Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| American Water Works Company, Inc.AWK · Entity 3169 | Director · Chief Executive Officer | February 18, 2025 | February 20, 2025 |
| Core & Main, Inc.CNM · Entity 3634 | Director | June 23, 2026 | June 25, 2026 |
| EDISON INTERNATIONALEIX · Entity 3225 | Director | April 23, 2026 | April 24, 2026 |
| NEW JERSEY RESOURCES CORPNJR · Entity 3851 | Director | January 21, 2026 | January 23, 2026 |
| TETRA TECH INCTTEK · Entity 3570 | Director | January 26, 2026 | January 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
American Water Works Company, Inc.
Report date February 18, 2025 · Filed February 20, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 57,843 |
Ending reported balance
After 2025-02-18 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2025-02-18 · Grant · Acquired 11,545 · Balance 47,968 F1: Represents shares underlying an award of restricted stock units (RSUs) granted on February 18, 2025, under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards will vest in three approximately equal increments on January 31, 2026, 2027 and 2028, subject to continued employment on each vesting date and applicable continued vesting provisions in the event of retirement. RSUs are settled solely by the delivery of one share of common stock per RSU (and may not be settled in cash). Row 2 · 2025-02-18 · Grant · Acquired 18,346 · Balance 66,314 F2: Represents shares vested pursuant to one or more awards of performance stock units (PSUs) granted in February 2022 under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards vested on February 18, 2025. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Row 3 · 2025-02-18 · Tax withholding · Disposed 8,471 · Balance 57,843 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares underlying an award of restricted stock units (RSUs) granted on February 18, 2025, under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards will vest in three approximately equal increments on January 31, 2026, 2027 and 2028, subject to continued employment on each vesting date and applicable continued vesting provisions in the event of retirement. RSUs are settled solely by the delivery of one share of common stock per RSU (and may not be settled in cash).
F2: Represents shares vested pursuant to one or more awards of performance stock units (PSUs) granted in February 2022 under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards vested on February 18, 2025. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).
Core & Main, Inc.
Report date June 23, 2026 · Filed June 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 3,379 |
Reported balance
After 2026-06-23 transaction · row 1
1 source rowRow 1 · 2026-06-23 · Grant · Acquired 2,799 · Balance 3,379 F1: Represents restricted stock units granted as director compensation. The restricted stock units will vest upon the earlier to occur of the one year anniversary of the grant date or the Issuer's next annual meeting of shareholders to be held in 2027 and be settled in shares of Class A common stock, subject to the reporting person's continued service as a director of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units granted as director compensation. The restricted stock units will vest upon the earlier to occur of the one year anniversary of the grant date or the Issuer's next annual meeting of shareholders to be held in 2027 and be settled in shares of Class A common stock, subject to the reporting person's continued service as a director of the Issuer.
EDISON INTERNATIONAL
Report date April 23, 2026 · Filed April 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitSEC Table II · derivative / convertible security | Direct | 2,737 |
Reported balance
After 2026-04-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-23 · Grant · Acquired 2,737 · Balance 2,737 F1: 1 for 1: Each deferred stock unit is equal in value to one share of Edison International Common Stock. F2: The deferred stock units were granted to the Reporting Person upon election as a director. F3: The deferred stock units are to be settled upon the Reporting Person's retirement, resignation, death or disability, unless another date(s) is elected by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1: Each deferred stock unit is equal in value to one share of Edison International Common Stock.
F2: The deferred stock units were granted to the Reporting Person upon election as a director.
F3: The deferred stock units are to be settled upon the Reporting Person's retirement, resignation, death or disability, unless another date(s) is elected by the Reporting Person.
NEW JERSEY RESOURCES CORP
Report date January 21, 2026 · Filed January 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,440 |
Reported balance
After 2026-01-21 transaction · row 1
1 source rowRow 1 · 2026-01-21 · Exercise / conversion · Acquired 2,938 · Balance 17,440 F1: Total includes 112.968 dividend equivalents accrued on Restricted Stock Units ("RSUs") plus a fractional share for rounding to the next whole share. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,022.723 |
Reported balance
After 2026-01-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-01-21 · Grant · Acquired 3,022.723 · Balance 3,022.723 F2: Represents the annual RSU retainer pursuant to the Non-Employee Director Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of New Jersey Resources Corporation ("NJR") common stock plus dividend equivalents. F3: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-01-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-01-21 · Exercise / conversion · Disposed 2,824.859 · Balance 0 F4: Each RSU represents a contingent right to receive one share of NJR common stock plus dividend equivalents. F5: Represents 100 percent vesting of RSUs granted on January 21, 2025, pursuant to the Non-Employee Director Compensation Plan, as amended. RSUs converted one for one into shares of NJR common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Total includes 112.968 dividend equivalents accrued on Restricted Stock Units ("RSUs") plus a fractional share for rounding to the next whole share.
F2: Represents the annual RSU retainer pursuant to the Non-Employee Director Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of New Jersey Resources Corporation ("NJR") common stock plus dividend equivalents.
F3: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners.
F4: Each RSU represents a contingent right to receive one share of NJR common stock plus dividend equivalents.
F5: Represents 100 percent vesting of RSUs granted on January 21, 2025, pursuant to the Non-Employee Director Compensation Plan, as amended. RSUs converted one for one into shares of NJR common stock.
TETRA TECH INC
Report date January 26, 2026 · Filed January 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| RESTRICTED STOCK UNITS (RIGHT TO RECEIVE)SEC Table II · derivative / convertible security | Direct | 1,754 |
Reported balance
After 2026-01-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-01-26 · Grant · Acquired 1,754 · Balance 1,754 F1: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock. F2: The RSUs become exercisable as to 100% of the shares on the first anniversary of the grant date. F3: The RSUs are exercisable at the time of vesting and do not have a set expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock.
F2: The RSUs become exercisable as to 100% of the shares on the first anniversary of the grant date.
F3: The RSUs are exercisable at the time of vesting and do not have a set expiration date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
VECTREN CORP
Report date February 01, 2019 · Filed February 01, 2019
Section 16 reporting ended · disclosed 2019-02-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-02-01 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2019-02-01 · Exercise / conversion · Acquired 32,004.325 · Balance 32,004.325 F1: Pursuant to the Agreement and Plan of Merger by and among Vectren Corporation, CenterPoint Energy, Inc., and Pacer Merger Sub, Inc. dated April 21, 2018 (the 'Merger Agreement'), represents the following aggregate stock unit awards acquired pursuant to the Vectren Corporation At-Risk Compensation Plan: (1) the target number of stock units dependent upon performance during a measuring period from January 1, 2016 through December 31, 2018; (2) the target number of stock units dependent upon performance during a measuring period from January 1, 2017 through December 31, 2019; (3) the target number of stock units dependent upon performance during a measuring period from January 1, 2018 through December 31, 2020; and (4) the target number of stock units dependent upon performance during a measuring period from January 1, 2019 through December 31, 2021, which have been pro-rated through the Effective Time. F2: Each stock unit was cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement. The time when Pacer Merger Sub, Inc. effectively merged with and into Vectren Corporation is referred to as the 'Effective Time.' Row 2 · 2019-02-01 · Exercise / conversion · Acquired 33,966.8279 · Balance 65,971.1529 F3: Represents the effect of the accumulation of dividends and the performance adjustment relating to (1) stock units dependent upon performance during a measuring period from January 1, 2016 through December 31, 2018; (2) stock units dependent upon performance during a measuring period from January 1, 2017 through December 31, 2019; and (3) stock units dependent upon performance during a measuring period from January 1, 2018 through December 31, 2020. This grant is exempt under Section 16b-3 and was previously approved by the Board of Directors. See explanation in footnote 6 to Table 2. Row 3 · 2019-02-01 · Disposition to issuer · Disposed 65,971.1529 · Balance 0 F4: Represents the cancellation and conversion of the stock units noted in footnotes (1) and (3) into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement. |
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-02-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-02-01 · Disposition to issuer · Disposed 12,364.832 · Balance 0 F5: Represents phantom stock units held in a book-entry under the non-qualified deferred compensation plan. Each phantom stock unit was deemed to be cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement. |
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-02-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-02-01 · Exercise / conversion · Acquired 32,004.325 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger by and among Vectren Corporation, CenterPoint Energy, Inc., and Pacer Merger Sub, Inc. dated April 21, 2018 (the 'Merger Agreement'), represents the following aggregate stock unit awards acquired pursuant to the Vectren Corporation At-Risk Compensation Plan: (1) the target number of stock units dependent upon performance during a measuring period from January 1, 2016 through December 31, 2018; (2) the target number of stock units dependent upon performance during a measuring period from January 1, 2017 through December 31, 2019; (3) the target number of stock units dependent upon performance during a measuring period from January 1, 2018 through December 31, 2020; and (4) the target number of stock units dependent upon performance during a measuring period from January 1, 2019 through December 31, 2021, which have been pro-rated through the Effective Time. F2: Each stock unit was cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement. The time when Pacer Merger Sub, Inc. effectively merged with and into Vectren Corporation is referred to as the 'Effective Time.' |
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 33,966.8279 |
Reported balance
After 2019-02-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-02-01 · Grant · Acquired 33,966.8279 · Balance 33,966.8279 F6: Pursuant to the terms of the Merger Agreement, upon the Effective Time,(1)stock units dependent upon performance during a measuring period from January 1, 2016 through December 31, 2018 are earned based on actual performance results as determined by the Compensation Committee of the Board of Directors of Vectren Corporation;(2)stock units dependent upon performance during a measuring period from January 1, 2017 through December 31, 2019 & stock units dependent upon performance during a measuring period from January 1, 2018 through December 31, 2020 are earned based on the greater of the target level of performance or the actual level of performance based on a shortened period ending on the Effective Time as determined by the Compensation Committee of the Board of Directors of Vectren Corporation; and (3)stock units dependent upon performance during a measuring period from January 1, 2019 through December 31, 2021, are earned at the target level and pro-rated through the Effective Time. F3: Represents the effect of the accumulation of dividends and the performance adjustment relating to (1) stock units dependent upon performance during a measuring period from January 1, 2016 through December 31, 2018; (2) stock units dependent upon performance during a measuring period from January 1, 2017 through December 31, 2019; and (3) stock units dependent upon performance during a measuring period from January 1, 2018 through December 31, 2020. This grant is exempt under Section 16b-3 and was previously approved by the Board of Directors. See explanation in footnote 6 to Table 2. |
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-02-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-02-01 · Exercise / conversion · Disposed 33,966.8279 · Balance 0 F3: Represents the effect of the accumulation of dividends and the performance adjustment relating to (1) stock units dependent upon performance during a measuring period from January 1, 2016 through December 31, 2018; (2) stock units dependent upon performance during a measuring period from January 1, 2017 through December 31, 2019; and (3) stock units dependent upon performance during a measuring period from January 1, 2018 through December 31, 2020. This grant is exempt under Section 16b-3 and was previously approved by the Board of Directors. See explanation in footnote 6 to Table 2. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger by and among Vectren Corporation, CenterPoint Energy, Inc., and Pacer Merger Sub, Inc. dated April 21, 2018 (the 'Merger Agreement'), represents the following aggregate stock unit awards acquired pursuant to the Vectren Corporation At-Risk Compensation Plan: (1) the target number of stock units dependent upon performance during a measuring period from January 1, 2016 through December 31, 2018; (2) the target number of stock units dependent upon performance during a measuring period from January 1, 2017 through December 31, 2019; (3) the target number of stock units dependent upon performance during a measuring period from January 1, 2018 through December 31, 2020; and (4) the target number of stock units dependent upon performance during a measuring period from January 1, 2019 through December 31, 2021, which have been pro-rated through the Effective Time.
F2: Each stock unit was cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement. The time when Pacer Merger Sub, Inc. effectively merged with and into Vectren Corporation is referred to as the 'Effective Time.'
F3: Represents the effect of the accumulation of dividends and the performance adjustment relating to (1) stock units dependent upon performance during a measuring period from January 1, 2016 through December 31, 2018; (2) stock units dependent upon performance during a measuring period from January 1, 2017 through December 31, 2019; and (3) stock units dependent upon performance during a measuring period from January 1, 2018 through December 31, 2020. This grant is exempt under Section 16b-3 and was previously approved by the Board of Directors. See explanation in footnote 6 to Table 2.
F4: Represents the cancellation and conversion of the stock units noted in footnotes (1) and (3) into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement.
F5: Represents phantom stock units held in a book-entry under the non-qualified deferred compensation plan. Each phantom stock unit was deemed to be cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement.
F6: Pursuant to the terms of the Merger Agreement, upon the Effective Time,(1)stock units dependent upon performance during a measuring period from January 1, 2016 through December 31, 2018 are earned based on actual performance results as determined by the Compensation Committee of the Board of Directors of Vectren Corporation;(2)stock units dependent upon performance during a measuring period from January 1, 2017 through December 31, 2019 & stock units dependent upon performance during a measuring period from January 1, 2018 through December 31, 2020 are earned based on the greater of the target level of performance or the actual level of performance based on a shortened period ending on the Effective Time as determined by the Compensation Committee of the Board of Directors of Vectren Corporation; and (3)stock units dependent upon performance during a measuring period from January 1, 2019 through December 31, 2021, are earned at the target level and pro-rated through the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2019 Filed Feb 1, 2019 09:23 UTC | VECTREN CORP VVC · Entity 160701 | Disposition to issuerPhantom Stock · Derivative | 12,364.832 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-19-000627 · primarydocument.xml · derivative · entry 4 Hardwick M Susan · CIK 0001584184 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,364.832 shares Expires not disclosed F5 · price: Represents phantom stock units held in a book-entry under the non-qualified deferred compensation plan. Each phantom stock unit was deemed to be cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement. F5 · derivative.exercise_date: Represents phantom stock units held in a book-entry under the non-qualified deferred compensation plan. Each phantom stock unit was deemed to be cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement. F5 · derivative.expiration_date: Represents phantom stock units held in a book-entry under the non-qualified deferred compensation plan. Each phantom stock unit was deemed to be cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement. Read SEC document |
| February 01, 2019 Filed Feb 1, 2019 09:23 UTC | VECTREN CORP VVC · Entity 160701 | Disposition to issuerCommon Stock | 65,971.1529 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-000627 · primarydocument.xml · nonDerivative · entry 3 Hardwick M Susan · CIK 0001584184 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · price: Represents the cancellation and conversion of the stock units noted in footnotes (1) and (3) into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement. Read SEC document |
| February 01, 2019 Filed Feb 1, 2019 09:23 UTC | VECTREN CORP VVC · Entity 160701 | Exercise / conversionCommon Stock | 33,966.8279 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-000627 · primarydocument.xml · nonDerivative · entry 2 Hardwick M Susan · CIK 0001584184 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,971.1529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Represents the effect of the accumulation of dividends and the performance adjustment relating to (1) stock units dependent upon performance during a measuring period from January 1, 2016 through December 31, 2018; (2) stock units dependent upon performance during a measuring period from January 1, 2017 through December 31, 2019; and (3) stock units dependent upon performance during a measuring period from January 1, 2018 through December 31, 2020. This grant is exempt under Section 16b-3 and was previously approved by the Board of Directors. See explanation in footnote 6 to Table 2. Read SEC document |
| February 01, 2019 Filed Feb 1, 2019 09:23 UTC | VECTREN CORP VVC · Entity 160701 | Exercise / conversionCommon Stock | 32,004.325 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-000627 · primarydocument.xml · nonDerivative · entry 1 Hardwick M Susan · CIK 0001584184 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,004.325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to the Agreement and Plan of Merger by and among Vectren Corporation, CenterPoint Energy, Inc., and Pacer Merger Sub, Inc. dated April 21, 2018 (the 'Merger Agreement'), represents the following aggregate stock unit awards acquired pursuant to the Vectren Corporation At-Risk Compensation Plan: (1) the target number of stock units dependent upon performance during a measuring period from January 1, 2016 through December 31, 2018; (2) the target number of stock units dependent upon performance during a measuring period from January 1, 2017 through December 31, 2019; (3) the target number of stock units dependent upon performance during a measuring period from January 1, 2018 through December 31, 2020; and (4) the target number of stock units dependent upon performance during a measuring period from January 1, 2019 through December 31, 2021, which have been pro-rated through the Effective Time. F2 · price: Each stock unit was cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement. The time when Pacer Merger Sub, Inc. effectively merged with and into Vectren Corporation is referred to as the 'Effective Time.' Read SEC document |
| January 01, 2019 Filed Jan 2, 2019 15:18 UTC | VECTREN CORP VVC · Entity 160701 | GrantPhantom Stock · Derivative | 8,630 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-000041 · primarydocument.xml · derivative · entry 1 Hardwick M Susan · CIK 0001584184 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,630 Underlying: Common Stock · 8,630 shares Expires not disclosed F1 · derivative.exercise_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and is subject to forfeiture as provided by the Plan and the Plan grant agreement. The lifting of restrictions and the application of the forfeiture provisions are dependent upon performance under pre-established metrics during a measuring period from January 1, 2019 through December 31, 2021 and subject to continued employment until certification of performance, except in limited circumstances as described in the Plan and the Plan grant agreement. Upon lifting of restrictions, the grantee shall be paid for each stock unit, in cash, a value determined by calculating the average of the closing price of Vectren's common stock for the three consecutive trading days immediately preceding ten calendar days before the certification of the performance results. F2 · derivative.exercise_date: Certification of the performance results is expected to be no later than March 31, 2022. If the lifting of restrictions occurs prior to the performance certification date, the value of one share of Vectren's common stock on the date the restrictions lapse will be used to value each stock unit. At the time restrictions lift, if the grantee is not then in compliance with the company's share ownership guidelines, the value of each stock unit shall be paid to the grantee in one unrestricted share of Vectren's common stock. Dividends paid during the restriction period shall accrue as additional stock units and are subject to forfeiture. This acquisition was approved in accordance with Rule 16b-3. F3 · derivative.exercise_date: If the closing date of the previously announced merger transaction between Vectren Corporation and CenterPoint Energy, Inc. (CNP) occurs prior to December 31, 2021, then the Stock Unit Awards shall be cancelled and converted into a vested right to receive cash in an amount equal to (i) $72.00 multiplied by (ii) the number of Stock Unit Awards set forth herein, without any adjustment based on the Performance Criteria, multiplied by (iii) a fraction with a numerator equal to the number of days in the period beginning on the Grant Date and ending on the closing date of the transaction with CNP and a denominator equal to 1095, but in no event shall such fraction be greater than one. F1 · derivative.expiration_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and is subject to forfeiture as provided by the Plan and the Plan grant agreement. The lifting of restrictions and the application of the forfeiture provisions are dependent upon performance under pre-established metrics during a measuring period from January 1, 2019 through December 31, 2021 and subject to continued employment until certification of performance, except in limited circumstances as described in the Plan and the Plan grant agreement. Upon lifting of restrictions, the grantee shall be paid for each stock unit, in cash, a value determined by calculating the average of the closing price of Vectren's common stock for the three consecutive trading days immediately preceding ten calendar days before the certification of the performance results. F2 · derivative.expiration_date: Certification of the performance results is expected to be no later than March 31, 2022. If the lifting of restrictions occurs prior to the performance certification date, the value of one share of Vectren's common stock on the date the restrictions lapse will be used to value each stock unit. At the time restrictions lift, if the grantee is not then in compliance with the company's share ownership guidelines, the value of each stock unit shall be paid to the grantee in one unrestricted share of Vectren's common stock. Dividends paid during the restriction period shall accrue as additional stock units and are subject to forfeiture. This acquisition was approved in accordance with Rule 16b-3. F3 · derivative.expiration_date: If the closing date of the previously announced merger transaction between Vectren Corporation and CenterPoint Energy, Inc. (CNP) occurs prior to December 31, 2021, then the Stock Unit Awards shall be cancelled and converted into a vested right to receive cash in an amount equal to (i) $72.00 multiplied by (ii) the number of Stock Unit Awards set forth herein, without any adjustment based on the Performance Criteria, multiplied by (iii) a fraction with a numerator equal to the number of days in the period beginning on the Grant Date and ending on the closing date of the transaction with CNP and a denominator equal to 1095, but in no event shall such fraction be greater than one. Read SEC document |
| February 23, 2018 Filed Feb 23, 2018 15:46 UTC | VECTREN CORP VVC · Entity 160701 | Exercise / conversionPhantom Stock · Derivative | 6,151.3829 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-18-001179 · primarydocument.xml · derivative · entry 7 Hardwick M Susan · CIK 0001584184 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,151.3829 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 23, 2018, the stock unit award vested and will be settled for cash based on the average closing price of Vectren's common stock for the three consecutive trading days immediately preceding ten days before the Committee certified results which occurred on February 23, 2018. F2 · derivative.exercise_date: The stock unit award was acquired pursuant to the Vectren Corporation At-Risk Compensation Plan and is subject to forfeiture as provided by the plan and the plan agreement. The lifting of restrictions and the forfeitability provisions is dependent upon performance during a measuring period from January 1, 2015 through December 31, 2017 and, subject to certain enumerated circumstances, and continued employment until certification by the Compensation Committee, which occurred February 23, 2018. The board of directors approved the acquisition in accordance with Rule 16b-3(d). F2 · derivative.expiration_date: The stock unit award was acquired pursuant to the Vectren Corporation At-Risk Compensation Plan and is subject to forfeiture as provided by the plan and the plan agreement. The lifting of restrictions and the forfeitability provisions is dependent upon performance during a measuring period from January 1, 2015 through December 31, 2017 and, subject to certain enumerated circumstances, and continued employment until certification by the Compensation Committee, which occurred February 23, 2018. The board of directors approved the acquisition in accordance with Rule 16b-3(d). Read SEC document |
| February 23, 2018 Filed Feb 23, 2018 15:46 UTC | VECTREN CORP VVC · Entity 160701 | GrantPhantom Stock · Derivative | 6,151.3829 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001179 · primarydocument.xml · derivative · entry 6 Hardwick M Susan · CIK 0001584184 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,151.3829 Underlying: Common Stock · 6,151.3829 shares Expires not disclosed F3 · kind: This represents the effect of the accumulation of dividends and the performance adjustment relating to the January 1, 2015 grant under the Vectren Corporation At Risk Compensation Plan. This grant is exempt under Section 16b-3 and was previously approved by the Board of Directors. This grant is subject to forfeiture as provided under the plan and plan agreement. F2 · derivative.exercise_date: The stock unit award was acquired pursuant to the Vectren Corporation At-Risk Compensation Plan and is subject to forfeiture as provided by the plan and the plan agreement. The lifting of restrictions and the forfeitability provisions is dependent upon performance during a measuring period from January 1, 2015 through December 31, 2017 and, subject to certain enumerated circumstances, and continued employment until certification by the Compensation Committee, which occurred February 23, 2018. The board of directors approved the acquisition in accordance with Rule 16b-3(d). F2 · derivative.expiration_date: The stock unit award was acquired pursuant to the Vectren Corporation At-Risk Compensation Plan and is subject to forfeiture as provided by the plan and the plan agreement. The lifting of restrictions and the forfeitability provisions is dependent upon performance during a measuring period from January 1, 2015 through December 31, 2017 and, subject to certain enumerated circumstances, and continued employment until certification by the Compensation Committee, which occurred February 23, 2018. The board of directors approved the acquisition in accordance with Rule 16b-3(d). Read SEC document |
| February 23, 2018 Filed Feb 23, 2018 15:46 UTC | VECTREN CORP VVC · Entity 160701 | Exercise / conversionPhantom Stock · Derivative | 9,200 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-18-001179 · primarydocument.xml · derivative · entry 5 Hardwick M Susan · CIK 0001584184 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 23, 2018, the stock unit award vested and will be settled for cash based on the average closing price of Vectren's common stock for the three consecutive trading days immediately preceding ten days before the Committee certified results which occurred on February 23, 2018. F2 · derivative.exercise_date: The stock unit award was acquired pursuant to the Vectren Corporation At-Risk Compensation Plan and is subject to forfeiture as provided by the plan and the plan agreement. The lifting of restrictions and the forfeitability provisions is dependent upon performance during a measuring period from January 1, 2015 through December 31, 2017 and, subject to certain enumerated circumstances, and continued employment until certification by the Compensation Committee, which occurred February 23, 2018. The board of directors approved the acquisition in accordance with Rule 16b-3(d). F2 · derivative.expiration_date: The stock unit award was acquired pursuant to the Vectren Corporation At-Risk Compensation Plan and is subject to forfeiture as provided by the plan and the plan agreement. The lifting of restrictions and the forfeitability provisions is dependent upon performance during a measuring period from January 1, 2015 through December 31, 2017 and, subject to certain enumerated circumstances, and continued employment until certification by the Compensation Committee, which occurred February 23, 2018. The board of directors approved the acquisition in accordance with Rule 16b-3(d). Read SEC document |
| February 23, 2018 Filed Feb 23, 2018 15:46 UTC | VECTREN CORP VVC · Entity 160701 | Disposition to issuerCommon Stock | 6,151.3829 | $62.55 | $384,769.00 |
DisclosureSEC source: 0001562180-18-001179 · primarydocument.xml · nonDerivative · entry 4 Hardwick M Susan · CIK 0001584184 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 23, 2018 Filed Feb 23, 2018 15:46 UTC | VECTREN CORP VVC · Entity 160701 | Exercise / conversionCommon Stock | 6,151.3829 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-18-001179 · primarydocument.xml · nonDerivative · entry 3 Hardwick M Susan · CIK 0001584184 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,151.3829 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 23, 2018, the stock unit award vested and will be settled for cash based on the average closing price of Vectren's common stock for the three consecutive trading days immediately preceding ten days before the Committee certified results which occurred on February 23, 2018. Read SEC document |
| February 23, 2018 Filed Feb 23, 2018 15:46 UTC | VECTREN CORP VVC · Entity 160701 | Disposition to issuerCommon Stock | 9,200 | $62.55 | $575,460.00 |
DisclosureSEC source: 0001562180-18-001179 · primarydocument.xml · nonDerivative · entry 2 Hardwick M Susan · CIK 0001584184 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 23, 2018 Filed Feb 23, 2018 15:46 UTC | VECTREN CORP VVC · Entity 160701 | Exercise / conversionCommon Stock | 9,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-18-001179 · primarydocument.xml · nonDerivative · entry 1 Hardwick M Susan · CIK 0001584184 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 23, 2018, the stock unit award vested and will be settled for cash based on the average closing price of Vectren's common stock for the three consecutive trading days immediately preceding ten days before the Committee certified results which occurred on February 23, 2018. Read SEC document |
| January 01, 2018 Filed Jan 2, 2018 09:47 UTC | VECTREN CORP VVC · Entity 160701 | GrantPhantom Stock · Derivative | 8,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-000011 · primarydocument.xml · derivative · entry 1 Hardwick M Susan · CIK 0001584184 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,700 Underlying: Common Stock · 8,700 shares Expires not disclosed F1 · derivative.exercise_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and is subject to forfeiture as provided by the Plan and the Plan grant agreement. The lifting of restrictions and the application of the forfeiture provisions are dependent upon performance under pre-established metrics during a measuring period from January 1, 2018 through December 31, 2020 and subject to continued employment until certification of performance, except in limited circumstances as described in the Plan and the Plan grant agreement. Upon lifting of restrictions, the grantee shall be paid for each stock unit, in cash, a value determined by calculating the average of the closing price of Vectren's common stock for the three consecutive trading days immediately preceding ten days before the certification of the performance results. F2 · derivative.exercise_date: Certification of the performance results is expected to be no later than March 31, 2021. If the lifting of restrictions occurs prior to the performance certification date, the value of one share of Vectren's common stock on the date the restrictions lapse will be used to value each stock unit. At the time restrictions lift, if the grantee is not then in compliance with the company's share ownership guidelines, the value of each stock unit shall be paid to the grantee in one unrestricted share of Vectren's common stock. Dividends paid during the restriction period shall accrue as additional stock units and are subject to forfeiture. This acquisition was approved in accordance with Rule 16b-3. F1 · derivative.expiration_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and is subject to forfeiture as provided by the Plan and the Plan grant agreement. The lifting of restrictions and the application of the forfeiture provisions are dependent upon performance under pre-established metrics during a measuring period from January 1, 2018 through December 31, 2020 and subject to continued employment until certification of performance, except in limited circumstances as described in the Plan and the Plan grant agreement. Upon lifting of restrictions, the grantee shall be paid for each stock unit, in cash, a value determined by calculating the average of the closing price of Vectren's common stock for the three consecutive trading days immediately preceding ten days before the certification of the performance results. F2 · derivative.expiration_date: Certification of the performance results is expected to be no later than March 31, 2021. If the lifting of restrictions occurs prior to the performance certification date, the value of one share of Vectren's common stock on the date the restrictions lapse will be used to value each stock unit. At the time restrictions lift, if the grantee is not then in compliance with the company's share ownership guidelines, the value of each stock unit shall be paid to the grantee in one unrestricted share of Vectren's common stock. Dividends paid during the restriction period shall accrue as additional stock units and are subject to forfeiture. This acquisition was approved in accordance with Rule 16b-3. Read SEC document |
| December 31, 2017 Filed Jan 2, 2018 09:58 UTC | VECTREN CORP VVC · Entity 160701 | Exercise / conversionPhantom Stock · Derivative | 16,024.24 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-18-000015 · primarydocument.xml · derivative · entry 3 Hardwick M Susan · CIK 0001584184 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,024.24 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 31, 2017, the stock unit award was settled for cash based on the average closing price of Vectren's common stock for the three consecutive trading days immediately preceding December 25, 2017. F2 · derivative.exercise_date: The stock unit award was acquired pursuant to the Vectren Corporation At-Risk Compensation Plan and was subject to forfeiture as provided by the Plan and the Plan grant agreement. The lifting of restrictions and the application of the forfeiture provisions were dependent upon performance metrics during a measuring period from January 1, 2014 through December 31, 2016 and subject to continued employment until December 31, 2017, except in limited circumstances as described in the Plan and the Plan grant agreement. The conditions associated with the award have been fulfilled and it has now been settled. This transaction was approved in accordance with Rule 16b-3. F2 · derivative.expiration_date: The stock unit award was acquired pursuant to the Vectren Corporation At-Risk Compensation Plan and was subject to forfeiture as provided by the Plan and the Plan grant agreement. The lifting of restrictions and the application of the forfeiture provisions were dependent upon performance metrics during a measuring period from January 1, 2014 through December 31, 2016 and subject to continued employment until December 31, 2017, except in limited circumstances as described in the Plan and the Plan grant agreement. The conditions associated with the award have been fulfilled and it has now been settled. This transaction was approved in accordance with Rule 16b-3. Read SEC document |
| December 31, 2017 Filed Jan 2, 2018 09:58 UTC | VECTREN CORP VVC · Entity 160701 | Disposition to issuerCommon Stock | 16,024.24 | $64.94 | $1,040,614.15 |
DisclosureSEC source: 0001562180-18-000015 · primarydocument.xml · nonDerivative · entry 2 Hardwick M Susan · CIK 0001584184 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 31, 2017 Filed Jan 2, 2018 09:58 UTC | VECTREN CORP VVC · Entity 160701 | Exercise / conversionCommon Stock | 16,024.24 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-000015 · primarydocument.xml · nonDerivative · entry 1 Hardwick M Susan · CIK 0001584184 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,024.24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 31, 2017, the stock unit award was settled for cash based on the average closing price of Vectren's common stock for the three consecutive trading days immediately preceding December 25, 2017. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 11:20 UTC | VECTREN CORP VVC · Entity 160701 | OtherPhantom Stock · Derivative | 7,395.552 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-000872 · primarydocument.xml · derivative · entry 1 Hardwick M Susan · CIK 0001584184 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,595.552 Underlying: Common Stock · 7,395.552 shares Expires not disclosed F1 · kind: This represents the effect of the accumulation of dividends and the performance adjustment relating to the January 17, 2014 grant and June 1, 2014 grant under the Vectren Corporation At Risk Compensation Plan. This grant is exempt under Section 16b-3 and was previously approved by the Board of Directors. This grant is subject to forfeiture as provided under the plan and plan agreement. F2 · derivative.exercise_date: The stock unit award was acquired pursuant to the Vectren Corporation At-Risk Compensation Plan and is subject to forfeiture as provided by the plan and the plan agreement. The lifting of restrictions and the forfeitability provisions is dependent upon performance during a measuring period from January 1, 2014 through December 31, 2016 and, subject to certain enumerated circumstances, continued employment until December 31, 2017. The board of directors approved the acquisition in accordance with Rule 16b-3(d). F2 · derivative.expiration_date: The stock unit award was acquired pursuant to the Vectren Corporation At-Risk Compensation Plan and is subject to forfeiture as provided by the plan and the plan agreement. The lifting of restrictions and the forfeitability provisions is dependent upon performance during a measuring period from January 1, 2014 through December 31, 2016 and, subject to certain enumerated circumstances, continued employment until December 31, 2017. The board of directors approved the acquisition in accordance with Rule 16b-3(d). Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 09:08 UTC | VECTREN CORP VVC · Entity 160701 | GrantPhantom Stock · Derivative | 11,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-000012 · primarydocument.xml · derivative · entry 1 Hardwick M Susan · CIK 0001584184 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,400 Underlying: Common Stock · 11,400 shares Expires not disclosed F1 · derivative.exercise_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and is subject to forfeiture as provided by the Plan and the Plan grant agreement. The lifting of restrictions and the application of the forfeiture provisions are dependent upon performance under pre-established metrics during a measuring period from January 1, 2017 through December 31, 2019 and subject to continued employment until certification of performance, except in limited circumstances as described in the Plan and the Plan grant agreement. Upon lifting of restrictions, the grantee shall be paid for each stock unit, in cash, a value determined by calculating the average of the closing price of Vectren's common stock for the three consecutive trading days immediately preceding ten days before the certification of the performance results. F2 · derivative.exercise_date: Certification of the performance results is expected to be no later than March 31, 2020. If the lifting of restrictions occurs prior to the performance certification date, the value of one share of Vectren's common stock on the date the restrictions lapse will be used to value each stock unit. At the time restrictions lift, if the grantee is not then in compliance with the company's share ownership guidelines, the value of each stock unit shall be paid to the grantee in one unrestricted share of Vectren's common stock. Dividends paid during the restriction period shall accrue as additional stock units and are subject to forfeiture. This acquisition was approved in accordance with Rule 16b-3. F1 · derivative.expiration_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and is subject to forfeiture as provided by the Plan and the Plan grant agreement. The lifting of restrictions and the application of the forfeiture provisions are dependent upon performance under pre-established metrics during a measuring period from January 1, 2017 through December 31, 2019 and subject to continued employment until certification of performance, except in limited circumstances as described in the Plan and the Plan grant agreement. Upon lifting of restrictions, the grantee shall be paid for each stock unit, in cash, a value determined by calculating the average of the closing price of Vectren's common stock for the three consecutive trading days immediately preceding ten days before the certification of the performance results. F2 · derivative.expiration_date: Certification of the performance results is expected to be no later than March 31, 2020. If the lifting of restrictions occurs prior to the performance certification date, the value of one share of Vectren's common stock on the date the restrictions lapse will be used to value each stock unit. At the time restrictions lift, if the grantee is not then in compliance with the company's share ownership guidelines, the value of each stock unit shall be paid to the grantee in one unrestricted share of Vectren's common stock. Dividends paid during the restriction period shall accrue as additional stock units and are subject to forfeiture. This acquisition was approved in accordance with Rule 16b-3. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 09:09 UTC | VECTREN CORP VVC · Entity 160701 | Exercise / conversionPhantom Stock · Derivative | 13,661.624 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001562180-17-000015 · primarydocument.xml · derivative · entry 3 Hardwick M Susan · CIK 0001584184 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,661.624 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 31, 2016, the stock unit award was settled for cash based on the average closing price of Vectren's common stock for the three consecutive trading days immediately preceding December 25, 2016. F2 · derivative.exercise_date: The stock unit award was acquired pursuant to the Vectren Corporation At-Risk Compensation Plan and was subject to forfeiture as provided by the Plan and the Plan grant agreement. The lifting of restrictions and the application of the forfeiture provisions were dependent upon performance metrics during a measuring period from January 1, 2013 through December 31, 2015 and subject to continued employment until December 31, 2016, except in limited circumstances as described in the Plan and the Plan grant agreement. The conditions associated with the award have been fulfilled and it has now been settled. This transaction was approved in accordance with Rule 16b-3. F2 · derivative.expiration_date: The stock unit award was acquired pursuant to the Vectren Corporation At-Risk Compensation Plan and was subject to forfeiture as provided by the Plan and the Plan grant agreement. The lifting of restrictions and the application of the forfeiture provisions were dependent upon performance metrics during a measuring period from January 1, 2013 through December 31, 2015 and subject to continued employment until December 31, 2016, except in limited circumstances as described in the Plan and the Plan grant agreement. The conditions associated with the award have been fulfilled and it has now been settled. This transaction was approved in accordance with Rule 16b-3. Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 09:09 UTC | VECTREN CORP VVC · Entity 160701 | Disposition to issuerCommon Stock | 13,661.624 | $52.61 | $718,738.04 |
DisclosureSEC source: 0001562180-17-000015 · primarydocument.xml · nonDerivative · entry 2 Hardwick M Susan · CIK 0001584184 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 09:09 UTC | VECTREN CORP VVC · Entity 160701 | Exercise / conversionCommon Stock | 13,661.624 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-000015 · primarydocument.xml · nonDerivative · entry 1 Hardwick M Susan · CIK 0001584184 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,661.624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 31, 2016, the stock unit award was settled for cash based on the average closing price of Vectren's common stock for the three consecutive trading days immediately preceding December 25, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.