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Kerrest Jacques Frederic

Disclosed activity across 1 company

Tapewire entity
36216
SEC CIK
0001700842

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Okta, Inc.OKTA · Entity 3154DirectorSeptember 04, 2026September 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Okta, Inc.

Report date September 04, 2026 · Filed September 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Trust6,000 Reported balance After 2026-09-04 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-09-04 · Conversion · Acquired 6,000 · Balance 6,000

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Class A Common StockSEC Table I · non-derivativeIndirectBy Trust0 Reported balance After 2026-09-09 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-09-09 · Gift · Disposed 6,000 · Balance 0

F2: The transaction reported involved a gift by the Trust of 6,000 shares of Class A Common Stock to the American Endowment Foundation FBO Kerrest Johnson Family Charitable Fund, a donor advised fund.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Trust805,687 Reported balance After 2026-09-04 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-09-04 · Conversion · Disposed 6,000 · Balance 805,687

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Trust114,276 Reported balance Holding disclosure · report date 2026-09-04 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 114,276

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Trust157,668 Reported balance Holding disclosure · report date 2026-09-04 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 157,668

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Class A Common StockSEC Table I · non-derivativeDirect7,123 Reported balance Holding disclosure · report date 2026-09-04 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 7,123

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,080 Reported balance Holding disclosure · report date 2026-09-04 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 2,080

F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F4: The RSUs vest in full on the earlier of June 18, 2027 or the date immediately prior to the Issuer's next regular annual stockholder meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.21 · Expires 2028-03-21Direct114,000 Reported balance Holding disclosure · report date 2026-09-04 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 114,000

F5: The shares subject to the option are fully vested and exercisable by the Reporting Person.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $82.16 · Expires 2029-03-24Direct71,547 Reported balance Holding disclosure · report date 2026-09-04 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 71,547

F5: The shares subject to the option are fully vested and exercisable by the Reporting Person.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $142.47 · Expires 2030-04-14Direct41,673 Reported balance Holding disclosure · report date 2026-09-04 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 41,673

F5: The shares subject to the option are fully vested and exercisable by the Reporting Person.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $274.96 · Expires 2031-04-21Direct13,263 Reported balance Holding disclosure · report date 2026-09-04 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 13,263

F5: The shares subject to the option are fully vested and exercisable by the Reporting Person.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $274.96 · Expires 2031-04-21Direct26,527 Reported balance Holding disclosure · report date 2026-09-04 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 26,527

F5: The shares subject to the option are fully vested and exercisable by the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2: The transaction reported involved a gift by the Trust of 6,000 shares of Class A Common Stock to the American Endowment Foundation FBO Kerrest Johnson Family Charitable Fund, a donor advised fund.

F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F4: The RSUs vest in full on the earlier of June 18, 2027 or the date immediately prior to the Issuer's next regular annual stockholder meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.

F5: The shares subject to the option are fully vested and exercisable by the Reporting Person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 17, 2017 Filed Nov 22, 2017 00:07 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass A Common Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062189 · doc4.xml · nonDerivative · entry 3

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 17, 2017 Filed Nov 22, 2017 00:07 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 4,800 $30.00 $144,000.00
Disclosure

SEC source: 0001209191-17-062189 · doc4.xml · nonDerivative · entry 2

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
November 17, 2017 Filed Nov 22, 2017 00:07 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass A Common Stock 4,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062189 · doc4.xml · nonDerivative · entry 1

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 4,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 00:02 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass B Common Stock · Derivative 32,380 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060459 · doc4.xml · derivative · entry 9

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,935,289

Underlying: Class A Common Stock · 32,380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 00:02 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 32,380 $29.14 $943,446.35
Disclosure

SEC source: 0001209191-17-060459 · doc4.xml · nonDerivative · entry 6

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.75 to $29.23 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 00:02 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass A Common Stock 32,380 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060459 · doc4.xml · nonDerivative · entry 5

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 32,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 09, 2017 Filed Nov 14, 2017 00:02 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass B Common Stock · Derivative 1,133 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060459 · doc4.xml · derivative · entry 8

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 63,451

Underlying: Class A Common Stock · 1,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 09, 2017 Filed Nov 14, 2017 00:02 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass B Common Stock · Derivative 52,345 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060459 · doc4.xml · derivative · entry 7

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,967,669

Underlying: Class A Common Stock · 52,345 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 09, 2017 Filed Nov 14, 2017 00:02 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 1,133 $28.88 $32,717.53
Disclosure

SEC source: 0001209191-17-060459 · doc4.xml · nonDerivative · entry 4

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.75 to $29.05 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 09, 2017 Filed Nov 14, 2017 00:02 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass A Common Stock 1,133 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060459 · doc4.xml · nonDerivative · entry 3

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 09, 2017 Filed Nov 14, 2017 00:02 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 52,345 $28.88 $1,511,597.97
Disclosure

SEC source: 0001209191-17-060459 · doc4.xml · nonDerivative · entry 2

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.55 to $29.05 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 09, 2017 Filed Nov 14, 2017 00:02 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass A Common Stock 52,345 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060459 · doc4.xml · nonDerivative · entry 1

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 52,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 18, 2017 Filed Oct 20, 2017 22:52 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass B Common Stock · Derivative 95,366 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057689 · doc4.xml · derivative · entry 3

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,020,014

Underlying: Class A Common Stock · 95,366 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 18, 2017 Filed Oct 20, 2017 22:52 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 95,366 $27.14 $2,587,775.48
Disclosure

SEC source: 0001209191-17-057689 · doc4.xml · nonDerivative · entry 2

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.79 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 18, 2017 Filed Oct 20, 2017 22:52 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass A Common Stock 95,366 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057689 · doc4.xml · nonDerivative · entry 1

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 95,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 16, 2017 Filed Oct 17, 2017 21:28 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass B Common Stock · Derivative 5,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057170 · doc4.xml · derivative · entry 7

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,115,380

Underlying: Class A Common Stock · 5,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 16, 2017 Filed Oct 17, 2017 21:28 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 5,400 $27.39 $147,923.28
Disclosure

SEC source: 0001209191-17-057170 · doc4.xml · nonDerivative · entry 5

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.83 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 16, 2017 Filed Oct 17, 2017 21:28 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass A Common Stock 5,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057170 · doc4.xml · nonDerivative · entry 4

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 5,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 13, 2017 Filed Oct 17, 2017 21:28 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass B Common Stock · Derivative 34,305 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057170 · doc4.xml · derivative · entry 6

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,120,780

Underlying: Class A Common Stock · 34,305 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 13, 2017 Filed Oct 17, 2017 21:28 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 800 $28.27 $22,618.00
Disclosure

SEC source: 0001209191-17-057170 · doc4.xml · nonDerivative · entry 3

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.22 to $28.39 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 13, 2017 Filed Oct 17, 2017 21:28 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 33,505 $27.65 $926,346.24
Disclosure

SEC source: 0001209191-17-057170 · doc4.xml · nonDerivative · entry 2

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 800

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.22 to $28.18 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 13, 2017 Filed Oct 17, 2017 21:28 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass A Common Stock 34,305 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057170 · doc4.xml · nonDerivative · entry 1

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 34,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 12, 2017 Filed Oct 13, 2017 21:21 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass B Common Stock · Derivative 33,879 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-056910 · doc4.xml · derivative · entry 9

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,155,085

Underlying: Class A Common Stock · 33,879 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 12, 2017 Filed Oct 13, 2017 21:21 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 33,879 $28.52 $966,188.43
Disclosure

SEC source: 0001209191-17-056910 · doc4.xml · nonDerivative · entry 6

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.24 to $28.61 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 12, 2017 Filed Oct 13, 2017 21:21 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass A Common Stock 33,879 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-056910 · doc4.xml · nonDerivative · entry 5

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 33,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 11, 2017 Filed Oct 13, 2017 21:21 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass B Common Stock · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-056910 · doc4.xml · derivative · entry 8

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 64,584

Underlying: Class A Common Stock · 3,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 11, 2017 Filed Oct 13, 2017 21:21 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass B Common Stock · Derivative 85,225 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-056910 · doc4.xml · derivative · entry 7

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,188,964

Underlying: Class A Common Stock · 85,225 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 11, 2017 Filed Oct 13, 2017 21:21 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 3,400 $28.63 $97,329.08
Disclosure

SEC source: 0001209191-17-056910 · doc4.xml · nonDerivative · entry 4

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.37 to $28.78 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 11, 2017 Filed Oct 13, 2017 21:21 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass A Common Stock 3,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-056910 · doc4.xml · nonDerivative · entry 3

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 11, 2017 Filed Oct 13, 2017 21:21 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 85,225 $28.62 $2,438,798.60
Disclosure

SEC source: 0001209191-17-056910 · doc4.xml · nonDerivative · entry 2

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.33 to $28.81 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 11, 2017 Filed Oct 13, 2017 21:21 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass A Common Stock 85,225 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-056910 · doc4.xml · nonDerivative · entry 1

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 85,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
April 12, 2017 Filed Apr 13, 2017 01:20 UTC Okta, Inc. OKTA · Entity 3154 OtherEmployee Stock Option (Right to Buy) · Derivative 1,000,000 $0.00 Strike: $8.97 $0.00
Disclosure

SEC source: 0000899243-17-010128 · doc4.xml · derivative · entry 16

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Class B Common Stock · 1,000,000 shares

Expires 2026-07-29

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F6 · derivative.exercise_date: 20% of the shares subject to the option shall vest on July 29, 2017, 20% of the shares subject to the option shall vest on July 29, 2018, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person.

Read SEC document
April 12, 2017 Filed Apr 13, 2017 01:20 UTC Okta, Inc. OKTA · Entity 3154 OtherEmployee Stock Option (Right to Buy) · Derivative 1,000,000 $0.00 Strike: $8.97 $0.00
Disclosure

SEC source: 0000899243-17-010128 · doc4.xml · derivative · entry 15

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000,000 shares

Expires 2026-07-29

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F6 · derivative.exercise_date: 20% of the shares subject to the option shall vest on July 29, 2017, 20% of the shares subject to the option shall vest on July 29, 2018, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person.

Read SEC document
April 12, 2017 Filed Apr 13, 2017 01:20 UTC Okta, Inc. OKTA · Entity 3154 OtherEmployee Stock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $7.17 $0.00
Disclosure

SEC source: 0000899243-17-010128 · doc4.xml · derivative · entry 14

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 250,000

Underlying: Class B Common Stock · 250,000 shares

Expires 2025-08-27

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F5 · derivative.exercise_date: 25% of the shares subject to the option vested on August 1, 2016, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person.

Read SEC document
April 12, 2017 Filed Apr 13, 2017 01:20 UTC Okta, Inc. OKTA · Entity 3154 OtherEmployee Stock Option (Right to Buy) · Derivative 250,000 $0.00 Strike: $7.17 $0.00
Disclosure

SEC source: 0000899243-17-010128 · doc4.xml · derivative · entry 13

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 250,000 shares

Expires 2025-08-27

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F5 · derivative.exercise_date: 25% of the shares subject to the option vested on August 1, 2016, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person.

Read SEC document
April 12, 2017 Filed Apr 13, 2017 01:20 UTC Okta, Inc. OKTA · Entity 3154 OtherEmployee Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $3.11 $0.00
Disclosure

SEC source: 0000899243-17-010128 · doc4.xml · derivative · entry 12

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class B Common Stock · 75,000 shares

Expires 2024-08-26

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on August 1, 2015, and the remaining shares subject to the option vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person.

Read SEC document
April 12, 2017 Filed Apr 13, 2017 01:20 UTC Okta, Inc. OKTA · Entity 3154 OtherEmployee Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $3.11 $0.00
Disclosure

SEC source: 0000899243-17-010128 · doc4.xml · derivative · entry 11

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2024-08-26

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F4 · derivative.exercise_date: 25% of the shares subject to the option vested on August 1, 2015, and the remaining shares subject to the option vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person.

Read SEC document
April 12, 2017 Filed Apr 13, 2017 01:20 UTC Okta, Inc. OKTA · Entity 3154 OtherEmployee Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0000899243-17-010128 · doc4.xml · derivative · entry 10

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class B Common Stock · 75,000 shares

Expires 2023-08-29

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested on August 1, 2014, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person.

Read SEC document
April 12, 2017 Filed Apr 13, 2017 01:20 UTC Okta, Inc. OKTA · Entity 3154 OtherEmployee Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0000899243-17-010128 · doc4.xml · derivative · entry 9

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,000 shares

Expires 2023-08-29

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested on August 1, 2014, and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. The option is early exercisable by the Reporting Person.

Read SEC document
April 12, 2017 Filed Apr 13, 2017 01:20 UTC Okta, Inc. OKTA · Entity 3154 OtherClass B Common Stock · Derivative 70,111 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-010128 · doc4.xml · derivative · entry 8

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 70,111

Underlying: Class A Common Stock · 70,111 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
April 12, 2017 Filed Apr 13, 2017 01:20 UTC Okta, Inc. OKTA · Entity 3154 OtherClass B Common Stock · Derivative 210,335 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-010128 · doc4.xml · derivative · entry 7

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 210,335

Underlying: Class A Common Stock · 210,335 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
April 12, 2017 Filed Apr 13, 2017 01:20 UTC Okta, Inc. OKTA · Entity 3154 OtherClass B Common Stock · Derivative 196,885 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-010128 · doc4.xml · derivative · entry 6

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 196,885

Underlying: Class A Common Stock · 196,885 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
April 12, 2017 Filed Apr 13, 2017 01:20 UTC Okta, Inc. OKTA · Entity 3154 OtherClass B Common Stock · Derivative 3,274,189 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-010128 · doc4.xml · derivative · entry 5

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,274,189

Underlying: Class A Common Stock · 3,274,189 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
April 12, 2017 Filed Apr 13, 2017 01:20 UTC Okta, Inc. OKTA · Entity 3154 OtherCommon Stock 70,111 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-010128 · doc4.xml · nonDerivative · entry 4

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
April 12, 2017 Filed Apr 13, 2017 01:20 UTC Okta, Inc. OKTA · Entity 3154 OtherCommon Stock 210,335 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-010128 · doc4.xml · nonDerivative · entry 3

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
April 12, 2017 Filed Apr 13, 2017 01:20 UTC Okta, Inc. OKTA · Entity 3154 OtherCommon Stock 196,885 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-010128 · doc4.xml · nonDerivative · entry 2

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
April 12, 2017 Filed Apr 13, 2017 01:20 UTC Okta, Inc. OKTA · Entity 3154 OtherCommon Stock 3,274,189 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-010128 · doc4.xml · nonDerivative · entry 1

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.