Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hercules Capital, Inc.HTGC · Entity 4164 | Director | June 18, 2026 | June 23, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hercules Capital, Inc.
Report date June 18, 2026 · Filed June 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,943 |
Reported balance
After 2026-06-18 transaction · row 2
1 source rowRow 2 · 2026-06-18 · Grant · Acquired 3,873 · Balance 8,943 F2: Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2026 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 122,073 |
Reported balance
Holding disclosure · report date 2026-06-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 122,073 F1: Held by the Robert P. Badavas Trust of 2007 |
Filing footnotes · ownership attribution and instrument terms
F1: Held by the Robert P. Badavas Trust of 2007
F2: Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2026 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2016 Filed Jan 20, 2017 20:35 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 168 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000111 · primary_01.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,093 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. F1 · price: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 16:57 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-16-001241 · primary_01.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,925 Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 23:43 UTC Amendment | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-16-001062 · primary_01.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,925 F1 · balance_after: On September 19, 2016, the reporting person mistakenly filed a Form 4 reporting an acquisition of 3,720 shares of common stock that did not in fact occur. As of September 19, 2016, the reporting person owned 139,925. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 20:31 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 3,720 | $13.44 | $49,996.80 |
DisclosureSEC source: 0001593968-16-001057 · primary_01.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,621 F1 · shares: Shares issued based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 20:30 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 3,720 | $13.44 | $49,996.80 |
DisclosureSEC source: 0001593968-16-001056 · primary_01.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,925 F1 · shares: Shares issued based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.