Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hercules Capital, Inc.HTGC · Entity 4164 | Director | June 18, 2026 | June 23, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hercules Capital, Inc.
Report date June 18, 2026 · Filed June 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,943 |
Reported balance
After 2026-06-18 transaction · row 2
1 source rowRow 2 · 2026-06-18 · Grant · Acquired 3,873 · Balance 8,943 F2: Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2026 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 122,073 |
Reported balance
Holding disclosure · report date 2026-06-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 122,073 F1: Held by the Robert P. Badavas Trust of 2007 |
Filing footnotes · ownership attribution and instrument terms
F1: Held by the Robert P. Badavas Trust of 2007
F2: Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2026 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 18, 2026 Filed Jun 23, 2026 15:22 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 3,873 | $15.49 | $59,992.77 |
DisclosureSEC source: 0001207407-26-000011 · primarydocument.xml · nonDerivative · entry 2 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,943 F2 · shares: Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2026 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years. Read SEC document |
| June 18, 2026 Filed Jun 23, 2026 15:10 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 3,873 | $15.49 | $59,992.77 |
DisclosureSEC source: 0001207407-26-000010 · primarydocument.xml · nonDerivative · entry 2 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,943 F2 · shares: Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2026 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years. Read SEC document |
| June 18, 2026 Filed Jun 23, 2026 15:08 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 3,873 | $15.49 | $59,992.77 |
DisclosureSEC source: 0001207407-26-000009 · primarydocument.xml · nonDerivative · entry 2 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,943 F2 · shares: Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2026 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years. Read SEC document |
| June 18, 2026 Filed Jun 23, 2026 15:07 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 3,873 | $15.49 | $59,992.77 |
DisclosureSEC source: 0001207407-26-000008 · primarydocument.xml · nonDerivative · entry 2 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,943 F2 · shares: Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2026 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years. Read SEC document |
| March 26, 2026 Filed Mar 30, 2026 23:55 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | PurchaseCommon Stock | 3,658 | $14.35 | $52,492.30 |
DisclosureSEC source: 0001207407-26-000007 · primarydocument.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,070 F1 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. F2 · price: Average purchase price. Shares purchased at prices between $14.31 and $14.39. Read SEC document |
| February 27, 2026 Filed Feb 27, 2026 21:53 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | PurchaseCommon Stock | 5,000 | $14.27 | $71,350.00 |
DisclosureSEC source: 0001207407-26-000005 · primarydocument.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 122,073 F1 · ownership.nature: Held by the Robert P. Badavas Trust of 2007 Read SEC document |
| February 24, 2026 Filed Feb 26, 2026 01:53 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | PurchaseCommon Stock | 5,000 | $15.01 | $75,050.00 |
DisclosureSEC source: 0001207407-26-000003 · primarydocument.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 117,073 F1 · price: Average purchase price. Shares purchased at prices between $15.01 and $15.02. F2 · ownership.nature: Held by the Robert P. Badavas Trust of 2007 Read SEC document |
| May 08, 2025 Filed May 9, 2025 20:21 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 1,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-003691 · primarydocument.xml · nonDerivative · entry 3 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 108,863 F3 · shares: Shares previously reported as directly owned are now being reported as indirectly owned. F4 · ownership.nature: Held by the Robert P. Badavas Trust of 2007 Read SEC document |
| May 08, 2025 Filed May 9, 2025 20:21 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Disposition to issuerCommon Stock | 1,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-003691 · primarydocument.xml · nonDerivative · entry 2 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,622 F3 · shares: Shares previously reported as directly owned are now being reported as indirectly owned. Read SEC document |
| May 08, 2025 Filed May 9, 2025 20:21 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | PurchaseCommon Stock | 1,799 | $17.49 | $31,464.51 |
DisclosureSEC source: 0001562180-25-003691 · primarydocument.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,033 F1 · shares: Shares purchased based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. F2 · price: Average purchase price. Shares purchased at prices between $17.38 and $17.58. Read SEC document |
| June 20, 2024 Filed Jun 21, 2024 21:32 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Exercise / conversionStock Option (Right to Buy) · Derivative | 13,300 | $0.00 Strike: $16.34 | $0.00 |
DisclosureSEC source: 0001562180-24-005226 · primarydocument.xml · derivative · entry 6 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,300 shares Expires 2024-07-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Vested one-third each year starting July 8, 2015. Read SEC document |
| June 20, 2024 Filed Jun 21, 2024 21:32 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | SaleCommon Stock | 13,300 | $19.69 | $261,891.63 |
DisclosureSEC source: 0001562180-24-005226 · primarydocument.xml · nonDerivative · entry 4 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,234 F1 · price: This transaction was executed in multiple trades at prices ranging from $19.61 USD to $19.815 USD; the price reported above reflects the weighted average sale price. Read SEC document |
| June 20, 2024 Filed Jun 21, 2024 21:32 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Exercise / conversionCommon Stock | 13,300 | $16.34 | $217,322.00 |
DisclosureSEC source: 0001562180-24-005226 · primarydocument.xml · nonDerivative · entry 3 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 21:00 UTC Amendment | Hercules Capital, Inc. HTGC · Entity 4164 | Exercise / conversionStock Option (Right to Buy) · Derivative | 13,300 | $0.00 Strike: $16.34 | $0.00 |
DisclosureSEC source: 0001562180-24-005252 · primarydocument.xml · derivative · entry 7 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,300 shares Expires 2024-07-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Vested one-third each year starting July 8, 2015. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 21:00 UTC Amendment | Hercules Capital, Inc. HTGC · Entity 4164 | SaleCommon Stock | 13,300 | $19.69 | $261,891.63 |
DisclosureSEC source: 0001562180-24-005252 · primarydocument.xml · nonDerivative · entry 4 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,234 F1 · price: This transaction was executed in multiple trades at prices ranging from $19.61 USD to $19.815 USD; the price reported above reflects the weighted average sale price. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 21:00 UTC Amendment | Hercules Capital, Inc. HTGC · Entity 4164 | Exercise / conversionCommon Stock | 13,300 | $16.34 | $217,322.00 |
DisclosureSEC source: 0001562180-24-005252 · primarydocument.xml · nonDerivative · entry 3 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2024 Filed Jun 21, 2024 21:32 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,700 | $0.00 Strike: $16.34 | $0.00 |
DisclosureSEC source: 0001562180-24-005226 · primarydocument.xml · derivative · entry 5 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,300 Underlying: Common Stock · 1,700 shares Expires 2024-07-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Vested one-third each year starting July 8, 2015. Read SEC document |
| June 18, 2024 Filed Jun 21, 2024 21:32 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | SaleCommon Stock | 1,700 | $19.60 | $33,320.00 |
DisclosureSEC source: 0001562180-24-005226 · primarydocument.xml · nonDerivative · entry 2 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,234 Read SEC document |
| June 18, 2024 Filed Jun 21, 2024 21:32 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Exercise / conversionCommon Stock | 1,700 | $16.34 | $27,778.00 |
DisclosureSEC source: 0001562180-24-005226 · primarydocument.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2024 Filed Jun 24, 2024 21:00 UTC Amendment | Hercules Capital, Inc. HTGC · Entity 4164 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,700 | $0.00 Strike: $16.34 | $0.00 |
DisclosureSEC source: 0001562180-24-005252 · primarydocument.xml · derivative · entry 6 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,300 Underlying: Common Stock · 1,700 shares Expires 2024-07-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Vested one-third each year starting July 8, 2015. Read SEC document |
| June 18, 2024 Filed Jun 24, 2024 21:00 UTC Amendment | Hercules Capital, Inc. HTGC · Entity 4164 | SaleCommon Stock | 1,700 | $19.60 | $33,320.00 |
DisclosureSEC source: 0001562180-24-005252 · primarydocument.xml · nonDerivative · entry 2 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,234 Read SEC document |
| June 18, 2024 Filed Jun 24, 2024 21:00 UTC Amendment | Hercules Capital, Inc. HTGC · Entity 4164 | Exercise / conversionCommon Stock | 1,700 | $16.34 | $27,778.00 |
DisclosureSEC source: 0001562180-24-005252 · primarydocument.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2023 Filed Jun 26, 2023 20:04 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 107,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-005498 · primarydocument.xml · nonDerivative · entry 3 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 107,452 F2 · shares: Shares previously reported as directly owned are now being reported as indirectly owned F3 · ownership.nature: Held by the Robert P. Badavas Trust of 2007 Read SEC document |
| June 22, 2023 Filed Jun 26, 2023 20:04 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Disposition to issuerCommon Stock | 107,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-005498 · primarydocument.xml · nonDerivative · entry 2 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,234 F2 · shares: Shares previously reported as directly owned are now being reported as indirectly owned Read SEC document |
| June 22, 2023 Filed Jun 26, 2023 20:04 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 4,234 | $14.17 | $59,995.78 |
DisclosureSEC source: 0001562180-23-005498 · primarydocument.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,686 F1 · shares: Restricted stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years. Read SEC document |
| May 04, 2021 Filed May 5, 2021 20:16 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | SaleCommon Stock | 10,000 | $17.49 | $174,900.00 |
DisclosureSEC source: 0001437749-21-010903 · rdgdoc.xml · nonDerivative · entry 2 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,452 Read SEC document |
| May 04, 2021 Filed May 5, 2021 20:16 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | SaleCommon Stock | 10,000 | $17.51 | $175,100.00 |
DisclosureSEC source: 0001437749-21-010903 · rdgdoc.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,452 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:42 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Exercise / conversionCommon Stock | 5,000 | $10.60 | $53,000.00 |
DisclosureSEC source: 0001437749-21-004879 · rdgdoc.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2020 Filed Dec 18, 2020 22:04 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-025632 · rdgdoc.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,452 Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 21:01 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 5,499 | $10.91 | $59,994.09 |
DisclosureSEC source: 0001437749-20-013244 · rdgdoc.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,452 F1 · shares: Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 21:06 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GiftCommon Stock | 17,500 | $14.20 | $248,500.00 |
DisclosureSEC source: 0001437749-19-024074 · rdgdoc.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,953 Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 21:37 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GiftCommon Stock | 15,250 | $14.11 | $215,177.50 |
DisclosureSEC source: 0001437749-19-023129 · rdgdoc.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,453 Read SEC document |
| August 19, 2019 Filed Aug 20, 2019 20:15 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 4,149 | $12.74 | $52,858.26 |
DisclosureSEC source: 0001437749-19-017186 · rdgdoc.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,703 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| May 20, 2019 Filed May 22, 2019 20:16 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 3,753 | $13.13 | $49,276.89 |
DisclosureSEC source: 0001437749-19-010696 · rdgdoc.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,554 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 20:32 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 3,469 | $13.47 | $46,727.43 |
DisclosureSEC source: 0001437749-19-004788 · rdgdoc.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,801 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 21:29 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 3,627 | $12.28 | $44,539.56 |
DisclosureSEC source: 0001437749-18-021200 · rdgdoc.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,998 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| November 19, 2018 Filed Dec 10, 2018 21:22 UTC Amendment | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 3,855 | $12.28 | $47,339.40 |
DisclosureSEC source: 0001437749-18-021827 · rdgdoc.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,332 F1 · shares: Amount of securities originally reported as 3,627. F2 · balance_after: Amount of securities beneficially owned originally reported as 147,998. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 20:53 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 3,802 | $13.15 | $49,996.30 |
DisclosureSEC source: 0001437749-18-017210 · rdgdoc.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,371 F1 · shares: Shares issued based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. Read SEC document |
| August 20, 2018 Filed Aug 21, 2018 16:48 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 3,027 | $13.44 | $40,682.88 |
DisclosureSEC source: 0001437749-18-015925 · rdgdoc.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,569 F1 · balance_after: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| August 20, 2018 Filed Dec 10, 2018 21:23 UTC Amendment | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 3,133 | $13.42 | $42,044.86 |
DisclosureSEC source: 0001437749-18-021828 · rdgdoc.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,675 F1 · shares: Amount of securities originally reported as 3,027. F2 · price: Price originally reported as $13.44. F3 · balance_after: Amount of securities beneficially owned originally reported as 140,569. Read SEC document |
| July 11, 2018 Filed Jul 12, 2018 17:51 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon | 4,580 | $12.98 | $59,448.40 |
DisclosureSEC source: 0001437749-18-013250 · rdgdoc.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,542 F1 · shares: Shares issued as compensation for reporting person's service to the board of directors. Read SEC document |
| May 21, 2018 Filed May 23, 2018 20:19 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 3,219 | $12.40 | $39,915.60 |
DisclosureSEC source: 0001593968-18-000820 · primary_01.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,962 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 20:33 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 3,238 | $12.27 | $39,730.26 |
DisclosureSEC source: 0001593968-18-000556 · primary_01.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,743 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| December 31, 2017 Filed Feb 8, 2018 21:03 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 2 | $13.63 | $27.26 |
DisclosureSEC source: 0001593968-18-000314 · primary_01.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,505 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. F2 · price: Average price Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 21:04 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GiftCommon Stock | 5,000 | $13.43 | $67,150.00 |
DisclosureSEC source: 0001593968-17-001280 · primary_01.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,503 Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 22:36 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 2,938 | $13.44 | $39,486.72 |
DisclosureSEC source: 0001593968-17-001270 · primary_01.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,503 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| August 21, 2017 Filed Aug 22, 2017 20:06 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 2,936 | $12.92 | $37,933.12 |
DisclosureSEC source: 0001593968-17-001015 · primary_01.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,565 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 22:45 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 3,903 | $12.81 | $49,997.43 |
DisclosureSEC source: 0001593968-17-001003 · primary_01.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,629 F1 · shares: Shares issued based on reporting person's election to receive stock in lieu of cash compensation fee otherwise due to reporting person as a director of the Issuer. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:17 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 2,795 | $13.31 | $37,201.45 |
DisclosureSEC source: 0001593968-17-000716 · primary_01.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,726 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. F2 · balance_after: The reporting person no longer has a reportable beneficial interest in 3,591 shares of Hercules Capital, Inc. common stock owned by his children and included in the reporting person's prior ownership reports. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 21:18 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantCommon Stock | 2,429 | $14.85 | $36,070.65 |
DisclosureSEC source: 0001593968-17-000441 · primary_01.xml · nonDerivative · entry 1 BADAVAS ROBERT P · CIK 0001207407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,522 F1 · shares: Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.