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person · Reporting owner

Barrett Elizabeth A.

Disclosed activity across 4 companies

Tapewire entity
35887
SEC CIK
0001764157

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Allogene Therapeutics, Inc.ALLO · Entity 5243DirectorJune 18, 2026June 23, 2026
Science 37 Holdings, Inc.LSAQ · Entity 15235DirectorNovember 20, 2020November 20, 2020
UroGen Pharma Ltd.URGN · Entity 4466Chief Executive OfficerJanuary 31, 2026February 19, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Allogene Therapeutics, Inc.

Report date June 18, 2026 · Filed June 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect95,400 Reported balance After 2026-06-18 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-18 · Grant · Acquired 95,400 · Balance 95,400

F1: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Company Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. The reporting person has elected to defer the receipt of Common Stock upon the vesting of their RSUs pursuant to the Company's Non-Employee Director Compensation Policy until earlier of (i) 30 days following separation from continuous service with the company and (ii) a change in control of the Company.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Company Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. The reporting person has elected to defer the receipt of Common Stock upon the vesting of their RSUs pursuant to the Company's Non-Employee Director Compensation Policy until earlier of (i) 30 days following separation from continuous service with the company and (ii) a change in control of the Company.

Science 37 Holdings, Inc.

Report date November 20, 2020 · Filed November 20, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,000 Reported balance Holding disclosure · report date 2020-11-20 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 6,000

UroGen Pharma Ltd.

Report date January 31, 2026 · Filed February 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect153,195 Reported balance After 2026-01-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-01-31 · Grant · Acquired 153,195 · Balance 153,195

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F2: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2027, January 31, 2028 and January 31, 2029.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F2: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2027, January 31, 2028 and January 31, 2029.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Sage Therapeutics, Inc.

Report date July 31, 2025 · Filed July 31, 2025

Section 16 reporting ended · disclosed 2025-07-31. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-07-31 transaction · row 1
1 source row

Row 1 · 2025-07-31 · Other · Disposed 3,000 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 13, 2025, among Sage Therapeutics, Inc. (the "Issuer"), Supernus Pharmaceuticals, Inc. ("Parent"), and Saphire, Inc., a wholly owned subsidiary of Parent ("Purchaser"), pursuant to which Purchaser completed a cash tender offer for shares of common stock of the Issuer (each, a "Share") and thereafter merged with and into the Issuer, effective as of July 31, 2025 (the effective time of the merger, the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive (i) $8.50 per Share in cash (the "Closing Amount"), plus (ii) one contingent value right ("CVR") per Share, each without interest and subject to the withholding of applicable taxes.

F2: (Continued from footnote 1) Each CVR represents the right to receive up to $3.50 per Share in cash upon the satisfaction of specified milestones, as described in the Form 8-K filed by the Issuer with the Securities and Exchange Commission on June 16, 2025.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.77 · Expires 2034-06-10Direct0 Reported balance After 2025-07-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-07-31 · Disposition to issuer · Disposed 21,500 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Shares (a "Company Option") then outstanding and unexercised, whether or not vested, which had a per Share exercise price less than the Closing Amount was deemed fully vested and cancelled and converted into the right to receive (i) a cash payment (without interest and subject to the withholding of applicable taxes) equal to the product of (a) the excess of the Closing Amount over the per Share exercise price of such Company Option, multiplied by (b) the total number of Shares subject to such Company Option immediately prior to the Effective Time, plus (ii) one CVR for each Share subject to such Company Option immediately prior to the Effective Time. Each Company Option, whether or not vested, which had a per Share exercise price greater than or equal to the Closing Amount was cancelled with no consideration payable in respect thereof.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 13, 2025, among Sage Therapeutics, Inc. (the "Issuer"), Supernus Pharmaceuticals, Inc. ("Parent"), and Saphire, Inc., a wholly owned subsidiary of Parent ("Purchaser"), pursuant to which Purchaser completed a cash tender offer for shares of common stock of the Issuer (each, a "Share") and thereafter merged with and into the Issuer, effective as of July 31, 2025 (the effective time of the merger, the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive (i) $8.50 per Share in cash (the "Closing Amount"), plus (ii) one contingent value right ("CVR") per Share, each without interest and subject to the withholding of applicable taxes.

F2: (Continued from footnote 1) Each CVR represents the right to receive up to $3.50 per Share in cash upon the satisfaction of specified milestones, as described in the Form 8-K filed by the Issuer with the Securities and Exchange Commission on June 16, 2025.

F3: Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Shares (a "Company Option") then outstanding and unexercised, whether or not vested, which had a per Share exercise price less than the Closing Amount was deemed fully vested and cancelled and converted into the right to receive (i) a cash payment (without interest and subject to the withholding of applicable taxes) equal to the product of (a) the excess of the Closing Amount over the per Share exercise price of such Company Option, multiplied by (b) the total number of Shares subject to such Company Option immediately prior to the Effective Time, plus (ii) one CVR for each Share subject to such Company Option immediately prior to the Effective Time. Each Company Option, whether or not vested, which had a per Share exercise price greater than or equal to the Closing Amount was cancelled with no consideration payable in respect thereof.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 18, 2026 Filed Jun 23, 2026 20:26 UTC Allogene Therapeutics, Inc. ALLO · Entity 5243 GrantRestricted Stock Unit · Derivative 95,400 $0.00 $0.00
Disclosure

SEC source: 0001764157-26-000004 · wk-form4_1782246402.xml · derivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,400

Underlying: Common Stock · 95,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Company Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. The reporting person has elected to defer the receipt of Common Stock upon the vesting of their RSUs pursuant to the Company's Non-Employee Director Compensation Policy until earlier of (i) 30 days following separation from continuous service with the company and (ii) a change in control of the Company.

F1 · derivative.exercise_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Company Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. The reporting person has elected to defer the receipt of Common Stock upon the vesting of their RSUs pursuant to the Company's Non-Employee Director Compensation Policy until earlier of (i) 30 days following separation from continuous service with the company and (ii) a change in control of the Company.

F1 · derivative.expiration_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Company Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. The reporting person has elected to defer the receipt of Common Stock upon the vesting of their RSUs pursuant to the Company's Non-Employee Director Compensation Policy until earlier of (i) 30 days following separation from continuous service with the company and (ii) a change in control of the Company.

Read SEC document
January 31, 2026 Filed Feb 19, 2026 15:46 UTC UroGen Pharma Ltd. URGN · Entity 4466 GrantRestricted Stock Units · Derivative 153,195 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-004638 · rdgdoc.xml · derivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,195

Underlying: Ordinary Shares · 153,195 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.exercise_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2027, January 31, 2028 and January 31, 2029.

F2 · derivative.expiration_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2027, January 31, 2028 and January 31, 2029.

Read SEC document
July 31, 2025 Filed Jul 31, 2025 11:48 UTC Sage Therapeutics, Inc. SAGE · Entity 77038 Disposition to issuerStock Option (Right to Buy) · Derivative 21,500 Not disclosed Strike: $6.77 Not disclosed
Disclosure

SEC source: 0000950170-25-100675 · ownership.xml · derivative · entry 2

Barrett Elizabeth A. · CIK 0001764157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,500 shares

Expires 2034-06-10

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Shares (a "Company Option") then outstanding and unexercised, whether or not vested, which had a per Share exercise price less than the Closing Amount was deemed fully vested and cancelled and converted into the right to receive (i) a cash payment (without interest and subject to the withholding of applicable taxes) equal to the product of (a) the excess of the Closing Amount over the per Share exercise price of such Company Option, multiplied by (b) the total number of Shares subject to such Company Option immediately prior to the Effective Time, plus (ii) one CVR for each Share subject to such Company Option immediately prior to the Effective Time. Each Company Option, whether or not vested, which had a per Share exercise price greater than or equal to the Closing Amount was cancelled with no consideration payable in respect thereof.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each option to purchase Shares (a "Company Option") then outstanding and unexercised, whether or not vested, which had a per Share exercise price less than the Closing Amount was deemed fully vested and cancelled and converted into the right to receive (i) a cash payment (without interest and subject to the withholding of applicable taxes) equal to the product of (a) the excess of the Closing Amount over the per Share exercise price of such Company Option, multiplied by (b) the total number of Shares subject to such Company Option immediately prior to the Effective Time, plus (ii) one CVR for each Share subject to such Company Option immediately prior to the Effective Time. Each Company Option, whether or not vested, which had a per Share exercise price greater than or equal to the Closing Amount was cancelled with no consideration payable in respect thereof.

Read SEC document
July 31, 2025 Filed Jul 31, 2025 11:48 UTC Sage Therapeutics, Inc. SAGE · Entity 77038 OtherCommon Stock 3,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-100675 · ownership.xml · nonDerivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 13, 2025, among Sage Therapeutics, Inc. (the "Issuer"), Supernus Pharmaceuticals, Inc. ("Parent"), and Saphire, Inc., a wholly owned subsidiary of Parent ("Purchaser"), pursuant to which Purchaser completed a cash tender offer for shares of common stock of the Issuer (each, a "Share") and thereafter merged with and into the Issuer, effective as of July 31, 2025 (the effective time of the merger, the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive (i) $8.50 per Share in cash (the "Closing Amount"), plus (ii) one contingent value right ("CVR") per Share, each without interest and subject to the withholding of applicable taxes.

F2 · kind: (Continued from footnote 1) Each CVR represents the right to receive up to $3.50 per Share in cash upon the satisfaction of specified milestones, as described in the Form 8-K filed by the Issuer with the Securities and Exchange Commission on June 16, 2025.

F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 13, 2025, among Sage Therapeutics, Inc. (the "Issuer"), Supernus Pharmaceuticals, Inc. ("Parent"), and Saphire, Inc., a wholly owned subsidiary of Parent ("Purchaser"), pursuant to which Purchaser completed a cash tender offer for shares of common stock of the Issuer (each, a "Share") and thereafter merged with and into the Issuer, effective as of July 31, 2025 (the effective time of the merger, the "Effective Time"). At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive (i) $8.50 per Share in cash (the "Closing Amount"), plus (ii) one contingent value right ("CVR") per Share, each without interest and subject to the withholding of applicable taxes.

F2 · price: (Continued from footnote 1) Each CVR represents the right to receive up to $3.50 per Share in cash upon the satisfaction of specified milestones, as described in the Form 8-K filed by the Issuer with the Securities and Exchange Commission on June 16, 2025.

Read SEC document
July 28, 2025 Filed Jul 30, 2025 20:08 UTC UroGen Pharma Ltd. URGN · Entity 4466 GrantPerformance Stock Units · Derivative 87,615 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-023969 · rdgdoc.xml · derivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,615

Underlying: Ordinary Shares · 87,615 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.exercise_date: Represents performance stock units ("PSUs") granted to the reporting person on January 31, 2024 that were earned upon the achievement of a corporate milestone event. These PSUs remain subject to continued service through December 31, 2025, at which time they will vest and settle in ordinary shares.

F2 · derivative.expiration_date: Represents performance stock units ("PSUs") granted to the reporting person on January 31, 2024 that were earned upon the achievement of a corporate milestone event. These PSUs remain subject to continued service through December 31, 2025, at which time they will vest and settle in ordinary shares.

Read SEC document
June 18, 2025 Filed Jun 24, 2025 01:03 UTC Allogene Therapeutics, Inc. ALLO · Entity 5243 GrantRestricted Stock Unit · Derivative 95,400 $0.00 $0.00
Disclosure

SEC source: 0001737287-25-000074 · wk-form4_1750727007.xml · derivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,400

Underlying: Common Stock · 95,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. Ms. Barrett has elected to defer the receipt of Common Stock upon the vesting of her RSUs pursuant to the Companys Non-Employee Director Compensation Policy until the earlier of (i) 30 days following separation from the Board or (ii) a change in control of the Company.

F1 · derivative.exercise_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. Ms. Barrett has elected to defer the receipt of Common Stock upon the vesting of her RSUs pursuant to the Companys Non-Employee Director Compensation Policy until the earlier of (i) 30 days following separation from the Board or (ii) a change in control of the Company.

F1 · derivative.expiration_date: Represents an award of Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of the Companys Common Stock. The RSUs will vest in two successive equal semi-annual installments over the one-year period measured from the date of grant, subject to continued service through the vesting date. Ms. Barrett has elected to defer the receipt of Common Stock upon the vesting of her RSUs pursuant to the Companys Non-Employee Director Compensation Policy until the earlier of (i) 30 days following separation from the Board or (ii) a change in control of the Company.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 16:13 UTC Sage Therapeutics, Inc. SAGE · Entity 77038 GrantStock Option (Right to Buy) · Derivative 21,500 $0.00 Strike: $6.77 $0.00
Disclosure

SEC source: 0001562180-25-004787 · primarydocument.xml · derivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,500

Underlying: Common Stock · 21,500 shares

Expires 2035-06-11

F1 · derivative.exercise_date: The stock option award was issued pursuant to the Sage Therapeutics, Inc. 2024 Equity Incentive Plan in accordance with Sage's Non-Employee Director Compensation Program. The option will vest in full upon the earlier to occur of June 11, 2026 or the day immediately prior to the 2026 Annual Meeting of Sage's stockholders, subject to continued service as a director on such date.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 16:49 UTC UroGen Pharma Ltd. URGN · Entity 4466 GrantRestricted Stock Units · Derivative 96,377 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-002683 · rdgdoc.xml · derivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,377

Underlying: Ordinary Shares · 96,377 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.exercise_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2026, January 31, 2027 and January 31, 2028.

F2 · derivative.expiration_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2026, January 31, 2027 and January 31, 2028.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 21:34 UTC Allogene Therapeutics, Inc. ALLO · Entity 5243 GrantStock Option (Right to buy) · Derivative 191,082 $0.00 Strike: $2.44 $0.00
Disclosure

SEC source: 0001593968-24-000840 · primary_01.xml · derivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,082

Underlying: Common Stock · 191,082 shares

Expires 2034-06-05

F1 · derivative.exercise_date: Vesting in 12 equal monthly installments

Read SEC document
January 31, 2024 Filed Feb 3, 2024 00:04 UTC UroGen Pharma Ltd. URGN · Entity 4466 GrantRestricted Stock Units · Derivative 87,615 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-003012 · rdgdoc.xml · derivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,615

Underlying: Ordinary Shares · 87,615 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.exercise_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2025, January 31, 2026 and January 31, 2027.

F2 · derivative.expiration_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2025, January 31, 2026 and January 31, 2027.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 21:03 UTC Allogene Therapeutics, Inc. ALLO · Entity 5243 GrantStock Option (Right to Buy) · Derivative 116,120 $0.00 Strike: $5.70 $0.00
Disclosure

SEC source: 0001593968-23-001012 · primary_01.xml · derivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,120

Underlying: Common Stock · 116,120 shares

Expires 2033-06-13

F1 · derivative.exercise_date: Vesting in 12 equal monthly installments

Read SEC document
January 31, 2023 Filed Feb 2, 2023 20:40 UTC UroGen Pharma Ltd. URGN · Entity 4466 GrantPerformance Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-002358 · rdgdoc.xml · derivative · entry 7

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Ordinary Shares · 100,000 shares

Expires not disclosed

F6 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one ordinary share of the Issuer.

F8 · date: The performance stock units were approved by the Board of Directors of the Issuer on January 31, 2023. If the performance stock units are not ratified by the Issuer's shareholders at the Issuer's 2023 annual general meeting, the performance stock units will terminate.

F7 · derivative.exercise_date: All shares underlying the performance stock units will vest upon achievement of a corporate milestone event.

F7 · derivative.expiration_date: All shares underlying the performance stock units will vest upon achievement of a corporate milestone event.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 20:40 UTC UroGen Pharma Ltd. URGN · Entity 4466 GrantEmployee Stock Option (right to buy) · Derivative 125,000 $0.00 Strike: $10.39 $0.00
Disclosure

SEC source: 0001437749-23-002358 · rdgdoc.xml · derivative · entry 6

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Ordinary Shares · 125,000 shares

Expires 2033-01-31

F5 · derivative.exercise_date: 1/3 of the shares underlying the stock options will vest on each of January 31, 2024, January 31, 2025 and January 31, 2026.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 20:40 UTC UroGen Pharma Ltd. URGN · Entity 4466 GrantRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-002358 · rdgdoc.xml · derivative · entry 5

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Ordinary Shares · 75,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F4 · derivative.exercise_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2024, January 31, 2025 and January 31, 2026.

F4 · derivative.expiration_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2024, January 31, 2025 and January 31, 2026.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 20:40 UTC UroGen Pharma Ltd. URGN · Entity 4466 Exercise / conversionRestricted Stock Units · Derivative 13,333 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-002358 · rdgdoc.xml · derivative · entry 4

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,334

Underlying: Ordinary Shares · 13,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2021 representing 40,000 ordinary shares. The RSUs vest in three equal annual installments from January 31, 2022.

F3 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2021 representing 40,000 ordinary shares. The RSUs vest in three equal annual installments from January 31, 2022.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 20:40 UTC UroGen Pharma Ltd. URGN · Entity 4466 Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-002358 · rdgdoc.xml · derivative · entry 3

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F2 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2020 representing 15,000 ordinary shares. The RSUs vest in three equal annual installments from January 31, 2021.

F2 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2020 representing 15,000 ordinary shares. The RSUs vest in three equal annual installments from January 31, 2021.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 20:40 UTC UroGen Pharma Ltd. URGN · Entity 4466 Exercise / conversionOrdinary Shares 13,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-002358 · rdgdoc.xml · nonDerivative · entry 2

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 20:40 UTC UroGen Pharma Ltd. URGN · Entity 4466 Exercise / conversionOrdinary Shares 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-23-002358 · rdgdoc.xml · nonDerivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 20:57 UTC Allogene Therapeutics, Inc. ALLO · Entity 5243 GrantStock Option (Right to Buy) · Derivative 71,070 $0.00 Strike: $9.62 $0.00
Disclosure

SEC source: 0001214659-22-008168 · marketforms-56493.xml · derivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,070

Underlying: Common Stock · 71,070 shares

Expires 2032-06-15

F1 · derivative.exercise_date: Vesting in 12 equal monthly installments.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:32 UTC UroGen Pharma Ltd. URGN · Entity 4466 GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $7.72 $0.00
Disclosure

SEC source: 0001209191-22-006383 · doc4.xml · derivative · entry 7

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Ordinary Shares · 150,000 shares

Expires 2032-01-31

F5 · derivative.exercise_date: 1/3 of the shares underlying the stock options will vest on each of January 31, 2023, January 31, 2024 and January 31, 2025

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:32 UTC UroGen Pharma Ltd. URGN · Entity 4466 Exercise / conversionRestricted Stock Units · Derivative 13,333 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006383 · doc4.xml · derivative · entry 6

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,667

Underlying: Ordinary Shares · 13,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

F4 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2021 representing 40,000 ordinary shares. The RSUs vest in three equal annual installments from January 31, 2022.

F4 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2021 representing 40,000 ordinary shares. The RSUs vest in three equal annual installments from January 31, 2022.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:32 UTC UroGen Pharma Ltd. URGN · Entity 4466 Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006383 · doc4.xml · derivative · entry 5

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Ordinary Shares · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

F3 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2020 representing 15,000 ordinary shares. The RSUs vest in three equal annual installments from January 31, 2021.

F3 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on January 31, 2020 representing 15,000 ordinary shares. The RSUs vest in three equal annual installments from January 31, 2021.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:32 UTC UroGen Pharma Ltd. URGN · Entity 4466 SaleOrdinary Shares 5,960 $7.58 $45,176.80
Disclosure

SEC source: 0001209191-22-006383 · doc4.xml · nonDerivative · entry 4

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,358

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:32 UTC UroGen Pharma Ltd. URGN · Entity 4466 Exercise / conversionOrdinary Shares 13,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-006383 · doc4.xml · nonDerivative · entry 3

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:32 UTC UroGen Pharma Ltd. URGN · Entity 4466 SaleOrdinary Shares 2,235 $7.58 $16,941.30
Disclosure

SEC source: 0001209191-22-006383 · doc4.xml · nonDerivative · entry 2

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,985

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:32 UTC UroGen Pharma Ltd. URGN · Entity 4466 Exercise / conversionOrdinary Shares 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-006383 · doc4.xml · nonDerivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

Read SEC document
January 04, 2022 Filed Jan 7, 2022 13:38 UTC UroGen Pharma Ltd. URGN · Entity 4466 SaleOrdinary Shares 46,968 $9.15 $429,757.20
Disclosure

SEC source: 0001209191-22-002305 · doc4.xml · nonDerivative · entry 2

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,220

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units

Read SEC document
January 03, 2022 Filed Jan 7, 2022 13:38 UTC UroGen Pharma Ltd. URGN · Entity 4466 Exercise / conversionRestricted Stock Units · Derivative 105,689 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-002305 · doc4.xml · derivative · entry 3

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 105,689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

F3 · derivative.exercise_date: The reporting person was granted RSUs on January 3, 2019 representing 317,065 ordinary shares. 33.33% of the RSUs vested on January 3, 2020. 33.33% of the RSUs vested in equal monthly installments through January 3, 2021. The remaining 33.33% of the RSUs vested on January 3, 2022.

F3 · derivative.expiration_date: The reporting person was granted RSUs on January 3, 2019 representing 317,065 ordinary shares. 33.33% of the RSUs vested on January 3, 2020. 33.33% of the RSUs vested in equal monthly installments through January 3, 2021. The remaining 33.33% of the RSUs vested on January 3, 2022.

Read SEC document
January 03, 2022 Filed Jan 7, 2022 13:38 UTC UroGen Pharma Ltd. URGN · Entity 4466 Exercise / conversionOrdinary Shares 105,689 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-002305 · doc4.xml · nonDerivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer

Read SEC document
July 30, 2021 Filed Aug 3, 2021 21:32 UTC Allogene Therapeutics, Inc. ALLO · Entity 5243 GrantStock Option (Right to Buy) · Derivative 63,385 $0.00 Strike: $21.95 $0.00
Disclosure

SEC source: 0001214659-21-008123 · marketforms-53498.xml · derivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,385

Underlying: Common Stock · 63,385 shares

Expires 2031-07-30

F1 · derivative.exercise_date: The shares subject to the stock option shall vest in a series of 36 successive equal monthly installments measured from the date of grant.

Read SEC document
May 19, 2021 Filed May 21, 2021 17:44 UTC UroGen Pharma Ltd. URGN · Entity 4466 Tax withholdingOrdinary Shares 1,240 $17.51 $21,711.04
Disclosure

SEC source: 0001209191-21-034823 · doc4.xml · nonDerivative · entry 4

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,499

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of RSUs.

Read SEC document
May 19, 2021 Filed May 21, 2021 17:44 UTC UroGen Pharma Ltd. URGN · Entity 4466 Tax withholdingOrdinary Shares 2,185 $17.51 $38,256.95
Disclosure

SEC source: 0001209191-21-034823 · doc4.xml · nonDerivative · entry 3

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,739

F2 · shares: Represents shares sold to satisfy withholding tax obligations upon the settlement of RSUs.

Read SEC document
January 31, 2021 Filed Feb 2, 2021 19:54 UTC UroGen Pharma Ltd. URGN · Entity 4466 GrantRestricted Stock Units · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006700 · doc4.xml · derivative · entry 2

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Ordinary Shares · 40,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2022, January 31, 2023 and January 31, 2024

F3 · derivative.expiration_date: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2022, January 31, 2023 and January 31, 2024

Read SEC document
January 31, 2021 Filed Feb 2, 2021 19:54 UTC UroGen Pharma Ltd. URGN · Entity 4466 GrantStock Option (right to buy) · Derivative 150,000 $0.00 Strike: $22.07 $0.00
Disclosure

SEC source: 0001209191-21-006700 · doc4.xml · derivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Ordinary Shares · 150,000 shares

Expires 2031-01-31

F1 · derivative.exercise_date: 1/3 of the shares underlying the stock options will vest on each of January 31, 2022, January 31, 2023 and January 31, 2024

Read SEC document
January 31, 2021 Filed May 21, 2021 17:44 UTC UroGen Pharma Ltd. URGN · Entity 4466 Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034823 · doc4.xml · derivative · entry 6

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Ordinary Shares · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F4 · derivative.exercise_date: The reporting person was granted RSUs on January 31, 2020 representing 15,000 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2021.

F4 · derivative.expiration_date: The reporting person was granted RSUs on January 31, 2020 representing 15,000 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2021.

Read SEC document
January 31, 2021 Filed May 21, 2021 17:44 UTC UroGen Pharma Ltd. URGN · Entity 4466 Exercise / conversionOrdinary Shares 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-034823 · doc4.xml · nonDerivative · entry 2

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
January 03, 2021 Filed May 21, 2021 17:44 UTC UroGen Pharma Ltd. URGN · Entity 4466 Exercise / conversionRestricted Stock Units · Derivative 8,807 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034823 · doc4.xml · derivative · entry 5

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,689

Underlying: Ordinary Shares · 8,807 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted RSUs on January 3, 2019 representing 317,065 ordinary shares. 33.33% of the RSUs vested on January 3, 2020. 33.33% of the RSUs vested in equal monthly installments through January 3, 2021. The remaining 33.33% of the RSUs will vest on January 3, 2022.

F3 · derivative.expiration_date: The reporting person was granted RSUs on January 3, 2019 representing 317,065 ordinary shares. 33.33% of the RSUs vested on January 3, 2020. 33.33% of the RSUs vested in equal monthly installments through January 3, 2021. The remaining 33.33% of the RSUs will vest on January 3, 2022.

Read SEC document
January 03, 2021 Filed May 21, 2021 17:44 UTC UroGen Pharma Ltd. URGN · Entity 4466 Exercise / conversionOrdinary Shares 8,807 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-034823 · doc4.xml · nonDerivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 22:27 UTC UroGen Pharma Ltd. URGN · Entity 4466 PurchaseOrdinary Shares 10,000 $18.50 $185,000.00
Disclosure

SEC source: 0001209191-20-063558 · doc4.xml · nonDerivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,117

Read SEC document
December 04, 2020 Filed Dec 4, 2020 21:35 UTC UroGen Pharma Ltd. URGN · Entity 4466 Exercise / conversionRestricted Stock Units · Derivative 61,652 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061812 · doc4.xml · derivative · entry 2

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,496

Underlying: Ordinary Shares · 61,652 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F3 · derivative.exercise_date: The reporting person was granted restricted stock units ("RSUs") on January 3, 2019 representing 317,065 ordinary shares. 33.33% of the RSUs vested on January 3, 2020. The remaining unvested restricted stock units will vest at a rate of 2.778% in equal monthly installments thereafter.

F3 · derivative.expiration_date: The reporting person was granted restricted stock units ("RSUs") on January 3, 2019 representing 317,065 ordinary shares. 33.33% of the RSUs vested on January 3, 2020. The remaining unvested restricted stock units will vest at a rate of 2.778% in equal monthly installments thereafter.

Read SEC document
December 04, 2020 Filed Dec 4, 2020 21:35 UTC UroGen Pharma Ltd. URGN · Entity 4466 Exercise / conversionOrdinary Shares 61,652 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-061812 · doc4.xml · nonDerivative · entry 1

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement of restricted stock units that vested from June 3, 2020 through December 3, 2020 through the issuance of ordinary shares.

Read SEC document
December 03, 2020 Filed Jul 12, 2021 22:59 UTC Amendment UroGen Pharma Ltd. URGN · Entity 4466 Exercise / conversionRestricted Stock Units · Derivative 8,808 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046344 · doc4a.xml · derivative · entry 14

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,496

Underlying: Ordinary Shares · 8,808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F1 · date: On December 4, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 61,652 shares vested on May 3, 2020. In fact, the shares vested monthly from June 3, 2020.

F3 · derivative.exercise_date: On January 3, 2019, the reporting person was granted restricted stock units ("RSUs") representing 317,065 ordinary shares. 1/3rd of the RSUs vested on January 3, 2020, with the balance vesting in equal monthly installments thereafter over a period of three years.

F3 · derivative.expiration_date: On January 3, 2019, the reporting person was granted restricted stock units ("RSUs") representing 317,065 ordinary shares. 1/3rd of the RSUs vested on January 3, 2020, with the balance vesting in equal monthly installments thereafter over a period of three years.

Read SEC document
December 03, 2020 Filed Jul 12, 2021 22:59 UTC Amendment UroGen Pharma Ltd. URGN · Entity 4466 Exercise / conversionOrdinary Shares 8,808 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-046344 · doc4a.xml · nonDerivative · entry 7

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: On December 4, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 61,652 shares vested on May 3, 2020. In fact, the shares vested monthly from June 3, 2020.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
November 03, 2020 Filed Jul 12, 2021 22:59 UTC Amendment UroGen Pharma Ltd. URGN · Entity 4466 Exercise / conversionRestricted Stock Units · Derivative 8,808 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046344 · doc4a.xml · derivative · entry 13

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,304

Underlying: Ordinary Shares · 8,808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F1 · date: On December 4, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 61,652 shares vested on May 3, 2020. In fact, the shares vested monthly from June 3, 2020.

F3 · derivative.exercise_date: On January 3, 2019, the reporting person was granted restricted stock units ("RSUs") representing 317,065 ordinary shares. 1/3rd of the RSUs vested on January 3, 2020, with the balance vesting in equal monthly installments thereafter over a period of three years.

F3 · derivative.expiration_date: On January 3, 2019, the reporting person was granted restricted stock units ("RSUs") representing 317,065 ordinary shares. 1/3rd of the RSUs vested on January 3, 2020, with the balance vesting in equal monthly installments thereafter over a period of three years.

Read SEC document
November 03, 2020 Filed Jul 12, 2021 22:59 UTC Amendment UroGen Pharma Ltd. URGN · Entity 4466 Exercise / conversionOrdinary Shares 8,808 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-046344 · doc4a.xml · nonDerivative · entry 6

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: On December 4, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 61,652 shares vested on May 3, 2020. In fact, the shares vested monthly from June 3, 2020.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
October 03, 2020 Filed Jul 12, 2021 22:59 UTC Amendment UroGen Pharma Ltd. URGN · Entity 4466 Exercise / conversionRestricted Stock Units · Derivative 8,808 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046344 · doc4a.xml · derivative · entry 12

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,112

Underlying: Ordinary Shares · 8,808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F1 · date: On December 4, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 61,652 shares vested on May 3, 2020. In fact, the shares vested monthly from June 3, 2020.

F3 · derivative.exercise_date: On January 3, 2019, the reporting person was granted restricted stock units ("RSUs") representing 317,065 ordinary shares. 1/3rd of the RSUs vested on January 3, 2020, with the balance vesting in equal monthly installments thereafter over a period of three years.

F3 · derivative.expiration_date: On January 3, 2019, the reporting person was granted restricted stock units ("RSUs") representing 317,065 ordinary shares. 1/3rd of the RSUs vested on January 3, 2020, with the balance vesting in equal monthly installments thereafter over a period of three years.

Read SEC document
October 03, 2020 Filed Jul 12, 2021 22:59 UTC Amendment UroGen Pharma Ltd. URGN · Entity 4466 Exercise / conversionOrdinary Shares 8,808 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-046344 · doc4a.xml · nonDerivative · entry 5

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: On December 4, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 61,652 shares vested on May 3, 2020. In fact, the shares vested monthly from June 3, 2020.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
September 03, 2020 Filed Jul 12, 2021 22:59 UTC Amendment UroGen Pharma Ltd. URGN · Entity 4466 Exercise / conversionRestricted Stock Units · Derivative 8,807 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046344 · doc4a.xml · derivative · entry 11

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,920

Underlying: Ordinary Shares · 8,807 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F1 · date: On December 4, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 61,652 shares vested on May 3, 2020. In fact, the shares vested monthly from June 3, 2020.

F3 · derivative.exercise_date: On January 3, 2019, the reporting person was granted restricted stock units ("RSUs") representing 317,065 ordinary shares. 1/3rd of the RSUs vested on January 3, 2020, with the balance vesting in equal monthly installments thereafter over a period of three years.

F3 · derivative.expiration_date: On January 3, 2019, the reporting person was granted restricted stock units ("RSUs") representing 317,065 ordinary shares. 1/3rd of the RSUs vested on January 3, 2020, with the balance vesting in equal monthly installments thereafter over a period of three years.

Read SEC document
September 03, 2020 Filed Jul 12, 2021 22:59 UTC Amendment UroGen Pharma Ltd. URGN · Entity 4466 Exercise / conversionOrdinary Shares 8,807 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-046344 · doc4a.xml · nonDerivative · entry 4

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: On December 4, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 61,652 shares vested on May 3, 2020. In fact, the shares vested monthly from June 3, 2020.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 03, 2020 Filed Jul 12, 2021 22:59 UTC Amendment UroGen Pharma Ltd. URGN · Entity 4466 Exercise / conversionRestricted Stock Units · Derivative 8,807 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046344 · doc4a.xml · derivative · entry 10

Barrett Elizabeth A. · CIK 0001764157 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,727

Underlying: Ordinary Shares · 8,807 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F1 · date: On December 4, 2020, the reporting person filed a Form 4 that inadvertently reported that a total of 61,652 shares vested on May 3, 2020. In fact, the shares vested monthly from June 3, 2020.

F3 · derivative.exercise_date: On January 3, 2019, the reporting person was granted restricted stock units ("RSUs") representing 317,065 ordinary shares. 1/3rd of the RSUs vested on January 3, 2020, with the balance vesting in equal monthly installments thereafter over a period of three years.

F3 · derivative.expiration_date: On January 3, 2019, the reporting person was granted restricted stock units ("RSUs") representing 317,065 ordinary shares. 1/3rd of the RSUs vested on January 3, 2020, with the balance vesting in equal monthly installments thereafter over a period of three years.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.