right to buy) · Derivative | 356 | $378.57 Strike: $378.57 | $134,770.92 |
DisclosureSEC source: 0001235464-26-000002 · form4-06012026_090629.xml · derivative · entry 1 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 356 Underlying: Common Stock · 356 shares Expires 2036-06-01 F1 · derivative.exercise_date: 25% per year for four years. Read SEC document |
| December 15, 2025 Filed Dec 15, 2025 22:20 UTC | WINMARK CORP WINA · Entity 4859 | GrantNon-Employee Stock Option (right to buy) · Derivative | 256 | $444.54 Strike: $444.54 | $113,802.24 |
DisclosureSEC source: 0001235464-25-000004 · form4-12152025_101258.xml · derivative · entry 1 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 256 Underlying: Common Stock · 256 shares Expires 2035-12-15 F1 · derivative.exercise_date: 25% per year for four years. Read SEC document |
| December 03, 2025 Filed Dec 3, 2025 22:31 UTC | Park Dental Partners, Inc. PARK · Entity 6752 | PurchaseCommon Stock | 769 | $13.00 | $9,997.00 |
DisclosureSEC source: 0002088869-25-000021 · primary_doc.xml · nonDerivative · entry 1 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,569 F1 · security: Reflects shares purchased pursuant to the Park Dental Partners, Inc. Directed Share Program. Read SEC document |
| June 01, 2025 Filed Jun 2, 2025 20:41 UTC | WINMARK CORP WINA · Entity 4859 | GrantNon-Employee Stock Option (right to buy) · Derivative | 280 | $424.82 Strike: $424.82 | $118,949.60 |
DisclosureSEC source: 0001415889-25-015166 · form4-06022025_080611.xml · derivative · entry 1 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 280 Underlying: Common Stock · 280 shares Expires 2035-06-01 F1 · derivative.exercise_date: 25% per year for four years. Read SEC document |
| December 09, 2024 Filed Dec 9, 2024 21:18 UTC | WINMARK CORP WINA · Entity 4859 | GrantNon-Employee Stock Option (right to buy) · Derivative | 300 | $400.97 Strike: $400.97 | $120,291.00 |
DisclosureSEC source: 0001415889-24-028641 · form4-12092024_091248.xml · derivative · entry 1 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300 Underlying: Common Stock · 300 shares Expires 2034-12-09 F1 · derivative.exercise_date: 25% per year for four years. Read SEC document |
| June 01, 2024 Filed Jun 3, 2024 21:49 UTC | WINMARK CORP WINA · Entity 4859 | GrantNon-Employee Stock Option (right to buy) · Derivative | 300 | $355.90 Strike: $355.90 | $106,770.00 |
DisclosureSEC source: 0001415889-24-015196 · form4-06032024_090659.xml · derivative · entry 1 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300 Underlying: Common Stock · 300 shares Expires 2034-06-01 F1 · derivative.exercise_date: 25% per year for four years. Read SEC document |
| December 11, 2023 Filed Dec 11, 2023 22:22 UTC | WINMARK CORP WINA · Entity 4859 | GrantNon-Employee Stock Option (right to buy) · Derivative | 240 | $446.68 Strike: $446.68 | $107,203.20 |
DisclosureSEC source: 0001415889-23-016226 · form4-12112023_101244.xml · derivative · entry 1 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 240 Underlying: Common Stock · 240 shares Expires 2033-12-11 F1 · derivative.exercise_date: 25% per year for four years. Read SEC document |
| June 01, 2023 Filed Jun 1, 2023 20:17 UTC | WINMARK CORP WINA · Entity 4859 | GrantNon-Employee Stock Option (right to buy) · Derivative | 380 | $325.99 Strike: $325.99 | $123,876.20 |
DisclosureSEC source: 0001415889-23-009017 · form4-06012023_080643.xml · derivative · entry 1 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 380 Underlying: Common Stock · 380 shares Expires 2033-06-01 F1 · derivative.exercise_date: 25% per year for four years. Read SEC document |
| April 21, 2023 Filed Apr 24, 2023 16:10 UTC | Trean Insurance Group, Inc. TIG · Entity 114205 | Disposition to issuerCommon Stock | 3,720 | $6.15 | $22,878.00 |
DisclosureSEC source: 0000899243-23-011592 · doc4.xml · nonDerivative · entry 1 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: Pursuant to the Agreement and Plan of Merger, dated as of December 15, 2022 (the "Merger Agreement"), by and among Treadstone Parent Inc., a Delaware corporation ("Parent"), Treadstone Merger Sub Inc., a Delaware corporation and a direct, wholly-owned subsidiary of Parent, and Trean Insurance Group, Inc. (the "Company"), each share of common stock, par value $0.01 per share, of the Company ("Company Common Stock") was converted into the right to receive a cash payment (without interest and subject to any applicable taxes) equal to the per share merger consideration of $6.15. As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Company Common Stock. F2 · shares: Includes 3,720 shares in respect of restricted stock units. In accordance with the terms of the Merger Agreement, each restricted stock unit award that was outstanding as of immediately prior to the effective time of the merger automatically became fully vested, was cancelled, and was converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (i) the number of shares of Company Common Stock underlying such restricted stock unit award as of immediately prior to the effective time of the merger, and (ii) the per share merger consideration of $6.15. Read SEC document |
| March 01, 2023 Filed Mar 1, 2023 21:28 UTC | WINMARK CORP WINA · Entity 4859 | GrantNon-Employee Stock Option (right to buy) · Derivative | 4,500 | $291.01 Strike: $291.01 | $1,309,545.00 |
DisclosureSEC source: 0001415889-23-003663 · form4-03012023_090327.xml · derivative · entry 1 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Underlying: Common Stock · 4,500 shares Expires 2033-03-01 F1 · derivative.exercise_date: 25% per year for four years. Read SEC document |
| May 24, 2022 Filed May 25, 2022 14:43 UTC | INTRICON CORP IIN · Entity 126953 | Disposition to issuerOption to Purchase · Derivative | 6,667 | Not disclosed Strike: $8.80 | Not disclosed |
DisclosureSEC source: 0000897101-22-000561 · ownership.xml · derivative · entry 4 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,667 shares Expires 2027-04-27 F3 · price: Pursuant to the Merger Agreement, each option to purchase common stock was canceled in exchange for a cash payment of $24.25 per share less the exercise per share price of the option. All options were fully vested at the time the Merger Agreement was signed. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase common stock was canceled in exchange for a cash payment of $24.25 per share less the exercise per share price of the option. All options were fully vested at the time the Merger Agreement was signed. Read SEC document |
| May 24, 2022 Filed May 25, 2022 14:43 UTC | INTRICON CORP IIN · Entity 126953 | Disposition to issuerOption to Purchase · Derivative | 3,333 | Not disclosed Strike: $5.85 | Not disclosed |
DisclosureSEC source: 0000897101-22-000561 · ownership.xml · derivative · entry 3 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,333 shares Expires 2026-04-28 F3 · price: Pursuant to the Merger Agreement, each option to purchase common stock was canceled in exchange for a cash payment of $24.25 per share less the exercise per share price of the option. All options were fully vested at the time the Merger Agreement was signed. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase common stock was canceled in exchange for a cash payment of $24.25 per share less the exercise per share price of the option. All options were fully vested at the time the Merger Agreement was signed. Read SEC document |
| May 24, 2022 Filed May 25, 2022 14:43 UTC | INTRICON CORP IIN · Entity 126953 | Disposition to issuerCommon Stock | 4,124 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000897101-22-000561 · ownership.xml · nonDerivative · entry 2 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Disposed of pursuant to a rollover agreement between the reporting person and IIN Holdings LLC, a Delaware limited liability company and the majority equity holder of Parent ("Holdings"), entered into in connection with the Merger Agreement, in exchange for equity interests of Holdings having an equivalent value as of the effective date of the Merger based on the consideration payable in the Merger of $24.25 per share. Read SEC document |
| May 24, 2022 Filed May 25, 2022 14:43 UTC | INTRICON CORP IIN · Entity 126953 | Disposition to issuerCommon Stock | 12,203 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000897101-22-000561 · ownership.xml · nonDerivative · entry 1 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,124 F1 · price: Disposed of pursuant to an Agreement and Plan of Merger, dated as of February 27, 2022 (the "Merger Agreement") by and among the Issuer, IIN Holding Company Inc., a Delaware corporation ("Parent"), and IC Merger Sub Inc., a Pennsylvania corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. Each share of common stock exchanged in the Merger will receive cash of $24.25 per Read SEC document |
| May 17, 2022 Filed May 20, 2022 16:52 UTC | Trean Insurance Group, Inc. TIG · Entity 114205 | GrantCommon Stock | 3,720 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-019046 · doc4.xml · nonDerivative · entry 1 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,720 Read SEC document |
| March 17, 2022 Filed Mar 22, 2022 01:41 UTC | NORTECH SYSTEMS INC NSYS · Entity 7417 | GrantCommon Stock | 3,000 | $11.80 | $35,400.00 |
DisclosureSEC source: 0001179110-22-002354 · edgar.xml · nonDerivative · entry 1 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 F1 · shares: Represents 3,000 Restricted Stock Units granted on 3/17/2022, with 1,500 shares vesting on each of 3/17/2023 and 3/17/2024. F1 · balance_after: Represents 3,000 Restricted Stock Units granted on 3/17/2022, with 1,500 shares vesting on each of 3/17/2023 and 3/17/2024. Read SEC document |
| May 04, 2021 Filed May 5, 2021 16:19 UTC | INTRICON CORP IIN · Entity 126953 | GrantCommon Stock | 4,403 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-21-000360 · ownership.xml · nonDerivative · entry 1 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,327 Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 16:53 UTC | INTRICON CORP IIN · Entity 126953 | GrantCommon Stock | 256 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-21-000201 · ownership.xml · nonDerivative · entry 1 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,924 Read SEC document |
| December 16, 2020 Filed Dec 21, 2020 22:44 UTC | NORTECH SYSTEMS INC NSYS · Entity 7417 | GrantStock Options (right to buy) · Derivative | 3,000 | $0.00 Strike: $4.93 | $0.00 |
DisclosureSEC source: 0001179110-20-012138 · edgar.xml · derivative · entry 2 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2030-12-16 F1 · derivative.exercise_date: 600 shares vest on each of 12/16/2021, 12/16/2022, 12/16/2023, 12/16/2024 and 12/16/2025 Read SEC document |
| April 28, 2020 Filed Apr 30, 2020 16:34 UTC | INTRICON CORP IIN · Entity 126953 | GrantCommon Stock | 5,985 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-20-000303 · ownership.xml · nonDerivative · entry 1 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,668 F1 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 5,985 restricted stock units under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| May 01, 2019 Filed May 3, 2019 16:15 UTC | INTRICON CORP IIN · Entity 126953 | GrantCommon Stock | 3,130 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-19-000426 · ownership.xml · nonDerivative · entry 1 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,683 F1 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 3,130 restricted stock units under the Issuer's 2015 Equity Incentive Plan. The reporting person has reported prior awards of restricted stock units in Table II of Form 4. The total reported in Column 5 includes the 3,130 newly awarded restricted stock units, 1,702 previously reported unvested restricted stock units, and 851 previously reported shares of common stock. Read SEC document |
| April 26, 2019 Filed Apr 30, 2019 16:59 UTC | INTRICON CORP IIN · Entity 126953 | Exercise / conversionRestricted Stock Units · Derivative | 851 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-19-000399 · ownership.xml · derivative · entry 2 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,702 Underlying: Common Stock · 851 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit converts into one share of common stock of the Company. F3 · derivative.exercise_date: On April 26, 2018, the Reporting Person was granted 2,553 Restricted Stock Units, vesting in three equal annual installments beginning one year from the date of grant or earlier upon the death, disability or retirement of the recipient or a change in control of the Company (as provided in the 2015 Equity Incentive Plan). F3 · derivative.expiration_date: On April 26, 2018, the Reporting Person was granted 2,553 Restricted Stock Units, vesting in three equal annual installments beginning one year from the date of grant or earlier upon the death, disability or retirement of the recipient or a change in control of the Company (as provided in the 2015 Equity Incentive Plan). Read SEC document |
| April 26, 2019 Filed Apr 30, 2019 16:59 UTC | INTRICON CORP IIN · Entity 126953 | Exercise / conversionCommon Stock | 851 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000897101-19-000399 · ownership.xml · nonDerivative · entry 1 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 851 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each Restricted Stock Unit converts into one share of common stock of the Company. F1 · balance_after: Represents the number of shares currenlty beneficially ownded by the Reporting Person after the vesting of Restricted Stock Units reported in this Form 4 Report. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 15:01 UTC | INTRICON CORP IIN · Entity 126953 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,333 | $0.00 Strike: $8.80 | $0.00 |
DisclosureSEC source: 0000897101-18-000883 · ownership.xml · derivative · entry 7 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,667 Underlying: Common Stock · 3,333 shares Expires 2027-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2018. F6 · derivative.exercise_date: This option becomes exercisable in three equal annual installments beginning on April 27, 2018 or earlier upon the death, disability or retirement of the recipient or a change of control of the Company (as provided in the 2015 Equity Incentive Plan). Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 15:01 UTC | INTRICON CORP IIN · Entity 126953 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,667 | $0.00 Strike: $5.85 | $0.00 |
DisclosureSEC source: 0000897101-18-000883 · ownership.xml · derivative · entry 6 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,333 Underlying: Common Stock · 6,667 shares Expires 2026-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2018. F5 · derivative.exercise_date: This option becomes exercisable in three equal annual installments beginning on April 28, 2017 or earlier upon the death, disability or retirement of the recipient or a change of control of the Company (as provided in the 2015 Equity Incentive Plan). Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 15:01 UTC | INTRICON CORP IIN · Entity 126953 | SaleCommon Stock | 1,940 | $74.96 | $145,422.40 |
DisclosureSEC source: 0000897101-18-000883 · ownership.xml · nonDerivative · entry 5 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.70 to $75.45. The reporting person undertakes to provide to IntriCon Corporation, any security holder of IntriCon Corporation or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 15:01 UTC | INTRICON CORP IIN · Entity 126953 | SaleCommon Stock | 5,958 | $74.17 | $441,904.86 |
DisclosureSEC source: 0000897101-18-000883 · ownership.xml · nonDerivative · entry 4 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,940 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.70 to $74.50. The reporting person undertakes to provide to IntriCon Corporation, any security holder of IntriCon Corporation or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 15:01 UTC | INTRICON CORP IIN · Entity 126953 | SaleCommon Stock | 2,102 | $73.48 | $154,454.96 |
DisclosureSEC source: 0000897101-18-000883 · ownership.xml · nonDerivative · entry 3 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,898 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.70 to $73.675. The reporting person undertakes to provide to IntriCon Corporation any, security holder of IntriCon Corporation or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 15:01 UTC | INTRICON CORP IIN · Entity 126953 | Exercise / conversionCommon Stock | 3,333 | $8.80 | $29,330.40 |
DisclosureSEC source: 0000897101-18-000883 · ownership.xml · nonDerivative · entry 2 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2018. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 15:01 UTC | INTRICON CORP IIN · Entity 126953 | Exercise / conversionCommon Stock | 6,667 | $5.85 | $39,001.95 |
DisclosureSEC source: 0000897101-18-000883 · ownership.xml · nonDerivative · entry 1 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2018. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 14:01 UTC | INTRICON CORP IIN · Entity 126953 | GrantRestricted Stock Units · Derivative | 2,553 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-18-000407 · smith2757_4.xml · derivative · entry 1 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,553 Underlying: Common Stock · 2,553 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the Company. F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning one year from the date of grant or earlier upon death, disability or retirement of the recipient or a change in control of the Company (as provided in the 2015 Equity Incentive Plan). Vested shares will be delivered to the Reporting Person within 10 business days following the vesting date. F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning one year from the date of grant or earlier upon death, disability or retirement of the recipient or a change in control of the Company (as provided in the 2015 Equity Incentive Plan). Vested shares will be delivered to the Reporting Person within 10 business days following the vesting date. Read SEC document |
| April 27, 2017 Filed May 1, 2017 14:33 UTC | INTRICON CORP IIN · Entity 126953 | GrantOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $8.80 | $0.00 |
DisclosureSEC source: 0000897101-17-000505 · intricon171367smith_4.xml · derivative · entry 1 SMITH PHILIP IRVING · CIK 0001235464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2027-04-27 F1 · derivative.exercise_date: The options will become exercisable in three equal, annual installments beginning one year from the date of grant or earlier upon the death, disability or retirement of the recipient or a change of control of the Company (as provided in the 2015 Equity Incentive Plan). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.