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Callesano Christopher

Disclosed activity across 3 companies

Tapewire entity
35898
SEC CIK
0001681752

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Atlas Crest Investment Corp. IIACII.U · Entity 126082Chief Financial OfficerFebruary 03, 2021February 04, 2021
Moelis & CoMC · Entity 3898Chief Financial OfficerSeptember 17, 2026September 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Atlas Crest Investment Corp. II

Report date February 03, 2021 · Filed February 04, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityIndirectSee footnoteNot disclosed Reported balance Holding disclosure · report date 2021-02-03 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: As described in the registrant's registration statement on Form S-1 (File No. 333-251893) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, at the time of the registrant's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F2: The reporting person has an indirect pecuniary interest in shares of Class B common stock of the registrant through membership interests in Atlas Crest Investment II LLC, over which the reporting person does not have voting or dispositive control.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the registrant's registration statement on Form S-1 (File No. 333-251893) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, at the time of the registrant's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F2: The reporting person has an indirect pecuniary interest in shares of Class B common stock of the registrant through membership interests in Atlas Crest Investment II LLC, over which the reporting person does not have voting or dispositive control.

Moelis & Co

Report date September 17, 2026 · Filed September 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
2021 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct396.44 Reported balance After 2026-09-17 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-17 · Grant · Acquired 4.28 · Balance 396.44

F1: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

2022 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,249.48 Reported balance After 2026-09-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-17 · Grant · Acquired 13.5 · Balance 1,249.48

F1: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

2023 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,287.83 Reported balance After 2026-09-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-17 · Grant · Acquired 13.91 · Balance 1,287.83

F1: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

2024 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,370.82 Reported balance After 2026-09-17 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-09-17 · Grant · Acquired 14.81 · Balance 1,370.82

F1: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Archer Aviation Inc.

Report date September 16, 2021 · Filed September 21, 2021

Section 16 reporting ended · disclosed 2021-09-21. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 17, 2017 Filed Aug 21, 2017 22:18 UTC Moelis & Co MC · Entity 3898 Grant2015 Incentive RSUs · Derivative 25.67 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-011715 · edgar.xml · derivative · entry 4

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,693.09

Underlying: Class A Common Stock · 25.67 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
August 17, 2017 Filed Aug 21, 2017 22:18 UTC Moelis & Co MC · Entity 3898 Grant2014 Incentive RSUs Granted in 2015 · Derivative 9.73 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-011715 · edgar.xml · derivative · entry 3

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,021.22

Underlying: Class A Common Stock · 9.73 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
August 17, 2017 Filed Aug 21, 2017 22:18 UTC Moelis & Co MC · Entity 3898 Grant2014 LTI Restricted Stock Units · Derivative 54.69 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-011715 · edgar.xml · derivative · entry 2

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,737.98

Underlying: Class A Common Stock · 54.69 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

F3 · derivative.expiration_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

Read SEC document
August 17, 2017 Filed Aug 21, 2017 22:18 UTC Moelis & Co MC · Entity 3898 Grant2014 Incentive Restricted Stock Units · Derivative 3.65 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-011715 · edgar.xml · derivative · entry 1

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382.53

Underlying: Class A Common Stock · 3.65 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 20:37 UTC Moelis & Co MC · Entity 3898 Grant2016 Incentive RSUs · Derivative 62.95 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-010256 · edgar.xml · derivative · entry 5

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,527.41

Underlying: Class A Common Stock · 62.95 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 20:37 UTC Moelis & Co MC · Entity 3898 Grant2015 Incentive RSUs · Derivative 66.44 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-010256 · edgar.xml · derivative · entry 4

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,667.42

Underlying: Class A Common Stock · 66.44 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 20:37 UTC Moelis & Co MC · Entity 3898 Grant2014 Incentive RSUs Granted in 2015 · Derivative 25.19 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-010256 · edgar.xml · derivative · entry 3

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,011.49

Underlying: Class A Common Stock · 25.19 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 20:37 UTC Moelis & Co MC · Entity 3898 Grant2014 LTI Restricted Stock Units · Derivative 141.55 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-010256 · edgar.xml · derivative · entry 2

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,683.29

Underlying: Class A Common Stock · 141.55 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

F3 · derivative.expiration_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 20:37 UTC Moelis & Co MC · Entity 3898 Grant2014 Incentive Restricted Stock Units · Derivative 9.44 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-010256 · edgar.xml · derivative · entry 1

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378.89

Underlying: Class A Common Stock · 9.44 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
May 24, 2017 Filed May 26, 2017 20:26 UTC Moelis & Co MC · Entity 3898 Grant2016 Incentive RSUs · Derivative 24.93 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-008089 · edgar.xml · derivative · entry 5

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,464.46

Underlying: Class A Common Stock · 24.93 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
May 24, 2017 Filed May 26, 2017 20:26 UTC Moelis & Co MC · Entity 3898 Grant2015 Incentive RSUs · Derivative 26.32 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-008089 · edgar.xml · derivative · entry 4

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600.99

Underlying: Class A Common Stock · 26.32 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
May 24, 2017 Filed May 26, 2017 20:26 UTC Moelis & Co MC · Entity 3898 Grant2014 Incentive RSUs Granted in 2015 · Derivative 9.98 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-008089 · edgar.xml · derivative · entry 3

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 986.29

Underlying: Class A Common Stock · 9.98 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
May 24, 2017 Filed May 26, 2017 20:26 UTC Moelis & Co MC · Entity 3898 Grant2014 LTI Restricted Stock Units · Derivative 56.07 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-008089 · edgar.xml · derivative · entry 2

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,541.74

Underlying: Class A Common Stock · 56.07 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

F3 · derivative.expiration_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

Read SEC document
May 24, 2017 Filed May 26, 2017 20:26 UTC Moelis & Co MC · Entity 3898 Grant2014 Incentive Restricted Stock Units · Derivative 3.74 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-008089 · edgar.xml · derivative · entry 1

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369.45

Underlying: Class A Common Stock · 3.74 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 20:27 UTC Moelis & Co MC · Entity 3898 Exercise / conversionIPO Options (Right to Buy) · Derivative 1,750 $0.00 Strike: $21.95 $0.00
Disclosure

SEC source: 0001179110-17-006275 · edgar.xml · derivative · entry 11

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Class A Common Stock · 1,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Grant of stock options pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.

F6 · derivative.exercise_price: The IPO Options were originally issued at $25.00. Moelis & Company (the "Company") paid a special dividend of $1.00 per share of common stock to holders of record as of November 10, 2014 on November 24, 2014; a second special dividend of $0.80 per share of common stock to holders of record as of February 19, 2016 on March 4, 2016 and a third special dividend of $1.25 per share of common stock to holders of record as of December 23, 2016 on January 5, 2017. In connection with the declaration of each special dividend and as required under Section 5 of the Company's 2014 Omnibus Incentive Plan, the Compensation Committee of the Company's Board of Directors equitably reduced the exercise price of the Company's outstanding options to purchase common stock by the amount of each special dividend for an aggregate reduction of $3.05 from $25.00 per share to $21.95 per share. Such options are held by certain current and former employees of the Company, including officers and directors.

F7 · derivative.exercise_date: The IPO Options vest 25% on April 22, 2017, 25% on April 22, 2018 and 50% on April 22, 2019. The IPO Options expire on April 22, 2020.

F7 · derivative.expiration_date: The IPO Options vest 25% on April 22, 2017, 25% on April 22, 2018 and 50% on April 22, 2019. The IPO Options expire on April 22, 2020.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 20:27 UTC Moelis & Co MC · Entity 3898 SaleClass A Common Stock 1,750 $38.62 $67,583.25
Disclosure

SEC source: 0001179110-17-006275 · edgar.xml · nonDerivative · entry 7

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 27, 2017 Filed Apr 28, 2017 20:27 UTC Moelis & Co MC · Entity 3898 Exercise / conversionClass A Common Stock 1,750 $21.95 $38,412.50
Disclosure

SEC source: 0001179110-17-006275 · edgar.xml · nonDerivative · entry 6

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 20:27 UTC Moelis & Co MC · Entity 3898 SaleClass A Common Stock 1,783 $38.62 $68,852.33
Disclosure

SEC source: 0001179110-17-006275 · edgar.xml · nonDerivative · entry 5

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 26, 2017 Filed Apr 28, 2017 20:27 UTC Moelis & Co MC · Entity 3898 Exercise / conversionPartnership Interests · Derivative 1,783 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006275 · edgar.xml · derivative · entry 10

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,783 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Represents partnership interest in Moelis & Company Partner Holdings LP ("Partner Holdings") which are exchangeable for Class A partnership units in Moelis & Company Group LP ("Group LP"). Each Group LP Class A partnership unit is exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments), or cash, at Group LP's option.

F3 · derivative.exercise_price: Represents partnership interest in Moelis & Company Partner Holdings LP ("Partner Holdings") which are exchangeable for Class A partnership units in Moelis & Company Group LP ("Group LP"). Each Group LP Class A partnership unit is exchangeable for a share of Moelis & Company Class A common stock (subject to customary adjustments), or cash, at Group LP's option.

F4 · derivative.exercise_date: Pursuant to the Limited Partnership Agreement of Group LP (the "Partnership Agreement"), Group LP Class A partnership units held by the reporting person are exchangeable for Moelis & Company Class A common stock upon the Company periodically providing an exchange date for certain holders to exchange Group LP partnership units for Moelis & Company Class A common stock.

F4 · derivative.expiration_date: Pursuant to the Limited Partnership Agreement of Group LP (the "Partnership Agreement"), Group LP Class A partnership units held by the reporting person are exchangeable for Moelis & Company Class A common stock upon the Company periodically providing an exchange date for certain holders to exchange Group LP partnership units for Moelis & Company Class A common stock.

Read SEC document
April 26, 2017 Filed Apr 28, 2017 20:27 UTC Moelis & Co MC · Entity 3898 Exercise / conversion2014 LTI Restricted Stock Units · Derivative 1,828.5568 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006275 · edgar.xml · derivative · entry 9

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,485.6713

Underlying: Class A Common Stock · 1,828.5568 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on April 26, 2017.

F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on April 26, 2017.

F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on April 26, 2017.

Read SEC document
April 26, 2017 Filed Apr 28, 2017 20:27 UTC Moelis & Co MC · Entity 3898 Exercise / conversion2014 Incentive Restricted Stock Units · Derivative 365.7114 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006275 · edgar.xml · derivative · entry 8

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365.7114

Underlying: Class A Common Stock · 365.7114 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on April 26, 2017.

F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on April 26, 2017.

F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on April 26, 2017.

Read SEC document
April 26, 2017 Filed Apr 28, 2017 20:27 UTC Moelis & Co MC · Entity 3898 Exercise / conversionClass A Common Stock 1,783 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-006275 · edgar.xml · nonDerivative · entry 4

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).

Read SEC document
April 26, 2017 Filed Apr 28, 2017 20:27 UTC Moelis & Co MC · Entity 3898 SaleClass A Common Stock 1,382 $38.12 $52,681.84
Disclosure

SEC source: 0001179110-17-006275 · edgar.xml · nonDerivative · entry 3

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 26, 2017 Filed Apr 28, 2017 20:27 UTC Moelis & Co MC · Entity 3898 Tax withholdingClass A Common Stock 812.2862 $38.12 $30,964.35
Disclosure

SEC source: 0001179110-17-006275 · edgar.xml · nonDerivative · entry 2

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,382

Read SEC document
April 26, 2017 Filed Apr 28, 2017 20:27 UTC Moelis & Co MC · Entity 3898 Exercise / conversionClass A Common Stock 2,194.2862 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-006275 · edgar.xml · nonDerivative · entry 1

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,194.2862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).

Read SEC document
March 17, 2017 Filed Mar 21, 2017 20:19 UTC Moelis & Co MC · Entity 3898 Grant2016 Incentive RSUs · Derivative 23.52 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-004978 · edgar.xml · derivative · entry 5

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,439.52

Underlying: Class A Common Stock · 23.52 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 20:19 UTC Moelis & Co MC · Entity 3898 Grant2015 Incentive RSUs · Derivative 24.82 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-004978 · edgar.xml · derivative · entry 4

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,574.67

Underlying: Class A Common Stock · 24.82 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 20:19 UTC Moelis & Co MC · Entity 3898 Grant2014 Incentive RSUs Granted in 2015 · Derivative 9.41 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-004978 · edgar.xml · derivative · entry 3

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 976.31

Underlying: Class A Common Stock · 9.41 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 20:19 UTC Moelis & Co MC · Entity 3898 Grant2014 LTI Restricted Stock Units · Derivative 70.53 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-004978 · edgar.xml · derivative · entry 2

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,314.22

Underlying: Class A Common Stock · 70.53 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

F3 · derivative.expiration_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 20:19 UTC Moelis & Co MC · Entity 3898 Grant2014 Incentive Restricted Stock Units · Derivative 7.05 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-004978 · edgar.xml · derivative · entry 1

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731.42

Underlying: Class A Common Stock · 7.05 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 21:49 UTC Moelis & Co MC · Entity 3898 Grant2016 Incentive RSUs · Derivative 2,416 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003141 · edgar.xml · derivative · entry 6

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,416

Underlying: Class A Common Stock · 2,416 shares

Expires not disclosed

F3 · security: Each 2016 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.

F3 · derivative.exercise_price: Each 2016 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.

F4 · derivative.exercise_date: The 2016 Incentive Restricted Stock Units vest in equal installments on February 23, 2018, February 23, 2019, February 23, 2020, and February 23, 2021.

F4 · derivative.expiration_date: The 2016 Incentive Restricted Stock Units vest in equal installments on February 23, 2018, February 23, 2019, February 23, 2020, and February 23, 2021.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:49 UTC Moelis & Co MC · Entity 3898 Exercise / conversion2015 Incentive RSUs · Derivative 849.9476 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003141 · edgar.xml · derivative · entry 5

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,549.8428

Underlying: Class A Common Stock · 849.9476 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The RSUs were settled for Class A common stock on February 22, 2017.

F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2017.

F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2017.

F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2017.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:49 UTC Moelis & Co MC · Entity 3898 Exercise / conversion2014 Incentive RSUs Granted in 2015 · Derivative 482.8706 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-003141 · edgar.xml · derivative · entry 4

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 966.9015

Underlying: Class A Common Stock · 482.8706 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2017.

F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2017.

F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2017.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:49 UTC Moelis & Co MC · Entity 3898 SaleClass A Common Stock 1,532 $36.99 $56,668.68
Disclosure

SEC source: 0001179110-17-003141 · edgar.xml · nonDerivative · entry 3

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:49 UTC Moelis & Co MC · Entity 3898 Tax withholdingClass A Common Stock 493.8236 $36.99 $18,266.53
Disclosure

SEC source: 0001179110-17-003141 · edgar.xml · nonDerivative · entry 2

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,532

Read SEC document
February 22, 2017 Filed Feb 24, 2017 21:49 UTC Moelis & Co MC · Entity 3898 GrantClass A Common Stock 1,332.8236 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-17-003141 · edgar.xml · nonDerivative · entry 1

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,025.8236

F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).

Read SEC document
January 05, 2017 Filed Jan 9, 2017 22:28 UTC Moelis & Co MC · Entity 3898 Grant2015 Incentive RSUs · Derivative 121.94 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000803 · edgar.xml · derivative · entry 4

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,399.79

Underlying: Class A Common Stock · 121.94 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
January 05, 2017 Filed Jan 9, 2017 22:28 UTC Moelis & Co MC · Entity 3898 Grant2014 Incentive RSUs Granted in 2015 · Derivative 52 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000803 · edgar.xml · derivative · entry 3

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,449.78

Underlying: Class A Common Stock · 52 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
January 05, 2017 Filed Jan 9, 2017 22:28 UTC Moelis & Co MC · Entity 3898 Grant2014 LTI Restricted Stock Units · Derivative 259.81 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000803 · edgar.xml · derivative · entry 2

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,243.69

Underlying: Class A Common Stock · 259.81 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

F3 · derivative.expiration_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

Read SEC document
January 05, 2017 Filed Jan 9, 2017 22:28 UTC Moelis & Co MC · Entity 3898 Grant2014 Incentive Restricted Stock Units · Derivative 25.98 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-000803 · edgar.xml · derivative · entry 1

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 724.37

Underlying: Class A Common Stock · 25.98 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 21:15 UTC Moelis & Co MC · Entity 3898 Grant2015 Incentive RSUs · Derivative 34.7 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-16-032693 · edgar.xml · derivative · entry 4

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,277.84

Underlying: Class A Common Stock · 34.7 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 21:15 UTC Moelis & Co MC · Entity 3898 Grant2014 Incentive RSUs Granted in 2015 · Derivative 14.8 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-16-032693 · edgar.xml · derivative · entry 3

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,397.78

Underlying: Class A Common Stock · 14.8 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 21:15 UTC Moelis & Co MC · Entity 3898 Grant2014 LTI Restricted Stock Units · Derivative 73.95 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-16-032693 · edgar.xml · derivative · entry 2

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,983.88

Underlying: Class A Common Stock · 73.95 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

F3 · derivative.expiration_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 21:15 UTC Moelis & Co MC · Entity 3898 Grant2014 Incentive Restricted Stock Units · Derivative 7.39 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-16-032693 · edgar.xml · derivative · entry 1

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 698.39

Underlying: Class A Common Stock · 7.39 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

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September 06, 2016 Filed Sep 8, 2016 20:29 UTC Moelis & Co MC · Entity 3898 Grant2015 Incentive RSUs · Derivative 39.47 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-16-029439 · edgar.xml · derivative · entry 4

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,243.13

Underlying: Class A Common Stock · 39.47 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

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September 06, 2016 Filed Sep 8, 2016 20:29 UTC Moelis & Co MC · Entity 3898 Grant2014 Incentive RSUs Granted in 2015 · Derivative 16.83 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-16-029439 · edgar.xml · derivative · entry 3

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,382.97

Underlying: Class A Common Stock · 16.83 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

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September 06, 2016 Filed Sep 8, 2016 20:29 UTC Moelis & Co MC · Entity 3898 Grant2014 LTI Restricted Stock Units · Derivative 84.11 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-16-029439 · edgar.xml · derivative · entry 2

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,909.92

Underlying: Class A Common Stock · 84.11 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

F3 · derivative.expiration_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

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September 06, 2016 Filed Sep 8, 2016 20:29 UTC Moelis & Co MC · Entity 3898 Grant2014 Incentive Restricted Stock Units · Derivative 8.41 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-16-029439 · edgar.xml · derivative · entry 1

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690.99

Underlying: Class A Common Stock · 8.41 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.