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O'Brien Dana C.

Disclosed activity across 5 companies

Tapewire entity
35765
SEC CIK
0001134707

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AdvanSix Inc.ASIX · Entity 5548DirectorJune 22, 2026June 24, 2026
BRINKS COBCO · Entity 1087EVP and General CounselOctober 29, 2021November 02, 2021
CENTERPOINT ENERGY INCCNP · Entity 3178SVP & Gen CounselFebruary 28, 2019March 04, 2019
OLIN CorpOLN · Entity 4525SVP, Chief Legal OfficerFebruary 19, 2025February 22, 2025
STERLING INFRASTRUCTURE, INC.STRL · Entity 3384DirectorMay 07, 2026May 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AdvanSix Inc.

Report date June 22, 2026 · Filed June 24, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01SEC Table I · non-derivativeDirect6,207 Reported balance After 2026-06-22 transaction · row 1
1 source row

Row 1 · 2026-06-22 · Grant · Acquired 6,207 · Balance 6,207

F1: Grant of restricted stock units pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated, which will vest in full on June 22, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted stock units pursuant to the 2016 Stock Incentive Plan of AdvanSix Inc. and its Affiliates, as Amended and Restated, which will vest in full on June 22, 2027.

BRINKS CO

Report date October 29, 2021 · Filed November 02, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Plan UnitsSEC Table II · derivative / convertible securityDirect2,022.99 Reported balance After 2021-10-29 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-10-29 · Grant · Acquired 64.73 · Balance 2,022.99

F1: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election.

F2: In accordance with the terms of the Program, on the last business day of each month, compensation deferred by the Reporting Person during that month and/or any matching amounts are converted into Units and credited to the Reporting Person's stock incentive account.

F3: The number of Units credited to the Reporting Person's stock incentive account on the Transaction Date is based upon a share price of $68.88, which is the closing price of BCO common stock on the final trading day of the month in which the deferred compensation would have been payable, calculated in accordance with the terms of the Program.

Filing footnotes · ownership attribution and instrument terms

F1: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election.

F2: In accordance with the terms of the Program, on the last business day of each month, compensation deferred by the Reporting Person during that month and/or any matching amounts are converted into Units and credited to the Reporting Person's stock incentive account.

F3: The number of Units credited to the Reporting Person's stock incentive account on the Transaction Date is based upon a share price of $68.88, which is the closing price of BCO common stock on the final trading day of the month in which the deferred compensation would have been payable, calculated in accordance with the terms of the Program.

CENTERPOINT ENERGY INC

Report date February 28, 2019 · Filed March 04, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect90,754 Reported balance After 2019-02-28 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2019-02-28 · Grant · Acquired 35,443 · Balance 90,754

F1: Vesting of performance shares awarded in 2016 under the Issuer's Long-term Incentive Plan.

Common StockSEC Table I · non-derivativeDirect80,255 Reported balance After 2019-02-28 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2019-02-28 · Tax withholding · Disposed 10,499 · Balance 80,255

F2: Shares withheld for taxes upon vesting of performance shares.

F3: Total includes (i) 8,737 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 9,248 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 8,906 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if she continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of her disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting.

Filing footnotes · ownership attribution and instrument terms

F1: Vesting of performance shares awarded in 2016 under the Issuer's Long-term Incentive Plan.

F2: Shares withheld for taxes upon vesting of performance shares.

F3: Total includes (i) 8,737 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 9,248 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 8,906 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if she continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of her disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting.

OLIN Corp

Report date February 19, 2025 · Filed February 22, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock $1 par valueSEC Table I · non-derivativeDirect2,098 Reported balance After 2025-02-19 transaction · row 1
1 source row

Row 1 · 2025-02-19 · Grant · Acquired 2,098 · Balance 2,098

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect17,379 Reported balance After 2025-02-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-02-20 · Grant · Acquired 17,379 · Balance 17,379

F1: Each restricted stock unit represents a contingent right to receive one share of Olin Common Stock.

F2: These restricted stock units vests in three annual installments beginning on February 20, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Olin Common Stock.

F2: These restricted stock units vests in three annual installments beginning on February 20, 2026.

STERLING INFRASTRUCTURE, INC.

Report date May 07, 2026 · Filed May 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,679 Reported balance After 2026-05-07 transaction · row 1
1 source row

Row 1 · 2026-05-07 · Grant · Acquired 181 · Balance 11,679

F1: These shares were awarded to the Reporting Person by the Company pursuant to the Company's standard director compensation arrangements for non-employee directors.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were awarded to the Reporting Person by the Company pursuant to the Company's standard director compensation arrangements for non-employee directors.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2020 Filed Feb 4, 2020 22:37 UTC BRINKS CO BCO · Entity 1087 GrantUnits · Derivative 50.98 $84.19 $4,292.01
Disclosure

SEC source: 0001209191-20-006481 · doc4.xml · derivative · entry 1

O'Brien Dana C. · CIK 0001134707 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461.07

Underlying: Common Stock · 50.98 shares

Expires not disclosed

F1 · derivative.exercise_price: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election.

F2 · shares: In accordance with the terms of the Program, on the last business day of each month, compensation deferred by the Reporting Person during that month and/or any matching amounts are converted into Units and credited to the Reporting Person's stock incentive account.

F3 · price: The number of Units credited to the Reporting Person's stock incentive account on the Transaction Date is based upon a share price of $84.19, which is the closing price of BCO common stock on the final trading day of the month in which the deferred compensation would have been payable, calculated in accordance with the terms of the Program.

F1 · derivative.exercise_date: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election.

F1 · derivative.expiration_date: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election.

F2 · derivative.underlying_shares: In accordance with the terms of the Program, on the last business day of each month, compensation deferred by the Reporting Person during that month and/or any matching amounts are converted into Units and credited to the Reporting Person's stock incentive account.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 23:43 UTC BRINKS CO BCO · Entity 1087 GrantUnits · Derivative 47.33 $90.68 $4,291.88
Disclosure

SEC source: 0001209191-20-001401 · doc4.xml · derivative · entry 1

O'Brien Dana C. · CIK 0001134707 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410.1

Underlying: Common Stock · 47.33 shares

Expires not disclosed

F1 · derivative.exercise_price: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election.

F2 · shares: In accordance with the terms of the Program, on the last business day of each month, compensation deferred by the Reporting Person during that month and/or any matching amounts are converted into Units and credited to the Reporting Person's stock incentive account.

F3 · price: The number of Units credited to the Reporting Person's stock incentive account on the Transaction Date is based upon a share price of $90.68, which is the closing price of BCO common stock on the final trading day of the month in which the deferred compensation would have been payable, calculated in accordance with the terms of the Program.

F1 · derivative.exercise_date: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election.

F1 · derivative.expiration_date: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election.

F2 · derivative.underlying_shares: In accordance with the terms of the Program, on the last business day of each month, compensation deferred by the Reporting Person during that month and/or any matching amounts are converted into Units and credited to the Reporting Person's stock incentive account.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 22:59 UTC BRINKS CO BCO · Entity 1087 GrantUnits · Derivative 0.59 $91.64 $54.07
Disclosure

SEC source: 0001209191-19-058796 · doc4.xml · derivative · entry 2

O'Brien Dana C. · CIK 0001134707 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362.77

Underlying: Common Stock · 0.59 shares

Expires not disclosed

F1 · derivative.exercise_price: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election that is during such person's employment with BCO.

F4 · shares: In accordance with the terms of the Program, Units (each of which is the economic equivalent of one share of BCO common stock) were credited to the Reporting Person's account as a result of a dividend payment with respect to BCO common stock.

F5 · price: The number of Units credited to the Reporting Person's account on the Transaction Date is based upon a share price of $91.64, which is the closing price of BCO common stock on December 2, 2019, calculated in accordance with the terms of the Program.

F1 · derivative.exercise_date: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election that is during such person's employment with BCO.

F1 · derivative.expiration_date: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election that is during such person's employment with BCO.

F4 · derivative.underlying_shares: In accordance with the terms of the Program, Units (each of which is the economic equivalent of one share of BCO common stock) were credited to the Reporting Person's account as a result of a dividend payment with respect to BCO common stock.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 22:59 UTC BRINKS CO BCO · Entity 1087 GrantUnits · Derivative 46.15 $93.00 $4,291.95
Disclosure

SEC source: 0001209191-19-058796 · doc4.xml · derivative · entry 1

O'Brien Dana C. · CIK 0001134707 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362.18

Underlying: Common Stock · 46.15 shares

Expires not disclosed

F1 · derivative.exercise_price: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election that is during such person's employment with BCO.

F2 · shares: In accordance with the terms of the Program, on the last business day of each month, compensation deferred by the Reporting Person during that month and/or any matching amounts are converted into Units and credited to the Reporting Person's stock incentive account.

F3 · price: The number of Units credited to the Reporting Person's account on the Transaction Date is based upon a share price of $93.00, which is the closing price of BCO common stock on the final trading day of the month in which the deferred compensation would have been payable, calculated in accordance with the terms of the Program.

F1 · derivative.exercise_date: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election that is during such person's employment with BCO.

F1 · derivative.expiration_date: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election that is during such person's employment with BCO.

F2 · derivative.underlying_shares: In accordance with the terms of the Program, on the last business day of each month, compensation deferred by the Reporting Person during that month and/or any matching amounts are converted into Units and credited to the Reporting Person's stock incentive account.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 21:50 UTC BRINKS CO BCO · Entity 1087 GrantUnits · Derivative 50.51 $84.96 $4,291.33
Disclosure

SEC source: 0001209191-19-054935 · doc4.xml · derivative · entry 1

O'Brien Dana C. · CIK 0001134707 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316.03

Underlying: Common Stock · 50.51 shares

Expires not disclosed

F1 · derivative.exercise_price: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election.

F2 · shares: In accordance with the terms of the Program, on the last business day of each month, compensation deferred by the Reporting Person during that month and/or any matching amounts are converted into Units and credited to the Reporting Person's stock incentive account.

F3 · price: The number of Units credited to the Reporting Person's stock incentive account on the Transaction Date is based upon a share price of $84.96, which is the closing price of BCO common stock on the final trading day of the month in which the deferred compensation would have been payable, calculated in accordance with the terms of the Program.

F1 · derivative.exercise_date: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election.

F1 · derivative.expiration_date: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election.

F2 · derivative.underlying_shares: In accordance with the terms of the Program, on the last business day of each month, compensation deferred by the Reporting Person during that month and/or any matching amounts are converted into Units and credited to the Reporting Person's stock incentive account.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:04 UTC BRINKS CO BCO · Entity 1087 GrantUnits · Derivative 51.74 $82.95 $4,291.83
Disclosure

SEC source: 0001209191-19-051823 · doc4.xml · derivative · entry 1

O'Brien Dana C. · CIK 0001134707 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265.51

Underlying: Common Stock · 51.74 shares

Expires not disclosed

F1 · derivative.exercise_price: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election.

F2 · shares: In accordance with the terms of the Program, on the last business day of each month, compensation deferred by the Reporting Person during that month and/or any matching amounts are converted into Units and credited to the Reporting Person's stock incentive account.

F3 · price: The number of Units credited to the Reporting Person's stock incentive account on the Transaction Date is based upon a share price of $82.95, which is the closing price of BCO common stock on the final trading day of the month in which the deferred compensation would have been payable, calculated in accordance with the terms of the Program.

F1 · derivative.exercise_date: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election.

F1 · derivative.expiration_date: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election.

F2 · derivative.underlying_shares: In accordance with the terms of the Program, on the last business day of each month, compensation deferred by the Reporting Person during that month and/or any matching amounts are converted into Units and credited to the Reporting Person's stock incentive account.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 00:35 UTC BRINKS CO BCO · Entity 1087 GrantUnits · Derivative 0.44 $73.39 $32.29
Disclosure

SEC source: 0001209191-19-048388 · doc4.xml · derivative · entry 2

O'Brien Dana C. · CIK 0001134707 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213.78

Underlying: Common Stock · 0.44 shares

Expires not disclosed

F1 · derivative.exercise_price: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election that is during such person's employment with BCO.

F4 · shares: In accordance with the terms of the Program, Units (each of which is the economic equivalent of one share of BCO common stock) were credited to the Reporting Person's account as a result of a dividend payment with respect to BCO common stock.

F5 · price: The number of Units credited to the Reporting Person's account on the Transaction Date is based upon a share price of $73.39, which is the closing price of BCO common stock on September 3, 2019, calculated in accordance with the terms of the Program.

F1 · derivative.exercise_date: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election that is during such person's employment with BCO.

F1 · derivative.expiration_date: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election that is during such person's employment with BCO.

F4 · derivative.underlying_shares: In accordance with the terms of the Program, Units (each of which is the economic equivalent of one share of BCO common stock) were credited to the Reporting Person's account as a result of a dividend payment with respect to BCO common stock.

Read SEC document
August 30, 2019 Filed Sep 5, 2019 00:35 UTC BRINKS CO BCO · Entity 1087 GrantUnits · Derivative 57.03 $75.25 $4,291.51
Disclosure

SEC source: 0001209191-19-048388 · doc4.xml · derivative · entry 1

O'Brien Dana C. · CIK 0001134707 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213.34

Underlying: Common Stock · 57.03 shares

Expires not disclosed

F1 · derivative.exercise_price: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election that is during such person's employment with BCO.

F2 · shares: In accordance with the terms of the Program, on the last business day of each month, compensation deferred by the Reporting Person during that month and/or any matching amounts are converted into Units and credited to the Reporting Person's stock incentive account.

F3 · price: The number of Units credited to the Reporting Person's account on the Transaction Date is based upon a share price of $75.25, which is the closing price of BCO common stock on the final trading day of the month in which the deferred compensation would have been payable, calculated in accordance with the terms of the Program.

F1 · derivative.exercise_date: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election that is during such person's employment with BCO.

F1 · derivative.expiration_date: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election that is during such person's employment with BCO.

F2 · derivative.underlying_shares: In accordance with the terms of the Program, on the last business day of each month, compensation deferred by the Reporting Person during that month and/or any matching amounts are converted into Units and credited to the Reporting Person's stock incentive account.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 21:05 UTC BRINKS CO BCO · Entity 1087 GrantUnits · Derivative 47.6 $90.16 $4,291.62
Disclosure

SEC source: 0001209191-19-044060 · doc4.xml · derivative · entry 1

O'Brien Dana C. · CIK 0001134707 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156.31

Underlying: Common Stock · 47.6 shares

Expires not disclosed

F1 · derivative.exercise_price: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election.

F2 · shares: In accordance with the terms of the Program, on the last business day of each month, compensation deferred by the Reporting Person during that month and/or any matching amounts are converted into Units and credited to the Reporting Person's stock incentive account.

F3 · price: The number of Units credited to the Reporting Person's stock incentive account on the Transaction Date is based upon a share price of $90.16, which is the closing price of BCO common stock on the final trading day of the month in which the deferred compensation would have been payable, calculated in accordance with the terms of the Program.

F1 · derivative.exercise_date: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election.

F1 · derivative.expiration_date: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election.

F2 · derivative.underlying_shares: In accordance with the terms of the Program, on the last business day of each month, compensation deferred by the Reporting Person during that month and/or any matching amounts are converted into Units and credited to the Reporting Person's stock incentive account.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 21:16 UTC BRINKS CO BCO · Entity 1087 GrantUnits · Derivative 52.87 $81.18 $4,291.99
Disclosure

SEC source: 0001209191-19-040457 · doc4.xml · derivative · entry 1

O'Brien Dana C. · CIK 0001134707 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108.71

Underlying: Common Stock · 52.87 shares

Expires not disclosed

F1 · derivative.exercise_price: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election.

F2 · shares: In accordance with the terms of the Program, on the last business day of each month, compensation deferred by the Reporting Person during that month and/or any matching amounts are converted into Units and credited to the Reporting Person's stock incentive account.

F3 · price: The number of Units credited to the Reporting Person's stock incentive account on the Transaction Date is based upon a share price of $81.18, which is the closing price of BCO common stock on the final trading day of the month in which the deferred compensation would have been payable, calculated in accordance with the terms of the Program.

F1 · derivative.exercise_date: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election.

F1 · derivative.expiration_date: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election.

F2 · derivative.underlying_shares: In accordance with the terms of the Program, on the last business day of each month, compensation deferred by the Reporting Person during that month and/or any matching amounts are converted into Units and credited to the Reporting Person's stock incentive account.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 22:28 UTC BRINKS CO BCO · Entity 1087 GrantUnits · Derivative 0.11 $78.89 $8.68
Disclosure

SEC source: 0001209191-19-034525 · doc4.xml · derivative · entry 2

O'Brien Dana C. · CIK 0001134707 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55.84

Underlying: Common Stock · 0.11 shares

Expires not disclosed

F1 · derivative.exercise_price: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election.

F4 · shares: In accordance with the terms of the Program, Units (each of which is the economic equivalent of one share of BCO common stock) were credited to the Reporting Person's account as a result of a dividend payment with respect to BCO common stock.

F5 · price: The number of Units credited to the Reporting Person's account on the Transaction Date is based upon a share price of $78.89, which is the closing price of BCO common stock on June 3, 2019, calculated in accordance with the terms of the Program.

F1 · derivative.exercise_date: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election.

F1 · derivative.expiration_date: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election.

F4 · derivative.underlying_shares: In accordance with the terms of the Program, Units (each of which is the economic equivalent of one share of BCO common stock) were credited to the Reporting Person's account as a result of a dividend payment with respect to BCO common stock.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 22:28 UTC BRINKS CO BCO · Entity 1087 GrantUnits · Derivative 55.74 $77.00 $4,291.98
Disclosure

SEC source: 0001209191-19-034525 · doc4.xml · derivative · entry 1

O'Brien Dana C. · CIK 0001134707 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55.74

Underlying: Common Stock · 55.74 shares

Expires not disclosed

F1 · derivative.exercise_price: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election.

F2 · shares: In accordance with the terms of the Program, on the last business day of each month, compensation deferred by the Reporting Person during that month and/or any matching amounts are converted into Units and credited to the Reporting Person's stock incentive account.

F3 · price: The number of Units credited to the Reporting Person's stock incentive account on the Transaction Date is based upon a share price of $77.00, which is the closing price of BCO common stock on the final trading day of the month in which the deferred compensation would have been payable, calculated in accordance with the terms of the Program.

F1 · derivative.exercise_date: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election.

F1 · derivative.expiration_date: Units (each of which is the economic equivalent of one share of The Brink's Company ("BCO") common stock) credited to the Reporting Person's stock incentive account under the Key Employees' Deferred Compensation Program (the "Program") will settle in BCO common stock on a one-for-one basis and shall be distributed in accordance with the Reporting Person's deferral election either (1) following the Reporting Person's termination of employment with BCO or (2) on a future date selected by the Reporting Person at the time of his or her deferral election.

F2 · derivative.underlying_shares: In accordance with the terms of the Program, on the last business day of each month, compensation deferred by the Reporting Person during that month and/or any matching amounts are converted into Units and credited to the Reporting Person's stock incentive account.

Read SEC document
May 08, 2019 Filed May 9, 2019 13:13 UTC STERLING INFRASTRUCTURE, INC. STRL · Entity 3384 GrantCommon Stock 7,013 $12.12 $84,997.56
Disclosure

SEC source: 0000874238-19-000087 · wf-form4_155740762167038.xml · nonDerivative · entry 1

O'Brien Dana C. · CIK 0001134707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,729

F1 · shares: These shares were awarded to the Reporting Person by the Company pursuant to the Company's standard director compensation arrangements for non-employee directors. The shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

F2 · balance_after: Of these shares, only the 7,013 shares just awarded are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
April 25, 2019 Filed Apr 29, 2019 21:28 UTC BRINKS CO BCO · Entity 1087 GrantEmployee Stock Options (Right to Buy) · Derivative 8,827 $0.00 Strike: $78.43 $0.00
Disclosure

SEC source: 0001209191-19-026445 · doc4.xml · derivative · entry 2

O'Brien Dana C. · CIK 0001134707 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,827

Underlying: Common Stock · 8,827 shares

Expires 2025-04-25

F3 · derivative.exercise_date: The options vest on the third anniversary of the grant date, April 25, 2022.

Read SEC document
April 25, 2019 Filed Apr 29, 2019 21:28 UTC BRINKS CO BCO · Entity 1087 GrantCommon Stock 5,661 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-026445 · doc4.xml · nonDerivative · entry 1

O'Brien Dana C. · CIK 0001134707 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,661

F1 · shares: Each Restricted Stock Unit represents a right to receive, subject to the terms and conditions of the 2017 Equity Incentive Plan and a Restricted Stock Units Award Agreement, one share of the Company's common stock subject to vesting in three annual installments, beginning in April 2020.

F2 · balance_after: Includes 5,661 Restricted Stock Units that have not yet vested.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:15 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 Tax withholdingCommon Stock 10,499 $30.14 $316,439.86
Disclosure

SEC source: 0001209191-19-015563 · doc4.xml · nonDerivative · entry 2

O'Brien Dana C. · CIK 0001134707 · SVP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,255

F2 · shares: Shares withheld for taxes upon vesting of performance shares.

F3 · balance_after: Total includes (i) 8,737 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 9,248 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 8,906 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if she continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of her disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:15 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 GrantCommon Stock 35,443 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015563 · doc4.xml · nonDerivative · entry 1

O'Brien Dana C. · CIK 0001134707 · SVP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,754

F1 · shares: Vesting of performance shares awarded in 2016 under the Issuer's Long-term Incentive Plan.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 21:08 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 Tax withholdingCommon Stock 2,461 $31.40 $77,275.40
Disclosure

SEC source: 0001209191-19-013457 · doc4.xml · nonDerivative · entry 1

O'Brien Dana C. · CIK 0001134707 · SVP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,311

F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units.

F2 · balance_after: Total includes (i) 8,737 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2020, (ii) 9,248 RSUs previously awarded under the Plan and vesting in February 2021, and (iii) 8,906 RSUs previously awarded under the Plan and vesting in February 2022. The award to vest in 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death. The above awards to vest in 2021 and 2022 shall vest (i) if she continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of her disability or death. Also, the above awards to vest in 2021 and 2022 shall vest on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 21:13 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 GrantCommon Stock 8,906 $31.21 $277,956.26
Disclosure

SEC source: 0001209191-19-011974 · doc4.xml · nonDerivative · entry 1

O'Brien Dana C. · CIK 0001134707 · SVP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,772

F1 · shares: Time-based restricted stock units vesting (i) in February 2022 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date; (ii) in the event of her earlier disability or death; or (iii) on a pro-rata basis upon her earlier retirement unless she satisfies various conditions for full vesting.

F2 · balance_after: Total includes (i) 9,719 time-based restricted stock units ("RSUs") previously awarded under the Issuer's Long-term Incentive Plan (the "Plan") and vesting in February 2019, (ii) 8,737 RSUs previously awarded under the Plan and vesting in February 2020 and (iii) 9,248 RSUs previously awarded under the Plan and vesting in February 2021. The awards to vest in 2019 and 2020 shall vest if the Reporting Person continues to be an employee of Issuer from grant date through vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death. The award to vest in 2021 shall vest (i) if she continues to be an employee of Issuer from grant date through vesting date and (ii) in the event of her disability or death. Also, the award to vest in 2021 shall vest on a pro-rata basis in the event of her retirement unless she satisfies various conditions for full vesting, as described in the Issuer's Proxy Statement filed with the SEC on March 15, 2018.

Read SEC document
January 01, 2019 Filed Jan 2, 2019 19:25 UTC STERLING INFRASTRUCTURE, INC. STRL · Entity 3384 GrantCommon Stock 2,716 $0.00 $0.00
Disclosure

SEC source: 0000874238-19-000011 · wf-form4_154645712890823.xml · nonDerivative · entry 1

O'Brien Dana C. · CIK 0001134707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,716

F1 · shares: These shares were awarded to the Reporting Person by the Company pursuant to the Company's standard director compensation arrangements for non-employee directors. The shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:14 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 Tax withholdingCommon Stock 2,865 $27.00 $77,355.00
Disclosure

SEC source: 0001209191-18-013326 · doc4.xml · nonDerivative · entry 2

O'Brien Dana C. · CIK 0001134707 · SVP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,866

F2 · shares: Shares withheld for taxes upon vesting of performance shares.

F3 · balance_after: Total includes (i) 9,719 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019, (ii) 8,737 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020, and (iii) 9,248 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2021. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:14 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 GrantCommon Stock 11,763 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013326 · doc4.xml · nonDerivative · entry 1

O'Brien Dana C. · CIK 0001134707 · SVP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,731

F1 · shares: Vesting of performance shares awarded in 2015 under the Issuer's Long-term Incentive Plan.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:21 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 GrantCommon Stock 9,248 $26.73 $247,199.04
Disclosure

SEC source: 0001209191-18-012516 · doc4.xml · nonDerivative · entry 1

O'Brien Dana C. · CIK 0001134707 · SVP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,968

F1 · shares: Time-based restricted stock units vesting in February 2021 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death.

F2 · balance_after: Total includes (i) 9,719 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019, and (ii) 8,737 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death.

Read SEC document
February 19, 2018 Filed Feb 21, 2018 22:26 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 Tax withholdingCommon Stock 1,680 $26.91 $45,208.80
Disclosure

SEC source: 0001209191-18-012025 · doc4.xml · nonDerivative · entry 1

O'Brien Dana C. · CIK 0001134707 · SVP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,720

F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units.

F2 · balance_after: Total includes (i) 9,719 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019, and (ii) 8,737 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:21 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 Tax withholdingCommon Stock 1,514 $27.32 $41,362.48
Disclosure

SEC source: 0001209191-17-016569 · doc4.xml · nonDerivative · entry 2

O'Brien Dana C. · CIK 0001134707 · SVP, Gen Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,400

F2 · shares: Shares withheld for taxes upon vesting of performance shares.

F3 · balance_after: Total includes (i) 4,910 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2017, (ii) 6,460 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, and (iii) 9,719 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2020. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:21 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 GrantCommon Stock 5,548 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016569 · doc4.xml · nonDerivative · entry 1

O'Brien Dana C. · CIK 0001134707 · SVP, Gen Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,914

F1 · shares: Vesting of performance shares awarded in 2014 under the Issuer's Long-term Incentive Plan

Read SEC document
February 21, 2017 Filed Feb 23, 2017 21:46 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 GrantCommon Stock 8,737 $26.61 $232,491.57
Disclosure

SEC source: 0001209191-17-013826 · doc4.xml · nonDerivative · entry 1

O'Brien Dana C. · CIK 0001134707 · SVP, Gen Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,366

F1 · shares: Time-based restricted stock units vesting in February 2020 if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death.

F2 · balance_after: Total includes (i) 6,460 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, and (ii) 9,719 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death.

Read SEC document
February 18, 2017 Filed Feb 22, 2017 21:25 UTC CENTERPOINT ENERGY INC CNP · Entity 3178 Tax withholdingCommon Stock 1,460 $26.51 $38,704.60
Disclosure

SEC source: 0001209191-17-013242 · doc4.xml · nonDerivative · entry 1

O'Brien Dana C. · CIK 0001134707 · SVP, Gen Counsel, Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,629

F1 · shares: Shares withheld for taxes upon vesting of time-based restricted stock units.

F2 · balance_after: Total includes (i) 6,460 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2018, and (ii) 9,719 time-based restricted stock units previously awarded under the Issuer's Long-term Incentive Plan and vesting in February 2019. Each award shall vest if the Reporting Person continues to be an employee of Issuer from the grant date through the vesting date and on a pro-rata basis in the event of her earlier retirement, disability or death.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.