organization · Reporting owner
Fund 1 Investments, LLC
Disclosed activity across 12 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Citi Trends IncCTRN · Entity 5399 | 10% owner | June 24, 2026 | June 24, 2026 |
| DESTINATION XL GROUP, INC.DXLG · Entity 7402 | 10% owner | November 22, 2024 | November 27, 2024 |
| J JILL GROUP INCJILL · Entity 111664 | 10% owner | June 30, 2023 | July 05, 2023 |
| TILE SHOP HOLDINGS, INC.TTSH · Entity 9564 | 10% owner | December 12, 2025 | December 16, 2025 |
| TILLY'S, INC.TLYS · Entity 6648 | 10% owner | September 03, 2026 | September 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Citi Trends Inc
Report date June 24, 2026 · Filed June 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,823,486 |
Reported balance
After 2026-06-24 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-06-24 · Sale · Disposed 750,000 · Balance 1,823,486 F1: Securities reported herein for Fund 1 Investments, LLC are held by private investment vehicles for which Pleasant Lake Partners LLC serves as investment adviser. Fund 1 Investments, LLC serves as managing member of Pleasant Lake Partners LLC. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities reported herein for Fund 1 Investments, LLC are held by private investment vehicles for which Pleasant Lake Partners LLC serves as investment adviser. Fund 1 Investments, LLC serves as managing member of Pleasant Lake Partners LLC. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
DESTINATION XL GROUP, INC.
Report date November 22, 2024 · Filed November 27, 2024
Jointly reported with Pleasant Lake Onshore Feeder Fund LP, Pleasant Lake Partners LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 5,720,548 |
Reported balance
Holding disclosure · report date 2024-11-22 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 5,720,548 F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of the PL Fund. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 37,713 |
Reported balance
Holding disclosure · report date 2024-11-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 37,713 F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. F3: Securities held for the account of an unaffiliated private fund for which PLP serves as investment adviser. |
| Cash-Settled Total Return SwapSEC Table II · derivative / convertible security · Expires 2026-02-24 | IndirectSee Footnotes | Not disclosed |
Reported balance
Holding disclosure · report date 2024-11-22 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F4: PL Fund has entered into certain cash-settled total return swap agreeements (the "Swap Agreements") with an unaffiliated third party financial institution, which provides PL Fund with economic exposure to an aggregate of 5,763,573 nominal shares of Common Stock. The Swap Agreements provide PL Fund with economic results that are comparable to the economic results of ownership but do not provide PL Fund with the power to vote or direct the voting or dispose of or direct the disposition of the shares of Common Stock that are the subject of the Swaps Agreements (the "Subject Shares"). The Reporting Persons expressly disclaim beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F5: The expiration date of the Swap Agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of the PL Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.
F2: Securities held for the account of the PL Fund.
F3: Securities held for the account of an unaffiliated private fund for which PLP serves as investment adviser.
F4: PL Fund has entered into certain cash-settled total return swap agreeements (the "Swap Agreements") with an unaffiliated third party financial institution, which provides PL Fund with economic exposure to an aggregate of 5,763,573 nominal shares of Common Stock. The Swap Agreements provide PL Fund with economic results that are comparable to the economic results of ownership but do not provide PL Fund with the power to vote or direct the voting or dispose of or direct the disposition of the shares of Common Stock that are the subject of the Swaps Agreements (the "Subject Shares"). The Reporting Persons expressly disclaim beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.
F5: The expiration date of the Swap Agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.
J JILL GROUP INC
Report date June 30, 2023 · Filed July 05, 2023
Jointly reported with Pleasant Lake Partners LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,108,100 |
Reported balance
Holding disclosure · report date 2023-06-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,108,100 F1: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.
TILE SHOP HOLDINGS, INC.
Report date December 12, 2025 · Filed December 16, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Cash-Settled Total Return SwapSEC Table II · derivative / convertible security · Expires 2028-04-07 | IndirectSee Footnote | 0 |
Reported balance
After 2025-12-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-12-12 · Other · Disposed 482,703 · Balance 0 F2: The Reporting Person previously entered into certain cash-settled total return swap arrangements with an unaffiliated third party financial institution. On December 12, 2025, the Reporting Person exercised 482,703 of such cash-settled total return swap agreements in exchange for $6.4873 per swap agreement in accordance with the terms of such swap agreements. F3: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 days prior to any subsequent extension, not to so extend the expiration date. F1: Securities reported herein for Fund 1 Investments, LLC are held by private investment vehicles for which Pleasant Lake Partners LLC serves as investment adviser. Fund 1 Investments, LLC serves as managing member of Pleasant Lake Partners LLC. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities reported herein for Fund 1 Investments, LLC are held by private investment vehicles for which Pleasant Lake Partners LLC serves as investment adviser. Fund 1 Investments, LLC serves as managing member of Pleasant Lake Partners LLC. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
F2: The Reporting Person previously entered into certain cash-settled total return swap arrangements with an unaffiliated third party financial institution. On December 12, 2025, the Reporting Person exercised 482,703 of such cash-settled total return swap agreements in exchange for $6.4873 per swap agreement in accordance with the terms of such swap agreements.
F3: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 days prior to any subsequent extension, not to so extend the expiration date.
TILLY'S, INC.
Report date September 03, 2026 · Filed September 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectSee Footnote | 5,801,933 |
Last balance in matching sequence
After 2026-09-08 transaction · row 10
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
10 source rowsRow 1 · 2026-09-03 · Sale · Disposed 863,726 · Balance 7,194,542 F1: Securities reported herein for Fund 1 Investments, LLC are held by private investment vehicles for which Pleasant Lake Partners LLC serves as investment adviser. Fund 1 Investments, LLC serves as managing member of Pleasant Lake Partners LLC. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Row 2 · 2026-09-03 · Sale · Disposed 526,474 · Balance 6,668,068 F1: Securities reported herein for Fund 1 Investments, LLC are held by private investment vehicles for which Pleasant Lake Partners LLC serves as investment adviser. Fund 1 Investments, LLC serves as managing member of Pleasant Lake Partners LLC. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Row 3 · 2026-09-03 · Sale · Disposed 252,725 · Balance 6,415,343 F1: Securities reported herein for Fund 1 Investments, LLC are held by private investment vehicles for which Pleasant Lake Partners LLC serves as investment adviser. Fund 1 Investments, LLC serves as managing member of Pleasant Lake Partners LLC. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Row 4 · 2026-09-03 · Sale · Disposed 1,330 · Balance 6,414,013 F1: Securities reported herein for Fund 1 Investments, LLC are held by private investment vehicles for which Pleasant Lake Partners LLC serves as investment adviser. Fund 1 Investments, LLC serves as managing member of Pleasant Lake Partners LLC. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Row 5 · 2026-09-04 · Sale · Disposed 377,129 · Balance 6,036,884 F1: Securities reported herein for Fund 1 Investments, LLC are held by private investment vehicles for which Pleasant Lake Partners LLC serves as investment adviser. Fund 1 Investments, LLC serves as managing member of Pleasant Lake Partners LLC. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Row 6 · 2026-09-04 · Sale · Disposed 19,764 · Balance 6,017,120 F1: Securities reported herein for Fund 1 Investments, LLC are held by private investment vehicles for which Pleasant Lake Partners LLC serves as investment adviser. Fund 1 Investments, LLC serves as managing member of Pleasant Lake Partners LLC. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Row 7 · 2026-09-04 · Sale · Disposed 34,115 · Balance 5,983,005 F1: Securities reported herein for Fund 1 Investments, LLC are held by private investment vehicles for which Pleasant Lake Partners LLC serves as investment adviser. Fund 1 Investments, LLC serves as managing member of Pleasant Lake Partners LLC. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Row 8 · 2026-09-04 · Sale · Disposed 1,102 · Balance 5,981,903 F1: Securities reported herein for Fund 1 Investments, LLC are held by private investment vehicles for which Pleasant Lake Partners LLC serves as investment adviser. Fund 1 Investments, LLC serves as managing member of Pleasant Lake Partners LLC. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Row 9 · 2026-09-08 · Sale · Disposed 174,870 · Balance 5,807,033 F1: Securities reported herein for Fund 1 Investments, LLC are held by private investment vehicles for which Pleasant Lake Partners LLC serves as investment adviser. Fund 1 Investments, LLC serves as managing member of Pleasant Lake Partners LLC. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Row 10 · 2026-09-08 · Sale · Disposed 5,100 · Balance 5,801,933 F1: Securities reported herein for Fund 1 Investments, LLC are held by private investment vehicles for which Pleasant Lake Partners LLC serves as investment adviser. Fund 1 Investments, LLC serves as managing member of Pleasant Lake Partners LLC. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities reported herein for Fund 1 Investments, LLC are held by private investment vehicles for which Pleasant Lake Partners LLC serves as investment adviser. Fund 1 Investments, LLC serves as managing member of Pleasant Lake Partners LLC. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Past disclosures · reporting ended (7)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
1 800 FLOWERS COM INC
Report date April 20, 2026 · Filed April 22, 2026
Section 16 reporting ended · disclosed 2026-04-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee Footnote | 3,607,004 |
Last balance in matching sequence
After 2026-04-22 transaction · row 13
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
13 source rowsRow 1 · 2026-04-20 · Sale · Disposed 82,302 · Balance 5,277,135 F1: Securities reported herein for Fund 1 Investments, LLC are held by private investment vehicles for which Pleasant Lake Partners LLC serves as investment adviser. Fund 1 Investments, LLC serves as managing member of Pleasant Lake Partners LLC. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Row 2 · 2026-04-20 · Sale · Disposed 434,606 · Balance 4,842,529 F1: Securities reported herein for Fund 1 Investments, LLC are held by private investment vehicles for which Pleasant Lake Partners LLC serves as investment adviser. Fund 1 Investments, LLC serves as managing member of Pleasant Lake Partners LLC. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Row 3 · 2026-04-20 · Sale · Disposed 26,287 · Balance 4,816,242 F1: Securities reported herein for Fund 1 Investments, LLC are held by private investment vehicles for which Pleasant Lake Partners LLC serves as investment adviser. Fund 1 Investments, LLC serves as managing member of Pleasant Lake Partners LLC. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Row 4 · 2026-04-21 · Sale · Disposed 229,486 · Balance 4,586,756 F1: Securities reported herein for Fund 1 Investments, LLC are held by private investment vehicles for which Pleasant Lake Partners LLC serves as investment adviser. Fund 1 Investments, LLC serves as managing member of Pleasant Lake Partners LLC. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Row 5 · 2026-04-21 · Sale · Disposed 27,539 · Balance 4,559,217 F1: Securities reported herein for Fund 1 Investments, LLC are held by private investment vehicles for which Pleasant Lake Partners LLC serves as investment adviser. Fund 1 Investments, LLC serves as managing member of Pleasant Lake Partners LLC. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Row 6 · 2026-04-21 · Sale · Disposed 288,651 · Balance 4,270,566 F1: Securities reported herein for Fund 1 Investments, LLC are held by private investment vehicles for which Pleasant Lake Partners LLC serves as investment adviser. Fund 1 Investments, LLC serves as managing member of Pleasant Lake Partners LLC. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Row 7 · 2026-04-21 · Sale · Disposed 35,525 · Balance 4,235,041 F1: Securities reported herein for Fund 1 Investments, LLC are held by private investment vehicles for which Pleasant Lake Partners LLC serves as investment adviser. Fund 1 Investments, LLC serves as managing member of Pleasant Lake Partners LLC. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Row 8 · 2026-04-21 · Sale · Disposed 138,799 · Balance 4,096,242 F1: Securities reported herein for Fund 1 Investments, LLC are held by private investment vehicles for which Pleasant Lake Partners LLC serves as investment adviser. Fund 1 Investments, LLC serves as managing member of Pleasant Lake Partners LLC. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Row 9 · 2026-04-22 · Sale · Disposed 156,640 · Balance 3,939,602 F1: Securities reported herein for Fund 1 Investments, LLC are held by private investment vehicles for which Pleasant Lake Partners LLC serves as investment adviser. Fund 1 Investments, LLC serves as managing member of Pleasant Lake Partners LLC. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Row 10 · 2026-04-22 · Sale · Disposed 95,000 · Balance 3,844,602 F1: Securities reported herein for Fund 1 Investments, LLC are held by private investment vehicles for which Pleasant Lake Partners LLC serves as investment adviser. Fund 1 Investments, LLC serves as managing member of Pleasant Lake Partners LLC. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Row 11 · 2026-04-22 · Sale · Disposed 1,200 · Balance 3,843,402 F1: Securities reported herein for Fund 1 Investments, LLC are held by private investment vehicles for which Pleasant Lake Partners LLC serves as investment adviser. Fund 1 Investments, LLC serves as managing member of Pleasant Lake Partners LLC. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Row 12 · 2026-04-22 · Sale · Disposed 46,300 · Balance 3,797,102 F1: Securities reported herein for Fund 1 Investments, LLC are held by private investment vehicles for which Pleasant Lake Partners LLC serves as investment adviser. Fund 1 Investments, LLC serves as managing member of Pleasant Lake Partners LLC. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Row 13 · 2026-04-22 · Sale · Disposed 190,098 · Balance 3,607,004 F1: Securities reported herein for Fund 1 Investments, LLC are held by private investment vehicles for which Pleasant Lake Partners LLC serves as investment adviser. Fund 1 Investments, LLC serves as managing member of Pleasant Lake Partners LLC. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities reported herein for Fund 1 Investments, LLC are held by private investment vehicles for which Pleasant Lake Partners LLC serves as investment adviser. Fund 1 Investments, LLC serves as managing member of Pleasant Lake Partners LLC. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
BJs RESTAURANTS INC
Report date April 25, 2025 · Filed April 28, 2025
Jointly reported with PLP Funds Master Fund LP, Pleasant Lake Partners LLC
Section 16 reporting ended · disclosed 2025-04-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, no par valueSEC Table I · non-derivative | IndirectSee Footnotes | 2,231,396 |
Reported balance
After 2025-04-28 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-04-28 · Sale · Disposed 35,500 · Balance 2,231,396 F1: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of Master Fund. |
| Cash-Settled Total Return SwapSEC Table II · derivative / convertible security · Expires 2028-04-24 | IndirectSee Footnotes | 50,000 |
Reported balance
After 2025-04-25 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-04-25 · Purchase · Acquired 50,000 · Balance 50,000 F3: The Reporting Persons have entered into cash-settled total return swaps (the "Swap Agreements") with an unaffiliated third-party financial institution, which provide the Reporting Persons with economic exposure to an aggregate of 50,000 notional shares. The Swap Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the Swap Agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4: The expiration date of the Swap Agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F1: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of Master Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.
F2: Securities held for the account of Master Fund.
F3: The Reporting Persons have entered into cash-settled total return swaps (the "Swap Agreements") with an unaffiliated third-party financial institution, which provide the Reporting Persons with economic exposure to an aggregate of 50,000 notional shares. The Swap Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the Swap Agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.
F4: The expiration date of the Swap Agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.
Designer Brands Inc.
Report date January 28, 2025 · Filed January 30, 2025
Jointly reported with Pleasant Lake Partners LLC, PLP Funds Master Fund LP
Section 16 reporting ended · disclosed 2025-01-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common SharesSEC Table I · non-derivative | IndirectSee Footnotes | 1,853,405 |
Last balance in matching sequence
After 2025-01-28 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-01-28 · Sale · Disposed 220,000 · Balance 1,883,405 F1: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. Row 2 · 2025-01-28 · Sale · Disposed 30,000 · Balance 1,853,405 F1: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.
GENESCO INC
Report date June 05, 2025 · Filed June 06, 2025
Jointly reported with Pleasant Lake Partners LLC, PLP Funds Master Fund LP
Section 16 reporting ended · disclosed 2025-06-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 1,072,850 |
Reported balance
After 2025-06-05 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-06-05 · Sale · Disposed 25,000 · Balance 1,072,850 F1: Shares reported herein are held for the benefit of PLP Funds Master Fund LP, a private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares reported herein are held for the benefit of PLP Funds Master Fund LP, a private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.
J.Jill, Inc.
Report date October 17, 2023 · Filed October 19, 2023
Jointly reported with Pleasant Lake Partners LLC
Section 16 reporting ended · disclosed 2023-10-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,052,526 |
Last balance in matching sequence
After 2023-10-18 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2023-10-17 · Sale · Disposed 27,743 · Balance 1,105,357 F1: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. Row 2 · 2023-10-18 · Sale · Disposed 7,831 · Balance 1,097,526 F1: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. Row 3 · 2023-10-18 · Sale · Disposed 45,000 · Balance 1,052,526 F1: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares reported herein are held for the benefit of private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.
Torrid Holdings Inc.
Report date December 03, 2025 · Filed December 05, 2025
Section 16 reporting ended · disclosed 2025-12-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnote | 9,904,856 |
Reported balance
After 2025-12-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-12-03 · Sale · Disposed 25,000 · Balance 9,904,856 F1: Securities reported herein for Fund 1 Investments, LLC are held by private investment vehicles for which Pleasant Lake Partners LLC serves as investment adviser. Fund 1 Investments, LLC serves as managing member of Pleasant Lake Partners LLC. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities reported herein for Fund 1 Investments, LLC are held by private investment vehicles for which Pleasant Lake Partners LLC serves as investment adviser. Fund 1 Investments, LLC serves as managing member of Pleasant Lake Partners LLC. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
Vera Bradley, Inc.
Report date April 25, 2025 · Filed April 28, 2025
Jointly reported with PLP Funds Master Fund LP, Pleasant Lake Partners LLC
Section 16 reporting ended · disclosed 2025-04-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, no par valueSEC Table I · non-derivative | IndirectSee Footnotes | 2,783,155 |
Reported balance
Holding disclosure · report date 2025-04-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,783,155 F1: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of Master Fund. |
| Cash-Settled Total Return SwapSEC Table II · derivative / convertible security · Expires 2026-03-23 | IndirectSee Footnotes | 2,762,892 |
Reported balance
Holding disclosure · report date 2025-04-25 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 2,762,892 F3: The Reporting Persons have entered into cash-settled total return swaps (the "Swap Agreements") with an unaffiliated third-party financial institution, which provide the Reporting Persons with economic exposure to an aggregate of 2,762,892 notional shares. The Swap Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the Swap Agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4: The expiration date of the Swap Agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F1: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2: Securities held for the account of Master Fund. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein.
F2: Securities held for the account of Master Fund.
F3: The Reporting Persons have entered into cash-settled total return swaps (the "Swap Agreements") with an unaffiliated third-party financial institution, which provide the Reporting Persons with economic exposure to an aggregate of 2,762,892 notional shares. The Swap Agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the Swap Agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein.
F4: The expiration date of the Swap Agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 23, 2025 Filed Jan 24, 2025 17:11 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 4,500 | $7.13 | $32,070.60 |
DisclosureSEC source: 0000929638-25-000322 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,632,860 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 22, 2025 Filed Jan 22, 2025 22:20 UTC | 1 800 FLOWERS COM INC FLWS · Entity 6237 | PurchaseClass A Common Stock, $0.01 par value | 89,301 | $8.38 | $748,663.86 |
DisclosureSEC source: 0000921895-25-000131 · form413866005_01222025.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,668,665 F1 · ownership.nature: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Securities held for the account of Master Fund. Read SEC document |
| January 22, 2025 Filed Jan 24, 2025 17:14 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseCash-Settled Total Return Swap · Derivative | 35,000 | $4.14 | $145,008.50 |
DisclosureSEC source: 0000929638-25-000324 · form4.xml · derivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 960,489 Underlying: Common Stock · 35,000 shares Expires 2027-12-27 F1 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 35,000 notional shares of common stock for a price of $4.1431 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F1 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 35,000 notional shares of common stock for a price of $4.1431 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F1 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 35,000 notional shares of common stock for a price of $4.1431 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 22, 2025 Filed Jan 24, 2025 17:11 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 27,000 | $7.02 | $189,621.00 |
DisclosureSEC source: 0000929638-25-000322 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,628,360 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 21, 2025 Filed Jan 21, 2025 20:31 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseCash-Settled Total Return Swap · Derivative | 15,000 | $4.15 | $62,227.50 |
DisclosureSEC source: 0000929638-25-000203 · form4.xml · derivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 925,489 Underlying: Common Stock · 15,000 shares Expires 2027-12-27 F6 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 15,000 notional shares of common stock for a price of $4.1485 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F6 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 15,000 notional shares of common stock for a price of $4.1485 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F6 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 15,000 notional shares of common stock for a price of $4.1485 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 21, 2025 Filed Jan 21, 2025 20:31 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 21,000 | $7.03 | $147,600.60 |
DisclosureSEC source: 0000929638-25-000202 · form4.xml · nonDerivative · entry 4 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,601,360 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 17, 2025 Filed Jan 21, 2025 20:31 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseCash-Settled Total Return Swap · Derivative | 25,000 | $4.15 | $103,750.00 |
DisclosureSEC source: 0000929638-25-000203 · form4.xml · derivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 910,489 Underlying: Common Stock · 25,000 shares Expires 2027-12-27 F5 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 25,000 notional shares of common stock for a price of $4.15 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F5 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 25,000 notional shares of common stock for a price of $4.15 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F5 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 25,000 notional shares of common stock for a price of $4.15 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 17, 2025 Filed Jan 21, 2025 20:31 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 6,000 | $7.06 | $42,387.60 |
DisclosureSEC source: 0000929638-25-000202 · form4.xml · nonDerivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,580,360 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 17, 2025 Filed Jan 21, 2025 20:31 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 35,000 | $7.13 | $249,634.00 |
DisclosureSEC source: 0000929638-25-000202 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,574,360 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 17, 2025 Filed Jan 22, 2025 22:20 UTC | 1 800 FLOWERS COM INC FLWS · Entity 6237 | PurchaseClass A Common Stock, $0.01 par value | 37,000 | $8.15 | $301,579.60 |
DisclosureSEC source: 0000921895-25-000131 · form413866005_01222025.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,579,364 F1 · ownership.nature: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Securities held for the account of Master Fund. Read SEC document |
| January 16, 2025 Filed Jan 21, 2025 20:31 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseCash-Settled Total Return Swap · Derivative | 10,000 | $4.16 | $41,560.00 |
DisclosureSEC source: 0000929638-25-000203 · form4.xml · derivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 885,489 Underlying: Common Stock · 10,000 shares Expires 2027-12-27 F1 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 10,000 notional shares of common stock for a price of $4.156 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F1 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 10,000 notional shares of common stock for a price of $4.156 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F1 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 10,000 notional shares of common stock for a price of $4.156 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 16, 2025 Filed Jan 21, 2025 20:31 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 3,500 | $7.07 | $24,738.35 |
DisclosureSEC source: 0000929638-25-000202 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,539,360 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 15, 2025 Filed Jan 15, 2025 21:52 UTC | 1 800 FLOWERS COM INC FLWS · Entity 6237 | PurchaseClass A Common Stock, $0.01 par value | 97,000 | $7.64 | $740,818.10 |
DisclosureSEC source: 0000921895-25-000110 · form413866005_01152025.xml · nonDerivative · entry 4 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,542,364 F1 · ownership.nature: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Securities held for the account of Master Fund. Read SEC document |
| January 15, 2025 Filed Jan 15, 2025 17:24 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 18,500 | $6.88 | $127,311.45 |
DisclosureSEC source: 0000929638-25-000157 · form4.xml · nonDerivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,535,860 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 15, 2025 Filed Jan 15, 2025 17:27 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseCash-Settled Total Return Swap · Derivative | 25,000 | $4.14 | $103,505.00 |
DisclosureSEC source: 0000929638-25-000158 · form4.xml · derivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 875,489 Underlying: Common Stock · 25,000 shares Expires 2027-12-27 F6 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 25,000 notional shares of common stock for a price of $4.1402 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F6 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 25,000 notional shares of common stock for a price of $4.1402 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F6 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 25,000 notional shares of common stock for a price of $4.1402 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 14, 2025 Filed Jan 15, 2025 21:52 UTC | 1 800 FLOWERS COM INC FLWS · Entity 6237 | PurchaseClass A Common Stock, $0.01 par value | 160,000 | $7.35 | $1,175,952.00 |
DisclosureSEC source: 0000921895-25-000110 · form413866005_01152025.xml · nonDerivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,445,364 F1 · ownership.nature: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Securities held for the account of Master Fund. Read SEC document |
| January 14, 2025 Filed Jan 15, 2025 17:24 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 42,900 | $6.70 | $287,567.28 |
DisclosureSEC source: 0000929638-25-000157 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,517,360 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 14, 2025 Filed Jan 15, 2025 17:27 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseCash-Settled Total Return Swap · Derivative | 45,122 | $4.04 | $182,216.17 |
DisclosureSEC source: 0000929638-25-000158 · form4.xml · derivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 850,489 Underlying: Common Stock · 45,122 shares Expires 2027-12-27 F5 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 45,122 notional shares of common stock for a price of $4.0383 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F5 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 45,122 notional shares of common stock for a price of $4.0383 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F5 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 45,122 notional shares of common stock for a price of $4.0383 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 13, 2025 Filed Jan 15, 2025 21:52 UTC | 1 800 FLOWERS COM INC FLWS · Entity 6237 | PurchaseClass A Common Stock, $0.01 par value | 61,000 | $7.33 | $447,288.60 |
DisclosureSEC source: 0000921895-25-000110 · form413866005_01152025.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,285,364 F1 · ownership.nature: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Securities held for the account of Master Fund. Read SEC document |
| January 13, 2025 Filed Jan 15, 2025 17:24 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 39,500 | $6.67 | $263,291.20 |
DisclosureSEC source: 0000929638-25-000157 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,474,460 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 13, 2025 Filed Jan 15, 2025 17:27 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseCash-Settled Total Return Swap · Derivative | 29,215 | $4.14 | $121,005.61 |
DisclosureSEC source: 0000929638-25-000158 · form4.xml · derivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 805,367 Underlying: Common Stock · 29,215 shares Expires 2027-12-27 F1 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 29,215 notional shares of common stock for a price of $4.1419 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F1 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 29,215 notional shares of common stock for a price of $4.1419 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F1 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 29,215 notional shares of common stock for a price of $4.1419 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 10, 2025 Filed Jan 10, 2025 22:42 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseCash-Settled Total Return Swap · Derivative | 35,000 | $4.22 | $147,549.50 |
DisclosureSEC source: 0000929638-25-000122 · form4.xml · derivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 776,152 Underlying: Common Stock · 35,000 shares Expires 2027-12-27 F6 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 35,000 notional shares of common stock for a price of $4.2157 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F6 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 35,000 notional shares of common stock for a price of $4.2157 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F6 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 35,000 notional shares of common stock for a price of $4.2157 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 10, 2025 Filed Jan 10, 2025 22:41 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 4,600 | $6.66 | $30,641.06 |
DisclosureSEC source: 0000929638-25-000121 · form4.xml · nonDerivative · entry 4 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,434,960 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 10, 2025 Filed Jan 10, 2025 22:41 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 19,900 | $6.67 | $132,780.76 |
DisclosureSEC source: 0000929638-25-000121 · form4.xml · nonDerivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,430,360 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 10, 2025 Filed Jan 15, 2025 21:52 UTC | 1 800 FLOWERS COM INC FLWS · Entity 6237 | PurchaseClass A Common Stock, $0.01 par value | 50,000 | $7.18 | $359,075.00 |
DisclosureSEC source: 0000921895-25-000110 · form413866005_01152025.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner PLP Funds Master Fund LP · CIK 0002052009 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 4,224,364 F1 · ownership.nature: Securities reported herein are held for the benefit of PLP Funds Master Fund LP (the "Master Fund") for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC ("Fund 1") serves as managing member of PLP. Jonathan Lennon (together with Fund 1, PLP and Master Fund, the "Reporting Persons") serves as managing member of Fund 1. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Securities held for the account of Master Fund. Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 22:42 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseCash-Settled Total Return Swap · Derivative | 120,000 | $4.17 | $500,052.00 |
DisclosureSEC source: 0000929638-25-000122 · form4.xml · derivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 741,152 Underlying: Common Stock · 120,000 shares Expires 2027-12-27 F5 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 120,000 notional shares of common stock for a price of $4.1671 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F5 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 120,000 notional shares of common stock for a price of $4.1671 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F5 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 120,000 notional shares of common stock for a price of $4.1671 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 22:41 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 21,500 | $6.78 | $145,720.55 |
DisclosureSEC source: 0000929638-25-000121 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,410,460 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 07, 2025 Filed Jan 10, 2025 22:42 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseCash-Settled Total Return Swap · Derivative | 18,233 | $4.34 | $79,074.70 |
DisclosureSEC source: 0000929638-25-000122 · form4.xml · derivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 621,152 Underlying: Common Stock · 18,233 shares Expires 2027-12-27 F1 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 18,233 notional shares of common stock for a price of $4.3369 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F1 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 18,233 notional shares of common stock for a price of $4.3369 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F1 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 18,233 notional shares of common stock for a price of $4.3369 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 07, 2025 Filed Jan 10, 2025 22:41 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 45,359 | $6.78 | $307,456.91 |
DisclosureSEC source: 0000929638-25-000121 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,388,960 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 06, 2025 Filed Jan 6, 2025 23:05 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseCash-Settled Total Return Swap · Derivative | 25,000 | $4.40 | $110,122.50 |
DisclosureSEC source: 0000929638-25-000047 · form4.xml · derivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 602,919 Underlying: Common Stock · 25,000 shares Expires 2027-12-27 F6 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 25,000 notional shares of common stock for a price of $4.4049 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F6 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 25,000 notional shares of common stock for a price of $4.4049 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F6 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 25,000 notional shares of common stock for a price of $4.4049 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 06, 2025 Filed Jan 6, 2025 23:01 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 27,500 | $7.01 | $192,736.50 |
DisclosureSEC source: 0000929638-25-000044 · form4.xml · nonDerivative · entry 6 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,343,601 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 06, 2025 Filed Jan 6, 2025 23:01 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 10,000 | $6.96 | $69,637.00 |
DisclosureSEC source: 0000929638-25-000044 · form4.xml · nonDerivative · entry 5 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,316,101 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 03, 2025 Filed Jan 6, 2025 23:05 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseCash-Settled Total Return Swap · Derivative | 28,292 | $4.52 | $127,973.20 |
DisclosureSEC source: 0000929638-25-000047 · form4.xml · derivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 577,919 Underlying: Common Stock · 28,292 shares Expires 2027-12-27 F5 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 28,292 notional shares of common stock for a price of $4.5233 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F5 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 28,292 notional shares of common stock for a price of $4.5233 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F5 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 28,292 notional shares of common stock for a price of $4.5233 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 03, 2025 Filed Jan 6, 2025 23:01 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 600 | $6.93 | $4,158.00 |
DisclosureSEC source: 0000929638-25-000044 · form4.xml · nonDerivative · entry 4 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,306,101 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 03, 2025 Filed Jan 6, 2025 23:01 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 1,000 | $6.99 | $6,990.50 |
DisclosureSEC source: 0000929638-25-000044 · form4.xml · nonDerivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,305,501 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 23:05 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseCash-Settled Total Return Swap · Derivative | 35,742 | $4.34 | $155,123.85 |
DisclosureSEC source: 0000929638-25-000047 · form4.xml · derivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 549,627 Underlying: Common Stock · 35,742 shares Expires 2027-12-27 F1 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 35,742 notional shares of common stock for a price of $4.3401 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F1 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 35,742 notional shares of common stock for a price of $4.3401 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F1 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 35,742 notional shares of common stock for a price of $4.3401 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 23:01 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 20,000 | $6.93 | $138,520.00 |
DisclosureSEC source: 0000929638-25-000044 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,304,501 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 23:01 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 59,500 | $6.89 | $410,014.50 |
DisclosureSEC source: 0000929638-25-000044 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,284,501 F1 · ownership.nature: Shares reported herein are held for the benefit of PLP Funds Master Fund LP (the Master Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. On January 2, 2025, Pleasant Lake Onshore Feeder Fund, LP contributed all of its securities in the Issuer to the Master Fund in a transaction exempt from reporting under Rule 16a-13. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| December 31, 2024 Filed Dec 31, 2024 22:38 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 50,000 | $6.91 | $345,355.00 |
DisclosureSEC source: 0000929638-24-004395 · form4.xml · nonDerivative · entry 8 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,225,001 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| December 31, 2024 Filed Dec 31, 2024 22:38 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 20,000 | $6.88 | $137,584.00 |
DisclosureSEC source: 0000929638-24-004395 · form4.xml · nonDerivative · entry 7 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,175,001 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 21:48 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseCash-Settled Total Return Swap · Derivative | 86,241 | $4.15 | $358,253.74 |
DisclosureSEC source: 0000929638-25-000023 · form4.xml · derivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 513,885 Underlying: Common Stock · 86,241 shares Expires 2027-12-27 F1 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 86,241 notional shares of common stock for a price of $4.1541 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F1 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 86,241 notional shares of common stock for a price of $4.1541 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F1 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 86,241 notional shares of common stock for a price of $4.1541 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that are the subject of the swap agreements (the "Subject Shares"). Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4 · derivative.expiration_date: The expiration date of the swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| December 30, 2024 Filed Dec 30, 2024 23:31 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseCash-Settled Total Return Swap · Derivative | 150,000 | $3.95 | $592,665.00 |
DisclosureSEC source: 0000929638-24-004383 · form4.xml · derivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 427,644 Underlying: Common Stock · 150,000 shares Expires 2027-12-27 F6 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 150,000 notional shares of common stock for a price of $3.9511 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F6 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 150,000 notional shares of common stock for a price of $3.9511 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F6 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 150,000 notional shares of common stock for a price of $3.9511 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4 · derivative.expiration_date: The expiration date of the applicable swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| December 30, 2024 Filed Dec 31, 2024 22:38 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 20,000 | $6.84 | $136,800.00 |
DisclosureSEC source: 0000929638-24-004395 · form4.xml · nonDerivative · entry 6 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,155,001 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| December 30, 2024 Filed Dec 31, 2024 22:38 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 10,000 | $6.85 | $68,531.00 |
DisclosureSEC source: 0000929638-24-004395 · form4.xml · nonDerivative · entry 5 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,135,001 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| December 30, 2024 Filed Dec 31, 2024 22:38 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 34,000 | $6.87 | $233,420.20 |
DisclosureSEC source: 0000929638-24-004395 · form4.xml · nonDerivative · entry 4 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,125,001 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| December 27, 2024 Filed Dec 30, 2024 23:31 UTC | TILLY'S, INC. TLYS · Entity 6648 | PurchaseCash-Settled Total Return Swap · Derivative | 271,175 | $3.84 | $1,042,450.94 |
DisclosureSEC source: 0000929638-24-004383 · form4.xml · derivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 277,644 Underlying: Common Stock · 271,175 shares Expires 2027-12-27 F5 · security: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 271,175 notional shares of common stock for a price of $3.8442 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F5 · derivative.exercise_price: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 271,175 notional shares of common stock for a price of $3.8442 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F5 · derivative.exercise_date: The Reporting Persons have entered into certain cash-settled total return swap agreements with an unaffiliated third party financial institution, which provide the Reporting Persons with economic exposure to 271,175 notional shares of common stock for a price of $3.8442 per share. The swap agreements provide the Reporting Persons with economic results that are comparable to the economic results of ownership but do not provide the Reporting Persons with the power to vote or direct the voting or dispose of or direct the disposition of the Subject Shares. Each of the Reporting Persons disclaims beneficial ownership of the Subject Shares except to the extent of its or his pecuniary interest therein. F4 · derivative.expiration_date: The expiration date of the applicable swap agreements will be automatically extended for successive 12 month periods unless one party provides written notice to the other party, at least 30 calendar days prior to the first extension and at least 15 calendar days prior to any subsequent extension, not to so extend the expiration date. F2 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and additional private investment vehicles for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F3 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| December 27, 2024 Filed Dec 31, 2024 22:38 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 16,499 | $6.81 | $112,424.19 |
DisclosureSEC source: 0000929638-24-004395 · form4.xml · nonDerivative · entry 3 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,091,001 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| December 27, 2024 Filed Dec 31, 2024 22:38 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 14,200 | $6.73 | $95,604.34 |
DisclosureSEC source: 0000929638-24-004395 · form4.xml · nonDerivative · entry 2 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,074,502 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| December 27, 2024 Filed Dec 31, 2024 22:38 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 10,000 | $6.75 | $67,502.00 |
DisclosureSEC source: 0000929638-24-004395 · form4.xml · nonDerivative · entry 1 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,060,302 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
| December 26, 2024 Filed Dec 26, 2024 22:32 UTC | TILE SHOP HOLDINGS, INC. TTSH · Entity 9564 | PurchaseCommon Stock | 8,000 | $6.64 | $53,144.80 |
DisclosureSEC source: 0000929638-24-004311 · form4.xml · nonDerivative · entry 5 Fund 1 Investments, LLC · CIK 0001959730 · 10% owner Pleasant Lake Partners LLC · CIK 0001580144 · 10% owner Pleasant Lake Onshore Feeder Fund LP · CIK 0001567434 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 10,050,302 F1 · ownership.nature: Shares reported herein are held for the benefit of Pleasant Lake Onshore Feeder Fund, LP (the "PL Fund") and an additional private investment vehicle for which Pleasant Lake Partners LLC ("PLP") serves as investment adviser. Fund 1 Investments, LLC serves as managing member of PLP. Jonathan Lennon serves as managing member of Fund 1 Investments, LLC. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein. F2 · ownership.nature: Shares held for the account of the PL Fund. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.