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person · Reporting owner

Callesano Christopher

Disclosed activity across 3 companies

Tapewire entity
35898
SEC CIK
0001681752

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Atlas Crest Investment Corp. IIACII.U · Entity 126082Chief Financial OfficerFebruary 03, 2021February 04, 2021
Moelis & CoMC · Entity 3898Chief Financial OfficerSeptember 17, 2026September 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Atlas Crest Investment Corp. II

Report date February 03, 2021 · Filed February 04, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityIndirectSee footnoteNot disclosed Reported balance Holding disclosure · report date 2021-02-03 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: As described in the registrant's registration statement on Form S-1 (File No. 333-251893) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, at the time of the registrant's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F2: The reporting person has an indirect pecuniary interest in shares of Class B common stock of the registrant through membership interests in Atlas Crest Investment II LLC, over which the reporting person does not have voting or dispositive control.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the registrant's registration statement on Form S-1 (File No. 333-251893) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, at the time of the registrant's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.

F2: The reporting person has an indirect pecuniary interest in shares of Class B common stock of the registrant through membership interests in Atlas Crest Investment II LLC, over which the reporting person does not have voting or dispositive control.

Moelis & Co

Report date September 17, 2026 · Filed September 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
2021 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct396.44 Reported balance After 2026-09-17 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-17 · Grant · Acquired 4.28 · Balance 396.44

F1: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

2022 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,249.48 Reported balance After 2026-09-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-17 · Grant · Acquired 13.5 · Balance 1,249.48

F1: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

2023 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,287.83 Reported balance After 2026-09-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-17 · Grant · Acquired 13.91 · Balance 1,287.83

F1: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

2024 Incentive RSUsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,370.82 Reported balance After 2026-09-17 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-09-17 · Grant · Acquired 14.81 · Balance 1,370.82

F1: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Archer Aviation Inc.

Report date September 16, 2021 · Filed September 21, 2021

Section 16 reporting ended · disclosed 2021-09-21. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2019 Filed May 4, 2019 00:29 UTC Moelis & Co MC · Entity 3898 Exercise / conversionClass A Common Stock 7,269.087 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-027597 · doc4.xml · nonDerivative · entry 1

Callesano Christopher · CIK 0001681752 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,269.087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).

Read SEC document
March 29, 2019 Filed Apr 3, 2019 00:24 UTC Moelis & Co MC · Entity 3898 Grant2018 Incentive RSUs · Derivative 85.92 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-022826 · doc4.xml · derivative · entry 6

Callesano Christopher · CIK 0001681752 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,128.92

Underlying: Class A Common Stock · 85.92 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F7 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F7 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 14, 2019 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 29, 2019 Filed Apr 3, 2019 00:24 UTC Moelis & Co MC · Entity 3898 Grant2017 Incentive RSUs · Derivative 81.98 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-022826 · doc4.xml · derivative · entry 5

Callesano Christopher · CIK 0001681752 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,031.05

Underlying: Class A Common Stock · 81.98 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 29, 2019 Filed Apr 3, 2019 00:24 UTC Moelis & Co MC · Entity 3898 Grant2016 Incentive RSUs · Derivative 88.95 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-022826 · doc4.xml · derivative · entry 4

Callesano Christopher · CIK 0001681752 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,203.78

Underlying: Class A Common Stock · 88.95 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 29, 2019 Filed Apr 3, 2019 00:24 UTC Moelis & Co MC · Entity 3898 Grant2015 Incentive RSUs · Derivative 83.44 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-022826 · doc4.xml · derivative · entry 3

Callesano Christopher · CIK 0001681752 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,067.42

Underlying: Class A Common Stock · 83.44 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 29, 2019 Filed Apr 3, 2019 00:24 UTC Moelis & Co MC · Entity 3898 Grant2014 Incentive RSUs Granted in 2015 · Derivative 23.76 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-022826 · doc4.xml · derivative · entry 2

Callesano Christopher · CIK 0001681752 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588.68

Underlying: Class A Common Stock · 23.76 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 29, 2019 Filed Apr 3, 2019 00:24 UTC Moelis & Co MC · Entity 3898 Grant2014 LTI Restricted Stock Units · Derivative 177.78 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-022826 · doc4.xml · derivative · entry 1

Callesano Christopher · CIK 0001681752 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,404.92

Underlying: Class A Common Stock · 177.78 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

F2 · derivative.expiration_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 23:26 UTC Moelis & Co MC · Entity 3898 Grant2018 Incentive RSUs · Derivative 2,043 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011298 · doc4.xml · derivative · entry 1

Callesano Christopher · CIK 0001681752 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,043

Underlying: Class A Common Stock · 2,043 shares

Expires not disclosed

F1 · security: Each 2018 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Each 2018 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.

F2 · derivative.exercise_date: The 2018 Incentive Restricted Stock Units vest in equal installments on February 23, 2020, February 23, 2021, February 23, 2022 and February 23, 2023.

F2 · derivative.expiration_date: The 2018 Incentive Restricted Stock Units vest in equal installments on February 23, 2020, February 23, 2021, February 23, 2022 and February 23, 2023.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 22:49 UTC Moelis & Co MC · Entity 3898 Grant2017 Incentive RSUs · Derivative 22.55 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-059035 · doc4.xml · derivative · entry 5

Callesano Christopher · CIK 0001681752 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,949.07

Underlying: Class A Common Stock · 22.55 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 22:49 UTC Moelis & Co MC · Entity 3898 Grant2016 Incentive RSUs · Derivative 24.47 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-059035 · doc4.xml · derivative · entry 4

Callesano Christopher · CIK 0001681752 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,114.83

Underlying: Class A Common Stock · 24.47 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 22:49 UTC Moelis & Co MC · Entity 3898 Grant2015 Incentive RSUs · Derivative 22.96 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-059035 · doc4.xml · derivative · entry 3

Callesano Christopher · CIK 0001681752 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,983.98

Underlying: Class A Common Stock · 22.96 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 22:49 UTC Moelis & Co MC · Entity 3898 Grant2014 Incentive RSUs Granted in 2015 · Derivative 6.54 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-059035 · doc4.xml · derivative · entry 2

Callesano Christopher · CIK 0001681752 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564.92

Underlying: Class A Common Stock · 6.54 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 22:49 UTC Moelis & Co MC · Entity 3898 Grant2014 LTI Restricted Stock Units · Derivative 48.91 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-059035 · doc4.xml · derivative · entry 1

Callesano Christopher · CIK 0001681752 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,227.14

Underlying: Class A Common Stock · 48.91 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

F2 · derivative.expiration_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 22:15 UTC Moelis & Co MC · Entity 3898 Grant2017 Incentive RSUs · Derivative 66.39 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011440 · edgar.xml · derivative · entry 5

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,926.52

Underlying: Class A Common Stock · 66.39 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 22:15 UTC Moelis & Co MC · Entity 3898 Grant2016 Incentive RSUs · Derivative 72.03 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011440 · edgar.xml · derivative · entry 4

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,090.36

Underlying: Class A Common Stock · 72.03 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 22:15 UTC Moelis & Co MC · Entity 3898 Grant2015 Incentive RSUs · Derivative 67.57 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011440 · edgar.xml · derivative · entry 3

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,961.03

Underlying: Class A Common Stock · 67.57 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 22:15 UTC Moelis & Co MC · Entity 3898 Grant2014 Incentive RSUs Granted in 2015 · Derivative 19.24 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011440 · edgar.xml · derivative · entry 2

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558.38

Underlying: Class A Common Stock · 19.24 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 22:15 UTC Moelis & Co MC · Entity 3898 Grant2014 LTI Restricted Stock Units · Derivative 143.98 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-011440 · edgar.xml · derivative · entry 1

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,178.23

Underlying: Class A Common Stock · 143.98 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

F2 · derivative.expiration_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:32 UTC Moelis & Co MC · Entity 3898 Grant2017 Incentive RSUs · Derivative 14.84 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-007240 · edgar.xml · derivative · entry 5

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,860.13

Underlying: Class A Common Stock · 14.84 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:32 UTC Moelis & Co MC · Entity 3898 Grant2016 Incentive RSUs · Derivative 16.1 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-007240 · edgar.xml · derivative · entry 4

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,018.32

Underlying: Class A Common Stock · 16.1 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:32 UTC Moelis & Co MC · Entity 3898 Grant2015 Incentive RSUs · Derivative 15.1 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-007240 · edgar.xml · derivative · entry 3

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,893.45

Underlying: Class A Common Stock · 15.1 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:32 UTC Moelis & Co MC · Entity 3898 Grant2014 Incentive RSUs Granted in 2015 · Derivative 4.3 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-007240 · edgar.xml · derivative · entry 2

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539.14

Underlying: Class A Common Stock · 4.3 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F3 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:32 UTC Moelis & Co MC · Entity 3898 Grant2014 LTI Restricted Stock Units · Derivative 32.18 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-007240 · edgar.xml · derivative · entry 1

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,034.25

Underlying: Class A Common Stock · 32.18 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

F2 · derivative.expiration_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 21:27 UTC Moelis & Co MC · Entity 3898 Exercise / conversionIPO Options (Right to Buy) · Derivative 1,750 $0.00 Strike: $19.45 $0.00
Disclosure

SEC source: 0001179110-18-005898 · edgar.xml · derivative · entry 8

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Class A Common Stock · 1,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Grant of stock options pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.

F4 · derivative.exercise_price: The IPO Options were originally issued at $25.00. Moelis & Company (the "Company") paid special dividends of $5.55, in aggregate, through March 31, 2018. As required under Section 5 of the Company's 2014 Omnibus Incentive Plan, the Compensation Committee of the Company's Board of Directors equitably reduced the exercise price of the Company's outstanding options to purchase common stock by $5.55 from $25.00 per share to $19.45 per share. Such options are held by certain current and former employees of the Company, including officers and directors.

F5 · derivative.exercise_date: The IPO Options vest 25% on April 22, 2017, 25% on April 22, 2018 and 50% on April 22, 2019. The IPO Options expire on April 22, 2020.

F5 · derivative.expiration_date: The IPO Options vest 25% on April 22, 2017, 25% on April 22, 2018 and 50% on April 22, 2019. The IPO Options expire on April 22, 2020.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 21:27 UTC Moelis & Co MC · Entity 3898 SaleClass A Common Stock 1,750 $54.25 $94,937.50
Disclosure

SEC source: 0001179110-18-005898 · edgar.xml · nonDerivative · entry 5

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 25, 2018 Filed Apr 26, 2018 21:27 UTC Moelis & Co MC · Entity 3898 Exercise / conversionClass A Common Stock 1,750 $19.45 $34,037.50
Disclosure

SEC source: 0001179110-18-005898 · edgar.xml · nonDerivative · entry 4

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2018 Filed Apr 26, 2018 21:27 UTC Moelis & Co MC · Entity 3898 SaleClass A Common Stock 1,585 $54.25 $85,986.25
Disclosure

SEC source: 0001179110-18-005898 · edgar.xml · nonDerivative · entry 3

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 24, 2018 Filed Apr 26, 2018 21:27 UTC Moelis & Co MC · Entity 3898 Exercise / conversion2014 LTI Restricted Stock Units · Derivative 2,001.0352 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-005898 · edgar.xml · derivative · entry 7

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,002.07

Underlying: Class A Common Stock · 2,001.0352 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on April 24, 2018.

F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on April 24, 2018.

F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on April 24, 2018.

Read SEC document
April 24, 2018 Filed Apr 26, 2018 21:27 UTC Moelis & Co MC · Entity 3898 Exercise / conversion2014 Incentive Restricted Stock Units · Derivative 400.2071 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-005898 · edgar.xml · derivative · entry 6

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 400.2071 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on April 24, 2018.

F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on April 24, 2018.

F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on April 24, 2018.

Read SEC document
April 24, 2018 Filed Apr 26, 2018 21:27 UTC Moelis & Co MC · Entity 3898 Tax withholdingClass A Common Stock 816.2423 $54.45 $44,444.39
Disclosure

SEC source: 0001179110-18-005898 · edgar.xml · nonDerivative · entry 2

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,585

Read SEC document
April 24, 2018 Filed Apr 26, 2018 21:27 UTC Moelis & Co MC · Entity 3898 Exercise / conversionClass A Common Stock 2,401.2423 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-005898 · edgar.xml · nonDerivative · entry 1

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,401.2423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).

Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:05 UTC Moelis & Co MC · Entity 3898 Grant2017 Incentive RSUs · Derivative 67.29 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003953 · edgar.xml · derivative · entry 6

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,845.29

Underlying: Class A Common Stock · 67.29 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F7 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F7 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 15, 2018 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:05 UTC Moelis & Co MC · Entity 3898 Grant2016 Incentive RSUs · Derivative 73.02 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003953 · edgar.xml · derivative · entry 5

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,002.22

Underlying: Class A Common Stock · 73.02 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:05 UTC Moelis & Co MC · Entity 3898 Grant2015 Incentive RSUs · Derivative 68.5 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003953 · edgar.xml · derivative · entry 4

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,878.35

Underlying: Class A Common Stock · 68.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:05 UTC Moelis & Co MC · Entity 3898 Grant2014 Incentive RSUs Granted in 2015 · Derivative 19.5 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003953 · edgar.xml · derivative · entry 3

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534.84

Underlying: Class A Common Stock · 19.5 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:05 UTC Moelis & Co MC · Entity 3898 Grant2014 LTI Restricted Stock Units · Derivative 218.92 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003953 · edgar.xml · derivative · entry 2

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,003.11

Underlying: Class A Common Stock · 218.92 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

F3 · derivative.expiration_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:05 UTC Moelis & Co MC · Entity 3898 Grant2014 Incentive Restricted Stock Units · Derivative 14.59 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-18-003953 · edgar.xml · derivative · entry 1

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400.21

Underlying: Class A Common Stock · 14.59 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Read SEC document
February 23, 2018 Filed Feb 26, 2018 22:22 UTC Moelis & Co MC · Entity 3898 SaleClass A Common Stock 1,360 $50.51 $68,693.60
Disclosure

SEC source: 0001179110-18-002891 · edgar.xml · nonDerivative · entry 3

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 22, 2018 Filed Feb 26, 2018 22:22 UTC Moelis & Co MC · Entity 3898 Exercise / conversion2016 Incentive RSUs · Derivative 643.0691 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-002891 · edgar.xml · derivative · entry 6

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,929.21

Underlying: Class A Common Stock · 643.0691 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2018.

F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2018.

F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2018.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 22:22 UTC Moelis & Co MC · Entity 3898 Exercise / conversion2015 Incentive RSUs · Derivative 904.9253 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-002891 · edgar.xml · derivative · entry 5

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,809.85

Underlying: Class A Common Stock · 904.9253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2018.

F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2018.

F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2018.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 22:22 UTC Moelis & Co MC · Entity 3898 Exercise / conversion2014 Incentive RSUs Granted in 2015 · Derivative 514.1099 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-002891 · edgar.xml · derivative · entry 4

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515.33

Underlying: Class A Common Stock · 514.1099 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The RSUs were settled for Class A common stock on February 22, 2018.

F2 · derivative.exercise_date: The RSUs were settled for Class A common stock on February 22, 2018.

F2 · derivative.expiration_date: The RSUs were settled for Class A common stock on February 22, 2018.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 22:22 UTC Moelis & Co MC · Entity 3898 Tax withholdingClass A Common Stock 702.1 $50.00 $35,105.00
Disclosure

SEC source: 0001179110-18-002891 · edgar.xml · nonDerivative · entry 2

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,360

Read SEC document
February 22, 2018 Filed Feb 26, 2018 22:22 UTC Moelis & Co MC · Entity 3898 Exercise / conversionClass A Common Stock 2,062.1 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-18-002891 · edgar.xml · nonDerivative · entry 1

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,062.1

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:25 UTC Moelis & Co MC · Entity 3898 Grant2017 Incentive RSUs · Derivative 1,778 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-002384 · edgar.xml · derivative · entry 1

Callesano Christopher · CIK 0001681752 · ED & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,778

Underlying: Class A Common Stock · 1,778 shares

Expires not disclosed

F1 · security: Each 2017 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.

F1 · derivative.exercise_price: Each 2017 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.

F2 · derivative.exercise_date: The 2017 Incentive Restricted Stock Units vest in equal installments on February 23, 2019, February 23, 2020, February 23, 2021, and February 23, 2022.

F2 · derivative.expiration_date: The 2017 Incentive Restricted Stock Units vest in equal installments on February 23, 2019, February 23, 2020, February 23, 2021, and February 23, 2022.

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November 20, 2017 Filed Nov 22, 2017 21:29 UTC Moelis & Co MC · Entity 3898 Grant2016 Incentive RSUs · Derivative 20.55 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-014538 · edgar.xml · derivative · entry 5

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,572.28

Underlying: Class A Common Stock · 20.55 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

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November 20, 2017 Filed Nov 22, 2017 21:29 UTC Moelis & Co MC · Entity 3898 Grant2015 Incentive RSUs · Derivative 21.69 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-014538 · edgar.xml · derivative · entry 4

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,714.78

Underlying: Class A Common Stock · 21.69 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F5 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F5 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 24, 2016 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

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November 20, 2017 Filed Nov 22, 2017 21:29 UTC Moelis & Co MC · Entity 3898 Grant2014 Incentive RSUs Granted in 2015 · Derivative 8.22 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-014538 · edgar.xml · derivative · entry 3

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,029.44

Underlying: Class A Common Stock · 8.22 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F4 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F4 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on March 2, 2015 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

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November 20, 2017 Filed Nov 22, 2017 21:29 UTC Moelis & Co MC · Entity 3898 Grant2014 LTI Restricted Stock Units · Derivative 46.2 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-014538 · edgar.xml · derivative · entry 2

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,784.19

Underlying: Class A Common Stock · 46.2 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F3 · derivative.exercise_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

F3 · derivative.expiration_date: LTI RSUs were issued as dividend equivalents on the holder's unvested underlying LTI RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent LTI RSUs will vest concurrently with the vesting of the unvested underlying LTI RSUs.

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November 20, 2017 Filed Nov 22, 2017 21:29 UTC Moelis & Co MC · Entity 3898 Grant2014 Incentive Restricted Stock Units · Derivative 3.08 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-014538 · edgar.xml · derivative · entry 1

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385.61

Underlying: Class A Common Stock · 3.08 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F2 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F2 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

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August 17, 2017 Filed Aug 21, 2017 22:18 UTC Moelis & Co MC · Entity 3898 Grant2016 Incentive RSUs · Derivative 24.32 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001179110-17-011715 · edgar.xml · derivative · entry 5

Callesano Christopher · CIK 0001681752 · SVP & Principal Acct Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,551.73

Underlying: Class A Common Stock · 24.32 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

F6 · derivative.exercise_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

F6 · derivative.expiration_date: Incentive RSUs were issued as dividend equivalents on the holder's unvested underlying Incentive RSUs issued on February 23, 2017 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.