Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Moelis & CoMC · Entity 3898 | Director · Vice Chairman, MD | September 17, 2026 | September 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Moelis & Co
Report date September 17, 2026 · Filed September 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2021 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 7,203 |
Reported balance
After 2026-09-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-17 · Grant · Acquired 77.8 · Balance 7,203 F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 2022 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 18,067.92 |
Reported balance
After 2026-09-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-17 · Grant · Acquired 195.15 · Balance 18,067.92 F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 2023 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 20,848.81 |
Reported balance
After 2026-09-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-17 · Grant · Acquired 225.19 · Balance 20,848.81 F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 2024 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 13,162.05 |
Reported balance
After 2026-09-17 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-17 · Grant · Acquired 142.16 · Balance 13,162.05 F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. |
| 2024 Long Term Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 6,854.12 |
Reported balance
After 2026-09-17 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-17 · Grant · Acquired 74.03 · Balance 6,854.12 F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F2: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F3: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F4: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F5: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F6: Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 27, 2017 Filed Oct 31, 2017 21:44 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2016 Incentive RSUs (September) · Derivative | 806.04 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-013608 · edgar.xml · derivative · entry 4 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,374.73 Underlying: Class A Common Stock · 806.04 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on October 27, 2017. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on October 27, 2017. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on October 27, 2017. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on October 27, 2017. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 21:44 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2014 Restricted Stock Units · Derivative | 11,614.45 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-013608 · edgar.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,058.05 Underlying: Class A Common Stock · 11,614.45 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on October 27, 2017. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on October 27, 2017. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on October 27, 2017. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on October 27, 2017. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 21:44 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 5,729.49 | $41.60 | $238,346.78 |
DisclosureSEC source: 0001179110-17-013608 · edgar.xml · nonDerivative · entry 2 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,638 Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 21:44 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 12,420.49 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-013608 · edgar.xml · nonDerivative · entry 1 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,367.49 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:06 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs (September) · Derivative | 2,337 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-012930 · edgar.xml · derivative · entry 4 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,337 Underlying: Class A Common Stock · 2,337 shares Expires not disclosed F3 · derivative.exercise_price: Grant of Restricted Stock Units ("RSUs") pursuant to the employment agreement between Mr. Cantor and Moelis & Company Group LP ("Group LP"), described in the Company's Form 8-K dated September 2, 2014, and the Moelis & Company 2014 Omnibus Incentive Plan. F8 · derivative.exercise_price: Each RSU represents the right to receive upon settlement, at the Company's option, either one share of Class A common stock or an amount of cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F3 · price: Grant of Restricted Stock Units ("RSUs") pursuant to the employment agreement between Mr. Cantor and Moelis & Company Group LP ("Group LP"), described in the Company's Form 8-K dated September 2, 2014, and the Moelis & Company 2014 Omnibus Incentive Plan. F8 · price: Each RSU represents the right to receive upon settlement, at the Company's option, either one share of Class A common stock or an amount of cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F3 · derivative.exercise_date: Grant of Restricted Stock Units ("RSUs") pursuant to the employment agreement between Mr. Cantor and Moelis & Company Group LP ("Group LP"), described in the Company's Form 8-K dated September 2, 2014, and the Moelis & Company 2014 Omnibus Incentive Plan. F4 · derivative.exercise_date: The RSUs will vest in equal installments on September 30, 2018, September 30, 2019, September 30, 2020, September 30, 2021 and September 30, 2022. F5 · derivative.exercise_date: If after September 30, 2019, Mr. Cantor notifies Group LP of his intent to terminate his employment to take a full-time elected or appointed position in federal government, state government, or national political party, the RSUs will continue to vest on their vesting schedule, subject to not engaging in certain detrimental activities; provided if applicable ethics rules for such position prohibit ownership of the unvested RSUs, such RSUs shall vest as of his commencement of such position. F6 · derivative.expiration_date: The RSUs will be forfeited if Group LP terminates Mr. Cantor for cause or if Mr. Cantor terminates his employment other than (i) for good reason or (ii) after September 30, 2019 to take a full-time elected or appointed position in federal government, state government, or a national political party. F7 · derivative.underlying_shares: RSUs granted based on $42.78 per share of Class A common stock, which was the average closing price of the Company's common stock on the five trading days prior to September 30, 2017. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:06 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2016 Incentive RSUs (September) · Derivative | 36.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-012930 · edgar.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,495.65 Underlying: Class A Common Stock · 36.5 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on September 30, 2017 in order to satisfy tax obligations. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on September 30, 2017 in order to satisfy tax obligations. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on September 30, 2017 in order to satisfy tax obligations. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on September 30, 2017 in order to satisfy tax obligations. Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:06 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 36.5 | $43.05 | $1,571.33 |
DisclosureSEC source: 0001179110-17-012930 · edgar.xml · nonDerivative · entry 2 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,947 Read SEC document |
| September 30, 2017 Filed Oct 3, 2017 20:06 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 36.5 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-012930 · edgar.xml · nonDerivative · entry 1 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,983.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired in order to settle the tax obligation due upon the vesting of 842.58 units on September 30, 2017. The grant and any net settlement were approved by the Board of Directors under Section 16b-3. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 20:34 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2014 Restricted Stock Units · Derivative | 412.04 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-012089 · edgar.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,672.49 Underlying: Class A Common Stock · 412.04 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on September 1, 2017 in order to satisfy tax obligations. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on September 1, 2017 in order to satisfy tax obligations. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on September 1, 2017 in order to satisfy tax obligations. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on September 1, 2017 in order to satisfy tax obligations. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 20:34 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 412.04 | $39.40 | $16,234.38 |
DisclosureSEC source: 0001179110-17-012089 · edgar.xml · nonDerivative · entry 2 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,947 Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 20:34 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 412.04 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-012089 · edgar.xml · nonDerivative · entry 1 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,359.04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired in order to settle the tax obligation due upon the vesting of 12,026.49 units on September 1, 2017. The grant and any net settlement were approved by the Board of Directors under Section 16b-3. Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 22:20 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Restricted Stock Unit Award for MD · Derivative | 267.7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-011718 · edgar.xml · derivative · entry 7 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,087.04 Underlying: Class A Common Stock · 267.7 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F8 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F8 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 22:20 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs Granted in 2017 (Quarterly Awards) · Derivative | 51.82 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-011718 · edgar.xml · derivative · entry 6 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,436.54 Underlying: Class A Common Stock · 51.82 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F7 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2017 as follows: (1) 26.77 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2017 (and dividend equivalents thereon), (2) 25.05 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued June 30, 2017 (and dividend equivalents thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F7 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2017 as follows: (1) 26.77 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2017 (and dividend equivalents thereon), (2) 25.05 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued June 30, 2017 (and dividend equivalents thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 22:20 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 132.94 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-011718 · edgar.xml · derivative · entry 5 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,947.9 Underlying: Class A Common Stock · 132.94 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F6 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 22:20 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs Granted in 2016 (Quarterly Awards) · Derivative | 137.21 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-011718 · edgar.xml · derivative · entry 4 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,395.76 Underlying: Class A Common Stock · 137.21 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2016 as follows: (1) 31.28 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2016 (and dividend equivalents thereon), (2) 36.16 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2016, (3) 40.20 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2016, and (4) 29.58 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 30, 2016. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F5 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2016 as follows: (1) 31.28 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2016 (and dividend equivalents thereon), (2) 36.16 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2016, (3) 40.20 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2016, and (4) 29.58 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 30, 2016. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 22:20 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 176.7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-011718 · edgar.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,538.8 Underlying: Class A Common Stock · 176.7 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F4 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 22:20 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs Granted in 2015 (Quarterly Awards) · Derivative | 158.72 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-011718 · edgar.xml · derivative · entry 2 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,652.18 Underlying: Class A Common Stock · 158.72 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2015 as follows: (1) 38.16 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on April 3, 2015 (and dividend equivalents thereon), (2) 39.41 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2015 (and dividend equivalents thereon), (3) 42.05 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2015 (and dividend equivalents thereon) and (4) 39.09 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2015 (and dividend equivalents thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F3 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2015 as follows: (1) 38.16 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on April 3, 2015 (and dividend equivalents thereon), (2) 39.41 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2015 (and dividend equivalents thereon), (3) 42.05 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2015 (and dividend equivalents thereon) and (4) 39.09 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2015 (and dividend equivalents thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 22:20 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Restricted Stock Units · Derivative | 343.93 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-011718 · edgar.xml · derivative · entry 1 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,084.53 Underlying: Class A Common Stock · 343.93 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 1, 2014 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F2 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 1, 2014 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 20:22 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2016 Incentive RSUs (June) · Derivative | 939.19 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010879 · edgar.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,757.88 Underlying: Class A Common Stock · 939.19 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on July 28, 2017. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on July 28, 2017. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on July 28, 2017. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on July 28, 2017. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 20:22 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 318.19 | $40.30 | $12,823.06 |
DisclosureSEC source: 0001179110-17-010879 · edgar.xml · nonDerivative · entry 2 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,947 Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 20:22 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 939.19 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-010879 · edgar.xml · nonDerivative · entry 1 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,265.19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 20:35 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Restricted Stock Unit Award for MD · Derivative | 692.89 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010253 · edgar.xml · derivative · entry 7 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,819.34 Underlying: Class A Common Stock · 692.89 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F8 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F8 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 20:35 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs Granted in 2017 (Quarterly Awards) · Derivative | 69.28 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010253 · edgar.xml · derivative · entry 6 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,781.73 Underlying: Class A Common Stock · 69.28 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F7 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2017 as follows: (1) 69.28 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2017. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F7 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2017 as follows: (1) 69.28 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2017. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 20:35 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 344.08 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010253 · edgar.xml · derivative · entry 5 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,814.96 Underlying: Class A Common Stock · 344.08 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F6 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 20:35 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs Granted in 2016 (Quarterly Awards) · Derivative | 378.52 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010253 · edgar.xml · derivative · entry 4 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,197.74 Underlying: Class A Common Stock · 378.52 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2016 as follows: (1) 80.95 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2016 (and dividend equivalents thereon), (2) 116.99 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2016, (3) 104.04 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2016, and (4) 76.55 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 30, 2016. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F5 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2016 as follows: (1) 80.95 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2016 (and dividend equivalents thereon), (2) 116.99 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2016, (3) 104.04 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2016, and (4) 76.55 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 30, 2016. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 20:35 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 457.34 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010253 · edgar.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,362.1 Underlying: Class A Common Stock · 457.34 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F4 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 20:35 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs Granted in 2015 (Quarterly Awards) · Derivative | 410.8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010253 · edgar.xml · derivative · entry 2 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,493.47 Underlying: Class A Common Stock · 410.8 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2015 as follows: (1) 98.76 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on April 3, 2015 (and dividend equivalents thereon), (2) 102.01 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2015 (and dividend equivalents thereon), (3) 108.84 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2015 (and dividend equivalents thereon) and (4) 101.19 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2015 (and dividend equivalents thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F3 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2015 as follows: (1) 98.76 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on April 3, 2015 (and dividend equivalents thereon), (2) 102.01 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2015 (and dividend equivalents thereon), (3) 108.84 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2015 (and dividend equivalents thereon) and (4) 101.19 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2015 (and dividend equivalents thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 20:35 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Restricted Stock Units · Derivative | 890.18 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-010253 · edgar.xml · derivative · entry 1 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,740.61 Underlying: Class A Common Stock · 890.18 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 1, 2014 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F2 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 1, 2014 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:17 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs (June) · Derivative | 2,603 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-009982 · edgar.xml · derivative · entry 1 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,603 Underlying: Class A Common Stock · 2,603 shares Expires not disclosed F1 · derivative.exercise_price: Grant of Restricted Stock Units ("RSUs") pursuant to the employment agreement between Mr. Cantor and Moelis & Company Group LP ("Group LP"), described in the Company's Form 8-K dated September 2, 2014, and the Moelis & Company 2014 Omnibus Incentive Plan. F6 · derivative.exercise_price: Each RSU represents the right to receive upon settlement, at the Company's option, either one share of Class A common stock or an amount of cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan F1 · price: Grant of Restricted Stock Units ("RSUs") pursuant to the employment agreement between Mr. Cantor and Moelis & Company Group LP ("Group LP"), described in the Company's Form 8-K dated September 2, 2014, and the Moelis & Company 2014 Omnibus Incentive Plan. F6 · price: Each RSU represents the right to receive upon settlement, at the Company's option, either one share of Class A common stock or an amount of cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan F1 · derivative.exercise_date: Grant of Restricted Stock Units ("RSUs") pursuant to the employment agreement between Mr. Cantor and Moelis & Company Group LP ("Group LP"), described in the Company's Form 8-K dated September 2, 2014, and the Moelis & Company 2014 Omnibus Incentive Plan. F2 · derivative.exercise_date: The RSUs will vest in equal installments on June 30, 2018, June 30, 2019, June 30, 2020, June 30, 2021 and June 30, 2022. F3 · derivative.exercise_date: If after June 30, 2019, Mr. Cantor notifies Group LP of his intent to terminate his employment to take a full-time elected or appointed position in federal government, state government, or national political party, the RSUs will continue to vest on their vesting schedule, subject to not engaging in certain detrimental activities; provided if applicable ethics rules for such position prohibit ownership of the unvested RSUs, such RSUs shall vest as of his commencement of such position. F4 · derivative.expiration_date: The RSUs will be forfeited if Group LP terminates Mr. Cantor for cause or if Mr. Cantor terminates his employment other than (i) for good reason or (ii) after June 30, 2019 to take a full-time elected or appointed position in federal government, state government, or a national political party. F5 · derivative.underlying_shares: RSUs granted based on $38.41 per share of Class A common stock, which was the average closing price of the Company's common stock on the five trading days prior to June 30, 2017. Read SEC document |
| May 24, 2017 Filed May 26, 2017 20:27 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Restricted Stock Unit Award for MD · Derivative | 274.45 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008092 · edgar.xml · derivative · entry 7 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,126.45 Underlying: Class A Common Stock · 274.45 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F8 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F8 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| May 24, 2017 Filed May 26, 2017 20:27 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs Granted in 2017 (Quarterly Awards) · Derivative | 27.44 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008092 · edgar.xml · derivative · entry 6 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,712.44 Underlying: Class A Common Stock · 27.44 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F7 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2017 as follows: (1) 27.44 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2017. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F7 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2017 as follows: (1) 27.44 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2017. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| May 24, 2017 Filed May 26, 2017 20:27 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 136.29 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008092 · edgar.xml · derivative · entry 5 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,470.88 Underlying: Class A Common Stock · 136.29 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F6 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| May 24, 2017 Filed May 26, 2017 20:27 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs Granted in 2016 (Quarterly Awards) · Derivative | 149.93 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008092 · edgar.xml · derivative · entry 4 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,819.21 Underlying: Class A Common Stock · 149.93 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2016 as follows: (1) 32.06 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2016 (and dividend equivalents thereon), (2) 46.34 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2016, (3) 41.21 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2016, and (4) 30.32 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 30, 2016. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F5 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2016 as follows: (1) 32.06 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2016 (and dividend equivalents thereon), (2) 46.34 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2016, (3) 41.21 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2016, and (4) 30.32 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 30, 2016. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| May 24, 2017 Filed May 26, 2017 20:27 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 181.15 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008092 · edgar.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,904.77 Underlying: Class A Common Stock · 181.15 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F4 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| May 24, 2017 Filed May 26, 2017 20:27 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs Granted in 2015 (Quarterly Awards) · Derivative | 162.72 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008092 · edgar.xml · derivative · entry 2 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,082.67 Underlying: Class A Common Stock · 162.72 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2015 as follows: (1) 39.12 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on April 3, 2015 (and dividend equivalents thereon), (2) 40.41 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2015 (and dividend equivalents thereon), (3) 43.11 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2015 (and dividend equivalents thereon) and (4) 40.08 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2015 (and dividend equivalents thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F3 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2015 as follows: (1) 39.12 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on April 3, 2015 (and dividend equivalents thereon), (2) 40.41 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2015 (and dividend equivalents thereon), (3) 43.11 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2015 (and dividend equivalents thereon) and (4) 40.08 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2015 (and dividend equivalents thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| May 24, 2017 Filed May 26, 2017 20:27 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Restricted Stock Units · Derivative | 352.6 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008092 · edgar.xml · derivative · entry 1 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,850.43 Underlying: Class A Common Stock · 352.6 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 1, 2014 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F2 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 1, 2014 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:31 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2016 Incentive RSUs (March) · Derivative | 783.4539 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-006283 · edgar.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,137.0667 Underlying: Class A Common Stock · 783.4539 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on April 26, 2017. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on April 26, 2017. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on April 26, 2017. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on April 26, 2017. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:31 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 265.4539 | $38.12 | $10,119.10 |
DisclosureSEC source: 0001179110-17-006283 · edgar.xml · nonDerivative · entry 2 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,326 Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:31 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversionClass A Common Stock | 783.4539 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-006283 · edgar.xml · nonDerivative · entry 1 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,591.4539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:52 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Restricted Stock Unit Award for MD · Derivative | 26,852 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-005574 · edgar.xml · derivative · entry 2 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,852 Underlying: Class A Common Stock · 26,852 shares Expires not disclosed F6 · derivative.exercise_price: Each RSU represents the right to receive upon settlement, at the Company's option, either one share of Class A common stock or an amount of cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan F6 · price: Each RSU represents the right to receive upon settlement, at the Company's option, either one share of Class A common stock or an amount of cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan F2 · derivative.exercise_date: The RSUs will vest in equal installments on March 31, 2018, March 31, 2019, March 31, 2020, March 31, 2021 and March 31, 2022. F2 · derivative.expiration_date: The RSUs will vest in equal installments on March 31, 2018, March 31, 2019, March 31, 2020, March 31, 2021 and March 31, 2022. F5 · derivative.underlying_shares: RSUs granted based on $37.24 per share of Class A common stock, which was the average closing price of the Company's common stock on the five trading days prior to March 31, 2017. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:52 UTC | Moelis & Co MC · Entity 3898 | Grant2017 Incentive RSUs (March) · Derivative | 2,685 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-005574 · edgar.xml · derivative · entry 1 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,685 Underlying: Class A Common Stock · 2,685 shares Expires not disclosed F1 · derivative.exercise_price: Grant of Restricted Stock Units ("RSUs") pursuant to the employment agreement between Mr. Cantor and Moelis & Company Group LP ("Group LP"), described in the Company's Form 8-K dated September 2, 2014, and the Moelis & Company 2014 Omnibus Incentive Plan. F6 · derivative.exercise_price: Each RSU represents the right to receive upon settlement, at the Company's option, either one share of Class A common stock or an amount of cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan F1 · price: Grant of Restricted Stock Units ("RSUs") pursuant to the employment agreement between Mr. Cantor and Moelis & Company Group LP ("Group LP"), described in the Company's Form 8-K dated September 2, 2014, and the Moelis & Company 2014 Omnibus Incentive Plan. F6 · price: Each RSU represents the right to receive upon settlement, at the Company's option, either one share of Class A common stock or an amount of cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan F1 · derivative.exercise_date: Grant of Restricted Stock Units ("RSUs") pursuant to the employment agreement between Mr. Cantor and Moelis & Company Group LP ("Group LP"), described in the Company's Form 8-K dated September 2, 2014, and the Moelis & Company 2014 Omnibus Incentive Plan. F2 · derivative.exercise_date: The RSUs will vest in equal installments on March 31, 2018, March 31, 2019, March 31, 2020, March 31, 2021 and March 31, 2022. F3 · derivative.exercise_date: If after March 31, 2019, Mr. Cantor notifies Group LP of his intent to terminate his employment to take a full-time elected or appointed position in federal government, state government, or national political party, the RSUs will continue to vest on their vesting schedule, subject to not engaging in certain detrimental activities; provided if applicable ethics rules for such position prohibit ownership of the unvested RSUs, such RSUs shall vest as of his commencement of such position. F4 · derivative.expiration_date: The RSUs will be forfeited if Group LP terminates Mr. Cantor for cause or if Mr. Cantor terminates his employment other than (i) for good reason or (ii) after March 31, 2019 to take a full-time elected or appointed position in federal government, state government, or a national political party. F5 · derivative.underlying_shares: RSUs granted based on $37.24 per share of Class A common stock, which was the average closing price of the Company's common stock on the five trading days prior to March 31, 2017. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 20:20 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 28.58 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-004983 · edgar.xml · derivative · entry 5 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,234.58 Underlying: Class A Common Stock · 28.58 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F6 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F6 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 20:20 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs Granted in 2016 (Quarterly Awards) · Derivative | 149 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-004983 · edgar.xml · derivative · entry 4 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,452.73 Underlying: Class A Common Stock · 149 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F5 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2016 as follows: (1) 37.80 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2016 (and dividend equivalents thereon), (2) 43.71 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2016, (3) 38.87 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2016, and (4) 28.60 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 30, 2016. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F5 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2016 as follows: (1) 37.80 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on March 31, 2016 (and dividend equivalents thereon), (2) 43.71 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2016, (3) 38.87 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2016, and (4) 28.60 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 30, 2016. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 20:20 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs · Derivative | 170.9 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-004983 · edgar.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,723.62 Underlying: Class A Common Stock · 170.9 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F4 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F4 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 20:20 UTC | Moelis & Co MC · Entity 3898 | Grant2015 Incentive RSUs Granted in 2015 (Quarterly Awards) · Derivative | 153.51 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-004983 · edgar.xml · derivative · entry 2 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,919.95 Underlying: Class A Common Stock · 153.51 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F3 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2015 as follows: (1) 36.90 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on April 3, 2015 (and dividend equivalents thereon), (2) 38.11 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2015 (and dividend equivalents thereon), (3) 40.67 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2015 (and dividend equivalents thereon) and (4) 37.81 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2015 (and dividend equivalents thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. F3 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2015 as follows: (1) 36.90 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on April 3, 2015 (and dividend equivalents thereon), (2) 38.11 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on June 30, 2015 (and dividend equivalents thereon), (3) 40.67 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 30, 2015 (and dividend equivalents thereon) and (4) 37.81 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2015 (and dividend equivalents thereon). In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 20:20 UTC | Moelis & Co MC · Entity 3898 | Grant2014 Restricted Stock Units · Derivative | 332.66 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-004983 · edgar.xml · derivative · entry 1 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,497.82 Underlying: Class A Common Stock · 332.66 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. F2 · derivative.exercise_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 1, 2014 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. F2 · derivative.expiration_date: RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on September 1, 2014 (and dividend equivalents issued thereon). The dividend equivalent RSUs will vest concurrently with the vesting of the unvested underlying RSUs. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 21:45 UTC | Moelis & Co MC · Entity 3898 | Grant2016 Incentive RSUs · Derivative | 13,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003131 · edgar.xml · derivative · entry 4 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,206 Underlying: Class A Common Stock · 13,206 shares Expires not disclosed F3 · security: Each 2016 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F3 · derivative.exercise_price: Each 2016 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. F4 · derivative.exercise_date: The 2016 Incentive Restricted Stock Units vest in equal installments on February 23, 2018, February 23, 2019, February 23, 2020, February 23, 2021, and February 23, 2022. F4 · derivative.expiration_date: The 2016 Incentive Restricted Stock Units vest in equal installments on February 23, 2018, February 23, 2019, February 23, 2020, February 23, 2021, and February 23, 2022. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:45 UTC | Moelis & Co MC · Entity 3898 | Exercise / conversion2015 Incentive RSUs · Derivative | 4,387.1035 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003131 · edgar.xml · derivative · entry 3 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,552.7056 Underlying: Class A Common Stock · 4,387.1035 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: The RSUs were settled for Class A common stock on February 22, 2017. F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2017. F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2017. F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2017. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:45 UTC | Moelis & Co MC · Entity 3898 | Tax withholdingClass A Common Stock | 1,579.1035 | $36.99 | $58,411.04 |
DisclosureSEC source: 0001179110-17-003131 · edgar.xml · nonDerivative · entry 2 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,808 Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:45 UTC | Moelis & Co MC · Entity 3898 | GrantClass A Common Stock | 4,387.1035 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-003131 · edgar.xml · nonDerivative · entry 1 Cantor Eric · CIK 0001618434 · Director · MD & Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,387.1035 F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.