person · Reporting owner

MALKIN ANTHONY E

Disclosed activity across 2 companies

Tapewire entity: 36098
SEC CIK: 0001076484

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
APi Group CorpAPG · Entity 3311	Director	June 17, 2026	June 23, 2026
Empire State Realty Trust, Inc.ESRT · Entity 4759	Director · Chairman and CEO	October 07, 2026	October 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

APi Group Corp

Report date June 17, 2026 · Filed June 23, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy WH Four Winds LLC	0	Reported balance After 2026-06-17 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-06-17 · Sale · Disposed 7,000 · Balance 0 F1: These shares were held by a limited liability company, of which the Reporting Person is the manager, and the members of which include entities owned or controlled by the Reporting Person and immediate family members of the Reporting Person. The Reporting Person disclaimed beneficial ownership of the securities held by such limited liability company except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	Direct	148,718	Reported balance Holding disclosure · report date 2026-06-17 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 148,718
Common StockSEC Table I · non-derivative	IndirectBy Peter Malkin Family LLC	125,100	Reported balance Holding disclosure · report date 2026-06-17 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 125,100 F2: These shares are held by a limited liability company, of which the Reporting Person is the manager, and the members of which include immediate family members of the Reporting Person, trusts for the benefit of the Reporting Person and his immediate family members, and entities owned or controlled by immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities held by such limited liability company except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectBy Row Jimmy LLC	41,700	Reported balance Holding disclosure · report date 2026-06-17 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 41,700 F3: These shares are held by a limited liability company, of which the Reporting Person is the manager, and the members of which include trusts for the benefit of immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities held by such limited liability company except to the extent of his pecuniary interest therein.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	6,590	Reported balance Holding disclosure · report date 2026-06-17 · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · Balance 6,590 F4: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F5: These restricted stock units vest on May 15, 2027, which is the one-year anniversary of the grant date, subject to the Reporting Person's continuous service with the Issuer as of the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were held by a limited liability company, of which the Reporting Person is the manager, and the members of which include entities owned or controlled by the Reporting Person and immediate family members of the Reporting Person. The Reporting Person disclaimed beneficial ownership of the securities held by such limited liability company except to the extent of his pecuniary interest therein.

F2: These shares are held by a limited liability company, of which the Reporting Person is the manager, and the members of which include immediate family members of the Reporting Person, trusts for the benefit of the Reporting Person and his immediate family members, and entities owned or controlled by immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities held by such limited liability company except to the extent of his pecuniary interest therein.

F3: These shares are held by a limited liability company, of which the Reporting Person is the manager, and the members of which include trusts for the benefit of immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities held by such limited liability company except to the extent of his pecuniary interest therein.

F4: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F5: These restricted stock units vest on May 15, 2027, which is the one-year anniversary of the grant date, subject to the Reporting Person's continuous service with the Issuer as of the vesting date.

Empire State Realty Trust, Inc.

Report date October 07, 2026 · Filed October 09, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	3,061,902	Reported balance After 2026-10-07 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2026-10-07 · Conversion · Acquired 3,061,902 · Balance 3,061,902 F1: A total of 3,061,902 of vested LTIP Units were converted by the Reporting Person on a one-for-one basis into Operating Partnership Units, which were then redeemed for an equal number of shares of the Issuer's Class A Common Stock. See Note 3 below for a description of the conversion and exchange rights of the LTIP Units and Operating Partnership Units. All capitalized terms used herein are defined in Note 3 below.
LTIP UnitsSEC Table II · derivative / convertible security	Direct	4,499,189	Reported balance After 2026-10-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2026-10-07 · Conversion · Disposed 3,061,902 · Balance 4,499,189 F3: Represents long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership") in which Empire State Realty Trust, Inc. (the "Issuer") is the sole general partner. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, vested LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interest ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A common stock, par value $0.01 ("Class A Common Stock") of the Issuer on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. F1: A total of 3,061,902 of vested LTIP Units were converted by the Reporting Person on a one-for-one basis into Operating Partnership Units, which were then redeemed for an equal number of shares of the Issuer's Class A Common Stock. See Note 3 below for a description of the conversion and exchange rights of the LTIP Units and Operating Partnership Units. All capitalized terms used herein are defined in Note 3 below. F4: These LTIP Units are fully vested.
Class A Common StockSEC Table I · non-derivative	IndirectBy spouse and family trusts and entities controlled by the Reporting Person.	60,368	Reported balance Holding disclosure · report date 2026-10-07 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 60,368 F2: Includes Class A Common Stock held by (i) the Reporting Person's spouse and (ii) family trusts and entities for which the Reporting Person has sole voting and investment power as sole manager or sole trustee, as applicable, or the Reporting Person and his spouse have shared voting and investment power as managers or trustees, as applicable, all for the benefit of the Reporting Person, his spouse, and certain other members of their extended family. The Reporting Person disclaims beneficial ownership of such Class A Common Stock except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: A total of 3,061,902 of vested LTIP Units were converted by the Reporting Person on a one-for-one basis into Operating Partnership Units, which were then redeemed for an equal number of shares of the Issuer's Class A Common Stock. See Note 3 below for a description of the conversion and exchange rights of the LTIP Units and Operating Partnership Units. All capitalized terms used herein are defined in Note 3 below.

F2: Includes Class A Common Stock held by (i) the Reporting Person's spouse and (ii) family trusts and entities for which the Reporting Person has sole voting and investment power as sole manager or sole trustee, as applicable, or the Reporting Person and his spouse have shared voting and investment power as managers or trustees, as applicable, all for the benefit of the Reporting Person, his spouse, and certain other members of their extended family. The Reporting Person disclaims beneficial ownership of such Class A Common Stock except to the extent of his pecuniary interest therein.

F3: Represents long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership") in which Empire State Realty Trust, Inc. (the "Issuer") is the sole general partner. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, vested LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interest ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A common stock, par value $0.01 ("Class A Common Stock") of the Issuer on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates.

F4: These LTIP Units are fully vested.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
October 07, 2026 Filed Oct 9, 2026 23:34 UTC	Empire State Realty Trust, Inc. ESRT · Entity 4759	ConversionLTIP Units · Derivative	3,061,902	Not disclosed	Not disclosed	Disclosure SEC source: 0001076484-26-000006 · wk-form4_1791588850.xml · derivative · entry 3 MALKIN ANTHONY E · CIK 0001076484 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,499,189 Underlying: Class A Common Stock · 3,061,902 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership") in which Empire State Realty Trust, Inc. (the "Issuer") is the sole general partner. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, vested LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interest ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A common stock, par value $0.01 ("Class A Common Stock") of the Issuer on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. F3 · derivative.exercise_price: Represents long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership") in which Empire State Realty Trust, Inc. (the "Issuer") is the sole general partner. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, vested LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interest ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A common stock, par value $0.01 ("Class A Common Stock") of the Issuer on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. F1 · price: A total of 3,061,902 of vested LTIP Units were converted by the Reporting Person on a one-for-one basis into Operating Partnership Units, which were then redeemed for an equal number of shares of the Issuer's Class A Common Stock. See Note 3 below for a description of the conversion and exchange rights of the LTIP Units and Operating Partnership Units. All capitalized terms used herein are defined in Note 3 below. F3 · derivative.exercise_date: Represents long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership") in which Empire State Realty Trust, Inc. (the "Issuer") is the sole general partner. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, vested LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interest ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A common stock, par value $0.01 ("Class A Common Stock") of the Issuer on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. F4 · derivative.exercise_date: These LTIP Units are fully vested. F3 · derivative.expiration_date: Represents long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership") in which Empire State Realty Trust, Inc. (the "Issuer") is the sole general partner. Conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, vested LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interest ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A common stock, par value $0.01 ("Class A Common Stock") of the Issuer on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. Read SEC document
October 07, 2026 Filed Oct 9, 2026 23:34 UTC	Empire State Realty Trust, Inc. ESRT · Entity 4759	ConversionClass A Common Stock	3,061,902	$0.00	$0.00	Disclosure SEC source: 0001076484-26-000006 · wk-form4_1791588850.xml · nonDerivative · entry 1 MALKIN ANTHONY E · CIK 0001076484 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,061,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: A total of 3,061,902 of vested LTIP Units were converted by the Reporting Person on a one-for-one basis into Operating Partnership Units, which were then redeemed for an equal number of shares of the Issuer's Class A Common Stock. See Note 3 below for a description of the conversion and exchange rights of the LTIP Units and Operating Partnership Units. All capitalized terms used herein are defined in Note 3 below. F1 · price: A total of 3,061,902 of vested LTIP Units were converted by the Reporting Person on a one-for-one basis into Operating Partnership Units, which were then redeemed for an equal number of shares of the Issuer's Class A Common Stock. See Note 3 below for a description of the conversion and exchange rights of the LTIP Units and Operating Partnership Units. All capitalized terms used herein are defined in Note 3 below. Read SEC document
June 17, 2026 Filed Jun 23, 2026 20:00 UTC	APi Group Corp APG · Entity 3311	SaleCommon Stock	7,000	$42.47	$297,304.00	Disclosure SEC source: 0001628280-26-044883 · wk-form4_1782244828.xml · nonDerivative · entry 1 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By WH Four Winds LLC Disclosed balance after: 0 F1 · ownership.nature: These shares were held by a limited liability company, of which the Reporting Person is the manager, and the members of which include entities owned or controlled by the Reporting Person and immediate family members of the Reporting Person. The Reporting Person disclaimed beneficial ownership of the securities held by such limited liability company except to the extent of his pecuniary interest therein. Read SEC document
May 16, 2026 Filed May 19, 2026 21:00 UTC	APi Group Corp APG · Entity 3311	Exercise / conversionRestricted Stock Units · Derivative	7,844	$0.00	$0.00	Disclosure SEC source: 0001628280-26-036555 · wk-form4_1779224409.xml · derivative · entry 6 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,844 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F7 · derivative.exercise_date: These restricted stock units vest on May 16, 2026, which is the one-year anniversary of the grant date, subject to the Reporting Person's continuous service with the Issuer as of the vesting date. F7 · derivative.expiration_date: These restricted stock units vest on May 16, 2026, which is the one-year anniversary of the grant date, subject to the Reporting Person's continuous service with the Issuer as of the vesting date. Read SEC document
May 16, 2026 Filed May 19, 2026 21:00 UTC	APi Group Corp APG · Entity 3311	Exercise / conversionCommon Stock	7,844	$0.00	$0.00	Disclosure SEC source: 0001628280-26-036555 · wk-form4_1779224409.xml · nonDerivative · entry 1 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 148,718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On May 16, 2026, 7,844 of the Reporting Person's restricted stock units were settled for an equal number of shares of the Issuer's Common Stock. Read SEC document
May 15, 2026 Filed May 19, 2026 21:00 UTC	APi Group Corp APG · Entity 3311	GrantRestricted Stock Units · Derivative	6,590	$0.00	$0.00	Disclosure SEC source: 0001628280-26-036555 · wk-form4_1779224409.xml · derivative · entry 5 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,590 Underlying: Common Stock · 6,590 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F6 · derivative.exercise_date: These restricted stock units vest on May 15, 2027, which is the one-year anniversary of the grant date, subject to the Reporting Person's continuous service with the Issuer as of the vesting date. F6 · derivative.expiration_date: These restricted stock units vest on May 15, 2027, which is the one-year anniversary of the grant date, subject to the Reporting Person's continuous service with the Issuer as of the vesting date. Read SEC document
March 13, 2026 Filed Mar 17, 2026 23:25 UTC	Empire State Realty Trust, Inc. ESRT · Entity 4759	GrantLTIP Units · Derivative	599,133	$0.00	$0.00	Disclosure SEC source: 0001076484-26-000004 · wk-form4_1773789935.xml · derivative · entry 2 MALKIN ANTHONY E · CIK 0001076484 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,561,091 Underlying: Class A Common Stock · 599,133 shares Expires not disclosed F1 · security: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2024 Equity Incentive Plan. F1 · derivative.exercise_price: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2024 Equity Incentive Plan. F1 · derivative.exercise_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2024 Equity Incentive Plan. F3 · derivative.exercise_date: These LTIP Units vest ratably on each of the first three anniversaries of January 1, 2026, subject to continued employment through such dates, and are issued in connection with the Reporting Person's election to receive LTIP Units in lieu of the Reporting Person's 2025 cash annual incentive bonus. Each of the LTIP Units is subject to a holding period for an additional two years following the applicable vesting date of such LTIP Unit. F1 · derivative.expiration_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2024 Equity Incentive Plan. Read SEC document
March 13, 2026 Filed Mar 17, 2026 23:25 UTC	Empire State Realty Trust, Inc. ESRT · Entity 4759	GrantLTIP Units · Derivative	601,384	$0.00	$0.00	Disclosure SEC source: 0001076484-26-000004 · wk-form4_1773789935.xml · derivative · entry 1 MALKIN ANTHONY E · CIK 0001076484 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,961,958 Underlying: Class A Common Stock · 601,384 shares Expires not disclosed F1 · security: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2024 Equity Incentive Plan. F1 · derivative.exercise_price: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2024 Equity Incentive Plan. F1 · derivative.exercise_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2024 Equity Incentive Plan. F2 · derivative.exercise_date: These LTIP Units vest ratably on each of the first four anniversaries of January 1, 2026, subject to continued employment through such dates. Each of the LTIP Units is subject to a holding period for an additional two years following the applicable vesting date of such LTIP Unit. F1 · derivative.expiration_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2024 Equity Incentive Plan. Read SEC document
February 03, 2026 Filed Feb 5, 2026 21:26 UTC	Empire State Realty Trust, Inc. ESRT · Entity 4759	GrantLTIP Units · Derivative	499,603	$0.00	$0.00	Disclosure SEC source: 0001076484-26-000002 · wk-form4_1770326812.xml · derivative · entry 1 MALKIN ANTHONY E · CIK 0001076484 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,360,574 Underlying: Class A Common Stock · 499,603 shares Expires not disclosed F1 · security: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F1 · derivative.exercise_price: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F2 · shares: These LTIP Units were earned on the achievement of certain performance criteria based on the Issuer's operational performance and total shareholder return measured in industry-relative terms during a three-year performance period which ended on December 31, 2025. 50% of such earned LTIP Units fully vested as of January 1, 2026, and the remaining 50% of such earned LTIP Units will vest on December 31, 2026 subject to continued employment. F1 · derivative.exercise_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F2 · derivative.exercise_date: These LTIP Units were earned on the achievement of certain performance criteria based on the Issuer's operational performance and total shareholder return measured in industry-relative terms during a three-year performance period which ended on December 31, 2025. 50% of such earned LTIP Units fully vested as of January 1, 2026, and the remaining 50% of such earned LTIP Units will vest on December 31, 2026 subject to continued employment. F1 · derivative.expiration_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. Read SEC document
December 10, 2025 Filed Jan 9, 2026 22:11 UTC	APi Group Corp APG · Entity 3311	PurchaseCommon Stock	3,000	$39.58	$118,740.00	Disclosure SEC source: 0001628280-26-001656 · wk-form4_1767996700.xml · nonDerivative · entry 3 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By WH Four Winds LLC Disclosed balance after: 7,000 F1 · ownership.nature: These shares are held by a limited liability company, of which the Reporting Person is the manager, and the members of which include entities owned or controlled by the Reporting Person and immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities held by such limited liability company except to the extent of his pecuniary interest therein. Read SEC document
December 05, 2025 Filed Jan 9, 2026 22:11 UTC	APi Group Corp APG · Entity 3311	PurchaseCommon Stock	2,000	$39.03	$78,060.00	Disclosure SEC source: 0001628280-26-001656 · wk-form4_1767996700.xml · nonDerivative · entry 2 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By WH Four Winds LLC Disclosed balance after: 4,000 F1 · ownership.nature: These shares are held by a limited liability company, of which the Reporting Person is the manager, and the members of which include entities owned or controlled by the Reporting Person and immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities held by such limited liability company except to the extent of his pecuniary interest therein. Read SEC document
November 26, 2025 Filed Jan 9, 2026 22:11 UTC	APi Group Corp APG · Entity 3311	PurchaseCommon Stock	2,000	$39.46	$78,920.00	Disclosure SEC source: 0001628280-26-001656 · wk-form4_1767996700.xml · nonDerivative · entry 1 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By WH Four Winds LLC Disclosed balance after: 2,000 F1 · ownership.nature: These shares are held by a limited liability company, of which the Reporting Person is the manager, and the members of which include entities owned or controlled by the Reporting Person and immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities held by such limited liability company except to the extent of his pecuniary interest therein. Read SEC document
June 14, 2025 Filed Jun 17, 2025 21:19 UTC	APi Group Corp APG · Entity 3311	Exercise / conversionRestricted Stock Units · Derivative	6,306	$0.00	$0.00	Disclosure SEC source: 0001628280-25-031915 · wk-form4_1750195147.xml · derivative · entry 4 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,306 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F1 · shares: On June 14, 2025, 6,306 of the Reporting Person's restricted stock units were settled for an equal number of shares of the Issuer's Common Stock. F5 · derivative.exercise_date: These restricted stock units vest on June 14, 2025, which is the one-year anniversary of the grant date, subject to the Reporting Person's continuous service with the Issuer as of the vesting date. F5 · derivative.expiration_date: These restricted stock units vest on June 14, 2025, which is the one-year anniversary of the grant date, subject to the Reporting Person's continuous service with the Issuer as of the vesting date. Read SEC document
June 14, 2025 Filed Jun 17, 2025 21:19 UTC	APi Group Corp APG · Entity 3311	Exercise / conversionCommon Stock	6,306	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-25-031915 · wk-form4_1750195147.xml · nonDerivative · entry 1 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On June 14, 2025, 6,306 of the Reporting Person's restricted stock units were settled for an equal number of shares of the Issuer's Common Stock. Read SEC document
May 16, 2025 Filed May 20, 2025 21:04 UTC	APi Group Corp APG · Entity 3311	GrantRestricted Stock Units · Derivative	5,229	$0.00	$0.00	Disclosure SEC source: 0001628280-25-026880 · wk-form4_1747775069.xml · derivative · entry 4 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,229 Underlying: Common Stock · 5,229 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F4 · derivative.exercise_date: These restricted stock units vest on May 16, 2026, which is the one-year anniversary of the grant date, subject to the Reporting Person's continuous service with the Issuer as of the vesting date. F4 · derivative.expiration_date: These restricted stock units vest on May 16, 2026, which is the one-year anniversary of the grant date, subject to the Reporting Person's continuous service with the Issuer as of the vesting date. Read SEC document
March 13, 2025 Filed Mar 17, 2025 20:32 UTC	Empire State Realty Trust, Inc. ESRT · Entity 4759	GrantLTIP Units · Derivative	469,182	$0.00	$0.00	Disclosure SEC source: 0001076484-25-000006 · wk-form4_1742243558.xml · derivative · entry 2 MALKIN ANTHONY E · CIK 0001076484 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,980,846 Underlying: Class A Common Stock · 469,182 shares Expires not disclosed F1 · security: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2024 Equity Incentive Plan. F1 · derivative.exercise_price: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2024 Equity Incentive Plan. F1 · derivative.exercise_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2024 Equity Incentive Plan. F3 · derivative.exercise_date: These LTIP Units vest ratably on each of the first three anniversaries of January 1, 2025, subject to continued employment through such dates, and are issued in connection with the Reporting Person's election to receive LTIP Units in lieu of the Reporting Person's 2024 cash annual incentive bonus. Each of the LTIP Units is subject to a holding period for an additional two years following the applicable vesting date of such LTIP Unit. F1 · derivative.expiration_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2024 Equity Incentive Plan. Read SEC document
March 13, 2025 Filed Mar 17, 2025 20:32 UTC	Empire State Realty Trust, Inc. ESRT · Entity 4759	GrantLTIP Units · Derivative	388,392	$0.00	$0.00	Disclosure SEC source: 0001076484-25-000006 · wk-form4_1742243558.xml · derivative · entry 1 MALKIN ANTHONY E · CIK 0001076484 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,511,664 Underlying: Class A Common Stock · 388,392 shares Expires not disclosed F1 · security: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2024 Equity Incentive Plan. F1 · derivative.exercise_price: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2024 Equity Incentive Plan. F1 · derivative.exercise_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2024 Equity Incentive Plan. F2 · derivative.exercise_date: These LTIP Units vest ratably on each of the first four anniversaries of January 1, 2025, subject to continued employment through such dates. Each of the LTIP Units is subject to a holding period for an additional two years following the applicable vesting date of such LTIP Unit. F1 · derivative.expiration_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2024 Equity Incentive Plan. Read SEC document
February 06, 2025 Filed Feb 12, 2025 21:23 UTC Amendment	Empire State Realty Trust, Inc. ESRT · Entity 4759	GrantLTIP Units · Derivative	591,599	$0.00	$0.00	Disclosure SEC source: 0001076484-25-000004 · wk-form4a_1739395399.xml · derivative · entry 1 MALKIN ANTHONY E · CIK 0001076484 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,123,272 Underlying: Class A Common Stock · 591,599 shares Expires not disclosed F1 · security: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F1 · derivative.exercise_price: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F2 · date: The original Form 4 reported the incorrect date of this transaction. The correct date is reported in this amended Form 4. F3 · shares: These LTIP Units were earned on the achievement of certain performance criteria based on the Issuer's operational performance and total shareholder return measured in industry-relative terms during a three-year performance period which ended on December 31, 2024. 50% of such earned LTIP Units fully vested as of January 1, 2025, and the remaining 50% of such earned LTIP Units will vest on December 31, 2025 subject to continued employment. F1 · derivative.exercise_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F3 · derivative.exercise_date: These LTIP Units were earned on the achievement of certain performance criteria based on the Issuer's operational performance and total shareholder return measured in industry-relative terms during a three-year performance period which ended on December 31, 2024. 50% of such earned LTIP Units fully vested as of January 1, 2025, and the remaining 50% of such earned LTIP Units will vest on December 31, 2025 subject to continued employment. F1 · derivative.expiration_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. Read SEC document
February 04, 2025 Filed Feb 7, 2025 13:40 UTC	Empire State Realty Trust, Inc. ESRT · Entity 4759	GrantLTIP Units · Derivative	591,599	$0.00	$0.00	Disclosure SEC source: 0001076484-25-000002 · wk-form4_1738935609.xml · derivative · entry 1 MALKIN ANTHONY E · CIK 0001076484 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,123,272 Underlying: Class A Common Stock · 591,599 shares Expires not disclosed F1 · security: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F1 · derivative.exercise_price: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F2 · shares: These LTIP Units were earned on the achievement of certain performance criteria based on the Issuer's operational performance and total shareholder return measured in industry-relative terms during a three-year performance period which ended on December 31, 2024. 50% of such earned LTIP Units fully vested as of January 1, 2025, and the remaining 50% of such earned LTIP Units will vest on December 31, 2025 subject to continued employment. F1 · derivative.exercise_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F2 · derivative.exercise_date: These LTIP Units were earned on the achievement of certain performance criteria based on the Issuer's operational performance and total shareholder return measured in industry-relative terms during a three-year performance period which ended on December 31, 2024. 50% of such earned LTIP Units fully vested as of January 1, 2025, and the remaining 50% of such earned LTIP Units will vest on December 31, 2025 subject to continued employment. F1 · derivative.expiration_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. Read SEC document
June 15, 2024 Filed Jun 18, 2024 20:28 UTC	APi Group Corp APG · Entity 3311	Exercise / conversionRestricted Stock Units · Derivative	3,948	$0.00	$0.00	Disclosure SEC source: 0001628280-24-028803 · wk-form4_1718742500.xml · derivative · entry 5 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,948 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F6 · derivative.exercise_date: These restricted stock units vest on June 15, 2024, which is the one-year anniversary of the grant date, subject to the Reporting Person's continuous service with the Issuer as of the vesting date. F6 · derivative.expiration_date: These restricted stock units vest on June 15, 2024, which is the one-year anniversary of the grant date, subject to the Reporting Person's continuous service with the Issuer as of the vesting date. Read SEC document
June 15, 2024 Filed Jun 18, 2024 20:28 UTC	APi Group Corp APG · Entity 3311	Exercise / conversionCommon Stock	3,948	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-24-028803 · wk-form4_1718742500.xml · nonDerivative · entry 1 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On June 15, 2024, 3,948 of the Reporting Person's restricted stock units were settled for an equal number of shares of the Issuer's Common Stock. Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:28 UTC	APi Group Corp APG · Entity 3311	GrantRestricted Stock Units · Derivative	6,306	$0.00	$0.00	Disclosure SEC source: 0001628280-24-028803 · wk-form4_1718742500.xml · derivative · entry 4 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,306 Underlying: Common Stock · 6,306 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F5 · derivative.exercise_date: These restricted stock units vest on June 14, 2025, which is the one-year anniversary of the grant date, subject to the Reporting Person's continuous service with the Issuer as of the vesting date. F5 · derivative.expiration_date: These restricted stock units vest on June 14, 2025, which is the one-year anniversary of the grant date, subject to the Reporting Person's continuous service with the Issuer as of the vesting date. Read SEC document
March 13, 2024 Filed Mar 15, 2024 21:47 UTC	Empire State Realty Trust, Inc. ESRT · Entity 4759	GrantLTIP Units · Derivative	285,615	$0.00	$0.00	Disclosure SEC source: 0001076484-24-000004 · wk-form4_1710539222.xml · derivative · entry 2 MALKIN ANTHONY E · CIK 0001076484 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,531,673 Underlying: Class A Common Stock · 285,615 shares Expires not disclosed F1 · security: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F1 · derivative.exercise_price: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F1 · derivative.exercise_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F3 · derivative.exercise_date: These LTIP Units vest ratably on each of the first three anniversaries of January 1, 2024, subject to continued employment through such dates, and are issued in connection with the Reporting Person's election to receive LTIP Units in lieu of the Reporting Person's 2023 cash annual incentive bonus. Each of the LTIP Units is subject to a holding period for an additional two years following the applicable vesting date of such LTIP Unit. F1 · derivative.expiration_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. Read SEC document
March 13, 2024 Filed Mar 15, 2024 21:47 UTC	Empire State Realty Trust, Inc. ESRT · Entity 4759	GrantLTIP Units · Derivative	323,824	$0.00	$0.00	Disclosure SEC source: 0001076484-24-000004 · wk-form4_1710539222.xml · derivative · entry 1 MALKIN ANTHONY E · CIK 0001076484 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,246,058 Underlying: Class A Common Stock · 323,824 shares Expires not disclosed F1 · security: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F1 · derivative.exercise_price: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F1 · derivative.exercise_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F2 · derivative.exercise_date: These LTIP Units vest ratably on each of the first four anniversaries of January 1, 2024, subject to continued employment through such dates. Each of the LTIP Units is subject to a holding period for an additional two years following the applicable vesting date of such LTIP Unit. F1 · derivative.expiration_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. Read SEC document
February 12, 2024 Filed Feb 14, 2024 22:03 UTC	Empire State Realty Trust, Inc. ESRT · Entity 4759	GrantLTIP Units · Derivative	420,774	$0.00	$0.00	Disclosure SEC source: 0001076484-24-000002 · wk-form4_1707948209.xml · derivative · entry 1 MALKIN ANTHONY E · CIK 0001076484 · Director · Chairman, President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,528,689 Underlying: Class A Common Stock · 420,774 shares Expires not disclosed F1 · security: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F1 · derivative.exercise_price: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F2 · shares: These LTIP Units were earned on the achievement of certain performance criteria based on the Issuer's total shareholder return measured in industry-relative terms during a three-year performance period which ended on December 31, 2023. 50% of such earned LTIP Units fully vested as of January 1, 2024, and the remaining 50% of such earned LTIP Units will vest on December 31, 2024 subject to continued employment. F1 · derivative.exercise_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F2 · derivative.exercise_date: These LTIP Units were earned on the achievement of certain performance criteria based on the Issuer's total shareholder return measured in industry-relative terms during a three-year performance period which ended on December 31, 2023. 50% of such earned LTIP Units fully vested as of January 1, 2024, and the remaining 50% of such earned LTIP Units will vest on December 31, 2024 subject to continued employment. F1 · derivative.expiration_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. Read SEC document
June 15, 2023 Filed Jun 20, 2023 22:12 UTC	APi Group Corp APG · Entity 3311	GrantRestricted Stock Units · Derivative	3,948	$0.00	$0.00	Disclosure SEC source: 0001209191-23-038585 · doc4.xml · derivative · entry 5 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,948 Underlying: Common Stock · 3,948 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F6 · derivative.exercise_date: These restricted stock units vest on June 15, 2024, which is the one-year anniversary of the grant date, subject to the Reporting Person's continuous service with the Issuer as of the vesting date. F6 · derivative.expiration_date: These restricted stock units vest on June 15, 2024, which is the one-year anniversary of the grant date, subject to the Reporting Person's continuous service with the Issuer as of the vesting date. Read SEC document
June 15, 2023 Filed Jun 20, 2023 22:12 UTC	APi Group Corp APG · Entity 3311	Exercise / conversionRestricted Stock Units · Derivative	6,266	$0.00	$0.00	Disclosure SEC source: 0001209191-23-038585 · doc4.xml · derivative · entry 4 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,266 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F1 · shares: On June 15, 2023, 6,266 of the Reporting Person's restricted stock units were settled for an equal number of shares of the Issuer's Common Stock. F5 · derivative.exercise_date: These restricted stock units vest on the earlier of (i) June 15, 2023, which is the one-year anniversary of the grant date and (ii) the date of the Issuer's 2023 annual meeting of stockholders. F5 · derivative.expiration_date: These restricted stock units vest on the earlier of (i) June 15, 2023, which is the one-year anniversary of the grant date and (ii) the date of the Issuer's 2023 annual meeting of stockholders. Read SEC document
June 15, 2023 Filed Jun 20, 2023 22:12 UTC	APi Group Corp APG · Entity 3311	Exercise / conversionCommon Stock	6,266	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-23-038585 · doc4.xml · nonDerivative · entry 1 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On June 15, 2023, 6,266 of the Reporting Person's restricted stock units were settled for an equal number of shares of the Issuer's Common Stock. Read SEC document
March 13, 2023 Filed Mar 15, 2023 21:06 UTC	Empire State Realty Trust, Inc. ESRT · Entity 4759	GrantLTIP Units · Derivative	311,076	$0.00	$0.00	Disclosure SEC source: 0001076484-23-000004 · wf-form4_167891440334438.xml · derivative · entry 2 MALKIN ANTHONY E · CIK 0001076484 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,107,915 Underlying: Class A Common Stock · 311,076 shares Expires not disclosed F1 · security: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F1 · derivative.exercise_price: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F1 · derivative.exercise_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F3 · derivative.exercise_date: These LTIP Units vest ratably on each of the first three anniversaries of January 1, 2023, subject to continued employment through such dates, and are issued in connection with the Reporting Person's election to receive LTIP Units in lieu of the Reporting Person's 2022 cash annual incentive bonus. Each of the LTIP Units is subject to a holding period for an additional two years following the applicable vesting date of such LTIP Unit. F1 · derivative.expiration_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. Read SEC document
March 13, 2023 Filed Mar 15, 2023 21:06 UTC	Empire State Realty Trust, Inc. ESRT · Entity 4759	GrantLTIP Units · Derivative	287,368	$0.00	$0.00	Disclosure SEC source: 0001076484-23-000004 · wf-form4_167891440334438.xml · derivative · entry 1 MALKIN ANTHONY E · CIK 0001076484 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,796,839 Underlying: Class A Common Stock · 287,368 shares Expires not disclosed F1 · security: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F1 · derivative.exercise_price: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F1 · derivative.exercise_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F2 · derivative.exercise_date: These LTIP Units vest ratably on each of the first four anniversaries of January 1, 2023, subject to continued employment through such dates. Each of the LTIP Units is subject to a holding period for an additional two years following the applicable vesting date of such LTIP Unit. F1 · derivative.expiration_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. Read SEC document
February 10, 2023 Filed Feb 13, 2023 22:41 UTC	Empire State Realty Trust, Inc. ESRT · Entity 4759	GrantLTIP Units · Derivative	322,611	$0.00	$0.00	Disclosure SEC source: 0001076484-23-000002 · wf-form4_167632804156637.xml · derivative · entry 1 MALKIN ANTHONY E · CIK 0001076484 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,832,082 Underlying: Class A Common Stock · 322,611 shares Expires not disclosed F1 · security: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F1 · derivative.exercise_price: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F2 · shares: These LTIP Units were earned on the achievement of certain performance criteria based on the Issuer's total shareholder return measured in industry-relative terms during a three-year performance period which ended on December 31, 2022. 50% of such earned LTIP Units fully vested as of January 1, 2023, and the remaining 50% of such earned LTIP Units will vest on January 1, 2024 subject to continued employment. F1 · derivative.exercise_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F2 · derivative.exercise_date: These LTIP Units were earned on the achievement of certain performance criteria based on the Issuer's total shareholder return measured in industry-relative terms during a three-year performance period which ended on December 31, 2022. 50% of such earned LTIP Units fully vested as of January 1, 2023, and the remaining 50% of such earned LTIP Units will vest on January 1, 2024 subject to continued employment. F1 · derivative.expiration_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. Read SEC document
September 19, 2022 Filed Sep 19, 2022 21:14 UTC	APi Group Corp APG · Entity 3311	PurchaseCommon Stock	10,750	$15.10	$162,325.00	Disclosure SEC source: 0000899243-22-031482 · doc4.xml · nonDerivative · entry 9 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 27,800 F3 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transactions ranged from $14.76 to $15.28 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F5 · ownership.nature: These shares are held by a limited liability company, of which the Reporting Person is the manager, and the members of which include trusts for the benefit of immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities held by such limited liability company except to the extent of his pecuniary interest therein. Read SEC document
September 19, 2022 Filed Sep 19, 2022 21:14 UTC	APi Group Corp APG · Entity 3311	PurchaseCommon Stock	32,250	$15.10	$486,975.00	Disclosure SEC source: 0000899243-22-031482 · doc4.xml · nonDerivative · entry 6 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 83,400 F3 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transactions ranged from $14.76 to $15.28 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F4 · ownership.nature: These shares are held by a limited liability company, of which the Reporting Person is the manager, and the members of which include immediate family members of the Reporting Person, trusts for the benefit of the Reporting Person and his immediate family members, and entities owned or controlled by immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities held by such limited liability company except to the extent of his pecuniary interest therein. Read SEC document
September 19, 2022 Filed Sep 19, 2022 21:14 UTC	APi Group Corp APG · Entity 3311	PurchaseCommon Stock	21,500	$15.10	$324,650.00	Disclosure SEC source: 0000899243-22-031482 · doc4.xml · nonDerivative · entry 3 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,396 F3 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transactions ranged from $14.76 to $15.28 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document
September 16, 2022 Filed Sep 19, 2022 21:14 UTC	APi Group Corp APG · Entity 3311	PurchaseCommon Stock	626	$14.97	$9,371.22	Disclosure SEC source: 0000899243-22-031482 · doc4.xml · nonDerivative · entry 8 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 17,050 F2 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transactions ranged from $14.80 to $15.09 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F5 · ownership.nature: These shares are held by a limited liability company, of which the Reporting Person is the manager, and the members of which include trusts for the benefit of immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities held by such limited liability company except to the extent of his pecuniary interest therein. Read SEC document
September 16, 2022 Filed Sep 19, 2022 21:14 UTC	APi Group Corp APG · Entity 3311	PurchaseCommon Stock	2,764	$14.97	$41,377.08	Disclosure SEC source: 0000899243-22-031482 · doc4.xml · nonDerivative · entry 5 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 51,150 F2 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transactions ranged from $14.80 to $15.09 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F4 · ownership.nature: These shares are held by a limited liability company, of which the Reporting Person is the manager, and the members of which include immediate family members of the Reporting Person, trusts for the benefit of the Reporting Person and his immediate family members, and entities owned or controlled by immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities held by such limited liability company except to the extent of his pecuniary interest therein. Read SEC document
September 16, 2022 Filed Sep 19, 2022 21:14 UTC	APi Group Corp APG · Entity 3311	PurchaseCommon Stock	2,139	$14.97	$32,020.83	Disclosure SEC source: 0000899243-22-031482 · doc4.xml · nonDerivative · entry 2 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,896 F2 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transactions ranged from $14.80 to $15.09 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document
September 15, 2022 Filed Sep 19, 2022 21:14 UTC	APi Group Corp APG · Entity 3311	PurchaseCommon Stock	2,503	$15.35	$38,421.05	Disclosure SEC source: 0000899243-22-031482 · doc4.xml · nonDerivative · entry 7 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 16,424 F1 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transactions ranged from $15.16 to $15.50 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F5 · ownership.nature: These shares are held by a limited liability company, of which the Reporting Person is the manager, and the members of which include trusts for the benefit of immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities held by such limited liability company except to the extent of his pecuniary interest therein. Read SEC document
September 15, 2022 Filed Sep 19, 2022 21:14 UTC	APi Group Corp APG · Entity 3311	PurchaseCommon Stock	11,059	$15.35	$169,755.65	Disclosure SEC source: 0000899243-22-031482 · doc4.xml · nonDerivative · entry 4 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 48,386 F1 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transactions ranged from $15.16 to $15.50 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F4 · ownership.nature: These shares are held by a limited liability company, of which the Reporting Person is the manager, and the members of which include immediate family members of the Reporting Person, trusts for the benefit of the Reporting Person and his immediate family members, and entities owned or controlled by immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities held by such limited liability company except to the extent of his pecuniary interest therein. Read SEC document
September 15, 2022 Filed Sep 19, 2022 21:14 UTC	APi Group Corp APG · Entity 3311	PurchaseCommon Stock	8,554	$15.35	$131,303.90	Disclosure SEC source: 0000899243-22-031482 · doc4.xml · nonDerivative · entry 1 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,757 F1 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transactions ranged from $15.16 to $15.50 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document
September 14, 2022 Filed Sep 15, 2022 20:46 UTC	APi Group Corp APG · Entity 3311	PurchaseCommon Stock	2,352	$15.40	$36,220.80	Disclosure SEC source: 0000899243-22-031159 · doc4.xml · nonDerivative · entry 6 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 13,921 F1 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transactions ranged from $15.29 to $15.50 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: These shares are held by a limited liability company, of which the Reporting Person is the manager, and the members of which include trusts for the benefit of immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities held by such limited liability company except to the extent of his pecuniary interest therein. Read SEC document
September 14, 2022 Filed Sep 15, 2022 20:46 UTC	APi Group Corp APG · Entity 3311	PurchaseCommon Stock	10,393	$15.40	$160,052.20	Disclosure SEC source: 0000899243-22-031159 · doc4.xml · nonDerivative · entry 4 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 37,327 F1 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transactions ranged from $15.29 to $15.50 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: These shares are held by a limited liability company, of which the Reporting Person is the manager, and the members of which include immediate family members of the Reporting Person, trusts for the benefit of the Reporting Person and his immediate family members, and entities owned or controlled by immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities held by such limited liability company except to the extent of his pecuniary interest therein. Read SEC document
September 14, 2022 Filed Sep 15, 2022 20:46 UTC	APi Group Corp APG · Entity 3311	PurchaseCommon Stock	8,040	$15.40	$123,816.00	Disclosure SEC source: 0000899243-22-031159 · doc4.xml · nonDerivative · entry 2 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,203 F1 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transactions ranged from $15.29 to $15.50 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document
September 13, 2022 Filed Sep 15, 2022 20:46 UTC	APi Group Corp APG · Entity 3311	PurchaseCommon Stock	46	$15.50	$713.00	Disclosure SEC source: 0000899243-22-031159 · doc4.xml · nonDerivative · entry 5 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 11,569 F3 · ownership.nature: These shares are held by a limited liability company, of which the Reporting Person is the manager, and the members of which include trusts for the benefit of immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities held by such limited liability company except to the extent of his pecuniary interest therein. Read SEC document
September 13, 2022 Filed Sep 15, 2022 20:46 UTC	APi Group Corp APG · Entity 3311	PurchaseCommon Stock	199	$15.50	$3,084.50	Disclosure SEC source: 0000899243-22-031159 · doc4.xml · nonDerivative · entry 3 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 26,934 F2 · ownership.nature: These shares are held by a limited liability company, of which the Reporting Person is the manager, and the members of which include immediate family members of the Reporting Person, trusts for the benefit of the Reporting Person and his immediate family members, and entities owned or controlled by immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities held by such limited liability company except to the extent of his pecuniary interest therein. Read SEC document
September 13, 2022 Filed Sep 15, 2022 20:46 UTC	APi Group Corp APG · Entity 3311	PurchaseCommon Stock	155	$15.50	$2,402.50	Disclosure SEC source: 0000899243-22-031159 · doc4.xml · nonDerivative · entry 1 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,163 Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:57 UTC	APi Group Corp APG · Entity 3311	PurchaseCommon Stock	2,056	$15.44	$31,744.64	Disclosure SEC source: 0000899243-22-030805 · doc4.xml · nonDerivative · entry 6 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 11,523 F3 · ownership.nature: These shares are held by a limited liability company, of which the Reporting Person is the manager, and the members of which include trusts for the benefit of immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities held by such limited liability company except to the extent of his pecuniary interest therein. Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:57 UTC	APi Group Corp APG · Entity 3311	PurchaseCommon Stock	3,085	$15.44	$47,632.40	Disclosure SEC source: 0000899243-22-030805 · doc4.xml · nonDerivative · entry 4 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 26,735 F2 · ownership.nature: These shares are held by a limited liability company, of which the Reporting Person is the manager, and the members of which include immediate family members of the Reporting Person, trusts for the benefit of the Reporting Person and his immediate family members, and entities owned or controlled by immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities held by such limited liability company except to the extent of his pecuniary interest therein. Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:57 UTC	APi Group Corp APG · Entity 3311	PurchaseCommon Stock	1,029	$15.44	$15,887.76	Disclosure SEC source: 0000899243-22-030805 · doc4.xml · nonDerivative · entry 2 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,008 Read SEC document
September 07, 2022 Filed Sep 12, 2022 20:57 UTC	APi Group Corp APG · Entity 3311	PurchaseCommon Stock	3,167	$15.31	$48,486.77	Disclosure SEC source: 0000899243-22-030805 · doc4.xml · nonDerivative · entry 5 MALKIN ANTHONY E · CIK 0001076484 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 9,467 F1 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transactions ranged from $15.12 to $15.35 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: These shares are held by a limited liability company, of which the Reporting Person is the manager, and the members of which include trusts for the benefit of immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of the securities held by such limited liability company except to the extent of his pecuniary interest therein. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.