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Pilcher Ciafone Katherine

Disclosed activity across 1 company

Tapewire entity
35900
SEC CIK
0001994994

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Moelis & CoMC · Entity 3898Chief Operating OfficerSeptember 17, 2026September 21, 2026

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Moelis & Co

Report date September 17, 2026 · Filed September 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
2021 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,451.54 Reported balance After 2026-09-17 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-17 · Grant · Acquired 15.68 · Balance 1,451.54

F1: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

2022 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct4,130.35 Reported balance After 2026-09-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-17 · Grant · Acquired 44.61 · Balance 4,130.35

F1: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 17, 2026 Filed Sep 21, 2026 21:07 UTC Moelis & Co MC · Entity 3898 Grant2022 Incentive RSUs · Derivative 44.61 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-396799 · ownership.xml · derivative · entry 2

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,130.35

Underlying: Class A Common Stock · 44.61 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
September 17, 2026 Filed Sep 21, 2026 21:07 UTC Moelis & Co MC · Entity 3898 Grant2021 Incentive RSUs · Derivative 15.68 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-396799 · ownership.xml · derivative · entry 1

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,451.54

Underlying: Class A Common Stock · 15.68 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
June 18, 2026 Filed Jun 23, 2026 21:49 UTC Moelis & Co MC · Entity 3898 Grant2022 Incentive RSUs · Derivative 39.15 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-279848 · ownership.xml · derivative · entry 2

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,085.74

Underlying: Class A Common Stock · 39.15 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
June 18, 2026 Filed Jun 23, 2026 21:49 UTC Moelis & Co MC · Entity 3898 Grant2021 Incentive RSUs · Derivative 13.76 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-279848 · ownership.xml · derivative · entry 1

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,435.86

Underlying: Class A Common Stock · 13.76 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 26, 2026 Filed Mar 30, 2026 22:00 UTC Moelis & Co MC · Entity 3898 Grant2022 Incentive RSUs · Derivative 46.89 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-132257 · ownership.xml · derivative · entry 2

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,046.58

Underlying: Class A Common Stock · 46.89 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 26, 2026 Filed Mar 30, 2026 22:00 UTC Moelis & Co MC · Entity 3898 Grant2021 Incentive RSUs · Derivative 16.48 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-132257 · ownership.xml · derivative · entry 1

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,422.1

Underlying: Class A Common Stock · 16.48 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
February 19, 2026 Filed Feb 23, 2026 23:55 UTC Moelis & Co MC · Entity 3898 Exercise / conversion2022 Incentive Restricted Stock Units · Derivative 1,999.85 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-064629 · ownership.xml · derivative · entry 5

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,999.69

Underlying: Class A Common Stock · 1,999.85 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The RSUs were settled for Class A common stock on February 19, 2026.

F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2026.

F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2026.

F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2026.

Read SEC document
February 19, 2026 Filed Feb 23, 2026 23:55 UTC Moelis & Co MC · Entity 3898 Exercise / conversion2021 Incentive Restricted Stock Units · Derivative 1,405.62 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-064629 · ownership.xml · derivative · entry 4

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,405.62

Underlying: Class A Common Stock · 1,405.62 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The RSUs were settled for Class A common stock on February 19, 2026.

F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2026.

F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2026.

F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2026.

Read SEC document
February 19, 2026 Filed Feb 23, 2026 23:55 UTC Moelis & Co MC · Entity 3898 Exercise / conversion2020 Incentive Restricted Stock Units · Derivative 1,480.02 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-064629 · ownership.xml · derivative · entry 3

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,480.02 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The RSUs were settled for Class A common stock on February 19, 2026.

F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2026.

F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2026.

F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2026.

Read SEC document
February 19, 2026 Filed Feb 23, 2026 23:55 UTC Moelis & Co MC · Entity 3898 Tax withholdingClass A Common Stock 850.48 $62.73 $53,350.61
Disclosure

SEC source: 0001193125-26-064629 · ownership.xml · nonDerivative · entry 2

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,969

Read SEC document
February 19, 2026 Filed Feb 23, 2026 23:55 UTC Moelis & Co MC · Entity 3898 Exercise / conversionClass A Common Stock 4,885.48 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-064629 · ownership.xml · nonDerivative · entry 1

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,819.48

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).

Read SEC document
February 09, 2026 Filed Feb 11, 2026 23:41 UTC Moelis & Co MC · Entity 3898 Grant2024 LTI LP Units of MCGEH (Granted February 13, 2025) · Derivative 2,550 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-047085 · ownership.xml · derivative · entry 2

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,550

Underlying: Class A Common Stock · 2,550 shares

Expires not disclosed

F1 · security: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH.

F1 · derivative.exercise_price: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH.

F3 · kind: On February 13, 2025, the Reporting Person was granted a profits interest award in the form of Long Term Incentive LP Units in connection with compensation for the 2024 fiscal year (the "2024 LTI LP Units"). The 2024 LTI LP Units vest over three years as follows: 33% vests on each February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 LTI LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LTI LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LTI LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2024 LTI LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire.

F3 · derivative.exercise_date: On February 13, 2025, the Reporting Person was granted a profits interest award in the form of Long Term Incentive LP Units in connection with compensation for the 2024 fiscal year (the "2024 LTI LP Units"). The 2024 LTI LP Units vest over three years as follows: 33% vests on each February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 LTI LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LTI LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LTI LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2024 LTI LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire.

F3 · derivative.expiration_date: On February 13, 2025, the Reporting Person was granted a profits interest award in the form of Long Term Incentive LP Units in connection with compensation for the 2024 fiscal year (the "2024 LTI LP Units"). The 2024 LTI LP Units vest over three years as follows: 33% vests on each February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 LTI LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LTI LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LTI LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2024 LTI LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire.

Read SEC document
February 09, 2026 Filed Feb 11, 2026 23:41 UTC Moelis & Co MC · Entity 3898 Grant2024 LP Units of MCGEH (Granted February 13, 2025) · Derivative 8,161 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-047085 · ownership.xml · derivative · entry 1

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,161

Underlying: Class A Common Stock · 8,161 shares

Expires not disclosed

F1 · security: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH.

F1 · derivative.exercise_price: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH.

F2 · kind: On February 13, 2025, the Reporting Person was granted a profits interest award in the form of LP Units in connection with compensation for the 2024 fiscal year (the "2024 LP Units"). The 2024 LP Units vest over four years as follows: (a) 40% vests on February 23, 2027, and (b) and 20% vests on each of February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2024 LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire.

F2 · derivative.exercise_date: On February 13, 2025, the Reporting Person was granted a profits interest award in the form of LP Units in connection with compensation for the 2024 fiscal year (the "2024 LP Units"). The 2024 LP Units vest over four years as follows: (a) 40% vests on February 23, 2027, and (b) and 20% vests on each of February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2024 LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire.

F2 · derivative.expiration_date: On February 13, 2025, the Reporting Person was granted a profits interest award in the form of LP Units in connection with compensation for the 2024 fiscal year (the "2024 LP Units"). The 2024 LP Units vest over four years as follows: (a) 40% vests on February 23, 2027, and (b) and 20% vests on each of February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2024 LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire.

Read SEC document
December 04, 2025 Filed Dec 5, 2025 22:27 UTC Moelis & Co MC · Entity 3898 Grant2022 Incentive RSUs · Derivative 58.12 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-25-309965 · ownership.xml · derivative · entry 3

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,999.54

Underlying: Class A Common Stock · 58.12 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
December 04, 2025 Filed Dec 5, 2025 22:27 UTC Moelis & Co MC · Entity 3898 Grant2021 Incentive RSUs · Derivative 27.23 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-25-309965 · ownership.xml · derivative · entry 2

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,811.24

Underlying: Class A Common Stock · 27.23 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
December 04, 2025 Filed Dec 5, 2025 22:27 UTC Moelis & Co MC · Entity 3898 Grant2020 Incentive RSUs · Derivative 14.34 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-25-309965 · ownership.xml · derivative · entry 1

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,480.02

Underlying: Class A Common Stock · 14.34 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
September 18, 2025 Filed Sep 19, 2025 21:33 UTC Moelis & Co MC · Entity 3898 Grant2022 Incentive RSUs · Derivative 49.26 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-25-209330 · ownership.xml · derivative · entry 3

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,941.42

Underlying: Class A Common Stock · 49.26 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
September 18, 2025 Filed Sep 19, 2025 21:33 UTC Moelis & Co MC · Entity 3898 Grant2021 Incentive RSUs · Derivative 23.08 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-25-209330 · ownership.xml · derivative · entry 2

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,784.01

Underlying: Class A Common Stock · 23.08 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

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September 18, 2025 Filed Sep 19, 2025 21:33 UTC Moelis & Co MC · Entity 3898 Grant2020 Incentive RSUs · Derivative 12.15 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-25-209330 · ownership.xml · derivative · entry 1

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,465.68

Underlying: Class A Common Stock · 12.15 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

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June 20, 2025 Filed Jun 24, 2025 21:14 UTC Moelis & Co MC · Entity 3898 Grant2022 Incentive RSUs · Derivative 66.93 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089543 · ownership.xml · derivative · entry 3

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,892.16

Underlying: Class A Common Stock · 66.93 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

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June 20, 2025 Filed Jun 24, 2025 21:14 UTC Moelis & Co MC · Entity 3898 Grant2021 Incentive RSUs · Derivative 31.36 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089543 · ownership.xml · derivative · entry 2

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,760.93

Underlying: Class A Common Stock · 31.36 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

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June 20, 2025 Filed Jun 24, 2025 21:14 UTC Moelis & Co MC · Entity 3898 Grant2020 Incentive RSUs · Derivative 16.51 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089543 · ownership.xml · derivative · entry 1

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,453.53

Underlying: Class A Common Stock · 16.51 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 01:17 UTC Moelis & Co MC · Entity 3898 Grant2022 Incentive RSUs · Derivative 62.78 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-048002 · ownership.xml · derivative · entry 3

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,825.23

Underlying: Class A Common Stock · 62.78 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 01:17 UTC Moelis & Co MC · Entity 3898 Grant2021 Incentive RSUs · Derivative 29.42 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-048002 · ownership.xml · derivative · entry 2

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,729.56

Underlying: Class A Common Stock · 29.42 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 27, 2025 Filed Apr 1, 2025 01:17 UTC Moelis & Co MC · Entity 3898 Grant2020 Incentive RSUs · Derivative 15.49 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-048002 · ownership.xml · derivative · entry 1

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,437.02

Underlying: Class A Common Stock · 15.49 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:24 UTC Moelis & Co MC · Entity 3898 Exercise / conversion2022 Incentive Restricted Stock Units · Derivative 1,919.72 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025113 · ownership.xml · derivative · entry 7

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,762.44

Underlying: Class A Common Stock · 1,919.72 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025.

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:24 UTC Moelis & Co MC · Entity 3898 Exercise / conversion2021 Incentive Restricted Stock Units · Derivative 1,350.07 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025113 · ownership.xml · derivative · entry 6

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,700.14

Underlying: Class A Common Stock · 1,350.07 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025.

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:24 UTC Moelis & Co MC · Entity 3898 Exercise / conversion2020 Incentive Restricted Stock Units · Derivative 1,421.53 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025113 · ownership.xml · derivative · entry 5

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,421.53

Underlying: Class A Common Stock · 1,421.53 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025.

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:24 UTC Moelis & Co MC · Entity 3898 Exercise / conversion2019 Incentive Restricted Stock Units · Derivative 2,759.31 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025113 · ownership.xml · derivative · entry 4

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,759.31 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 19, 2025.

F3 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 19, 2025.

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:24 UTC Moelis & Co MC · Entity 3898 SaleClass A Common Stock 3,515 $74.00 $260,110.00
Disclosure

SEC source: 0000950170-25-025113 · ownership.xml · nonDerivative · entry 3

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,934

F2 · security: Class A Common Stock sold by Ms. Pilcher Ciafone in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs.

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February 19, 2025 Filed Feb 22, 2025 00:24 UTC Moelis & Co MC · Entity 3898 Tax withholdingClass A Common Stock 1.63 $74.00 $120.62
Disclosure

SEC source: 0000950170-25-025113 · ownership.xml · nonDerivative · entry 2

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,449

Read SEC document
February 19, 2025 Filed Feb 22, 2025 00:24 UTC Moelis & Co MC · Entity 3898 Exercise / conversionClass A Common Stock 7,450.63 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-025113 · ownership.xml · nonDerivative · entry 1

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,450.63

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).

Read SEC document
February 04, 2025 Filed Feb 7, 2025 01:53 UTC Moelis & Co MC · Entity 3898 Grant2023 LP Units of MCGEH · Derivative 10,979 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-015726 · ownership.xml · derivative · entry 1

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,979

Underlying: Class A Common Stock · 10,979 shares

Expires not disclosed

F1 · security: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH.

F1 · derivative.exercise_price: Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH.

F2 · kind: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 15, 2024 in connection with compensation awarded for the 2023 fiscal year (the "2023 LP Units"). The 2023 LP Units vest over four years as follows: (a) 40% vests on February 23, 2026, and (b) and 20% vests on each of February 23, 2027, February 23, 2028 and February 23, 2029. These 2023 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 4, 2025, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2023 LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire.

F2 · derivative.exercise_date: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 15, 2024 in connection with compensation awarded for the 2023 fiscal year (the "2023 LP Units"). The 2023 LP Units vest over four years as follows: (a) 40% vests on February 23, 2026, and (b) and 20% vests on each of February 23, 2027, February 23, 2028 and February 23, 2029. These 2023 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 4, 2025, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2023 LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire.

F2 · derivative.expiration_date: Reflects a profits interest award in the form of LP Units granted to the Reporting Person on February 15, 2024 in connection with compensation awarded for the 2023 fiscal year (the "2023 LP Units"). The 2023 LP Units vest over four years as follows: (a) 40% vests on February 23, 2026, and (b) and 20% vests on each of February 23, 2027, February 23, 2028 and February 23, 2029. These 2023 LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 4, 2025, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2023 LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire.

Read SEC document
December 02, 2024 Filed Dec 5, 2024 02:15 UTC Moelis & Co MC · Entity 3898 Grant2022 Incentive RSUs · Derivative 60.32 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-133507 · ownership.xml · derivative · entry 4

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,682.16

Underlying: Class A Common Stock · 60.32 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
December 02, 2024 Filed Dec 5, 2024 02:15 UTC Moelis & Co MC · Entity 3898 Grant2021 Incentive RSUs · Derivative 31.8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-133507 · ownership.xml · derivative · entry 3

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,050.22

Underlying: Class A Common Stock · 31.8 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
December 02, 2024 Filed Dec 5, 2024 02:15 UTC Moelis & Co MC · Entity 3898 Grant2020 Incentive RSUs · Derivative 22.32 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-133507 · ownership.xml · derivative · entry 2

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,843.06

Underlying: Class A Common Stock · 22.32 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
December 02, 2024 Filed Dec 5, 2024 02:15 UTC Moelis & Co MC · Entity 3898 Grant2019 Incentive RSUs · Derivative 21.67 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-133507 · ownership.xml · derivative · entry 1

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,759.31

Underlying: Class A Common Stock · 21.67 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
September 26, 2024 Filed Oct 1, 2024 00:57 UTC Moelis & Co MC · Entity 3898 Grant2022 Incentive RSUs · Derivative 65.51 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-110518 · ownership.xml · derivative · entry 4

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,621.84

Underlying: Class A Common Stock · 65.51 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
September 26, 2024 Filed Oct 1, 2024 00:57 UTC Moelis & Co MC · Entity 3898 Grant2021 Incentive RSUs · Derivative 34.54 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-110518 · ownership.xml · derivative · entry 3

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,018.41

Underlying: Class A Common Stock · 34.54 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
September 26, 2024 Filed Oct 1, 2024 00:57 UTC Moelis & Co MC · Entity 3898 Grant2020 Incentive RSUs · Derivative 24.24 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-110518 · ownership.xml · derivative · entry 2

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,820.73

Underlying: Class A Common Stock · 24.24 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

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September 26, 2024 Filed Oct 1, 2024 00:57 UTC Moelis & Co MC · Entity 3898 Grant2019 Incentive RSUs · Derivative 23.53 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-110518 · ownership.xml · derivative · entry 1

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,737.65

Underlying: Class A Common Stock · 23.53 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

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July 30, 2024 Filed Aug 2, 2024 22:44 UTC Moelis & Co MC · Entity 3898 SaleClass A Common Stock 3,666 $68.88 $252,514.08
Disclosure

SEC source: 0000950170-24-090201 · ownership.xml · nonDerivative · entry 1

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Ms. Pilcher Ciafone's ownership of any Class A common stock is in addition to (i) 28,029 units of unvested or restricted equity granted to Ms. Pilcher Ciafone as incentive compensation for fiscal years 2019 through 2023.

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June 20, 2024 Filed Jun 24, 2024 23:51 UTC Moelis & Co MC · Entity 3898 Grant2022 Incentive RSUs · Derivative 83.4 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-077013 · ownership.xml · derivative · entry 4

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,556.33

Underlying: Class A Common Stock · 83.4 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

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June 20, 2024 Filed Jun 24, 2024 23:51 UTC Moelis & Co MC · Entity 3898 Grant2021 Incentive RSUs · Derivative 43.97 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-077013 · ownership.xml · derivative · entry 3

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,983.87

Underlying: Class A Common Stock · 43.97 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

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June 20, 2024 Filed Jun 24, 2024 23:51 UTC Moelis & Co MC · Entity 3898 Grant2020 Incentive RSUs · Derivative 30.87 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-077013 · ownership.xml · derivative · entry 2

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,796.49

Underlying: Class A Common Stock · 30.87 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

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June 20, 2024 Filed Jun 24, 2024 23:51 UTC Moelis & Co MC · Entity 3898 Grant2019 Incentive RSUs · Derivative 29.96 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-077013 · ownership.xml · derivative · entry 1

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,714.12

Underlying: Class A Common Stock · 29.96 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

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March 28, 2024 Filed Apr 3, 2024 00:16 UTC Moelis & Co MC · Entity 3898 Grant2022 Incentive RSUs · Derivative 78.15 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-040581 · ownership.xml · derivative · entry 4

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,472.93

Underlying: Class A Common Stock · 78.15 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

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March 28, 2024 Filed Apr 3, 2024 00:16 UTC Moelis & Co MC · Entity 3898 Grant2021 Incentive RSUs · Derivative 41.21 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-040581 · ownership.xml · derivative · entry 3

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,939.9

Underlying: Class A Common Stock · 41.21 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

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March 28, 2024 Filed Apr 3, 2024 00:16 UTC Moelis & Co MC · Entity 3898 Grant2020 Incentive RSUs · Derivative 28.92 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-040581 · ownership.xml · derivative · entry 2

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,765.62

Underlying: Class A Common Stock · 28.92 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

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March 28, 2024 Filed Apr 3, 2024 00:16 UTC Moelis & Co MC · Entity 3898 Grant2019 Incentive RSUs · Derivative 28.07 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-040581 · ownership.xml · derivative · entry 1

Pilcher Ciafone Katherine · CIK 0001994994 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,684.16

Underlying: Class A Common Stock · 28.07 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.