Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Energy Transfer Operating, L.P.SXL · Entity 143732 | Sr. VP & General Counsel | December 12, 2016 | December 14, 2016 |
| UGI CORP /PA/UGI · Entity 3628 | GC and Chief Legal Officer | June 18, 2026 | June 23, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Energy Transfer Operating, L.P.
Report date December 12, 2016 · Filed December 14, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted UnitsSEC Table II · derivative / convertible security | Direct | 64,848 |
Reported balance
After 2016-12-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-12-12 · Grant · Acquired 25,305 · Balance 64,848 F1: Each Restricted Unit represents a contingent right to receive one Common Unit of SXL. F2: The Restricted Units vests 60% on the third December 5th following the date of the grant and 40% on the fifth December 5th following the date of the grant, contingent generally on the continued employment of the reporting person with the Company at the time of vesting. |
| Common UnitsSEC Table I · non-derivative | Direct | 58,243 |
Reported balance
Holding disclosure · report date 2016-12-12 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 58,243 |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Unit represents a contingent right to receive one Common Unit of SXL.
F2: The Restricted Units vests 60% on the third December 5th following the date of the grant and 40% on the fifth December 5th following the date of the grant, contingent generally on the continued employment of the reporting person with the Company at the time of vesting.
UGI CORP /PA/
Report date June 18, 2026 · Filed June 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| UGI Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2026-06-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-06-18 · Exercise / conversion · Acquired 25,360 · Balance 25,360 Row 2 · 2026-06-18 · Sale · Disposed 25,360 · Balance 0 F1: The shares of common stock with respect to this transaction were purchased at prices ranging from $33.58 and $33.89. Upon request, UGI Corporation will provide to the U.S. Securities and Exchange Commission staff, or a security holder of UGI Corporation, full information regarding the number of shares of common stock purchased at each separate price. |
| Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.60 · Expires 2033-12-31 | Direct | 12,680 |
Reported balance
After 2026-06-18 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-06-18 · Exercise / conversion · Disposed 25,360 · Balance 12,680 |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of common stock with respect to this transaction were purchased at prices ranging from $33.58 and $33.89. Upon request, UGI Corporation will provide to the U.S. Securities and Exchange Commission staff, or a security holder of UGI Corporation, full information regarding the number of shares of common stock purchased at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 18, 2026 Filed Jun 23, 2026 20:27 UTC | UGI CORP /PA/ UGI · Entity 3628 | Exercise / conversionOptions (Right to Buy) · Derivative | 25,360 | $0.00 Strike: $24.60 | $0.00 |
DisclosureSEC source: 0001495118-26-000004 · form4-06232026_080650.xml · derivative · entry 3 Shea-Ballay Kathleen · CIK 0001495118 · GC and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,680 Underlying: UGI Common Stock · 25,360 shares Expires 2033-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2026 Filed Jun 23, 2026 20:27 UTC | UGI CORP /PA/ UGI · Entity 3628 | SaleUGI Common Stock | 25,360 | $33.62 | $852,494.15 |
DisclosureSEC source: 0001495118-26-000004 · form4-06232026_080650.xml · nonDerivative · entry 2 Shea-Ballay Kathleen · CIK 0001495118 · GC and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: The shares of common stock with respect to this transaction were purchased at prices ranging from $33.58 and $33.89. Upon request, UGI Corporation will provide to the U.S. Securities and Exchange Commission staff, or a security holder of UGI Corporation, full information regarding the number of shares of common stock purchased at each separate price. Read SEC document |
| June 18, 2026 Filed Jun 23, 2026 20:27 UTC | UGI CORP /PA/ UGI · Entity 3628 | Exercise / conversionUGI Common Stock | 25,360 | $24.60 | $623,856.00 |
DisclosureSEC source: 0001495118-26-000004 · form4-06232026_080650.xml · nonDerivative · entry 1 Shea-Ballay Kathleen · CIK 0001495118 · GC and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2026 Filed Jan 5, 2026 21:32 UTC | UGI CORP /PA/ UGI · Entity 3628 | GrantStock Units · Derivative | 10,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001495118-26-000002 · form4-01052026_090109.xml · derivative · entry 2 Shea-Ballay Kathleen · CIK 0001495118 · GC and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,687 Underlying: UGI Common Stock · 10,687 shares Expires not disclosed F2 · derivative.exercise_price: Effective January 1, 2026, the reporting person was granted stock units with dividend equivalents under the UGI Corporation 2021 Incentive Award Plan. Each stock unit represents the right of the recipient to receive a share of UGI Common Stock, with 50% of such stock units vesting on the second anniversary of the grant date and the remaining 50% vesting on the third anniversary of the grant date. F2 · derivative.exercise_date: Effective January 1, 2026, the reporting person was granted stock units with dividend equivalents under the UGI Corporation 2021 Incentive Award Plan. Each stock unit represents the right of the recipient to receive a share of UGI Common Stock, with 50% of such stock units vesting on the second anniversary of the grant date and the remaining 50% vesting on the third anniversary of the grant date. F2 · derivative.expiration_date: Effective January 1, 2026, the reporting person was granted stock units with dividend equivalents under the UGI Corporation 2021 Incentive Award Plan. Each stock unit represents the right of the recipient to receive a share of UGI Common Stock, with 50% of such stock units vesting on the second anniversary of the grant date and the remaining 50% vesting on the third anniversary of the grant date. Read SEC document |
| January 01, 2026 Filed Jan 5, 2026 21:32 UTC | UGI CORP /PA/ UGI · Entity 3628 | GrantPerformance Units · Derivative | 16,078 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001495118-26-000002 · form4-01052026_090109.xml · derivative · entry 1 Shea-Ballay Kathleen · CIK 0001495118 · GC and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,078 Underlying: UGI Common Stock · 16,078 shares Expires 2028-12-31 F1 · derivative.exercise_date: Effective January 1, 2026, the reporting person was granted performance units under the UGI Corporation 2021 Incentive Award Plan. Each performance unit represents the right of the reporting person to receive a share of UGI Common Stock if specified performance goals and other conditions are met. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 21:39 UTC | UGI CORP /PA/ UGI · Entity 3628 | GrantStock Units · Derivative | 14,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000477 · form4-01032025_090132.xml · derivative · entry 2 Shea-Ballay Kathleen · CIK 0001495118 · GC and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,170 Underlying: UGI Common Stock · 14,170 shares Expires not disclosed F2 · derivative.exercise_price: Effective January 1, 2025, the reporting person was granted stock units with dividend equivalents under the UGI Corporation 2021 Incentive Award Plan. Each stock unit represents the right of the recipient to receive a share of UGI Common Stock, with 50% of such stock units vesting on the second anniversary of the grant date and the remaining 50% vesting on the third anniversary of the grant date. F2 · derivative.exercise_date: Effective January 1, 2025, the reporting person was granted stock units with dividend equivalents under the UGI Corporation 2021 Incentive Award Plan. Each stock unit represents the right of the recipient to receive a share of UGI Common Stock, with 50% of such stock units vesting on the second anniversary of the grant date and the remaining 50% vesting on the third anniversary of the grant date. F2 · derivative.expiration_date: Effective January 1, 2025, the reporting person was granted stock units with dividend equivalents under the UGI Corporation 2021 Incentive Award Plan. Each stock unit represents the right of the recipient to receive a share of UGI Common Stock, with 50% of such stock units vesting on the second anniversary of the grant date and the remaining 50% vesting on the third anniversary of the grant date. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 21:39 UTC | UGI CORP /PA/ UGI · Entity 3628 | GrantPerformance Units · Derivative | 21,467 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000477 · form4-01032025_090132.xml · derivative · entry 1 Shea-Ballay Kathleen · CIK 0001495118 · GC and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,467 Underlying: UGI Common Stock · 21,467 shares Expires 2027-12-31 F1 · derivative.exercise_date: Effective January 1, 2025, the reporting person was granted performance units under the UGI Corporation 2021 Incentive Award Plan. Each performance unit represents the right of the reporting person to receive a share of UGI Common Stock if specified performance goals and other conditions are met. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 22:40 UTC | UGI CORP /PA/ UGI · Entity 3628 | GrantStock Units · Derivative | 6,510 | $0.00 | $0.00 |
DisclosureSEC source: 0000884614-24-000011 · wk-form4_1704321622.xml · derivative · entry 4 Shea-Ballay Kathleen · CIK 0001495118 · GC and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,510 Underlying: UGI Common Stock · 6,510 shares Expires not disclosed F3 · derivative.exercise_price: Effective January 1, 2024, the reporting person was granted stock units with dividend equivalents under the UGI Corporation 2021 Incentive Award Plan. Each stock unit represents the right of the reporting person to receive a share of UGI Common Stock after three years of employment. F3 · derivative.exercise_date: Effective January 1, 2024, the reporting person was granted stock units with dividend equivalents under the UGI Corporation 2021 Incentive Award Plan. Each stock unit represents the right of the reporting person to receive a share of UGI Common Stock after three years of employment. F3 · derivative.expiration_date: Effective January 1, 2024, the reporting person was granted stock units with dividend equivalents under the UGI Corporation 2021 Incentive Award Plan. Each stock unit represents the right of the reporting person to receive a share of UGI Common Stock after three years of employment. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 22:40 UTC | UGI CORP /PA/ UGI · Entity 3628 | GrantPerformance Units · Derivative | 7,940 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000884614-24-000011 · wk-form4_1704321622.xml · derivative · entry 3 Shea-Ballay Kathleen · CIK 0001495118 · GC and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,940 Underlying: UGI Common Stock · 7,940 shares Expires 2026-12-31 F2 · derivative.exercise_date: Effective January 1, 2024, the reporting person was granted performance units under the UGI Corporation 2021 Incentive Award Plan. Each performance unit represents the right of the reporting person to receive a share of UGI Common Stock if specified performance goals and other conditions are met. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 22:40 UTC | UGI CORP /PA/ UGI · Entity 3628 | GrantPerformance Units · Derivative | 9,760 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000884614-24-000011 · wk-form4_1704321622.xml · derivative · entry 2 Shea-Ballay Kathleen · CIK 0001495118 · GC and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,760 Underlying: UGI Common Stock · 9,760 shares Expires 2026-09-30 F2 · derivative.exercise_date: Effective January 1, 2024, the reporting person was granted performance units under the UGI Corporation 2021 Incentive Award Plan. Each performance unit represents the right of the reporting person to receive a share of UGI Common Stock if specified performance goals and other conditions are met. Read SEC document |
| January 01, 2024 Filed Jan 3, 2024 22:40 UTC | UGI CORP /PA/ UGI · Entity 3628 | GrantOptions (Right to Buy) · Derivative | 38,040 | $0.00 Strike: $24.60 | $0.00 |
DisclosureSEC source: 0000884614-24-000011 · wk-form4_1704321622.xml · derivative · entry 1 Shea-Ballay Kathleen · CIK 0001495118 · GC and Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,040 Underlying: UGI Common Stock · 38,040 shares Expires 2033-12-31 F1 · derivative.exercise_date: These options vest in three equal installments beginning January 1, 2025. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 21:32 UTC | Energy Transfer Operating, L.P. SXL · Entity 143732 | GrantRestricted Units · Derivative | 25,305 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-155293 · doc4.xml · derivative · entry 2 Shea-Ballay Kathleen · CIK 0001495118 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,848 Underlying: Common Units · 25,305 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Unit represents a contingent right to receive one Common Unit of SXL. F2 · derivative.exercise_date: The Restricted Units vests 60% on the third December 5th following the date of the grant and 40% on the fifth December 5th following the date of the grant, contingent generally on the continued employment of the reporting person with the Company at the time of vesting. F2 · derivative.expiration_date: The Restricted Units vests 60% on the third December 5th following the date of the grant and 40% on the fifth December 5th following the date of the grant, contingent generally on the continued employment of the reporting person with the Company at the time of vesting. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 18:58 UTC | Energy Transfer Operating, L.P. SXL · Entity 143732 | Exercise / conversionRestricted Units · Derivative | 11,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-154012 · doc4.xml · derivative · entry 3 Shea-Ballay Kathleen · CIK 0001495118 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,543 Underlying: Common Units · 11,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Unit represents a contingent right to receive one Common Unit of SXL. F2 · derivative.exercise_date: Not applicable. F2 · derivative.expiration_date: Not applicable. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 18:58 UTC | Energy Transfer Operating, L.P. SXL · Entity 143732 | Tax withholdingCommon Units | 3,528 | $23.71 | $83,655.94 |
DisclosureSEC source: 0001209191-16-154012 · doc4.xml · nonDerivative · entry 2 Shea-Ballay Kathleen · CIK 0001495118 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,243 Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 18:58 UTC | Energy Transfer Operating, L.P. SXL · Entity 143732 | Exercise / conversionCommon Units | 11,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-154012 · doc4.xml · nonDerivative · entry 1 Shea-Ballay Kathleen · CIK 0001495118 · Sr. VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.