Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Moelis & CoMC · Entity 3898 | Director · Vice Chairman, MD | September 17, 2026 | September 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Moelis & Co
Report date September 17, 2026 · Filed September 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2021 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 7,203 |
Reported balance
After 2026-09-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-17 · Grant · Acquired 77.8 · Balance 7,203 F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 2022 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 18,067.92 |
Reported balance
After 2026-09-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-17 · Grant · Acquired 195.15 · Balance 18,067.92 F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 2023 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 20,848.81 |
Reported balance
After 2026-09-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-17 · Grant · Acquired 225.19 · Balance 20,848.81 F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 2024 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 13,162.05 |
Reported balance
After 2026-09-17 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-17 · Grant · Acquired 142.16 · Balance 13,162.05 F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 2024 Long Term Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 6,854.12 |
Reported balance
After 2026-09-17 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-17 · Grant · Acquired 74.03 · Balance 6,854.12 F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F3: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F4: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F5: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F6: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 05, 2017 Filed Jan 9, 2017 22:25 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs Granted in 2016 (Quarterly Awards) · Derivative | 443.53 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000793 · edgar.xml · derivative · entry 4 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,303.72 Underlying: Class A Common Stock · 443.53 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2016 as follows: (1) 139.26 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2016 (and dividend equivalents thereon), (2) 161.04 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2016, (3) 143.22 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2016, and (4) 0 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 30, 2016. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F5 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2016 as follows: (1) 139.26 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2016 (and dividend equivalents thereon), (2) 161.04 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2016, (3) 143.22 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2016, and (4) 0 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 30, 2016. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| January 05, 2017 Filed Jan 9, 2017 22:25 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 786.93 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000793 · edgar.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,939.8 Underlying: Class A Common Stock · 786.93 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F4 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| January 05, 2017 Filed Jan 9, 2017 22:25 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs Granted in 2015 (Quarterly Awards) · Derivative | 565.51 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000793 · edgar.xml · derivative · entry 2 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,766.43 Underlying: Class A Common Stock · 565.51 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2015 as follows: (1) 135.96 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on April 3, 2015 (and dividend equivalents thereon), (2) 140.42 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2015 (and dividend equivalents thereon), (3) 149.83 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2015 (and dividend equivalents thereon) and (4) 139.29 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2015 (and dividend equivalents thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F3 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2015 as follows: (1) 135.96 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on April 3, 2015 (and dividend equivalents thereon), (2) 140.42 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2015 (and dividend equivalents thereon), (3) 149.83 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2015 (and dividend equivalents thereon) and (4) 139.29 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2015 (and dividend equivalents thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| January 05, 2017 Filed Jan 9, 2017 22:25 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Restricted Stock Units · Derivative | 1,225.43 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000793 · edgar.xml · derivative · entry 1 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,165.16 Underlying: Class A Common Stock · 1,225.43 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 1, 2014 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F2 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 1, 2014 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 21:50 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs (December) · Derivative | 2,938 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-000089 · edgar.xml · derivative · entry 1 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,938 Underlying: Class A Common Stock · 2,938 shares Expires not disclosed F1 · derivative.exercise_price: Grant of Restricted Stock Units ("RSUs") pursuant to the employment agreement between Mr. Cantor and Moelis & Company Group LP ("Group LP"), described in the Company's Form 8-K dated September 2, 2014, and the Moelis & Company 2014 Omnibus Incentive Plan. F6 · derivative.exercise_price: Each RSU represents the right to receive upon settlement, at the Company's option, either one share of Class A common stock or an amount of cash equal to the fair market value of such share. F1 · price: Grant of Restricted Stock Units ("RSUs") pursuant to the employment agreement between Mr. Cantor and Moelis & Company Group LP ("Group LP"), described in the Company's Form 8-K dated September 2, 2014, and the Moelis & Company 2014 Omnibus Incentive Plan. F6 · price: Each RSU represents the right to receive upon settlement, at the Company's option, either one share of Class A common stock or an amount of cash equal to the fair market value of such share. F1 · derivative.exercise_date: Grant of Restricted Stock Units ("RSUs") pursuant to the employment agreement between Mr. Cantor and Moelis & Company Group LP ("Group LP"), described in the Company's Form 8-K dated September 2, 2014, and the Moelis & Company 2014 Omnibus Incentive Plan. F2 · derivative.exercise_date: The RSUs will vest in equal installments on December 30, 2017, December 30, 2018, December 30, 2019, December 30, 2020 and December 30, 2021. F3 · derivative.exercise_date: If after December 30, 2018, Mr. Cantor notifies Group LP of his intent to terminate his employment to take a full-time elected or appointed position in federal government, state government, or national political party, the RSUs will continue to vest on their vesting schedule, subject to not engaging in certain detrimental activities; provided if applicable ethics rules for such position prohibit ownership of the unvested RSUs, such RSUs shall vest as of his commencement of such position. F4 · derivative.expiration_date: The RSUs will be forfeited if Group LP terminates Mr. Cantor for cause or if Mr. Cantor terminates his employment other than (i) for good reason or (ii) after December 30, 2018 to take a full-time elected or appointed position in federal government, state government, or a national political party. F5 · derivative.underlying_shares: RSUs granted based on $34.030 per share of Class A common stock, which was the average closing price of the Company's common stock on the five trading days prior to December 30, 2016. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 21:10 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs Granted in 2016 (Quarterly Awards) · Derivative | 126.24 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-032676 · edgar.xml · derivative · entry 4 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,922.18 Underlying: Class A Common Stock · 126.24 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2016 as follows: (1) 39.63 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2016 (and dividend equivalents thereon), (2) 45.84 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2016, and (3) 40.76 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2016. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F5 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2016 as follows: (1) 39.63 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2016 (and dividend equivalents thereon), (2) 45.84 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2016, and (3) 40.76 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2016. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 21:10 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 223.98 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-032676 · edgar.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,152.87 Underlying: Class A Common Stock · 223.98 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F4 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 21:10 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs Granted in 2015 (Quarterly Awards) · Derivative | 160.96 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-032676 · edgar.xml · derivative · entry 2 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,200.92 Underlying: Class A Common Stock · 160.96 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2015 as follows: (1) 38.69 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on April 3, 2015 (and dividend equivalents thereon), (2) 39.96 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2015 (and dividend equivalents thereon), (3) 42.64 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2015 (and dividend equivalents thereon) and (4) 39.64 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2015 (and dividend equivalents thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F3 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2015 as follows: (1) 38.69 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on April 3, 2015 (and dividend equivalents thereon), (2) 39.96 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2015 (and dividend equivalents thereon), (3) 42.64 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2015 (and dividend equivalents thereon) and (4) 39.64 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2015 (and dividend equivalents thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 21:10 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Restricted Stock Units · Derivative | 348.79 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-032676 · edgar.xml · derivative · entry 1 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,939.73 Underlying: Class A Common Stock · 348.79 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 1, 2014 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F2 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 1, 2014 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 20:07 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs (September) · Derivative | 3,809 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-030179 · edgar.xml · derivative · entry 1 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,809 Underlying: Class A Common Stock · 3,809 shares Expires not disclosed F1 · derivative.exercise_price: Grant of Restricted Stock Units ("RSUs") pursuant to the employment agreement between Mr. Cantor and Moelis & Company Group LP ("Group LP"), described in the Company's Form 8-K dated September 2, 2014, and the Moelis & Company 2014 Omnibus Incentive Plan. F6 · derivative.exercise_price: Each RSU represents the right to receive upon settlement, at the Company's option, either one share of Class A common stock or an amount of cash equal to the fair market value of such share. F1 · price: Grant of Restricted Stock Units ("RSUs") pursuant to the employment agreement between Mr. Cantor and Moelis & Company Group LP ("Group LP"), described in the Company's Form 8-K dated September 2, 2014, and the Moelis & Company 2014 Omnibus Incentive Plan. F6 · price: Each RSU represents the right to receive upon settlement, at the Company's option, either one share of Class A common stock or an amount of cash equal to the fair market value of such share. F1 · derivative.exercise_date: Grant of Restricted Stock Units ("RSUs") pursuant to the employment agreement between Mr. Cantor and Moelis & Company Group LP ("Group LP"), described in the Company's Form 8-K dated September 2, 2014, and the Moelis & Company 2014 Omnibus Incentive Plan. F2 · derivative.exercise_date: The RSUs will vest in equal installments on September 30, 2017, September 30, 2018, September 30, 2019, September 30, 2020 and September 30, 2021. F3 · derivative.exercise_date: If after September 30, 2018, Mr. Cantor notifies Group LP of his intent to terminate his employment to take a full-time elected or appointed position in federal government, state government, or national political party, the RSUs will continue to vest on their vesting schedule, subject to not engaging in certain detrimental activities; provided if applicable ethics rules for such position prohibit ownership of the unvested RSUs, such RSUs shall vest as of his commencement of such position. F4 · derivative.expiration_date: The RSUs will be forfeited if Group LP terminates Mr. Cantor for cause or if Mr. Cantor terminates his employment other than (i) for good reason or (ii) after September 30, 2018 to take a full-time elected or appointed position in federal government, state government, or a national political party. F5 · derivative.underlying_shares: RSUs granted based on $26.252 per share of Class A common stock, which was the average closing price of the Company's common stock on the five trading days prior to September 30, 2016. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 20:24 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs Granted in 2016 (Quarterly Awards) · Derivative | 97.21 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-029429 · edgar.xml · derivative · entry 4 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,986.94 Underlying: Class A Common Stock · 97.21 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2016 as follows: (1) 45.08 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2016 (and dividend equivalents thereon), and (2) 52.13 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2016. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F5 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2016 as follows: (1) 45.08 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2016 (and dividend equivalents thereon), and (2) 52.13 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2016. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 20:24 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 254.74 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-029429 · edgar.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,928.88 Underlying: Class A Common Stock · 254.74 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F4 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 20:24 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs Granted in 2015 (Quarterly Awards) · Derivative | 183.06 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-029429 · edgar.xml · derivative · entry 2 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,039.96 Underlying: Class A Common Stock · 183.06 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2015 as follows: (1) 44.01 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on April 3, 2015 (and dividend equivalents thereon), (2) 45.45 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2015 (and dividend equivalents thereon), (3) 48.50 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2015 (and dividend equivalents thereon) and (4) 45.09 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2015 (and dividend equivalents thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F3 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2015 as follows: (1) 44.01 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on April 3, 2015 (and dividend equivalents thereon), (2) 45.45 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2015 (and dividend equivalents thereon), (3) 48.50 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2015 (and dividend equivalents thereon) and (4) 45.09 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2015 (and dividend equivalents thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 20:24 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Restricted Stock Units · Derivative | 396.69 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-16-029429 · edgar.xml · derivative · entry 1 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,590.93 Underlying: Class A Common Stock · 396.69 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 1, 2014 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F2 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 1, 2014 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.