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person · Reporting owner

Ciaffoni Joseph

Disclosed activity across 2 companies

Tapewire entity
35975
SEC CIK
0001443841

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
COLLEGIUM PHARMACEUTICAL, INCCOLL · Entity 5169Director · President and CEOFebruary 12, 2024February 14, 2024
Indivior Pharmaceuticals, Inc.INDV · Entity 4040Director · Chief Executive OfficerJune 22, 2026June 23, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COLLEGIUM PHARMACEUTICAL, INC

Report date February 12, 2024 · Filed February 14, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect444,867 Ending reported balance After 2024-02-12 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2024-02-12 · Grant · Acquired 119,000 · Balance 394,000

F1: Reflects the grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. One-third (33%) of the RSUs shall vest on February 10, 2025, with the balance of the RSUs vesting in equal annual installments over the following two-year period, subject to the Reporting Person's continued service with the Issuer. The RSUs will be settled on each applicable vesting date in shares of the Issuer's common stock.

Row 2 · 2024-02-12 · Grant · Acquired 179,734 · Balance 573,734

F2: Effective February 12, 2024, the Compensation Committee of the Board of Directors of the Issuer determined that performance-vesting criteria were met with regard to an aggregate of 179,734 performance share units ("PSUs") granted in the Issuer's three prior fiscal years.

Row 3 · 2024-02-12 · Tax withholding · Disposed 47,445 · Balance 526,289

F3: Shares withheld by the Issuer to satisfy applicable withholding taxes upon the vesting of RSUs.

Row 4 · 2024-02-12 · Tax withholding · Disposed 81,422 · Balance 444,867

F4: Shares withheld by the Issuer to satisfy applicable withholding taxes upon the vesting of PSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. One-third (33%) of the RSUs shall vest on February 10, 2025, with the balance of the RSUs vesting in equal annual installments over the following two-year period, subject to the Reporting Person's continued service with the Issuer. The RSUs will be settled on each applicable vesting date in shares of the Issuer's common stock.

F2: Effective February 12, 2024, the Compensation Committee of the Board of Directors of the Issuer determined that performance-vesting criteria were met with regard to an aggregate of 179,734 performance share units ("PSUs") granted in the Issuer's three prior fiscal years.

F3: Shares withheld by the Issuer to satisfy applicable withholding taxes upon the vesting of RSUs.

F4: Shares withheld by the Issuer to satisfy applicable withholding taxes upon the vesting of PSUs.

Indivior Pharmaceuticals, Inc.

Report date June 22, 2026 · Filed June 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect790,330 Ending reported balance After 2026-06-22 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-22 · Exercise / conversion · Acquired 1,266,903 · Balance 1,402,879

F1: Represents the vesting of performance stock units upon the determination that the performance conditions were met at 100% with respect to the performance stock units granted to the Reporting Person on May 13, 2025. As a result, 1,266,903 shares vested on June 22, 2026.

F2: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.

Row 2 · 2026-06-22 · Tax withholding · Disposed 612,549 · Balance 790,330

F3: Shares withheld to satisfy tax withholding obligations associated with the vesting of performance stock units on June 22, 2026.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-06-22 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-06-22 · Exercise / conversion · Disposed 1,266,903 · Balance 0

F2: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.

F1: Represents the vesting of performance stock units upon the determination that the performance conditions were met at 100% with respect to the performance stock units granted to the Reporting Person on May 13, 2025. As a result, 1,266,903 shares vested on June 22, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the vesting of performance stock units upon the determination that the performance conditions were met at 100% with respect to the performance stock units granted to the Reporting Person on May 13, 2025. As a result, 1,266,903 shares vested on June 22, 2026.

F2: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3: Shares withheld to satisfy tax withholding obligations associated with the vesting of performance stock units on June 22, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2022 Filed Nov 22, 2022 21:44 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 SaleCommon Stock 1,989 $22.02 $43,797.78
Disclosure

SEC source: 0001062993-22-022644 · form4.xml · nonDerivative · entry 2

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,453

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2022.

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.00 to $22.07, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).

Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:44 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 Exercise / conversionCommon Stock 1,989 $15.90 $31,625.10
Disclosure

SEC source: 0001062993-22-022644 · form4.xml · nonDerivative · entry 1

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:35 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 Tax withholdingCommon Stock 1,394 $18.16 $25,315.04
Disclosure

SEC source: 0001062993-22-016068 · form4.xml · nonDerivative · entry 1

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,453

F1 · shares: Shares withheld by the issuer to satisfy applicable withholding taxes upon vesting of restricted stock units.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:14 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 SaleCommon Stock 11,011 $19.04 $209,649.44
Disclosure

SEC source: 0001062993-22-006644 · form4.xml · nonDerivative · entry 2

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,847

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2021.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.91 to $19.35, inclusive.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 21:14 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 SaleCommon Stock 65,083 $18.37 $1,195,574.71
Disclosure

SEC source: 0001062993-22-006644 · form4.xml · nonDerivative · entry 1

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,858

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2021.

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.90 to $18.89, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3).

Read SEC document
February 10, 2022 Filed Feb 14, 2022 23:37 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 Tax withholdingCommon Stock 28,843 $17.63 $508,502.09
Disclosure

SEC source: 0001062993-22-004320 · form4.xml · nonDerivative · entry 4

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,941

F4 · shares: Shares withheld by the issuer to satisfy applicable withholding taxes upon vesting of performance stock units.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 23:37 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 Tax withholdingCommon Stock 24,154 $17.63 $425,835.02
Disclosure

SEC source: 0001062993-22-004320 · form4.xml · nonDerivative · entry 3

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,784

F3 · shares: Shares withheld by the issuer to satisfy applicable withholding taxes upon vesting of restricted stock units.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 23:37 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 GrantCommon Stock 65,034 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-004320 · form4.xml · nonDerivative · entry 2

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,938

F2 · price: On February 10, 2022, the Compensation Committee of the Board of Directors of the issuer determined that performance-vesting criteria were met with regard to an aggregate of 65,034 performance share units granted in the issuer's three prior fiscal years.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 23:37 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 GrantCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-004320 · form4.xml · nonDerivative · entry 1

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,904

F1 · shares: Reflects the grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Twenty-five percent (25%) of the restricted stock units vest on February 10, 2023, and the balance of the restricted stock units vest in equal annual installments over the following three-year period, subject to the reporting person's continued service with the issuer. The restricted stock units will be settled on each applicable vesting date in shares of the issuer's common stock.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 21:06 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 Tax withholdingCommon Stock 1,090 $18.68 $20,361.20
Disclosure

SEC source: 0001879789-22-000001 · primary_doc.xml · nonDerivative · entry 1

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,904

F1 · shares: Shares withheld by the Issuer to satisfy applicable withholding taxes upon vesting of restricted stock units.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 20:01 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 Tax withholdingCommon Stock 1,386 $19.03 $26,375.58
Disclosure

SEC source: 0001192482-21-000661 · edgar.xml · nonDerivative · entry 1

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,994

F1 · shares: Shares withheld by the Issuer to satisfy applicable withholding taxes upon vesting of restricted stock units.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:03 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 Tax withholdingCommon Stock 1,394 $23.99 $33,442.06
Disclosure

SEC source: 0001192482-21-000623 · edgar.xml · nonDerivative · entry 1

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,380

F1 · shares: Shares withheld by the Issuer to satisfy applicable withholding taxes upon vesting of restricted stock units.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 20:16 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 SaleCommon Stock 5,861 $22.81 $133,689.41
Disclosure

SEC source: 0001192482-21-000479 · edgar.xml · nonDerivative · entry 5

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,774

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:16 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 Exercise / conversionStock Option (Right to Purchase) · Derivative 16,205 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001192482-21-000479 · edgar.xml · derivative · entry 6

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,205 shares

Expires 2027-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All of the 16,205 option shares are exercisable.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:16 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 SaleCommon Stock 10,829 $23.33 $252,640.57
Disclosure

SEC source: 0001192482-21-000479 · edgar.xml · nonDerivative · entry 4

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,635

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.88, inclusive.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:16 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 SaleCommon Stock 5,376 $22.93 $123,271.68
Disclosure

SEC source: 0001192482-21-000479 · edgar.xml · nonDerivative · entry 3

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,464

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.79 to $22.99, inclusive. The reporting person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (3) and (4).

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:16 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 Exercise / conversionCommon Stock 16,205 $8.22 $133,205.10
Disclosure

SEC source: 0001192482-21-000479 · edgar.xml · nonDerivative · entry 2

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:16 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 Tax withholdingCommon Stock 4,672 $22.90 $106,988.80
Disclosure

SEC source: 0001192482-21-000479 · edgar.xml · nonDerivative · entry 1

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,635

F1 · shares: Shares withheld by the Issuer to satisfy applicable withholding taxes upon vesting of restricted stock units.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 01:02 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 Exercise / conversionStock Option (Right to Purchase) · Derivative 48,616 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001192482-21-000212 · edgar.xml · derivative · entry 4

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,205

Underlying: Common Stock · 48,616 shares

Expires 2027-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 48,616 shares under the option are exercisable. The option, initially representing a right to purchase a total of 259,283 shares, vests and becomes exercisable over a four-year period commencing on May 31, 2017. Twenty-five percent (25%) of the option vested and became exercisable on May 31, 2018 and the balance vests in equal quarterly installments (rounded up to the nearest whole share of common stock) at the end of each quarterly period over the remaining three years of the four-year period, subject to the reporting person's continued service with the Issuer.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 01:02 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 SaleCommon Stock 9,809 $23.30 $228,549.70
Disclosure

SEC source: 0001192482-21-000212 · edgar.xml · nonDerivative · entry 3

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,307

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 to $23.54, inclusive.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 01:02 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 SaleCommon Stock 54,959 $22.56 $1,239,875.04
Disclosure

SEC source: 0001192482-21-000212 · edgar.xml · nonDerivative · entry 2

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,116

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.01 to $22.98, inclusive. The reporting person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3).

Read SEC document
March 01, 2021 Filed Mar 4, 2021 01:02 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 Exercise / conversionCommon Stock 48,616 $8.22 $399,623.52
Disclosure

SEC source: 0001192482-21-000212 · edgar.xml · nonDerivative · entry 1

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:15 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 Tax withholdingCommon Stock 15,288 $25.95 $396,723.60
Disclosure

SEC source: 0001192482-21-000148 · edgar.xml · nonDerivative · entry 2

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,459

F2 · shares: Shares withheld by the Issuer to satisfy applicable withholding taxes upon vesting of restricted stock units.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 21:15 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 Tax withholdingCommon Stock 8,498 $25.95 $220,523.10
Disclosure

SEC source: 0001192482-21-000148 · edgar.xml · nonDerivative · entry 1

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,747

F1 · shares: Shares withheld by the Issuer to satisfy applicable withholding taxes upon vesting of performance stock units.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 21:28 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 GrantStock Option (Right to Purchase) · Derivative 420,000 $0.00 Strike: $24.06 $0.00
Disclosure

SEC source: 0001192482-21-000083 · edgar.xml · derivative · entry 3

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,000

Underlying: Common Stock · 420,000 shares

Expires 2031-01-19

F3 · derivative.exercise_date: Twenty-five percent (25%) of the option vests and becomes exercisable on February 10, 2022, and the balance vests in equal quarterly installments (rounded up to the nearest whole share of common stock) over the following three-year period, subject to the reporting person's continued service with the issuer.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 21:28 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 GrantCommon Stock 28,989 Not disclosed Not disclosed
Disclosure

SEC source: 0001192482-21-000083 · edgar.xml · nonDerivative · entry 2

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,245

F2 · price: On January 19, 2021, the Compensation Committee of the Board of Directors of the issuer determined that performance-vesting criteria were met with regard to 28,989 performance share units granted in two prior years.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 21:28 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 GrantCommon Stock 105,000 $0.00 $0.00
Disclosure

SEC source: 0001192482-21-000083 · edgar.xml · nonDerivative · entry 1

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,256

F1 · shares: Reflects the grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Twenty-five percent (25%) of the restricted stock units vest on February 10, 2022, and the balance of the restricted stock units vest in equal annual installments over the following three-year period, subject to the reporting person's continued service with the issuer. The restricted stock units will be settled on each applicable vesting date in shares of the issuer's common stock.

Read SEC document
January 19, 2021 Filed Jan 22, 2021 21:13 UTC Amendment COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 GrantCommon Stock 28,989 Not disclosed Not disclosed
Disclosure

SEC source: 0001192482-21-000103 · edgar.xml · nonDerivative · entry 2

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,245

F2 · price: On January 19, 2021, the Compensation Committee of the Board of Directors of the issuer determined that performance-vesting criteria were met with regard to 28,989 performance share units granted in two prior years.

Read SEC document
January 19, 2021 Filed Jan 22, 2021 21:13 UTC Amendment COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 GrantCommon Stock 105,000 $0.00 $0.00
Disclosure

SEC source: 0001192482-21-000103 · edgar.xml · nonDerivative · entry 1

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,256

F1 · shares: Reflects the grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Twenty-five percent (25%) of the restricted stock units vest on February 10, 2022, and the balance of the restricted stock units vest in equal annual installments over the following three-year period, subject to the reporting person's continued service with the issuer. The restricted stock units will be settled on each applicable vesting date in shares of the issuer's common stock.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:09 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 Tax withholdingCommon Stock 1,090 $20.03 $21,832.70
Disclosure

SEC source: 0001192482-21-000045 · edgar.xml · nonDerivative · entry 1

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,256

F1 · shares: Shares withheld by the Issuer to satisfy applicable withholding taxes upon vesting of restricted stock units.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 22:00 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 Tax withholdingCommon Stock 4,672 $18.49 $86,385.28
Disclosure

SEC source: 0001192482-20-000797 · edgar.xml · nonDerivative · entry 1

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,346

F1 · shares: Shares withheld by the Issuer to satisfy applicable withholding taxes upon vesting of restricted stock units.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 20:05 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 Tax withholdingCommon Stock 1,386 $18.89 $26,181.54
Disclosure

SEC source: 0001192482-20-000667 · edgar.xml · nonDerivative · entry 1

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,018

F1 · shares: Shares withheld by the Issuer to satisfy applicable withholding taxes upon vesting of restricted stock units.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:40 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 Tax withholdingCommon Stock 1,394 $17.37 $24,213.78
Disclosure

SEC source: 0001192482-20-000600 · edgar.xml · nonDerivative · entry 1

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,404

F1 · shares: Shares withheld by the Issuer to satisfy applicable withholding taxes upon vesting of restricted stock units.

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June 02, 2020 Filed Jun 2, 2020 22:58 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 SaleCommon Stock 100 $21.30 $2,130.00
Disclosure

SEC source: 0001192482-20-000418 · edgar.xml · nonDerivative · entry 6

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,798

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019.

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June 02, 2020 Filed Jun 2, 2020 22:58 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 SaleCommon Stock 5,761 $20.47 $117,927.67
Disclosure

SEC source: 0001192482-20-000418 · edgar.xml · nonDerivative · entry 5

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,898

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.18 to $20.92, inclusive.

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June 01, 2020 Filed Jun 2, 2020 22:58 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 Exercise / conversionStock Option (Right to Purchase) · Derivative 64,820 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001192482-20-000418 · edgar.xml · derivative · entry 7

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,821

Underlying: Common Stock · 64,820 shares

Expires 2027-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 64,820 shares under the option are exercisable. The option, initially representing a right to purchase a total of 259,283 shares, vests and becomes exercisable over a four-year period commencing on May 31, 2017. Twenty-five percent (25%) of the option vested and became exercisable on May 31, 2018 and the balance vests in equal quarterly installments (rounded up to the nearest whole share of common stock) at the end of each quarterly period over the remaining three years of the four-year period, subject to the reporting person's continued service with the Issuer.

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June 01, 2020 Filed Jun 2, 2020 22:58 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 SaleCommon Stock 100 $22.08 $2,208.00
Disclosure

SEC source: 0001192482-20-000418 · edgar.xml · nonDerivative · entry 4

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,659

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019.

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June 01, 2020 Filed Jun 2, 2020 22:58 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 SaleCommon Stock 70,576 $21.53 $1,519,501.28
Disclosure

SEC source: 0001192482-20-000418 · edgar.xml · nonDerivative · entry 3

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,759

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2019.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.05 to $22.02, inclusive. The reporting person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (3) and (4).

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June 01, 2020 Filed Jun 2, 2020 22:58 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 Exercise / conversionCommon Stock 64,820 $8.22 $532,820.40
Disclosure

SEC source: 0001192482-20-000418 · edgar.xml · nonDerivative · entry 2

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 01, 2020 Filed Jun 2, 2020 22:58 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 Tax withholdingCommon Stock 4,672 $21.24 $99,233.28
Disclosure

SEC source: 0001192482-20-000418 · edgar.xml · nonDerivative · entry 1

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,515

F1 · shares: Shares withheld by the Issuer to satisfy applicable withholding taxes upon vesting of restricted stock units.

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February 10, 2020 Filed Feb 12, 2020 21:30 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 Tax withholdingCommon Stock 7,499 $21.62 $162,128.38
Disclosure

SEC source: 0001192482-20-000152 · edgar.xml · nonDerivative · entry 1

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,187

F1 · shares: Shares withheld by the Issuer to satisfy applicable withholding taxes upon vesting of restricted stock units.

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February 05, 2020 Filed Feb 7, 2020 21:08 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 GrantStock Option (Right to Purchase) · Derivative 90,000 $0.00 Strike: $21.34 $0.00
Disclosure

SEC source: 0001192482-20-000135 · edgar.xml · derivative · entry 2

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2030-02-05

F2 · derivative.exercise_date: Twenty-five percent (25%) of the option vests and becomes exercisable on February 10, 2021, and the balance vests in equal quarterly installments (rounded up to the nearest whole share of common stock) over the following three-year period, subject to the reporting person's continued service with the issuer.

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February 05, 2020 Filed Feb 7, 2020 21:08 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 GrantCommon Stock 45,000 $0.00 $0.00
Disclosure

SEC source: 0001192482-20-000135 · edgar.xml · nonDerivative · entry 1

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,686

F1 · security: Reflects the grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Twenty-five percent (25%) of the restricted stock units vest on February 10, 2021, and the balance of the restricted stock units vest in equal annual installments over the following three-year period, subject to the reporting person's continued service with the issuer. The restricted stock units will be settled on each applicable vesting date in shares of the issuer's common stock.

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January 02, 2020 Filed Jan 3, 2020 21:07 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 Tax withholdingCommon Stock 1,091 $20.58 $22,452.78
Disclosure

SEC source: 0001192482-20-000002 · edgar.xml · nonDerivative · entry 1

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,686

F1 · shares: Shares withheld by the Issuer to satisfy applicable withholding taxes upon vesting of restricted stock units.

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November 29, 2019 Filed Dec 2, 2019 21:16 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 Tax withholdingCommon Stock 4,678 $21.73 $101,652.94
Disclosure

SEC source: 0001192482-19-000451 · edgar.xml · nonDerivative · entry 1

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,777

F1 · shares: Shares withheld by the Issuer to satisfy applicable withholding taxes upon vesting of restricted stock units.

Read SEC document
November 07, 2019 Filed Nov 8, 2019 21:11 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 Exercise / conversionStock Option (Right to Purchase) · Derivative 64,821 $0.00 Strike: $8.22 $0.00
Disclosure

SEC source: 0001192482-19-000392 · edgar.xml · derivative · entry 4

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,641

Underlying: Common Stock · 64,821 shares

Expires 2027-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 81,026 shares under the option are exercisable. The option, initially representing a right to purchase a total of 259,283 shares, vests and becomes exercisable over a four-year period commencing on May 31, 2017. Twenty-five percent (25%) of the option vested and became exercisable on May 31, 2018 and the balance vests in equal quarterly installments (rounded up to the nearest whole share of common stock) at the end of each quarterly period over the remaining three years of the four-year period, subject to the reporting person's continued service with the Issuer.

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November 07, 2019 Filed Nov 8, 2019 21:11 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 SaleCommon Stock 31,226 $19.16 $598,290.16
Disclosure

SEC source: 0001192482-19-000392 · edgar.xml · nonDerivative · entry 3

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,455

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2018.

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November 07, 2019 Filed Nov 8, 2019 21:11 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 SaleCommon Stock 33,595 $18.41 $618,483.95
Disclosure

SEC source: 0001192482-19-000392 · edgar.xml · nonDerivative · entry 2

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,681

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 12, 2018.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.13 to $18.53, inclusive. The reporting person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 07, 2019 Filed Nov 8, 2019 21:11 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 Exercise / conversionCommon Stock 64,821 $8.22 $532,828.62
Disclosure

SEC source: 0001192482-19-000392 · edgar.xml · nonDerivative · entry 1

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2019 Filed Aug 13, 2019 20:46 UTC COLLEGIUM PHARMACEUTICAL, INC COLL · Entity 5169 Tax withholdingCommon Stock 919 $11.24 $10,329.56
Disclosure

SEC source: 0001192482-19-000339 · edgar.xml · nonDerivative · entry 1

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,455

F1 · shares: Shares withheld by the Issuer to satisfy applicable withholding taxes upon vesting of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.