Martin Marcela

SEC source: 0001364954-26-000075 · wk-form4_1782122828.xml · nonDerivative · entry 1

Martin Marcela · CIK 0001856602 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 432,434

F1 · shares: Represents an annual grant of restricted stock units ("RSUs") for board service. Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. The shares underlying the RSUs will vest on the one-year anniversary of the grant date, subject to the Reporting Person's continued service on our board through the vesting date.

SEC source: 0001364954-26-000056 · wk-form4_1781574140.xml · nonDerivative · entry 1

Martin Marcela · CIK 0001856602 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,650

F1 · shares: Represents an annual grant of restricted stock units ("RSUs") for board service. Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. The shares underlying the RSUs will vest on the one-year anniversary of the grant date, subject to the Reporting Person's continued service on our board through the vesting date.

SEC source: 0001364954-25-000137 · wk-form4_1763572994.xml · nonDerivative · entry 1

Martin Marcela · CIK 0001856602 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,650

F1 · shares: Represents an annual grant of restricted stock units ("RSUs") for board service. Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. The shares underlying the RSUs will vest on the one-year anniversary of the grant date, subject to the Reporting Person's continued service on our board through the vesting date.

SEC source: 0001364954-25-000081 · wk-form4_1750718941.xml · nonDerivative · entry 1

Martin Marcela · CIK 0001856602 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,518

F1 · shares: Represents an annual grant of restricted stock units ("RSUs") for board service. Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. The shares underlying the RSUs will vest on the one-year anniversary of the grant date, subject to the Reporting Person's continued service on our board through the vesting date.

SEC source: 0001364954-24-000054 · wk-form4_1717789765.xml · nonDerivative · entry 1

Martin Marcela · CIK 0001856602 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,518

F1 · shares: Represents an annual grant of restricted stock units ("RSUs") for board service. Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. The shares underlying the RSUs will vest on the one-year anniversary of the grant date, subject to the Reporting Person's continued service on our board through the vesting date.

SEC source: 0001828972-23-000198 · wk-form4_1699567888.xml · derivative · entry 5

Martin Marcela · CIK 0001856602 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 875,000

Underlying: Class A Common Stock · 125,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer.

F6 · derivative.exercise_date: 125,000 RSUs vested on November 1, 2023 and settled on November 7, 2023. The remaining 875,000 RSUs vest ratably as to 1/8th of the total award quarterly thereafter until fully vested.

F7 · derivative.expiration_date: These RSUs do not expire; they either vest or are cancelled prior to the vesting date.

SEC source: 0001828972-23-000198 · wk-form4_1699567888.xml · derivative · entry 4

Martin Marcela · CIK 0001856602 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,657,206

Underlying: Class A Common Stock · 236,743 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer.

F4 · derivative.exercise_date: 236,743 RSUs vested on November 1, 2023 and settled on November 7, 2023. The remaining 1,657,206 RSUs vest ratably as to 1/12th of the total award grant quarterly thereafter until fully vested.

F5 · derivative.expiration_date: Not applicable.

SEC source: 0001828972-23-000198 · wk-form4_1699567888.xml · nonDerivative · entry 3

Martin Marcela · CIK 0001856602 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 848,413

F2 · shares: Shares withheld to pay taxes applicable to the settlement of the RSUs previously awarded to the Reporting Person to which footnote (1) refers.

SEC source: 0001828972-23-000198 · wk-form4_1699567888.xml · nonDerivative · entry 2

Martin Marcela · CIK 0001856602 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 969,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of Class A common stock reflect the settlement, on November 7, 2023, of restricted stock units ("RSUs") granted to the Reporting Person pursuant to the 2021 Equity Incentive Plan, each of which was converted into a share of the Issuer's Class A common stock on a 1-for-1 basis.

SEC source: 0001828972-23-000198 · wk-form4_1699567888.xml · nonDerivative · entry 1

Martin Marcela · CIK 0001856602 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 844,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of Class A common stock reflect the settlement, on November 7, 2023, of restricted stock units ("RSUs") granted to the Reporting Person pursuant to the 2021 Equity Incentive Plan, each of which was converted into a share of the Issuer's Class A common stock on a 1-for-1 basis.

SEC source: 0001828972-23-000174 · wk-form4_1697234579.xml · derivative · entry 1

Martin Marcela · CIK 0001856602 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Class A Common Stock · 1,000,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer.

F2 · derivative.exercise_date: 1/8th of the RSU grant will vest on November 1, 2023 and an additional 1/8th of the total award grant will vest quarterly thereafter until fully vested, in each case subject to continuing employment on the applicable vesting dates.

F3 · derivative.expiration_date: These RSUs do not expire; they either vest or are cancelled prior to the vesting date.

SEC source: 0001828972-23-000147 · wk-form4_1692139117.xml · derivative · entry 3

Martin Marcela · CIK 0001856602 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,893,949

Underlying: Class A Common Stock · 946,960 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer.

F4 · derivative.exercise_date: 1/3rd of the total award vested on the transaction date. The remaining 1,893,949 RSUs vests as to 1/12th of the total award grant quarterly thereafter until fully vested.

F5 · derivative.expiration_date: These RSUs do not expire; they either vest or are cancelled prior to the vesting date.

SEC source: 0001828972-23-000147 · wk-form4_1692139117.xml · nonDerivative · entry 2

Martin Marcela · CIK 0001856602 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 607,670

F2 · shares: Shares withheld to pay taxes applicable to the settlement of the RSUs previously awarded to the reporting person to which footnote (1) refers.

SEC source: 0001828972-23-000147 · wk-form4_1692139117.xml · nonDerivative · entry 1

Martin Marcela · CIK 0001856602 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 946,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of Class A common stock reflect the settlement, on August 11, 2023, of restricted stock units ("RSUs") granted to the reporting person pursuant to the 2021 Equity Incentive Plan on August 25, 2022, each of which was converted into a share of Issuer's Class A common stock on a 1-for-1 basis.

SEC source: 0000899243-23-016052 · doc4.xml · nonDerivative · entry 1

Martin Marcela · CIK 0001856602 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to that certain Agreement and Plan of Merger, dated as of March 14, 2023 (the "Merger Agreement"), by and among the Issuer, Capstone Borrower, Inc. ("Parent"), and Capstone Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $8.50 per share in cash, without interest (the "Merger Consideration").

F2 · kind: The shares of the Issuer's common stock reported as disposed by the Reporting Person include restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) Merger Consideration and (b) the number of shares of the Issuer's common stock subject to such RSUs as of immediately prior to the Effective Time.

F2 · shares: The shares of the Issuer's common stock reported as disposed by the Reporting Person include restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) Merger Consideration and (b) the number of shares of the Issuer's common stock subject to such RSUs as of immediately prior to the Effective Time.

F2 · price: The shares of the Issuer's common stock reported as disposed by the Reporting Person include restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) Merger Consideration and (b) the number of shares of the Issuer's common stock subject to such RSUs as of immediately prior to the Effective Time.

SEC source: 0001364954-23-000100 · wk-form4_1686607575.xml · nonDerivative · entry 1

Martin Marcela · CIK 0001856602 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,171

F1 · shares: Represents an annual grant of restricted stock units ("RSUs") for board service. Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. The shares underlying the RSUs will vest on the one-year anniversary of the grant date, subject to the Reporting Person's continued service on our board through the vesting date.

SEC source: 0001209191-23-036431 · doc4.xml · nonDerivative · entry 1

Martin Marcela · CIK 0001856602 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,605

F1 · shares: Consists of restricted stock units which were granted on June 8, 2023 and vest in full on June 8, 2024 subject to the Reporting Person's continuous service with the Issuer through the applicable vesting date or earlier vesting upon a change of control of the Issuer.

SEC source: 0001828972-23-000102 · wk-form4_1684889337.xml · derivative · entry 1

Martin Marcela · CIK 0001856602 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,034,482

Underlying: Class A Common Stock · 1,034,482 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer.

F2 · derivative.exercise_date: 1/3 of the total award vests on May 19, 2024. The remainder vests as to 2/3 of the total award quarterly in eight equal installments on the 19th of August, November, February, and May thereafter.

F3 · derivative.expiration_date: These RSUs do not expire; they either vest or are cancelled prior to the vesting date.

SEC source: 0001209191-22-054091 · doc4.xml · nonDerivative · entry 1

Martin Marcela · CIK 0001856602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 8, 2022, by and among the Issuer, Lava Intermediate, Inc. and Lava Merger Sub, Inc., pursuant to which the outstanding shares of the Issuer's Common Stock (other than certain excluded shares) were converted into the right to receive, without interest, the cash merger consideration of $93.50 per share. Amount includes 2,254 restricted stock units held by the Reporting Person whose acquisition was previously reported in Table I that became fully vested immediately prior to the effective time of the merger and thereafter were cancelled and converted into the right to receive, without interest, $93.50 per share.

F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 8, 2022, by and among the Issuer, Lava Intermediate, Inc. and Lava Merger Sub, Inc., pursuant to which the outstanding shares of the Issuer's Common Stock (other than certain excluded shares) were converted into the right to receive, without interest, the cash merger consideration of $93.50 per share. Amount includes 2,254 restricted stock units held by the Reporting Person whose acquisition was previously reported in Table I that became fully vested immediately prior to the effective time of the merger and thereafter were cancelled and converted into the right to receive, without interest, $93.50 per share.

F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of August 8, 2022, by and among the Issuer, Lava Intermediate, Inc. and Lava Merger Sub, Inc., pursuant to which the outstanding shares of the Issuer's Common Stock (other than certain excluded shares) were converted into the right to receive, without interest, the cash merger consideration of $93.50 per share. Amount includes 2,254 restricted stock units held by the Reporting Person whose acquisition was previously reported in Table I that became fully vested immediately prior to the effective time of the merger and thereafter were cancelled and converted into the right to receive, without interest, $93.50 per share.

SEC source: 0001209191-22-049761 · doc4.xml · derivative · entry 1

Martin Marcela · CIK 0001856602 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,840,909

Underlying: Class A Common Stock · 2,840,909 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer.

F2 · derivative.exercise_date: 1/3 of the total award vests on August 1, 2023. The remainder vests as to 1/8 of the total award quarterly in eight equal installments on the first of November, February, May, and August thereafter.

F3 · derivative.expiration_date: Not applicable.

SEC source: 0001209191-22-035636 · doc4.xml · nonDerivative · entry 1

Martin Marcela · CIK 0001856602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,063

SEC source: 0001364954-22-000077 · wf-form4_165429545493354.xml · nonDerivative · entry 1

Martin Marcela · CIK 0001856602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,866

F1 · shares: Represents an annual grant of restricted stock units ("RSUs") for board service. Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. The shares underlying the RSUs will vest on the one-year anniversary of the grant date, subject to the Reporting Person's continued service on our board through the vesting date.

SEC source: 0001562180-22-004372 · primarydocument.xml · derivative · entry 3

Martin Marcela · CIK 0001856602 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,651

Underlying: Class A Common Stock · 1,216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On March 19, 2021, the reporting person received a grant of 4,867 restricted stock units, which vests as follows: (a) 25% on May 20, 2022, (b) 25% on May 20,2023, (c) 25% on May 20, 2024 and (d) 25% on May 20, 2025, subject to continued employment through the applicable vesting date, provided, that if such date falls on a weekend or holiday, the vesting date shall be the first business day after such date.

F2 · derivative.expiration_date: On March 19, 2021, the reporting person received a grant of 4,867 restricted stock units, which vests as follows: (a) 25% on May 20, 2022, (b) 25% on May 20,2023, (c) 25% on May 20, 2024 and (d) 25% on May 20, 2025, subject to continued employment through the applicable vesting date, provided, that if such date falls on a weekend or holiday, the vesting date shall be the first business day after such date.

SEC source: 0001562180-22-004372 · primarydocument.xml · nonDerivative · entry 2

Martin Marcela · CIK 0001856602 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,482

F1 · kind: Shares withheld by Issuer to satisfy applicable withholding tax upon vesting of restricted stock units.

SEC source: 0001562180-22-004372 · primarydocument.xml · nonDerivative · entry 1

Martin Marcela · CIK 0001856602 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,921

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-031309 · doc4.xml · nonDerivative · entry 1

Martin Marcela · CIK 0001856602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,370

F1 · shares: Consists of restricted stock units which were granted on May 19, 2022 and vest in full on May 19, 2023, subject to the Reporting Person's continuous service with the Issuer through the applicable vesting date.

SEC source: 0001562180-22-001886 · primarydocument.xml · derivative · entry 1

Martin Marcela · CIK 0001856602 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,144

Underlying: Class A Common Stock · 112,144 shares

Expires not disclosed

F1 · derivative.exercise_date: On February 22, 2022, the reporting person received a grant of 112,144 restricted stock units, which vests as follows: (a) 25% on February 20, 2023 and (b) 6.25% quarterly thereafter, subject to continued employment through the applicable vesting date, provided, that if such date falls on a weekend or holiday, the vesting date shall be the first business day after such date.

F1 · derivative.expiration_date: On February 22, 2022, the reporting person received a grant of 112,144 restricted stock units, which vests as follows: (a) 25% on February 20, 2023 and (b) 6.25% quarterly thereafter, subject to continued employment through the applicable vesting date, provided, that if such date falls on a weekend or holiday, the vesting date shall be the first business day after such date.

SEC source: 0001562180-21-007273 · primarydocument.xml · derivative · entry 3

Martin Marcela · CIK 0001856602 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,258

Underlying: Class A Common Stock · 9,222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On November 25, 2020, the reporting person received a grant of 61,480 restricted stock units, which vests as follows: (a) 15% on November 20, 2021, (b) 25% on November 20, 2022, (c) 30% on November 20, 2023 and (d) 30% on November 20, 2024, subject to continued employment through the applicable vesting date, provided, that if such date falls on a weekend or holiday, the vesting date shall be the first business day after such date.

F3 · derivative.expiration_date: On November 25, 2020, the reporting person received a grant of 61,480 restricted stock units, which vests as follows: (a) 15% on November 20, 2021, (b) 25% on November 20, 2022, (c) 30% on November 20, 2023 and (d) 30% on November 20, 2024, subject to continued employment through the applicable vesting date, provided, that if such date falls on a weekend or holiday, the vesting date shall be the first business day after such date.

SEC source: 0001562180-21-007273 · primarydocument.xml · nonDerivative · entry 2

Martin Marcela · CIK 0001856602 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,855

F1 · kind: Shares withheld by Issuer to satisfy applicable withholding tax upon vesting of restricted stock units.

F2 · shares: This number represents an estimate of the number of shares of stock withheld to satisfy the reporting person's tax liability obligations in connection with the vesting of the restricted stock units and is subject to change as a result of the final calculation. The reporting person undertakes to amend this Form 4, if necessary, following the final calculation.

SEC source: 0001562180-21-007273 · primarydocument.xml · nonDerivative · entry 1

Martin Marcela · CIK 0001856602 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-21-007428 · primarydocument.xml · nonDerivative · entry 1

Martin Marcela · CIK 0001856602 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,705

F1 · kind: Shares withheld by Issuer to satisfy applicable withholding tax upon vesting of restricted stock units.

F2 · shares: The number reported in the original Form 4 filed on November 24, 2021 was an estimate of the number of shares of stock withheld to satisfy the reporting person's tax liability obligations in connection with the vesting of restricted stock units. This amendment is being filed to report the actual number of shares withheld upon completion of the final calculation and, accordingly, to update the number of securities beneficially owned after the reported transaction.

F2 · balance_after: The number reported in the original Form 4 filed on November 24, 2021 was an estimate of the number of shares of stock withheld to satisfy the reporting person's tax liability obligations in connection with the vesting of restricted stock units. This amendment is being filed to report the actual number of shares withheld upon completion of the final calculation and, accordingly, to update the number of securities beneficially owned after the reported transaction.

SEC source: 0001856602-21-000007 · wf-form4_163425141681415.xml · nonDerivative · entry 1

Martin Marcela · CIK 0001856602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,194

F1 · shares: Represents an award of restricted stock units ("RSUs" and each an "RSU"). Each RSU represents a contingent right to receive one share of common stock of the Issuer upon vesting. These RSUs vest in equal quarterly installments for 36 months after completion of each full quarter of continuous service after the grant date.

SEC source: 0001209191-21-054597 · doc4.xml · nonDerivative · entry 1

Martin Marcela · CIK 0001856602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 809

F1 · shares: Reflects a pro rata portion of the 2021 annual director RSU grant for board service from the reporting person's 9/1/2021 appointment until the 6/3/2022 anniversary of the 2021 annual director RSU grant.