person · Reporting owner

Hardwick M Susan

Disclosed activity across 6 companies

Tapewire entity: 35602
SEC CIK: 0001584184

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
American Water Works Company, Inc.AWK · Entity 3169	Director · Chief Executive Officer	February 18, 2025	February 20, 2025
Core & Main, Inc.CNM · Entity 3634	Director	June 23, 2026	June 25, 2026
EDISON INTERNATIONALEIX · Entity 3225	Director	April 23, 2026	April 24, 2026
NEW JERSEY RESOURCES CORPNJR · Entity 3851	Director	January 21, 2026	January 23, 2026
TETRA TECH INCTTEK · Entity 3570	Director	January 26, 2026	January 28, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

American Water Works Company, Inc.

Report date February 18, 2025 · Filed February 20, 2025

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	57,843	Ending reported balance After 2025-02-18 transaction · row 3 3 source rows · reconciled sequence Row 1 · 2025-02-18 · Grant · Acquired 11,545 · Balance 47,968 F1: Represents shares underlying an award of restricted stock units (RSUs) granted on February 18, 2025, under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards will vest in three approximately equal increments on January 31, 2026, 2027 and 2028, subject to continued employment on each vesting date and applicable continued vesting provisions in the event of retirement. RSUs are settled solely by the delivery of one share of common stock per RSU (and may not be settled in cash). Row 2 · 2025-02-18 · Grant · Acquired 18,346 · Balance 66,314 F2: Represents shares vested pursuant to one or more awards of performance stock units (PSUs) granted in February 2022 under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards vested on February 18, 2025. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Row 3 · 2025-02-18 · Tax withholding · Disposed 8,471 · Balance 57,843

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares underlying an award of restricted stock units (RSUs) granted on February 18, 2025, under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards will vest in three approximately equal increments on January 31, 2026, 2027 and 2028, subject to continued employment on each vesting date and applicable continued vesting provisions in the event of retirement. RSUs are settled solely by the delivery of one share of common stock per RSU (and may not be settled in cash).

F2: Represents shares vested pursuant to one or more awards of performance stock units (PSUs) granted in February 2022 under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards vested on February 18, 2025. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).

Core & Main, Inc.

Report date June 23, 2026 · Filed June 25, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	3,379	Reported balance After 2026-06-23 transaction · row 1 1 source row Row 1 · 2026-06-23 · Grant · Acquired 2,799 · Balance 3,379 F1: Represents restricted stock units granted as director compensation. The restricted stock units will vest upon the earlier to occur of the one year anniversary of the grant date or the Issuer's next annual meeting of shareholders to be held in 2027 and be settled in shares of Class A common stock, subject to the reporting person's continued service as a director of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units granted as director compensation. The restricted stock units will vest upon the earlier to occur of the one year anniversary of the grant date or the Issuer's next annual meeting of shareholders to be held in 2027 and be settled in shares of Class A common stock, subject to the reporting person's continued service as a director of the Issuer.

EDISON INTERNATIONAL

Report date April 23, 2026 · Filed April 24, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Deferred Stock UnitSEC Table II · derivative / convertible security	Direct	2,737	Reported balance After 2026-04-23 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2026-04-23 · Grant · Acquired 2,737 · Balance 2,737 F1: 1 for 1: Each deferred stock unit is equal in value to one share of Edison International Common Stock. F2: The deferred stock units were granted to the Reporting Person upon election as a director. F3: The deferred stock units are to be settled upon the Reporting Person's retirement, resignation, death or disability, unless another date(s) is elected by the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: 1 for 1: Each deferred stock unit is equal in value to one share of Edison International Common Stock.

F2: The deferred stock units were granted to the Reporting Person upon election as a director.

F3: The deferred stock units are to be settled upon the Reporting Person's retirement, resignation, death or disability, unless another date(s) is elected by the Reporting Person.

NEW JERSEY RESOURCES CORP

Report date January 21, 2026 · Filed January 23, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	17,440	Reported balance After 2026-01-21 transaction · row 1 1 source row Row 1 · 2026-01-21 · Exercise / conversion · Acquired 2,938 · Balance 17,440 F1: Total includes 112.968 dividend equivalents accrued on Restricted Stock Units ("RSUs") plus a fractional share for rounding to the next whole share.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	3,022.723	Reported balance After 2026-01-21 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2026-01-21 · Grant · Acquired 3,022.723 · Balance 3,022.723 F2: Represents the annual RSU retainer pursuant to the Non-Employee Director Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of New Jersey Resources Corporation ("NJR") common stock plus dividend equivalents. F3: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2026-01-21 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2026-01-21 · Exercise / conversion · Disposed 2,824.859 · Balance 0 F4: Each RSU represents a contingent right to receive one share of NJR common stock plus dividend equivalents. F5: Represents 100 percent vesting of RSUs granted on January 21, 2025, pursuant to the Non-Employee Director Compensation Plan, as amended. RSUs converted one for one into shares of NJR common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Total includes 112.968 dividend equivalents accrued on Restricted Stock Units ("RSUs") plus a fractional share for rounding to the next whole share.

F2: Represents the annual RSU retainer pursuant to the Non-Employee Director Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of New Jersey Resources Corporation ("NJR") common stock plus dividend equivalents.

F3: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners.

F4: Each RSU represents a contingent right to receive one share of NJR common stock plus dividend equivalents.

F5: Represents 100 percent vesting of RSUs granted on January 21, 2025, pursuant to the Non-Employee Director Compensation Plan, as amended. RSUs converted one for one into shares of NJR common stock.

TETRA TECH INC

Report date January 26, 2026 · Filed January 28, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
RESTRICTED STOCK UNITS (RIGHT TO RECEIVE)SEC Table II · derivative / convertible security	Direct	1,754	Reported balance After 2026-01-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2026-01-26 · Grant · Acquired 1,754 · Balance 1,754 F1: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock. F2: The RSUs become exercisable as to 100% of the shares on the first anniversary of the grant date. F3: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock.

F2: The RSUs become exercisable as to 100% of the shares on the first anniversary of the grant date.

F3: The RSUs are exercisable at the time of vesting and do not have a set expiration date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

VECTREN CORP

Report date February 01, 2019 · Filed February 01, 2019

Section 16 reporting ended · disclosed 2019-02-01. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Ending reported balance After 2019-02-01 transaction · row 3 3 source rows · reconciled sequence Row 1 · 2019-02-01 · Exercise / conversion · Acquired 32,004.325 · Balance 32,004.325 F1: Pursuant to the Agreement and Plan of Merger by and among Vectren Corporation, CenterPoint Energy, Inc., and Pacer Merger Sub, Inc. dated April 21, 2018 (the 'Merger Agreement'), represents the following aggregate stock unit awards acquired pursuant to the Vectren Corporation At-Risk Compensation Plan: (1) the target number of stock units dependent upon performance during a measuring period from January 1, 2016 through December 31, 2018; (2) the target number of stock units dependent upon performance during a measuring period from January 1, 2017 through December 31, 2019; (3) the target number of stock units dependent upon performance during a measuring period from January 1, 2018 through December 31, 2020; and (4) the target number of stock units dependent upon performance during a measuring period from January 1, 2019 through December 31, 2021, which have been pro-rated through the Effective Time. F2: Each stock unit was cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement. The time when Pacer Merger Sub, Inc. effectively merged with and into Vectren Corporation is referred to as the 'Effective Time.' Row 2 · 2019-02-01 · Exercise / conversion · Acquired 33,966.8279 · Balance 65,971.1529 F3: Represents the effect of the accumulation of dividends and the performance adjustment relating to (1) stock units dependent upon performance during a measuring period from January 1, 2016 through December 31, 2018; (2) stock units dependent upon performance during a measuring period from January 1, 2017 through December 31, 2019; and (3) stock units dependent upon performance during a measuring period from January 1, 2018 through December 31, 2020. This grant is exempt under Section 16b-3 and was previously approved by the Board of Directors. See explanation in footnote 6 to Table 2. Row 3 · 2019-02-01 · Disposition to issuer · Disposed 65,971.1529 · Balance 0 F4: Represents the cancellation and conversion of the stock units noted in footnotes (1) and (3) into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement.
Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	0	Reported balance After 2019-02-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2019-02-01 · Disposition to issuer · Disposed 12,364.832 · Balance 0 F5: Represents phantom stock units held in a book-entry under the non-qualified deferred compensation plan. Each phantom stock unit was deemed to be cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement.
Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	0	Reported balance After 2019-02-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2019-02-01 · Exercise / conversion · Acquired 32,004.325 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger by and among Vectren Corporation, CenterPoint Energy, Inc., and Pacer Merger Sub, Inc. dated April 21, 2018 (the 'Merger Agreement'), represents the following aggregate stock unit awards acquired pursuant to the Vectren Corporation At-Risk Compensation Plan: (1) the target number of stock units dependent upon performance during a measuring period from January 1, 2016 through December 31, 2018; (2) the target number of stock units dependent upon performance during a measuring period from January 1, 2017 through December 31, 2019; (3) the target number of stock units dependent upon performance during a measuring period from January 1, 2018 through December 31, 2020; and (4) the target number of stock units dependent upon performance during a measuring period from January 1, 2019 through December 31, 2021, which have been pro-rated through the Effective Time. F2: Each stock unit was cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement. The time when Pacer Merger Sub, Inc. effectively merged with and into Vectren Corporation is referred to as the 'Effective Time.'
Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	33,966.8279	Reported balance After 2019-02-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2019-02-01 · Grant · Acquired 33,966.8279 · Balance 33,966.8279 F6: Pursuant to the terms of the Merger Agreement, upon the Effective Time,(1)stock units dependent upon performance during a measuring period from January 1, 2016 through December 31, 2018 are earned based on actual performance results as determined by the Compensation Committee of the Board of Directors of Vectren Corporation;(2)stock units dependent upon performance during a measuring period from January 1, 2017 through December 31, 2019 & stock units dependent upon performance during a measuring period from January 1, 2018 through December 31, 2020 are earned based on the greater of the target level of performance or the actual level of performance based on a shortened period ending on the Effective Time as determined by the Compensation Committee of the Board of Directors of Vectren Corporation; and (3)stock units dependent upon performance during a measuring period from January 1, 2019 through December 31, 2021, are earned at the target level and pro-rated through the Effective Time. F3: Represents the effect of the accumulation of dividends and the performance adjustment relating to (1) stock units dependent upon performance during a measuring period from January 1, 2016 through December 31, 2018; (2) stock units dependent upon performance during a measuring period from January 1, 2017 through December 31, 2019; and (3) stock units dependent upon performance during a measuring period from January 1, 2018 through December 31, 2020. This grant is exempt under Section 16b-3 and was previously approved by the Board of Directors. See explanation in footnote 6 to Table 2.
Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	0	Reported balance After 2019-02-01 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2019-02-01 · Exercise / conversion · Disposed 33,966.8279 · Balance 0 F3: Represents the effect of the accumulation of dividends and the performance adjustment relating to (1) stock units dependent upon performance during a measuring period from January 1, 2016 through December 31, 2018; (2) stock units dependent upon performance during a measuring period from January 1, 2017 through December 31, 2019; and (3) stock units dependent upon performance during a measuring period from January 1, 2018 through December 31, 2020. This grant is exempt under Section 16b-3 and was previously approved by the Board of Directors. See explanation in footnote 6 to Table 2.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger by and among Vectren Corporation, CenterPoint Energy, Inc., and Pacer Merger Sub, Inc. dated April 21, 2018 (the 'Merger Agreement'), represents the following aggregate stock unit awards acquired pursuant to the Vectren Corporation At-Risk Compensation Plan: (1) the target number of stock units dependent upon performance during a measuring period from January 1, 2016 through December 31, 2018; (2) the target number of stock units dependent upon performance during a measuring period from January 1, 2017 through December 31, 2019; (3) the target number of stock units dependent upon performance during a measuring period from January 1, 2018 through December 31, 2020; and (4) the target number of stock units dependent upon performance during a measuring period from January 1, 2019 through December 31, 2021, which have been pro-rated through the Effective Time.

F2: Each stock unit was cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement. The time when Pacer Merger Sub, Inc. effectively merged with and into Vectren Corporation is referred to as the 'Effective Time.'

F3: Represents the effect of the accumulation of dividends and the performance adjustment relating to (1) stock units dependent upon performance during a measuring period from January 1, 2016 through December 31, 2018; (2) stock units dependent upon performance during a measuring period from January 1, 2017 through December 31, 2019; and (3) stock units dependent upon performance during a measuring period from January 1, 2018 through December 31, 2020. This grant is exempt under Section 16b-3 and was previously approved by the Board of Directors. See explanation in footnote 6 to Table 2.

F4: Represents the cancellation and conversion of the stock units noted in footnotes (1) and (3) into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement.

F5: Represents phantom stock units held in a book-entry under the non-qualified deferred compensation plan. Each phantom stock unit was deemed to be cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement.

F6: Pursuant to the terms of the Merger Agreement, upon the Effective Time,(1)stock units dependent upon performance during a measuring period from January 1, 2016 through December 31, 2018 are earned based on actual performance results as determined by the Compensation Committee of the Board of Directors of Vectren Corporation;(2)stock units dependent upon performance during a measuring period from January 1, 2017 through December 31, 2019 & stock units dependent upon performance during a measuring period from January 1, 2018 through December 31, 2020 are earned based on the greater of the target level of performance or the actual level of performance based on a shortened period ending on the Effective Time as determined by the Compensation Committee of the Board of Directors of Vectren Corporation; and (3)stock units dependent upon performance during a measuring period from January 1, 2019 through December 31, 2021, are earned at the target level and pro-rated through the Effective Time.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 23, 2026 Filed Jun 25, 2026 00:02 UTC	Core & Main, Inc. CNM · Entity 3634	GrantClass A Common Stock	2,799	$0.00	$0.00	Disclosure SEC source: 0001856525-26-000077 · wk-form4_1782345722.xml · nonDerivative · entry 1 Hardwick M Susan · CIK 0001584184 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,379 F1 · shares: Represents restricted stock units granted as director compensation. The restricted stock units will vest upon the earlier to occur of the one year anniversary of the grant date or the Issuer's next annual meeting of shareholders to be held in 2027 and be settled in shares of Class A common stock, subject to the reporting person's continued service as a director of the Issuer. Read SEC document
April 23, 2026 Filed Apr 24, 2026 20:51 UTC	EDISON INTERNATIONAL EIX · Entity 3225	GrantDeferred Stock Unit · Derivative	2,737	$0.00	$0.00	Disclosure SEC source: 0001584184-26-000009 · form4-04242026_080425.xml · derivative · entry 1 Hardwick M Susan · CIK 0001584184 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,737 Underlying: Common Stock · 2,737 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1: Each deferred stock unit is equal in value to one share of Edison International Common Stock. F2 · shares: The deferred stock units were granted to the Reporting Person upon election as a director. F3 · derivative.exercise_date: The deferred stock units are to be settled upon the Reporting Person's retirement, resignation, death or disability, unless another date(s) is elected by the Reporting Person. F3 · derivative.expiration_date: The deferred stock units are to be settled upon the Reporting Person's retirement, resignation, death or disability, unless another date(s) is elected by the Reporting Person. Read SEC document
April 01, 2026 Filed Apr 2, 2026 21:53 UTC	Core & Main, Inc. CNM · Entity 3634	GrantClass A Common Stock	580	$0.00	$0.00	Disclosure SEC source: 0001856525-26-000038 · wk-form4_1775166785.xml · nonDerivative · entry 1 Hardwick M Susan · CIK 0001584184 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 580 F1 · shares: Represents restricted stock units granted as director compensation. The restricted stock units will vest upon the annual meeting of shareholders to be held in 2026 and be settled in shares of Class A common stock. Read SEC document
January 26, 2026 Filed Jan 28, 2026 22:11 UTC	TETRA TECH INC TTEK · Entity 3570	GrantRESTRICTED STOCK UNITS (RIGHT TO RECEIVE) · Derivative	1,754	$0.00	$0.00	Disclosure SEC source: 0001584184-26-000002 · wk-form4_1769638259.xml · derivative · entry 1 Hardwick M Susan · CIK 0001584184 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,754 Underlying: COMMON STOCK · 1,754 shares Expires not disclosed F1 · derivative.exercise_price: Represents an award of restricted stock units (RSUs), each unit of which represents a contingent right to receive one share of Tetra Tech common stock. F2 · derivative.exercise_date: The RSUs become exercisable as to 100% of the shares on the first anniversary of the grant date. F3 · derivative.expiration_date: The RSUs are exercisable at the time of vesting and do not have a set expiration date. Read SEC document
January 21, 2026 Filed Jan 23, 2026 19:42 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	Exercise / conversionRestricted Stock Units · Derivative	2,824.859	$0.00	$0.00	Disclosure SEC source: 0000356309-26-000017 · wk-form4_1769197362.xml · derivative · entry 3 Hardwick M Susan · CIK 0001584184 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,824.859 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of NJR common stock plus dividend equivalents. F5 · derivative.exercise_date: Represents 100 percent vesting of RSUs granted on January 21, 2025, pursuant to the Non-Employee Director Compensation Plan, as amended. RSUs converted one for one into shares of NJR common stock. F5 · derivative.expiration_date: Represents 100 percent vesting of RSUs granted on January 21, 2025, pursuant to the Non-Employee Director Compensation Plan, as amended. RSUs converted one for one into shares of NJR common stock. Read SEC document
January 21, 2026 Filed Jan 23, 2026 19:42 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	GrantRestricted Stock Units · Derivative	3,022.723	$0.00	$0.00	Disclosure SEC source: 0000356309-26-000017 · wk-form4_1769197362.xml · derivative · entry 2 Hardwick M Susan · CIK 0001584184 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,022.723 Underlying: Common Stock · 3,022.723 shares Expires not disclosed F2 · derivative.exercise_price: Represents the annual RSU retainer pursuant to the Non-Employee Director Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of New Jersey Resources Corporation ("NJR") common stock plus dividend equivalents. F3 · derivative.exercise_date: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners. F3 · derivative.expiration_date: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners. Read SEC document
January 21, 2026 Filed Jan 23, 2026 19:42 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	Exercise / conversionCommon Stock	2,938	$47.97	$140,935.86	Disclosure SEC source: 0000356309-26-000017 · wk-form4_1769197362.xml · nonDerivative · entry 1 Hardwick M Susan · CIK 0001584184 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,440 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Total includes 112.968 dividend equivalents accrued on Restricted Stock Units ("RSUs") plus a fractional share for rounding to the next whole share. Read SEC document
February 18, 2025 Filed Feb 20, 2025 22:53 UTC	American Water Works Company, Inc. AWK · Entity 3169	Tax withholdingCommon Stock	8,471	$127.17	$1,077,257.07	Disclosure SEC source: 0001410636-25-000031 · wk-form4_1740091985.xml · nonDerivative · entry 3 Hardwick M Susan · CIK 0001584184 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,843 Read SEC document
February 18, 2025 Filed Feb 20, 2025 22:53 UTC	American Water Works Company, Inc. AWK · Entity 3169	GrantCommon Stock	18,346	$0.00	$0.00	Disclosure SEC source: 0001410636-25-000031 · wk-form4_1740091985.xml · nonDerivative · entry 2 Hardwick M Susan · CIK 0001584184 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,314 F2 · shares: Represents shares vested pursuant to one or more awards of performance stock units (PSUs) granted in February 2022 under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards vested on February 18, 2025. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document
February 18, 2025 Filed Feb 20, 2025 22:53 UTC	American Water Works Company, Inc. AWK · Entity 3169	GrantCommon Stock	11,545	$0.00	$0.00	Disclosure SEC source: 0001410636-25-000031 · wk-form4_1740091985.xml · nonDerivative · entry 1 Hardwick M Susan · CIK 0001584184 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,968 F1 · shares: Represents shares underlying an award of restricted stock units (RSUs) granted on February 18, 2025, under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards will vest in three approximately equal increments on January 31, 2026, 2027 and 2028, subject to continued employment on each vesting date and applicable continued vesting provisions in the event of retirement. RSUs are settled solely by the delivery of one share of common stock per RSU (and may not be settled in cash). Read SEC document
January 31, 2025 Filed Feb 4, 2025 15:15 UTC	American Water Works Company, Inc. AWK · Entity 3169	Tax withholdingCommon Stock	4,625	$124.64	$576,460.00	Disclosure SEC source: 0001410636-25-000008 · wk-form4_1738682138.xml · nonDerivative · entry 1 Hardwick M Susan · CIK 0001584184 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,423 Read SEC document
January 21, 2025 Filed Jan 23, 2025 20:12 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	Exercise / conversionRestricted Stock Units · Derivative	3,118.254	$0.00	$0.00	Disclosure SEC source: 0000356309-25-000015 · wk-form4_1737663170.xml · derivative · entry 3 Hardwick M Susan · CIK 0001584184 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,118.254 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of NJR common stock plus dividend equivalents. F5 · derivative.exercise_date: Represents 100 percent vesting of RSUs granted on January 24, 2024, pursuant to the Non-Employee Director Compensation Plan, as amended. RSUs converted one for one into shares of NJR common stock. F5 · derivative.expiration_date: Represents 100 percent vesting of RSUs granted on January 24, 2024, pursuant to the Non-Employee Director Compensation Plan, as amended. RSUs converted one for one into shares of NJR common stock. Read SEC document
January 21, 2025 Filed Jan 23, 2025 20:12 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	GrantRestricted Stock Units · Derivative	2,824.859	$0.00	$0.00	Disclosure SEC source: 0000356309-25-000015 · wk-form4_1737663170.xml · derivative · entry 2 Hardwick M Susan · CIK 0001584184 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,824.859 Underlying: Common Stock · 2,824.859 shares Expires not disclosed F2 · derivative.exercise_price: Represents the annual RSU retainer pursuant to the Non-Employee Director Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of New Jersey Resources Corporation ("NJR") common stock plus dividend equivalents. F3 · derivative.exercise_date: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners. F3 · derivative.expiration_date: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners. Read SEC document
January 21, 2025 Filed Jan 23, 2025 20:12 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	Exercise / conversionCommon Stock	3,242	$47.79	$154,935.18	Disclosure SEC source: 0000356309-25-000015 · wk-form4_1737663170.xml · nonDerivative · entry 1 Hardwick M Susan · CIK 0001584184 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Total includes 123.460 dividend equivalents accrued on Restricted Stock Units ("RSUs") plus 0.286 shares for rounding to the next whole share. Read SEC document
January 06, 2025 Filed Jan 9, 2025 00:59 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	Exercise / conversionPhantom Stock Unit · Derivative	1,206	$45.68	$55,090.08	Disclosure SEC source: 0000356309-25-000002 · wk-form4_1736384352.xml · derivative · entry 4 Hardwick M Susan · CIK 0001584184 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,206 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one (1) share of NJR Common Stock. F5 · derivative.exercise_date: The phantom stock units represent the 2020 restricted stock unit vesting that was deferred pursuant to NJR's Directors Deferred Compensation Plan to be paid in a lump sum in January 2025. F5 · derivative.expiration_date: The phantom stock units represent the 2020 restricted stock unit vesting that was deferred pursuant to NJR's Directors Deferred Compensation Plan to be paid in a lump sum in January 2025. Read SEC document
January 06, 2025 Filed Jan 9, 2025 00:59 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	Exercise / conversionPhantom Stock Unit · Derivative	866.919	$45.68	$39,600.86	Disclosure SEC source: 0000356309-25-000002 · wk-form4_1736384352.xml · derivative · entry 3 Hardwick M Susan · CIK 0001584184 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 866.919 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one (1) share of NJR Common Stock. F4 · derivative.exercise_date: The phantom stock units represent director fees that are deferred pursuant to NJR's Directors Deferred Compensation Plan to be paid in a lump sum in January 2025. F4 · derivative.expiration_date: The phantom stock units represent director fees that are deferred pursuant to NJR's Directors Deferred Compensation Plan to be paid in a lump sum in January 2025. Read SEC document
January 06, 2025 Filed Jan 9, 2025 00:59 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	Exercise / conversionCommon Stock	1,392	$45.68	$63,586.56	Disclosure SEC source: 0000356309-25-000002 · wk-form4_1736384352.xml · nonDerivative · entry 2 Hardwick M Susan · CIK 0001584184 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the distribution of phantom stock units, including 185 shares for accrued dividends, for the 2020 restricted stock unit vesting that was deferred pursuant to the NJR Directors Deferred Compensation Plan. Each share of phantom stock and dividend equivalent is the economic equivalent of one share of NJR Common Stock. Read SEC document
January 06, 2025 Filed Jan 9, 2025 00:59 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	Exercise / conversionCommon Stock	1,022	$45.68	$46,684.96	Disclosure SEC source: 0000356309-25-000002 · wk-form4_1736384352.xml · nonDerivative · entry 1 Hardwick M Susan · CIK 0001584184 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the distribution of phantom stock units, including 155 shares for accrued dividends, for the 2020 director fees that were deferred pursuant to the New Jersey Resources Corporation ("NJR") Directors Deferred Compensation Plan. Each share of phantom stock and dividend equivalent is the economic equivalent of one share of NJR Common Stock. Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:41 UTC	American Water Works Company, Inc. AWK · Entity 3169	Tax withholdingCommon Stock	2,057	$119.78	$246,387.46	Disclosure SEC source: 0001410636-24-000065 · wk-form4_1708040498.xml · nonDerivative · entry 3 Hardwick M Susan · CIK 0001584184 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,048 Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:41 UTC	American Water Works Company, Inc. AWK · Entity 3169	GrantCommon Stock	4,883	$0.00	$0.00	Disclosure SEC source: 0001410636-24-000065 · wk-form4_1708040498.xml · nonDerivative · entry 2 Hardwick M Susan · CIK 0001584184 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,105 F2 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2021, as amended in January 2022, under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards vested on February 13, 2024. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document
February 13, 2024 Filed Feb 15, 2024 23:41 UTC	American Water Works Company, Inc. AWK · Entity 3169	GrantCommon Stock	12,257	$0.00	$0.00	Disclosure SEC source: 0001410636-24-000065 · wk-form4_1708040498.xml · nonDerivative · entry 1 Hardwick M Susan · CIK 0001584184 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,222 F1 · shares: Represents shares underlying an award of restricted stock units (RSUs) granted on February 13, 2024, under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards will vest in three approximately equal increments on January 31, 2025, 2026 and 2027, subject to continued employment on each vesting date and applicable continued vesting provisions in the event of retirement. RSUs are settled solely by the delivery of one share of common stock per RSU (and may not be settled in cash). Read SEC document
January 31, 2024 Filed Feb 2, 2024 01:12 UTC	American Water Works Company, Inc. AWK · Entity 3169	Tax withholdingCommon Stock	2,061	$124.02	$255,605.22	Disclosure SEC source: 0001410636-24-000031 · wk-form4_1706836335.xml · nonDerivative · entry 1 Hardwick M Susan · CIK 0001584184 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,965 Read SEC document
January 24, 2024 Filed Jan 26, 2024 20:28 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	Exercise / conversionRestricted Stock Units · Derivative	2,521.178	$0.00	$0.00	Disclosure SEC source: 0000356309-24-000021 · wk-form4_1706300876.xml · derivative · entry 3 Hardwick M Susan · CIK 0001584184 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,521.178 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of NJR common stock plus dividend equivalents. F5 · derivative.exercise_date: Represents 100 percent vesting of RSUs granted on January 25, 2023, pursuant to the Non-Employee Director Compensation Plan, as amended. RSUs converted one for one into shares of NJR common stock. F5 · derivative.expiration_date: Represents 100 percent vesting of RSUs granted on January 25, 2023, pursuant to the Non-Employee Director Compensation Plan, as amended. RSUs converted one for one into shares of NJR common stock. Read SEC document
January 24, 2024 Filed Jan 26, 2024 20:28 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	GrantRestricted Stock Units · Derivative	3,118.254	$0.00	$0.00	Disclosure SEC source: 0000356309-24-000021 · wk-form4_1706300876.xml · derivative · entry 2 Hardwick M Susan · CIK 0001584184 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,118.254 Underlying: Common Stock · 3,118.254 shares Expires not disclosed F2 · derivative.exercise_price: Represents the annual RSU retainer pursuant to the Non-Employee Director Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of New Jersey Resources Corporation ("NJR") common stock plus dividend equivalents. F3 · derivative.exercise_date: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners. F3 · derivative.expiration_date: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners. Read SEC document
January 24, 2024 Filed Jan 26, 2024 20:28 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	Exercise / conversionCommon Stock	2,613	$41.69	$108,935.97	Disclosure SEC source: 0000356309-24-000021 · wk-form4_1706300876.xml · nonDerivative · entry 1 Hardwick M Susan · CIK 0001584184 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Total shares include 90.926 dividend equivalents accrued on Restricted Stock Units ("RSUs") plus .896 shares for rounding to the next whole share. Read SEC document
February 14, 2023 Filed Feb 16, 2023 17:08 UTC	American Water Works Company, Inc. AWK · Entity 3169	Tax withholdingCommon Stock	3,574	$149.31	$533,633.94	Disclosure SEC source: 0001410636-23-000026 · wf-form4_167656726528196.xml · nonDerivative · entry 3 Hardwick M Susan · CIK 0001584184 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,026 Read SEC document
February 14, 2023 Filed Feb 16, 2023 17:08 UTC	American Water Works Company, Inc. AWK · Entity 3169	GrantCommon Stock	8,507	$0.00	$0.00	Disclosure SEC source: 0001410636-23-000026 · wf-form4_167656726528196.xml · nonDerivative · entry 2 Hardwick M Susan · CIK 0001584184 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,600 F2 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2020, as amended in January 2022, under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards vested on February 14, 2023. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document
February 14, 2023 Filed Feb 16, 2023 17:08 UTC	American Water Works Company, Inc. AWK · Entity 3169	GrantCommon Stock	9,352	$0.00	$0.00	Disclosure SEC source: 0001410636-23-000026 · wf-form4_167656726528196.xml · nonDerivative · entry 1 Hardwick M Susan · CIK 0001584184 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,093 F1 · shares: Represents shares underlying an award of restricted stock units (RSUs) granted on February 14, 2023, under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards will vest in three approximately equal increments on January 31, 2024, 2025 and 2026, subject to continued employment on each vesting date and applicable continued vesting provisions in the event of retirement. RSUs are settled solely by the delivery of one share of common stock per RSU (and may not be settled in cash). Read SEC document
January 31, 2023 Filed Feb 2, 2023 01:15 UTC	American Water Works Company, Inc. AWK · Entity 3169	Tax withholdingCommon Stock	1,275	$156.49	$199,524.75	Disclosure SEC source: 0001410636-23-000007 · wf-form4_167530052838647.xml · nonDerivative · entry 1 Hardwick M Susan · CIK 0001584184 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,741 Read SEC document
January 25, 2023 Filed Jan 27, 2023 21:14 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	Exercise / conversionRestricted Stock Units · Derivative	2,941.929	$0.00	$0.00	Disclosure SEC source: 0000356309-23-000028 · wf-form4_167485405902295.xml · derivative · entry 3 Hardwick M Susan · CIK 0001584184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,941.929 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the annual RSU retainer pursuant to the Non-Employee Director Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of New Jersey Resources Corporation ("NJR") common stock plus dividend equivalents. F4 · derivative.exercise_date: Represents 100 percent vesting of RSUs granted on January 26, 2022, pursuant to the Non-Employee Director Compensation Plan, as amended. RSUs converted one for one into shares of NJR common stock. F4 · derivative.expiration_date: Represents 100 percent vesting of RSUs granted on January 26, 2022, pursuant to the Non-Employee Director Compensation Plan, as amended. RSUs converted one for one into shares of NJR common stock. Read SEC document
January 25, 2023 Filed Jan 27, 2023 21:14 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	GrantRestricted Stock Units · Derivative	2,521.178	$0.00	$0.00	Disclosure SEC source: 0000356309-23-000028 · wf-form4_167485405902295.xml · derivative · entry 2 Hardwick M Susan · CIK 0001584184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,521.178 Underlying: Common Stock · 2,521.178 shares Expires not disclosed F2 · derivative.exercise_price: Represents the annual RSU retainer pursuant to the Non-Employee Director Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of New Jersey Resources Corporation ("NJR") common stock plus dividend equivalents. F3 · derivative.exercise_date: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners. F3 · derivative.expiration_date: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners. Read SEC document
January 25, 2023 Filed Jan 27, 2023 21:14 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	Exercise / conversionCommon Stock	3,042	$0.00	$0.00	Disclosure SEC source: 0000356309-23-000028 · wf-form4_167485405902295.xml · nonDerivative · entry 1 Hardwick M Susan · CIK 0001584184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Total shares include 99.326 dividend equivalents accrued on Restricted Stock Units ("RSUs") plus .745 shares for rounding to the next whole share. Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:47 UTC	American Water Works Company, Inc. AWK · Entity 3169	GrantCommon Stock	8,176	$0.00	$0.00	Disclosure SEC source: 0001410636-22-000058 · wf-form4_164504802721784.xml · nonDerivative · entry 1 Hardwick M Susan · CIK 0001584184 · Director · President, CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,016 Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:58 UTC Amendment	American Water Works Company, Inc. AWK · Entity 3169	Tax withholdingCommon Stock	1,767	$160.80	$284,133.60	Disclosure SEC source: 0001410636-22-000031 · wf-form4a_164382107140699.xml · nonDerivative · entry 1 Hardwick M Susan · CIK 0001584184 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,840 F1 · kind: The reporting person is amending her Form 4 filed on February 2, 2022 to correct an inadvertent error in reporting the transaction code for this transaction. The original report provided transaction code "D", rather than code "F". No other reported aspects of this transaction have changed from the original report. Read SEC document
January 31, 2022 Filed Feb 2, 2022 13:00 UTC	American Water Works Company, Inc. AWK · Entity 3169	Disposition to issuerCommon Stock	1,767	$160.80	$284,133.60	Disclosure SEC source: 0001410636-22-000017 · wf-form4_164380681581729.xml · nonDerivative · entry 2 Hardwick M Susan · CIK 0001584184 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,840 Read SEC document
January 31, 2022 Filed Feb 2, 2022 13:00 UTC	American Water Works Company, Inc. AWK · Entity 3169	GrantCommon Stock	3,746	$0.00	$0.00	Disclosure SEC source: 0001410636-22-000017 · wf-form4_164380681581729.xml · nonDerivative · entry 1 Hardwick M Susan · CIK 0001584184 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,607 F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2019 under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards vested on January 31, 2022. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash). Read SEC document
January 26, 2022 Filed Jan 28, 2022 16:28 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	GrantRestricted Stock Units · Derivative	2,941.929	$39.09	$115,000.00	Disclosure SEC source: 0000356309-22-000032 · wf-form4_164338730174789.xml · derivative · entry 1 Hardwick M Susan · CIK 0001584184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,941.929 Underlying: Common Stock · 2,941.929 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of New Jersey Resources Corporation ("NJR") common stock plus dividend equivalents. F2 · derivative.exercise_date: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners. F2 · derivative.expiration_date: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners. Read SEC document
January 20, 2022 Filed Jan 24, 2022 23:08 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	Exercise / conversionRestricted Stock Units · Derivative	3,079.507	$38.69	$119,146.13	Disclosure SEC source: 0000356309-22-000018 · wf-form4_164306568864024.xml · derivative · entry 3 Hardwick M Susan · CIK 0001584184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,079.507 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of New Jersey Resources ("NJR's") common stock plus dividend equivalents. F3 · derivative.exercise_date: Represents 100 percent vesting of RSUs granted on January 20, 2021. RSUs converted one for one into shares of NJR common stock. There is no purchase or sale price upon vesting of RSUs. F3 · derivative.expiration_date: Represents 100 percent vesting of RSUs granted on January 20, 2021. RSUs converted one for one into shares of NJR common stock. There is no purchase or sale price upon vesting of RSUs. Read SEC document
January 20, 2022 Filed Jan 24, 2022 23:08 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	Exercise / conversionCommon Stock	3,191	$38.69	$123,459.79	Disclosure SEC source: 0000356309-22-000018 · wf-form4_164306568864024.xml · nonDerivative · entry 2 Hardwick M Susan · CIK 0001584184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,191 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Total shares include 111.052 dividend equivalents accrued on Restricted Stock Units ("RSUs") plus .441 shares for rounding shares to the next whole share. Read SEC document
February 16, 2021 Filed Feb 18, 2021 13:53 UTC	American Water Works Company, Inc. AWK · Entity 3169	GrantCommon Stock	2,117	$0.00	$0.00	Disclosure SEC source: 0001410636-21-000072 · wf-form4_161365640764831.xml · nonDerivative · entry 1 Hardwick M Susan · CIK 0001584184 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,861 Read SEC document
January 31, 2021 Filed Feb 2, 2021 01:45 UTC	American Water Works Company, Inc. AWK · Entity 3169	Tax withholdingCommon Stock	373	$159.02	$59,314.46	Disclosure SEC source: 0001410636-21-000045 · wf-form4_161223033070854.xml · nonDerivative · entry 1 Hardwick M Susan · CIK 0001584184 · EVP-Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,744 Read SEC document
January 20, 2021 Filed Jan 22, 2021 20:25 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	GrantRestricted Stock Units · Derivative	3,079.507	$0.00	$0.00	Disclosure SEC source: 0000356309-21-000028 · wf-form4_161134710827002.xml · derivative · entry 1 Hardwick M Susan · CIK 0001584184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,079.507 Underlying: Common Stock · 3,079.507 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of New Jersey Resources ("NJR") common stock plus dividend equivalents. F2 · derivative.exercise_date: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners. F2 · derivative.expiration_date: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners. Read SEC document
September 15, 2020 Filed Sep 16, 2020 21:58 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	GrantPhantom Stock Unit · Derivative	866.919	$28.02	$24,291.07	Disclosure SEC source: 0000356309-20-000056 · wf-form4_160029350963975.xml · derivative · entry 1 Hardwick M Susan · CIK 0001584184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 866.919 Underlying: Common Stock · 866.919 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one (1) share of New Jersey Resources Corporation ("NJR") Common Stock. F2 · derivative.exercise_date: The PSUs represent director fees that are deferred pursuant to NJR's Directors Deferred Compensation Plan and are to be paid in a lump sum beginning in January 2025 or, if earlier, the first day of the second month of the calendar quarter following the calendar quarter in which Ms. Hardwick ceases to be a Director. F2 · derivative.expiration_date: The PSUs represent director fees that are deferred pursuant to NJR's Directors Deferred Compensation Plan and are to be paid in a lump sum beginning in January 2025 or, if earlier, the first day of the second month of the calendar quarter following the calendar quarter in which Ms. Hardwick ceases to be a Director. Read SEC document
September 09, 2020 Filed Sep 10, 2020 19:46 UTC	NEW JERSEY RESOURCES CORP NJR · Entity 3851	GrantRestricted Stock Units · Derivative	1,179.019	$0.00	$0.00	Disclosure SEC source: 0000356309-20-000054 · wf-form4_159976717917908.xml · derivative · entry 1 Hardwick M Susan · CIK 0001584184 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,179.019 Underlying: Common Stock · 1,179.019 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of NJR's common stock plus accrued dividend equivalents. F2 · derivative.exercise_date: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners. F2 · derivative.expiration_date: The RSU award will vest in full on the earlier of (i) the first anniversary of the date of grant, or (ii) the date of the next NJR Annual Meeting of Shareowners. Read SEC document
February 11, 2020 Filed Feb 12, 2020 18:30 UTC	American Water Works Company, Inc. AWK · Entity 3169	GrantCommon Stock	2,012	$0.00	$0.00	Disclosure SEC source: 0001410636-20-000027 · wf-form4_158153223000793.xml · nonDerivative · entry 1 Hardwick M Susan · CIK 0001584184 · EVP-Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,117 Read SEC document
January 31, 2020 Filed Feb 4, 2020 19:12 UTC	American Water Works Company, Inc. AWK · Entity 3169	Tax withholdingCommon Stock	155	$136.20	$21,111.00	Disclosure SEC source: 0001410636-20-000019 · wf-form4_158084353122062.xml · nonDerivative · entry 1 Hardwick M Susan · CIK 0001584184 · EVP - Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,105 Read SEC document
June 03, 2019 Filed Jun 4, 2019 19:20 UTC	American Water Works Company, Inc. AWK · Entity 3169	GrantCommon Stock	1,260	$0.00	$0.00	Disclosure SEC source: 0001410636-19-000117 · wf-form4_155967604014490.xml · nonDerivative · entry 1 Hardwick M Susan · CIK 0001584184 · EVP - Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,260 Read SEC document
February 01, 2019 Filed Feb 1, 2019 09:23 UTC	VECTREN CORP VVC · Entity 160701	Exercise / conversionPhantom Stock · Derivative	33,966.8279	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001562180-19-000627 · primarydocument.xml · derivative · entry 7 Hardwick M Susan · CIK 0001584184 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,966.8279 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents the effect of the accumulation of dividends and the performance adjustment relating to (1) stock units dependent upon performance during a measuring period from January 1, 2016 through December 31, 2018; (2) stock units dependent upon performance during a measuring period from January 1, 2017 through December 31, 2019; and (3) stock units dependent upon performance during a measuring period from January 1, 2018 through December 31, 2020. This grant is exempt under Section 16b-3 and was previously approved by the Board of Directors. See explanation in footnote 6 to Table 2. F3 · derivative.expiration_date: Represents the effect of the accumulation of dividends and the performance adjustment relating to (1) stock units dependent upon performance during a measuring period from January 1, 2016 through December 31, 2018; (2) stock units dependent upon performance during a measuring period from January 1, 2017 through December 31, 2019; and (3) stock units dependent upon performance during a measuring period from January 1, 2018 through December 31, 2020. This grant is exempt under Section 16b-3 and was previously approved by the Board of Directors. See explanation in footnote 6 to Table 2. Read SEC document
February 01, 2019 Filed Feb 1, 2019 09:23 UTC	VECTREN CORP VVC · Entity 160701	GrantPhantom Stock · Derivative	33,966.8279	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001562180-19-000627 · primarydocument.xml · derivative · entry 6 Hardwick M Susan · CIK 0001584184 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,966.8279 Underlying: Common Stock · 33,966.8279 shares Expires not disclosed F6 · kind: Pursuant to the terms of the Merger Agreement, upon the Effective Time,(1)stock units dependent upon performance during a measuring period from January 1, 2016 through December 31, 2018 are earned based on actual performance results as determined by the Compensation Committee of the Board of Directors of Vectren Corporation;(2)stock units dependent upon performance during a measuring period from January 1, 2017 through December 31, 2019 & stock units dependent upon performance during a measuring period from January 1, 2018 through December 31, 2020 are earned based on the greater of the target level of performance or the actual level of performance based on a shortened period ending on the Effective Time as determined by the Compensation Committee of the Board of Directors of Vectren Corporation; and (3)stock units dependent upon performance during a measuring period from January 1, 2019 through December 31, 2021, are earned at the target level and pro-rated through the Effective Time. F3 · derivative.exercise_date: Represents the effect of the accumulation of dividends and the performance adjustment relating to (1) stock units dependent upon performance during a measuring period from January 1, 2016 through December 31, 2018; (2) stock units dependent upon performance during a measuring period from January 1, 2017 through December 31, 2019; and (3) stock units dependent upon performance during a measuring period from January 1, 2018 through December 31, 2020. This grant is exempt under Section 16b-3 and was previously approved by the Board of Directors. See explanation in footnote 6 to Table 2. F3 · derivative.expiration_date: Represents the effect of the accumulation of dividends and the performance adjustment relating to (1) stock units dependent upon performance during a measuring period from January 1, 2016 through December 31, 2018; (2) stock units dependent upon performance during a measuring period from January 1, 2017 through December 31, 2019; and (3) stock units dependent upon performance during a measuring period from January 1, 2018 through December 31, 2020. This grant is exempt under Section 16b-3 and was previously approved by the Board of Directors. See explanation in footnote 6 to Table 2. Read SEC document
February 01, 2019 Filed Feb 1, 2019 09:23 UTC	VECTREN CORP VVC · Entity 160701	Exercise / conversionPhantom Stock · Derivative	32,004.325	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0001562180-19-000627 · primarydocument.xml · derivative · entry 5 Hardwick M Susan · CIK 0001584184 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,004.325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to the Agreement and Plan of Merger by and among Vectren Corporation, CenterPoint Energy, Inc., and Pacer Merger Sub, Inc. dated April 21, 2018 (the 'Merger Agreement'), represents the following aggregate stock unit awards acquired pursuant to the Vectren Corporation At-Risk Compensation Plan: (1) the target number of stock units dependent upon performance during a measuring period from January 1, 2016 through December 31, 2018; (2) the target number of stock units dependent upon performance during a measuring period from January 1, 2017 through December 31, 2019; (3) the target number of stock units dependent upon performance during a measuring period from January 1, 2018 through December 31, 2020; and (4) the target number of stock units dependent upon performance during a measuring period from January 1, 2019 through December 31, 2021, which have been pro-rated through the Effective Time. F2 · price: Each stock unit was cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement. The time when Pacer Merger Sub, Inc. effectively merged with and into Vectren Corporation is referred to as the 'Effective Time.' F1 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger by and among Vectren Corporation, CenterPoint Energy, Inc., and Pacer Merger Sub, Inc. dated April 21, 2018 (the 'Merger Agreement'), represents the following aggregate stock unit awards acquired pursuant to the Vectren Corporation At-Risk Compensation Plan: (1) the target number of stock units dependent upon performance during a measuring period from January 1, 2016 through December 31, 2018; (2) the target number of stock units dependent upon performance during a measuring period from January 1, 2017 through December 31, 2019; (3) the target number of stock units dependent upon performance during a measuring period from January 1, 2018 through December 31, 2020; and (4) the target number of stock units dependent upon performance during a measuring period from January 1, 2019 through December 31, 2021, which have been pro-rated through the Effective Time. F2 · derivative.exercise_date: Each stock unit was cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement. The time when Pacer Merger Sub, Inc. effectively merged with and into Vectren Corporation is referred to as the 'Effective Time.' F1 · derivative.expiration_date: Pursuant to the Agreement and Plan of Merger by and among Vectren Corporation, CenterPoint Energy, Inc., and Pacer Merger Sub, Inc. dated April 21, 2018 (the 'Merger Agreement'), represents the following aggregate stock unit awards acquired pursuant to the Vectren Corporation At-Risk Compensation Plan: (1) the target number of stock units dependent upon performance during a measuring period from January 1, 2016 through December 31, 2018; (2) the target number of stock units dependent upon performance during a measuring period from January 1, 2017 through December 31, 2019; (3) the target number of stock units dependent upon performance during a measuring period from January 1, 2018 through December 31, 2020; and (4) the target number of stock units dependent upon performance during a measuring period from January 1, 2019 through December 31, 2021, which have been pro-rated through the Effective Time. F2 · derivative.expiration_date: Each stock unit was cancelled and converted into the right to receive $72.00 in cash at the Effective Time pursuant to the terms of the Merger Agreement. The time when Pacer Merger Sub, Inc. effectively merged with and into Vectren Corporation is referred to as the 'Effective Time.' Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.