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Kerrest Jacques Frederic

Disclosed activity across 1 company

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36216
SEC CIK
0001700842

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Okta, Inc.OKTA · Entity 3154DirectorSeptember 04, 2026September 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Okta, Inc.

Report date September 04, 2026 · Filed September 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Trust6,000 Reported balance After 2026-09-04 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-09-04 · Conversion · Acquired 6,000 · Balance 6,000

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Class A Common StockSEC Table I · non-derivativeIndirectBy Trust0 Reported balance After 2026-09-09 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-09-09 · Gift · Disposed 6,000 · Balance 0

F2: The transaction reported involved a gift by the Trust of 6,000 shares of Class A Common Stock to the American Endowment Foundation FBO Kerrest Johnson Family Charitable Fund, a donor advised fund.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Trust805,687 Reported balance After 2026-09-04 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-09-04 · Conversion · Disposed 6,000 · Balance 805,687

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Trust114,276 Reported balance Holding disclosure · report date 2026-09-04 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 114,276

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Trust157,668 Reported balance Holding disclosure · report date 2026-09-04 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 157,668

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Class A Common StockSEC Table I · non-derivativeDirect7,123 Reported balance Holding disclosure · report date 2026-09-04 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 7,123

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,080 Reported balance Holding disclosure · report date 2026-09-04 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 2,080

F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F4: The RSUs vest in full on the earlier of June 18, 2027 or the date immediately prior to the Issuer's next regular annual stockholder meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.21 · Expires 2028-03-21Direct114,000 Reported balance Holding disclosure · report date 2026-09-04 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 114,000

F5: The shares subject to the option are fully vested and exercisable by the Reporting Person.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $82.16 · Expires 2029-03-24Direct71,547 Reported balance Holding disclosure · report date 2026-09-04 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 71,547

F5: The shares subject to the option are fully vested and exercisable by the Reporting Person.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $142.47 · Expires 2030-04-14Direct41,673 Reported balance Holding disclosure · report date 2026-09-04 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 41,673

F5: The shares subject to the option are fully vested and exercisable by the Reporting Person.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $274.96 · Expires 2031-04-21Direct13,263 Reported balance Holding disclosure · report date 2026-09-04 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 13,263

F5: The shares subject to the option are fully vested and exercisable by the Reporting Person.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $274.96 · Expires 2031-04-21Direct26,527 Reported balance Holding disclosure · report date 2026-09-04 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 26,527

F5: The shares subject to the option are fully vested and exercisable by the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2: The transaction reported involved a gift by the Trust of 6,000 shares of Class A Common Stock to the American Endowment Foundation FBO Kerrest Johnson Family Charitable Fund, a donor advised fund.

F3: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

F4: The RSUs vest in full on the earlier of June 18, 2027 or the date immediately prior to the Issuer's next regular annual stockholder meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.

F5: The shares subject to the option are fully vested and exercisable by the Reporting Person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2018 Filed Aug 17, 2018 21:02 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass A Common Stock 1,177 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-047429 · doc4.xml · nonDerivative · entry 1

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
July 17, 2018 Filed Jul 19, 2018 21:01 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass B Common Stock · Derivative 1,177 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-043363 · doc4.xml · derivative · entry 5

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 56,471

Underlying: Class A Common Stock · 1,177 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
July 17, 2018 Filed Jul 19, 2018 21:01 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 11 $55.76 $613.36
Disclosure

SEC source: 0001209191-18-043363 · doc4.xml · nonDerivative · entry 4

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
July 17, 2018 Filed Jul 19, 2018 21:01 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 764 $55.33 $42,275.56
Disclosure

SEC source: 0001209191-18-043363 · doc4.xml · nonDerivative · entry 3

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 11

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.76 to $55.75 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 17, 2018 Filed Jul 19, 2018 21:01 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 402 $54.25 $21,808.78
Disclosure

SEC source: 0001209191-18-043363 · doc4.xml · nonDerivative · entry 2

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 775

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.68 to $54.62 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 17, 2018 Filed Jul 19, 2018 21:01 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass A Common Stock 1,177 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-043363 · doc4.xml · nonDerivative · entry 1

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 13, 2018 Filed Jun 15, 2018 21:01 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass B Common Stock · Derivative 1,177 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-038107 · doc4.xml · derivative · entry 12

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 57,648

Underlying: Class A Common Stock · 1,177 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 13, 2018 Filed Jun 15, 2018 21:01 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass B Common Stock · Derivative 14,132 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-038107 · doc4.xml · derivative · entry 11

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 178,022

Underlying: Class A Common Stock · 14,132 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 13, 2018 Filed Jun 15, 2018 21:01 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass B Common Stock · Derivative 324,488 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-038107 · doc4.xml · derivative · entry 10

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,268,840

Underlying: Class A Common Stock · 324,488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 13, 2018 Filed Jun 15, 2018 21:01 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 300 $53.59 $16,076.01
Disclosure

SEC source: 0001209191-18-038107 · doc4.xml · nonDerivative · entry 9

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.37 to $53.87 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 13, 2018 Filed Jun 15, 2018 21:01 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 877 $52.75 $46,261.14
Disclosure

SEC source: 0001209191-18-038107 · doc4.xml · nonDerivative · entry 8

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 300

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.37 to $53.27 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 13, 2018 Filed Jun 15, 2018 21:01 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass A Common Stock 1,177 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-038107 · doc4.xml · nonDerivative · entry 7

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 13, 2018 Filed Jun 15, 2018 21:01 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 5,290 $53.43 $282,618.78
Disclosure

SEC source: 0001209191-18-038107 · doc4.xml · nonDerivative · entry 6

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.15 to $53.91 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 13, 2018 Filed Jun 15, 2018 21:01 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 8,842 $52.65 $465,541.91
Disclosure

SEC source: 0001209191-18-038107 · doc4.xml · nonDerivative · entry 5

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 5,290

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.15 to $53.14 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 13, 2018 Filed Jun 15, 2018 21:01 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass A Common Stock 14,132 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-038107 · doc4.xml · nonDerivative · entry 4

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 14,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
June 13, 2018 Filed Jun 15, 2018 21:01 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 125,610 $53.42 $6,709,759.61
Disclosure

SEC source: 0001209191-18-038107 · doc4.xml · nonDerivative · entry 3

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.14 to $53.96 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 13, 2018 Filed Jun 15, 2018 21:01 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 198,878 $52.64 $10,468,579.94
Disclosure

SEC source: 0001209191-18-038107 · doc4.xml · nonDerivative · entry 2

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 125,610

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.14 to $53.13 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 13, 2018 Filed Jun 15, 2018 21:01 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass A Common Stock 324,488 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-038107 · doc4.xml · nonDerivative · entry 1

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 324,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 21:02 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass B Common Stock · Derivative 2,359 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-025608 · doc4.xml · derivative · entry 12

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 58,825

Underlying: Class A Common Stock · 2,359 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 21:02 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass B Common Stock · Derivative 7,068 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-025608 · doc4.xml · derivative · entry 11

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 192,154

Underlying: Class A Common Stock · 7,068 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 21:02 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass B Common Stock · Derivative 162,244 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-025608 · doc4.xml · derivative · entry 10

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,593,328

Underlying: Class A Common Stock · 162,244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 21:02 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 259 $41.54 $10,759.66
Disclosure

SEC source: 0001209191-18-025608 · doc4.xml · nonDerivative · entry 9

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.54 to $41.56 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 21:02 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 2,100 $40.71 $85,492.89
Disclosure

SEC source: 0001209191-18-025608 · doc4.xml · nonDerivative · entry 8

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 259

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.43 to $41.07 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 21:02 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass A Common Stock 2,359 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-025608 · doc4.xml · nonDerivative · entry 7

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 21:02 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 705 $41.56 $29,300.43
Disclosure

SEC source: 0001209191-18-025608 · doc4.xml · nonDerivative · entry 6

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.53 to $41.66 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 21:02 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 6,363 $40.69 $258,930.83
Disclosure

SEC source: 0001209191-18-025608 · doc4.xml · nonDerivative · entry 5

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 705

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.39 to $41.32 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 21:02 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass A Common Stock 7,068 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-025608 · doc4.xml · nonDerivative · entry 4

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 7,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 21:02 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 15,707 $41.56 $652,727.95
Disclosure

SEC source: 0001209191-18-025608 · doc4.xml · nonDerivative · entry 3

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.38 to $41.67 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 21:02 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 146,537 $40.69 $5,962,180.23
Disclosure

SEC source: 0001209191-18-025608 · doc4.xml · nonDerivative · entry 2

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 15,707

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.35 to $41.34 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 17, 2018 Filed Apr 19, 2018 21:02 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass A Common Stock 162,244 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-025608 · doc4.xml · nonDerivative · entry 1

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 162,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 21:34 UTC Okta, Inc. OKTA · Entity 3154 GrantEmployee Stock Option (Right to Buy) · Derivative 114,000 $0.00 Strike: $39.21 $0.00
Disclosure

SEC source: 0001209191-18-021650 · doc4.xml · derivative · entry 2

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,000

Underlying: Class A Common Stock · 114,000 shares

Expires 2028-03-21

F3 · derivative.exercise_date: 25% of the shares subject to the option shall vest on February 1, 2019 and the remaining shares subject to the option shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer through each vesting date.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 21:34 UTC Okta, Inc. OKTA · Entity 3154 GrantRestricted Stock Units · Derivative 49,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-021650 · doc4.xml · derivative · entry 1

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,400

Underlying: Class A Common Stock · 49,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: 25% of the shares underlying the RSU shall vest on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

F2 · derivative.expiration_date: 25% of the shares underlying the RSU shall vest on March 15, 2019, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.

Read SEC document
December 21, 2017 Filed Dec 27, 2017 00:00 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass B Common Stock · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067274 · doc4.xml · derivative · entry 3

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,750,839

Underlying: Class A Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 21, 2017 Filed Dec 27, 2017 00:00 UTC Okta, Inc. OKTA · Entity 3154 GiftClass A Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067274 · doc4.xml · nonDerivative · entry 2

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: The transaction reported involved a gift by the Reporting Person of 15,000 shares of Class A Common Stock to The Kerrest Family Charitable Fund, a donor advised fund.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 21, 2017 Filed Dec 27, 2017 00:00 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass A Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-067274 · doc4.xml · nonDerivative · entry 1

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 24, 2017 Filed Nov 28, 2017 23:59 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass B Common Stock · Derivative 6,612 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062751 · doc4.xml · derivative · entry 3

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,765,839

Underlying: Class A Common Stock · 6,612 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 24, 2017 Filed Nov 28, 2017 23:59 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 6,612 $30.34 $200,592.87
Disclosure

SEC source: 0001209191-17-062751 · doc4.xml · nonDerivative · entry 2

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.13 to $30.51 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 24, 2017 Filed Nov 28, 2017 23:59 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass A Common Stock 6,612 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062751 · doc4.xml · nonDerivative · entry 1

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 6,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 22, 2017 Filed Nov 24, 2017 23:55 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass B Common Stock · Derivative 144,671 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062472 · doc4.xml · derivative · entry 9

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,772,451

Underlying: Class A Common Stock · 144,671 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 22, 2017 Filed Nov 24, 2017 23:55 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 144,671 $30.07 $4,350,141.23
Disclosure

SEC source: 0001209191-17-062472 · doc4.xml · nonDerivative · entry 6

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.35 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 22, 2017 Filed Nov 24, 2017 23:55 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass A Common Stock 144,671 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062472 · doc4.xml · nonDerivative · entry 5

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 144,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 21, 2017 Filed Nov 24, 2017 23:55 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass B Common Stock · Derivative 1,567 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062472 · doc4.xml · derivative · entry 8

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 61,184

Underlying: Class A Common Stock · 1,567 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 21, 2017 Filed Nov 24, 2017 23:55 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass B Common Stock · Derivative 13,367 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062472 · doc4.xml · derivative · entry 7

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,917,122

Underlying: Class A Common Stock · 13,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 21, 2017 Filed Nov 24, 2017 23:55 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 1,567 $30.00 $47,010.00
Disclosure

SEC source: 0001209191-17-062472 · doc4.xml · nonDerivative · entry 4

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
November 21, 2017 Filed Nov 24, 2017 23:55 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass A Common Stock 1,567 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062472 · doc4.xml · nonDerivative · entry 3

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 21, 2017 Filed Nov 24, 2017 23:55 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 13,367 $30.00 $401,010.00
Disclosure

SEC source: 0001209191-17-062472 · doc4.xml · nonDerivative · entry 2

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
November 21, 2017 Filed Nov 24, 2017 23:55 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass A Common Stock 13,367 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062472 · doc4.xml · nonDerivative · entry 1

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 13,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 17, 2017 Filed Nov 22, 2017 00:07 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass B Common Stock · Derivative 700 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062189 · doc4.xml · derivative · entry 6

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 62,751

Underlying: Class A Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 17, 2017 Filed Nov 22, 2017 00:07 UTC Okta, Inc. OKTA · Entity 3154 ConversionClass B Common Stock · Derivative 4,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062189 · doc4.xml · derivative · entry 5

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,930,489

Underlying: Class A Common Stock · 4,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 17, 2017 Filed Nov 22, 2017 00:07 UTC Okta, Inc. OKTA · Entity 3154 SaleClass A Common Stock 700 $30.00 $21,000.00
Disclosure

SEC source: 0001209191-17-062189 · doc4.xml · nonDerivative · entry 4

Kerrest Jacques Frederic · CIK 0001700842 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.