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Cirulis Steven

Disclosed activity across 2 companies

Tapewire entity
35552
SEC CIK
0001809361

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Wendy's CoWEN · Entity 4659CFO & Chf Strategy OfcSeptember 15, 2026September 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Wendy's Co

Report date September 15, 2026 · Filed September 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect39,906 Reported balance After 2026-09-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-15 · Grant · Acquired 370 · Balance 39,906

F1: With tandem dividend equivalent rights and tax withholding rights.

F2: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3: Represents dividend equivalent units issued on September 15, 2026.

F4: The restricted stock units will vest in three equal installments on June 23, 2027, 2028 and 2029, subject to Mr. Cirulis' continued employment with the Company on the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: With tandem dividend equivalent rights and tax withholding rights.

F2: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3: Represents dividend equivalent units issued on September 15, 2026.

F4: The restricted stock units will vest in three equal installments on June 23, 2027, 2028 and 2029, subject to Mr. Cirulis' continued employment with the Company on the applicable vesting date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

POTBELLY CORP

Report date October 23, 2025 · Filed October 28, 2025

Section 16 reporting ended · disclosed 2025-10-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-10-23 transaction · row 1
1 source row

Row 1 · 2025-10-23 · Disposition to issuer · Disposed 417,470 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated as of September 9, 2025 (the "Merger Agreement"), by and among the Issuer, RaceTrac, Inc. ("Parent"), and Hero Sub Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), upon the terms and subject to the conditions set forth in the Merger Agreement, each share of common stock, par value $0.01 per share ("Common Stock"), of the Issuer that was issued and outstanding as of immediately prior to the Effective Time was automatically cancelled, extinguished and converted into the right to receive $17.12 per share in cash, without interest thereon (but subject to applicable withholding) (the "Per Share Price").

F2: Includes 46,442 unvested restricted stock units ("RSUs"). Pursuant to the terms of the Merger Agreement, at the Effective Time, (A) each RSU that is outstanding and vested (but not yet settled) as of immediately prior to the Effective Time, taking into account any acceleration of vesting of any RSU that occurs upon the Effective Time (each, a "Vested RSU"), was automatically cancelled and converted into the right to receive an amount in cash, without interest thereon (but subject to applicable withholding), equal to the product obtained by multiplying (i) the Per Share Price by (ii) the total number of shares of Common Stock subject to such RSU and (B) each outstanding RSU that was not a Vested RSU (each, an "Unvested RSU") was automatically cancelled and substituted into the contingent right to receive an aggregate amount (without interest) in cash (a "Substituted RSU Cash Award") equal to the product obtained by multiplying (i) the Per Share Price by (ii) the total number of shares

F3: (continued from footnote 2) of Common Stock subject to such RSU. Each such Substituted RSU Cash Award will continue to have, and will be subject to, the same vesting terms and conditions as applied to the corresponding Unvested RSU immediately prior to the Effective Time, except that each such Substituted RSU Cash Award will be afforded "double-trigger" accelerated vesting upon the applicable holder's termination without cause or resignation for good reason, in each case, that occurs during a post-closing period.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-10-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-10-23 · Disposition to issuer · Disposed 31,172 · Balance 0

F4: Pursuant to the terms of the Merger Agreement, at the Effective Time, each performance-based restricted stock unit ("PSU") that was outstanding and unvested as of immediately prior to the Effective Time, was automatically cancelled and substituted into and became the contingent right to receive an amount in cash, without interest thereon (but subject to applicable withholding) (a "Substituted PSU Cash Award"), equal to the product obtained by multiplying (i) the Per Share Price by (ii) the total number of shares of Common Stock subject to such PSU, with the achievement of the performance-based vesting metrics applicable to each PSU based on the greater of target or actual achievement of the applicable performance metrics. Each such Substituted PSU Cash Award will be payable on the last day of the performance period that applied to the corresponding PSUs immediately prior to the Effective Time (such date, the "Vesting Date"), subject to the applicable holder's continued employment or

F5: (continued from footnote 4) service through the Vesting Date, except that each such Substituted PSU Cash Award will be afforded "double-trigger" accelerated vesting upon such applicable holder's termination without cause or resignation for good reason, in each case, that occurs during a post-closing period.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-10-23 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-10-23 · Disposition to issuer · Disposed 20,930 · Balance 0

F4: Pursuant to the terms of the Merger Agreement, at the Effective Time, each performance-based restricted stock unit ("PSU") that was outstanding and unvested as of immediately prior to the Effective Time, was automatically cancelled and substituted into and became the contingent right to receive an amount in cash, without interest thereon (but subject to applicable withholding) (a "Substituted PSU Cash Award"), equal to the product obtained by multiplying (i) the Per Share Price by (ii) the total number of shares of Common Stock subject to such PSU, with the achievement of the performance-based vesting metrics applicable to each PSU based on the greater of target or actual achievement of the applicable performance metrics. Each such Substituted PSU Cash Award will be payable on the last day of the performance period that applied to the corresponding PSUs immediately prior to the Effective Time (such date, the "Vesting Date"), subject to the applicable holder's continued employment or

F5: (continued from footnote 4) service through the Vesting Date, except that each such Substituted PSU Cash Award will be afforded "double-trigger" accelerated vesting upon such applicable holder's termination without cause or resignation for good reason, in each case, that occurs during a post-closing period.

Performance Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-10-23 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-10-23 · Disposition to issuer · Disposed 22,099 · Balance 0

F4: Pursuant to the terms of the Merger Agreement, at the Effective Time, each performance-based restricted stock unit ("PSU") that was outstanding and unvested as of immediately prior to the Effective Time, was automatically cancelled and substituted into and became the contingent right to receive an amount in cash, without interest thereon (but subject to applicable withholding) (a "Substituted PSU Cash Award"), equal to the product obtained by multiplying (i) the Per Share Price by (ii) the total number of shares of Common Stock subject to such PSU, with the achievement of the performance-based vesting metrics applicable to each PSU based on the greater of target or actual achievement of the applicable performance metrics. Each such Substituted PSU Cash Award will be payable on the last day of the performance period that applied to the corresponding PSUs immediately prior to the Effective Time (such date, the "Vesting Date"), subject to the applicable holder's continued employment or

F5: (continued from footnote 4) service through the Vesting Date, except that each such Substituted PSU Cash Award will be afforded "double-trigger" accelerated vesting upon such applicable holder's termination without cause or resignation for good reason, in each case, that occurs during a post-closing period.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated as of September 9, 2025 (the "Merger Agreement"), by and among the Issuer, RaceTrac, Inc. ("Parent"), and Hero Sub Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), upon the terms and subject to the conditions set forth in the Merger Agreement, each share of common stock, par value $0.01 per share ("Common Stock"), of the Issuer that was issued and outstanding as of immediately prior to the Effective Time was automatically cancelled, extinguished and converted into the right to receive $17.12 per share in cash, without interest thereon (but subject to applicable withholding) (the "Per Share Price").

F2: Includes 46,442 unvested restricted stock units ("RSUs"). Pursuant to the terms of the Merger Agreement, at the Effective Time, (A) each RSU that is outstanding and vested (but not yet settled) as of immediately prior to the Effective Time, taking into account any acceleration of vesting of any RSU that occurs upon the Effective Time (each, a "Vested RSU"), was automatically cancelled and converted into the right to receive an amount in cash, without interest thereon (but subject to applicable withholding), equal to the product obtained by multiplying (i) the Per Share Price by (ii) the total number of shares of Common Stock subject to such RSU and (B) each outstanding RSU that was not a Vested RSU (each, an "Unvested RSU") was automatically cancelled and substituted into the contingent right to receive an aggregate amount (without interest) in cash (a "Substituted RSU Cash Award") equal to the product obtained by multiplying (i) the Per Share Price by (ii) the total number of shares

F3: (continued from footnote 2) of Common Stock subject to such RSU. Each such Substituted RSU Cash Award will continue to have, and will be subject to, the same vesting terms and conditions as applied to the corresponding Unvested RSU immediately prior to the Effective Time, except that each such Substituted RSU Cash Award will be afforded "double-trigger" accelerated vesting upon the applicable holder's termination without cause or resignation for good reason, in each case, that occurs during a post-closing period.

F4: Pursuant to the terms of the Merger Agreement, at the Effective Time, each performance-based restricted stock unit ("PSU") that was outstanding and unvested as of immediately prior to the Effective Time, was automatically cancelled and substituted into and became the contingent right to receive an amount in cash, without interest thereon (but subject to applicable withholding) (a "Substituted PSU Cash Award"), equal to the product obtained by multiplying (i) the Per Share Price by (ii) the total number of shares of Common Stock subject to such PSU, with the achievement of the performance-based vesting metrics applicable to each PSU based on the greater of target or actual achievement of the applicable performance metrics. Each such Substituted PSU Cash Award will be payable on the last day of the performance period that applied to the corresponding PSUs immediately prior to the Effective Time (such date, the "Vesting Date"), subject to the applicable holder's continued employment or

F5: (continued from footnote 4) service through the Vesting Date, except that each such Substituted PSU Cash Award will be afforded "double-trigger" accelerated vesting upon such applicable holder's termination without cause or resignation for good reason, in each case, that occurs during a post-closing period.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2026 Filed Sep 17, 2026 20:45 UTC Wendy's Co WEN · Entity 4659 GrantRestricted Stock Units · Derivative 370 $0.00 $0.00
Disclosure

SEC source: 0000030697-26-000166 · form4.xml · derivative · entry 1

Cirulis Steven · CIK 0001809361 · CFO & Chf Strategy Ofc

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,906

Underlying: Common Stock · 370 shares

Expires not disclosed

F1 · security: With tandem dividend equivalent rights and tax withholding rights.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F3 · shares: Represents dividend equivalent units issued on September 15, 2026.

F4 · derivative.exercise_date: The restricted stock units will vest in three equal installments on June 23, 2027, 2028 and 2029, subject to Mr. Cirulis' continued employment with the Company on the applicable vesting date.

F4 · derivative.expiration_date: The restricted stock units will vest in three equal installments on June 23, 2027, 2028 and 2029, subject to Mr. Cirulis' continued employment with the Company on the applicable vesting date.

Read SEC document
June 23, 2026 Filed Jun 25, 2026 21:19 UTC Wendy's Co WEN · Entity 4659 GrantRestricted Stock Units · Derivative 39,536 $0.00 $0.00
Disclosure

SEC source: 0000030697-26-000107 · form4.xml · derivative · entry 2

Cirulis Steven · CIK 0001809361 · CFO & Chf Strategy Ofc

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,536

Underlying: Common Stock · 39,536 shares

Expires not disclosed

F3 · security: With tandem dividend equivalent rights and tax withholding rights.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F5 · derivative.exercise_date: The restricted stock units will vest in three equal installments on June 23, 2027, 2028 and 2029, subject to Mr. Cirulis' continued employment with the Company on the applicable vesting date.

F5 · derivative.expiration_date: The restricted stock units will vest in three equal installments on June 23, 2027, 2028 and 2029, subject to Mr. Cirulis' continued employment with the Company on the applicable vesting date.

Read SEC document
June 23, 2026 Filed Jun 25, 2026 21:19 UTC Wendy's Co WEN · Entity 4659 GrantEmployee Stock Option (Right to Buy) · Derivative 707,811 $0.00 Strike: $6.26 $0.00
Disclosure

SEC source: 0000030697-26-000107 · form4.xml · derivative · entry 1

Cirulis Steven · CIK 0001809361 · CFO & Chf Strategy Ofc

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 707,811

Underlying: Common Stock · 707,811 shares

Expires 2036-06-23

F1 · security: With tandem net exercise and tax withholding rights.

F2 · derivative.exercise_date: The option vests in three equal installments on June 23, 2027, 2028 and 2029, subject to Mr. Cirulis' continued employment with the Company on the applicable vesting date.

Read SEC document
October 23, 2025 Filed Oct 28, 2025 01:02 UTC POTBELLY CORP PBPB · Entity 73914 Disposition to issuerPerformance Stock Units · Derivative 22,099 $17.12 $378,334.88
Disclosure

SEC source: 0001809361-25-000006 · wk-form4_1761613342.xml · derivative · entry 4

Cirulis Steven · CIK 0001809361 · SVP, CFO and Chief Strat. Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,099 shares

Expires not disclosed

F4 · derivative.exercise_price: Pursuant to the terms of the Merger Agreement, at the Effective Time, each performance-based restricted stock unit ("PSU") that was outstanding and unvested as of immediately prior to the Effective Time, was automatically cancelled and substituted into and became the contingent right to receive an amount in cash, without interest thereon (but subject to applicable withholding) (a "Substituted PSU Cash Award"), equal to the product obtained by multiplying (i) the Per Share Price by (ii) the total number of shares of Common Stock subject to such PSU, with the achievement of the performance-based vesting metrics applicable to each PSU based on the greater of target or actual achievement of the applicable performance metrics. Each such Substituted PSU Cash Award will be payable on the last day of the performance period that applied to the corresponding PSUs immediately prior to the Effective Time (such date, the "Vesting Date"), subject to the applicable holder's continued employment or

F5 · derivative.exercise_price: (continued from footnote 4) service through the Vesting Date, except that each such Substituted PSU Cash Award will be afforded "double-trigger" accelerated vesting upon such applicable holder's termination without cause or resignation for good reason, in each case, that occurs during a post-closing period.

F4 · kind: Pursuant to the terms of the Merger Agreement, at the Effective Time, each performance-based restricted stock unit ("PSU") that was outstanding and unvested as of immediately prior to the Effective Time, was automatically cancelled and substituted into and became the contingent right to receive an amount in cash, without interest thereon (but subject to applicable withholding) (a "Substituted PSU Cash Award"), equal to the product obtained by multiplying (i) the Per Share Price by (ii) the total number of shares of Common Stock subject to such PSU, with the achievement of the performance-based vesting metrics applicable to each PSU based on the greater of target or actual achievement of the applicable performance metrics. Each such Substituted PSU Cash Award will be payable on the last day of the performance period that applied to the corresponding PSUs immediately prior to the Effective Time (such date, the "Vesting Date"), subject to the applicable holder's continued employment or

F5 · kind: (continued from footnote 4) service through the Vesting Date, except that each such Substituted PSU Cash Award will be afforded "double-trigger" accelerated vesting upon such applicable holder's termination without cause or resignation for good reason, in each case, that occurs during a post-closing period.

F4 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, at the Effective Time, each performance-based restricted stock unit ("PSU") that was outstanding and unvested as of immediately prior to the Effective Time, was automatically cancelled and substituted into and became the contingent right to receive an amount in cash, without interest thereon (but subject to applicable withholding) (a "Substituted PSU Cash Award"), equal to the product obtained by multiplying (i) the Per Share Price by (ii) the total number of shares of Common Stock subject to such PSU, with the achievement of the performance-based vesting metrics applicable to each PSU based on the greater of target or actual achievement of the applicable performance metrics. Each such Substituted PSU Cash Award will be payable on the last day of the performance period that applied to the corresponding PSUs immediately prior to the Effective Time (such date, the "Vesting Date"), subject to the applicable holder's continued employment or

F5 · derivative.exercise_date: (continued from footnote 4) service through the Vesting Date, except that each such Substituted PSU Cash Award will be afforded "double-trigger" accelerated vesting upon such applicable holder's termination without cause or resignation for good reason, in each case, that occurs during a post-closing period.

F4 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, at the Effective Time, each performance-based restricted stock unit ("PSU") that was outstanding and unvested as of immediately prior to the Effective Time, was automatically cancelled and substituted into and became the contingent right to receive an amount in cash, without interest thereon (but subject to applicable withholding) (a "Substituted PSU Cash Award"), equal to the product obtained by multiplying (i) the Per Share Price by (ii) the total number of shares of Common Stock subject to such PSU, with the achievement of the performance-based vesting metrics applicable to each PSU based on the greater of target or actual achievement of the applicable performance metrics. Each such Substituted PSU Cash Award will be payable on the last day of the performance period that applied to the corresponding PSUs immediately prior to the Effective Time (such date, the "Vesting Date"), subject to the applicable holder's continued employment or

F5 · derivative.expiration_date: (continued from footnote 4) service through the Vesting Date, except that each such Substituted PSU Cash Award will be afforded "double-trigger" accelerated vesting upon such applicable holder's termination without cause or resignation for good reason, in each case, that occurs during a post-closing period.

Read SEC document
October 23, 2025 Filed Oct 28, 2025 01:02 UTC POTBELLY CORP PBPB · Entity 73914 Disposition to issuerPerformance Stock Units · Derivative 20,930 $17.12 $358,321.60
Disclosure

SEC source: 0001809361-25-000006 · wk-form4_1761613342.xml · derivative · entry 3

Cirulis Steven · CIK 0001809361 · SVP, CFO and Chief Strat. Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,930 shares

Expires not disclosed

F4 · derivative.exercise_price: Pursuant to the terms of the Merger Agreement, at the Effective Time, each performance-based restricted stock unit ("PSU") that was outstanding and unvested as of immediately prior to the Effective Time, was automatically cancelled and substituted into and became the contingent right to receive an amount in cash, without interest thereon (but subject to applicable withholding) (a "Substituted PSU Cash Award"), equal to the product obtained by multiplying (i) the Per Share Price by (ii) the total number of shares of Common Stock subject to such PSU, with the achievement of the performance-based vesting metrics applicable to each PSU based on the greater of target or actual achievement of the applicable performance metrics. Each such Substituted PSU Cash Award will be payable on the last day of the performance period that applied to the corresponding PSUs immediately prior to the Effective Time (such date, the "Vesting Date"), subject to the applicable holder's continued employment or

F5 · derivative.exercise_price: (continued from footnote 4) service through the Vesting Date, except that each such Substituted PSU Cash Award will be afforded "double-trigger" accelerated vesting upon such applicable holder's termination without cause or resignation for good reason, in each case, that occurs during a post-closing period.

F4 · kind: Pursuant to the terms of the Merger Agreement, at the Effective Time, each performance-based restricted stock unit ("PSU") that was outstanding and unvested as of immediately prior to the Effective Time, was automatically cancelled and substituted into and became the contingent right to receive an amount in cash, without interest thereon (but subject to applicable withholding) (a "Substituted PSU Cash Award"), equal to the product obtained by multiplying (i) the Per Share Price by (ii) the total number of shares of Common Stock subject to such PSU, with the achievement of the performance-based vesting metrics applicable to each PSU based on the greater of target or actual achievement of the applicable performance metrics. Each such Substituted PSU Cash Award will be payable on the last day of the performance period that applied to the corresponding PSUs immediately prior to the Effective Time (such date, the "Vesting Date"), subject to the applicable holder's continued employment or

F5 · kind: (continued from footnote 4) service through the Vesting Date, except that each such Substituted PSU Cash Award will be afforded "double-trigger" accelerated vesting upon such applicable holder's termination without cause or resignation for good reason, in each case, that occurs during a post-closing period.

F4 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, at the Effective Time, each performance-based restricted stock unit ("PSU") that was outstanding and unvested as of immediately prior to the Effective Time, was automatically cancelled and substituted into and became the contingent right to receive an amount in cash, without interest thereon (but subject to applicable withholding) (a "Substituted PSU Cash Award"), equal to the product obtained by multiplying (i) the Per Share Price by (ii) the total number of shares of Common Stock subject to such PSU, with the achievement of the performance-based vesting metrics applicable to each PSU based on the greater of target or actual achievement of the applicable performance metrics. Each such Substituted PSU Cash Award will be payable on the last day of the performance period that applied to the corresponding PSUs immediately prior to the Effective Time (such date, the "Vesting Date"), subject to the applicable holder's continued employment or

F5 · derivative.exercise_date: (continued from footnote 4) service through the Vesting Date, except that each such Substituted PSU Cash Award will be afforded "double-trigger" accelerated vesting upon such applicable holder's termination without cause or resignation for good reason, in each case, that occurs during a post-closing period.

F4 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, at the Effective Time, each performance-based restricted stock unit ("PSU") that was outstanding and unvested as of immediately prior to the Effective Time, was automatically cancelled and substituted into and became the contingent right to receive an amount in cash, without interest thereon (but subject to applicable withholding) (a "Substituted PSU Cash Award"), equal to the product obtained by multiplying (i) the Per Share Price by (ii) the total number of shares of Common Stock subject to such PSU, with the achievement of the performance-based vesting metrics applicable to each PSU based on the greater of target or actual achievement of the applicable performance metrics. Each such Substituted PSU Cash Award will be payable on the last day of the performance period that applied to the corresponding PSUs immediately prior to the Effective Time (such date, the "Vesting Date"), subject to the applicable holder's continued employment or

F5 · derivative.expiration_date: (continued from footnote 4) service through the Vesting Date, except that each such Substituted PSU Cash Award will be afforded "double-trigger" accelerated vesting upon such applicable holder's termination without cause or resignation for good reason, in each case, that occurs during a post-closing period.

Read SEC document
October 23, 2025 Filed Oct 28, 2025 01:02 UTC POTBELLY CORP PBPB · Entity 73914 Disposition to issuerPerformance Stock Units · Derivative 31,172 $17.12 $533,664.64
Disclosure

SEC source: 0001809361-25-000006 · wk-form4_1761613342.xml · derivative · entry 2

Cirulis Steven · CIK 0001809361 · SVP, CFO and Chief Strat. Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,172 shares

Expires not disclosed

F4 · derivative.exercise_price: Pursuant to the terms of the Merger Agreement, at the Effective Time, each performance-based restricted stock unit ("PSU") that was outstanding and unvested as of immediately prior to the Effective Time, was automatically cancelled and substituted into and became the contingent right to receive an amount in cash, without interest thereon (but subject to applicable withholding) (a "Substituted PSU Cash Award"), equal to the product obtained by multiplying (i) the Per Share Price by (ii) the total number of shares of Common Stock subject to such PSU, with the achievement of the performance-based vesting metrics applicable to each PSU based on the greater of target or actual achievement of the applicable performance metrics. Each such Substituted PSU Cash Award will be payable on the last day of the performance period that applied to the corresponding PSUs immediately prior to the Effective Time (such date, the "Vesting Date"), subject to the applicable holder's continued employment or

F5 · derivative.exercise_price: (continued from footnote 4) service through the Vesting Date, except that each such Substituted PSU Cash Award will be afforded "double-trigger" accelerated vesting upon such applicable holder's termination without cause or resignation for good reason, in each case, that occurs during a post-closing period.

F4 · kind: Pursuant to the terms of the Merger Agreement, at the Effective Time, each performance-based restricted stock unit ("PSU") that was outstanding and unvested as of immediately prior to the Effective Time, was automatically cancelled and substituted into and became the contingent right to receive an amount in cash, without interest thereon (but subject to applicable withholding) (a "Substituted PSU Cash Award"), equal to the product obtained by multiplying (i) the Per Share Price by (ii) the total number of shares of Common Stock subject to such PSU, with the achievement of the performance-based vesting metrics applicable to each PSU based on the greater of target or actual achievement of the applicable performance metrics. Each such Substituted PSU Cash Award will be payable on the last day of the performance period that applied to the corresponding PSUs immediately prior to the Effective Time (such date, the "Vesting Date"), subject to the applicable holder's continued employment or

F5 · kind: (continued from footnote 4) service through the Vesting Date, except that each such Substituted PSU Cash Award will be afforded "double-trigger" accelerated vesting upon such applicable holder's termination without cause or resignation for good reason, in each case, that occurs during a post-closing period.

F4 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, at the Effective Time, each performance-based restricted stock unit ("PSU") that was outstanding and unvested as of immediately prior to the Effective Time, was automatically cancelled and substituted into and became the contingent right to receive an amount in cash, without interest thereon (but subject to applicable withholding) (a "Substituted PSU Cash Award"), equal to the product obtained by multiplying (i) the Per Share Price by (ii) the total number of shares of Common Stock subject to such PSU, with the achievement of the performance-based vesting metrics applicable to each PSU based on the greater of target or actual achievement of the applicable performance metrics. Each such Substituted PSU Cash Award will be payable on the last day of the performance period that applied to the corresponding PSUs immediately prior to the Effective Time (such date, the "Vesting Date"), subject to the applicable holder's continued employment or

F5 · derivative.exercise_date: (continued from footnote 4) service through the Vesting Date, except that each such Substituted PSU Cash Award will be afforded "double-trigger" accelerated vesting upon such applicable holder's termination without cause or resignation for good reason, in each case, that occurs during a post-closing period.

F4 · derivative.expiration_date: Pursuant to the terms of the Merger Agreement, at the Effective Time, each performance-based restricted stock unit ("PSU") that was outstanding and unvested as of immediately prior to the Effective Time, was automatically cancelled and substituted into and became the contingent right to receive an amount in cash, without interest thereon (but subject to applicable withholding) (a "Substituted PSU Cash Award"), equal to the product obtained by multiplying (i) the Per Share Price by (ii) the total number of shares of Common Stock subject to such PSU, with the achievement of the performance-based vesting metrics applicable to each PSU based on the greater of target or actual achievement of the applicable performance metrics. Each such Substituted PSU Cash Award will be payable on the last day of the performance period that applied to the corresponding PSUs immediately prior to the Effective Time (such date, the "Vesting Date"), subject to the applicable holder's continued employment or

F5 · derivative.expiration_date: (continued from footnote 4) service through the Vesting Date, except that each such Substituted PSU Cash Award will be afforded "double-trigger" accelerated vesting upon such applicable holder's termination without cause or resignation for good reason, in each case, that occurs during a post-closing period.

Read SEC document
October 23, 2025 Filed Oct 28, 2025 01:02 UTC POTBELLY CORP PBPB · Entity 73914 Disposition to issuerCommon Stock 417,470 $17.12 $7,147,086.40
Disclosure

SEC source: 0001809361-25-000006 · wk-form4_1761613342.xml · nonDerivative · entry 1

Cirulis Steven · CIK 0001809361 · SVP, CFO and Chief Strat. Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of September 9, 2025 (the "Merger Agreement"), by and among the Issuer, RaceTrac, Inc. ("Parent"), and Hero Sub Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), upon the terms and subject to the conditions set forth in the Merger Agreement, each share of common stock, par value $0.01 per share ("Common Stock"), of the Issuer that was issued and outstanding as of immediately prior to the Effective Time was automatically cancelled, extinguished and converted into the right to receive $17.12 per share in cash, without interest thereon (but subject to applicable withholding) (the "Per Share Price").

F2 · shares: Includes 46,442 unvested restricted stock units ("RSUs"). Pursuant to the terms of the Merger Agreement, at the Effective Time, (A) each RSU that is outstanding and vested (but not yet settled) as of immediately prior to the Effective Time, taking into account any acceleration of vesting of any RSU that occurs upon the Effective Time (each, a "Vested RSU"), was automatically cancelled and converted into the right to receive an amount in cash, without interest thereon (but subject to applicable withholding), equal to the product obtained by multiplying (i) the Per Share Price by (ii) the total number of shares of Common Stock subject to such RSU and (B) each outstanding RSU that was not a Vested RSU (each, an "Unvested RSU") was automatically cancelled and substituted into the contingent right to receive an aggregate amount (without interest) in cash (a "Substituted RSU Cash Award") equal to the product obtained by multiplying (i) the Per Share Price by (ii) the total number of shares

F3 · shares: (continued from footnote 2) of Common Stock subject to such RSU. Each such Substituted RSU Cash Award will continue to have, and will be subject to, the same vesting terms and conditions as applied to the corresponding Unvested RSU immediately prior to the Effective Time, except that each such Substituted RSU Cash Award will be afforded "double-trigger" accelerated vesting upon the applicable holder's termination without cause or resignation for good reason, in each case, that occurs during a post-closing period.

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April 07, 2025 Filed Apr 8, 2025 22:10 UTC POTBELLY CORP PBPB · Entity 73914 GrantPerformance Stock Units · Derivative 22,099 $0.00 $0.00
Disclosure

SEC source: 0001195734-25-000072 · wk-form4_1744150236.xml · derivative · entry 9

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,099

Underlying: Common Stock · 22,099 shares

Expires not disclosed

F7 · derivative.exercise_price: Represents an award of performance stock units which vest based on performance versus certain metrics as described in the award agreement. Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock

F7 · derivative.exercise_date: Represents an award of performance stock units which vest based on performance versus certain metrics as described in the award agreement. Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock

F7 · derivative.expiration_date: Represents an award of performance stock units which vest based on performance versus certain metrics as described in the award agreement. Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock

Read SEC document
April 07, 2025 Filed Apr 8, 2025 22:10 UTC POTBELLY CORP PBPB · Entity 73914 GrantCommon Stock 22,099 $0.00 $0.00
Disclosure

SEC source: 0001195734-25-000072 · wk-form4_1744150236.xml · nonDerivative · entry 6

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 417,470

F6 · kind: Represents an award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units vest in equal installments on April 7, 2026, April 7, 2027 and April 7, 2028.

Read SEC document
April 07, 2025 Filed Apr 8, 2025 22:10 UTC POTBELLY CORP PBPB · Entity 73914 Tax withholdingCommon Stock 3,256 $9.05 $29,466.80
Disclosure

SEC source: 0001195734-25-000072 · wk-form4_1744150236.xml · nonDerivative · entry 5

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 395,371

F5 · shares: Shares withheld for payment of tax liability upon vesting of the restricted stock units granted on April 7, 2023.

Read SEC document
April 05, 2025 Filed Apr 8, 2025 22:10 UTC POTBELLY CORP PBPB · Entity 73914 Tax withholdingCommon Stock 2,044 $8.82 $18,028.08
Disclosure

SEC source: 0001195734-25-000072 · wk-form4_1744150236.xml · nonDerivative · entry 4

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 398,627

F4 · shares: Shares withheld for payment of tax liability upon vesting of the restricted stock units granted on April 5, 2024.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 22:10 UTC POTBELLY CORP PBPB · Entity 73914 Exercise / conversionPerformance Stock Units · Derivative 30,487 Not disclosed Not disclosed
Disclosure

SEC source: 0001195734-25-000072 · wk-form4_1744150236.xml · derivative · entry 8

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,487 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Represents an award of performance stock units which vest based on performance versus certain metrics as described in the award agreement. Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock

F8 · price: The performance stock units vested at 200% of the target award amount and were settled in shares of the Issuer's common stock pursuant to the terms of the award agreement.

F8 · derivative.exercise_date: The performance stock units vested at 200% of the target award amount and were settled in shares of the Issuer's common stock pursuant to the terms of the award agreement.

F8 · derivative.expiration_date: The performance stock units vested at 200% of the target award amount and were settled in shares of the Issuer's common stock pursuant to the terms of the award agreement.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 22:10 UTC POTBELLY CORP PBPB · Entity 73914 Tax withholdingCommon Stock 17,865 $9.81 $175,255.65
Disclosure

SEC source: 0001195734-25-000072 · wk-form4_1744150236.xml · nonDerivative · entry 3

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,671

F3 · shares: Shares withheld for payment of tax liability upon vesting of the performance stock units granted on April 1, 2022.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 22:10 UTC POTBELLY CORP PBPB · Entity 73914 Exercise / conversionCommon Stock 60,974 $0.00 $0.00
Disclosure

SEC source: 0001195734-25-000072 · wk-form4_1744150236.xml · nonDerivative · entry 2

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 418,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2025 Filed Apr 3, 2025 22:08 UTC POTBELLY CORP PBPB · Entity 73914 Tax withholdingCommon Stock 2,977 $9.81 $29,204.37
Disclosure

SEC source: 0001195734-25-000046 · wk-form4_1743718123.xml · nonDerivative · entry 1

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,632

F1 · shares: Shares withheld for payment of tax liability upon vesting of the restricted stock units granted on April 1, 2022.

Read SEC document
May 15, 2024 Filed May 20, 2024 20:06 UTC POTBELLY CORP PBPB · Entity 73914 PurchaseCommon Stock 1,141 $8.77 $10,006.57
Disclosure

SEC source: 0001195734-24-000106 · wk-form4_1716235570.xml · nonDerivative · entry 1

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 339,609

F1 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transaction ranged from $8.76 to $8.77 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
April 30, 2024 Filed May 2, 2024 23:55 UTC POTBELLY CORP PBPB · Entity 73914 Exercise / conversionPerformance Stock Units · Derivative 25,210 $0.00 $0.00
Disclosure

SEC source: 0001195734-24-000079 · wk-form4_1714694129.xml · derivative · entry 3

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,210 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units vest based on performance versus certain metrics as described in the award agreement. The performance stock units vested at 200% of the target award amount and were settled in shares of the Issuer's common stock pursuant to the terms of the award agreement.

F2 · derivative.exercise_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units vest based on performance versus certain metrics as described in the award agreement. The performance stock units vested at 200% of the target award amount and were settled in shares of the Issuer's common stock pursuant to the terms of the award agreement.

F2 · derivative.expiration_date: Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units vest based on performance versus certain metrics as described in the award agreement. The performance stock units vested at 200% of the target award amount and were settled in shares of the Issuer's common stock pursuant to the terms of the award agreement.

Read SEC document
April 30, 2024 Filed May 2, 2024 23:55 UTC POTBELLY CORP PBPB · Entity 73914 Tax withholdingCommon Stock 16,222 $10.63 $172,439.86
Disclosure

SEC source: 0001195734-24-000079 · wk-form4_1714694129.xml · nonDerivative · entry 2

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,468

F1 · shares: Shares withheld for payment of tax liability upon vesting of the performance stock units granted on April 26, 2021.

Read SEC document
April 30, 2024 Filed May 2, 2024 23:55 UTC POTBELLY CORP PBPB · Entity 73914 Exercise / conversionCommon Stock 50,420 $0.00 $0.00
Disclosure

SEC source: 0001195734-24-000079 · wk-form4_1714694129.xml · nonDerivative · entry 1

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 354,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2024 Filed Apr 29, 2024 20:19 UTC POTBELLY CORP PBPB · Entity 73914 Tax withholdingCommon Stock 2,462 $10.63 $26,171.06
Disclosure

SEC source: 0001195734-24-000065 · wk-form4_1714421949.xml · nonDerivative · entry 1

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,270

F1 · shares: Shares withheld for payment of tax liability upon vesting of the restricted stock units granted on April 26, 2021.

Read SEC document
April 07, 2024 Filed Apr 8, 2024 20:23 UTC POTBELLY CORP PBPB · Entity 73914 Tax withholdingCommon Stock 3,044 $10.75 $32,723.00
Disclosure

SEC source: 0001195734-24-000053 · wk-form4_1712607772.xml · nonDerivative · entry 2

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 306,732

F2 · shares: Shares withheld for payment of tax liability upon vesting of the restricted stock units granted on April 7, 2023.

Read SEC document
April 06, 2024 Filed Apr 8, 2024 20:23 UTC POTBELLY CORP PBPB · Entity 73914 Tax withholdingCommon Stock 2,930 $10.75 $31,497.50
Disclosure

SEC source: 0001195734-24-000053 · wk-form4_1712607772.xml · nonDerivative · entry 1

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309,776

F1 · shares: Shares withheld for payment of tax liability upon vesting of the restricted stock units granted on May 20, 2021.

Read SEC document
April 05, 2024 Filed Apr 8, 2025 22:10 UTC POTBELLY CORP PBPB · Entity 73914 GrantPerformance Stock Units · Derivative 20,930 $0.00 $0.00
Disclosure

SEC source: 0001195734-25-000072 · wk-form4_1744150236.xml · derivative · entry 7

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,930

Underlying: Common Stock · 20,930 shares

Expires not disclosed

F7 · derivative.exercise_price: Represents an award of performance stock units which vest based on performance versus certain metrics as described in the award agreement. Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock

F1 · date: Represents restricted stock units and performance stock units granted to the Reporting Person on April 5, 2024 which were inadvertently not reported when granted.

F7 · derivative.exercise_date: Represents an award of performance stock units which vest based on performance versus certain metrics as described in the award agreement. Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock

F7 · derivative.expiration_date: Represents an award of performance stock units which vest based on performance versus certain metrics as described in the award agreement. Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock

Read SEC document
April 05, 2024 Filed Apr 8, 2025 22:10 UTC POTBELLY CORP PBPB · Entity 73914 GrantCommon Stock 20,930 $0.00 $0.00
Disclosure

SEC source: 0001195734-25-000072 · wk-form4_1744150236.xml · nonDerivative · entry 1

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357,562

F1 · date: Represents restricted stock units and performance stock units granted to the Reporting Person on April 5, 2024 which were inadvertently not reported when granted.

F2 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units vest in equal installments on April 5, 2025, April 5, 2026 and April 5, 2027.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 22:29 UTC POTBELLY CORP PBPB · Entity 73914 Tax withholdingCommon Stock 2,977 $11.62 $34,592.74
Disclosure

SEC source: 0001195734-24-000038 · wk-form4_1712183357.xml · nonDerivative · entry 1

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,706

F1 · shares: Shares withheld for payment of tax liability upon vesting of the restricted stock units granted on April 1, 2022.

Read SEC document
March 12, 2024 Filed Mar 14, 2024 22:34 UTC POTBELLY CORP PBPB · Entity 73914 PurchaseCommon Stock 1,000 $11.65 $11,650.00
Disclosure

SEC source: 0001195734-24-000024 · wk-form4_1710455661.xml · nonDerivative · entry 1

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 315,683

Read SEC document
October 06, 2023 Filed Oct 10, 2023 21:05 UTC POTBELLY CORP PBPB · Entity 73914 Tax withholdingCommon Stock 2,930 $7.70 $22,561.00
Disclosure

SEC source: 0001195734-23-000152 · wk-form4_1696971897.xml · nonDerivative · entry 1

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,683

F1 · shares: Shares withheld for payment of tax liability upon vesting of the restricted stock units granted on November 20, 2020.

Read SEC document
August 25, 2023 Filed Aug 28, 2023 21:14 UTC POTBELLY CORP PBPB · Entity 73914 PurchaseCommon Stock 1,805 $7.76 $14,006.80
Disclosure

SEC source: 0001195734-23-000145 · wf-form4_169325723124647.xml · nonDerivative · entry 1

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,613

F1 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transaction ranged from $7.76 to $7.77 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
June 24, 2023 Filed Jun 26, 2023 20:20 UTC POTBELLY CORP PBPB · Entity 73914 Tax withholdingCommon Stock 11,269 $7.91 $89,137.79
Disclosure

SEC source: 0001195734-23-000122 · wf-form4_168781078879444.xml · nonDerivative · entry 1

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 315,808

F1 · shares: Shares withheld for payment of tax liability upon vesting of the restricted stock units granted on June 24, 2020.

Read SEC document
May 09, 2023 Filed May 11, 2023 20:24 UTC POTBELLY CORP PBPB · Entity 73914 PurchaseCommon Stock 3,117 $8.35 $26,026.95
Disclosure

SEC source: 0001195734-23-000089 · wf-form4_168383667063739.xml · nonDerivative · entry 1

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,077

Read SEC document
April 28, 2023 Filed May 1, 2023 21:20 UTC POTBELLY CORP PBPB · Entity 73914 Tax withholdingCommon Stock 2,462 $10.85 $26,712.70
Disclosure

SEC source: 0001195734-23-000067 · wf-form4_168297603163945.xml · nonDerivative · entry 1

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323,960

F1 · shares: Shares withheld for payment of tax liability upon vesting of the restricted stock units granted on April 26, 2021.

Read SEC document
April 07, 2023 Filed Apr 12, 2023 00:10 UTC POTBELLY CORP PBPB · Entity 73914 GrantPerformance Stock Units · Derivative 31,172 $0.00 $0.00
Disclosure

SEC source: 0001195734-23-000050 · wf-form4_168125823714523.xml · derivative · entry 2

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,172

Underlying: Common Stock · 31,172 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents an award of performance stock units which vest based on performance versus certain metrics as described in the award agreement.

F2 · derivative.exercise_date: Represents an award of performance stock units which vest based on performance versus certain metrics as described in the award agreement.

F2 · derivative.expiration_date: Represents an award of performance stock units which vest based on performance versus certain metrics as described in the award agreement.

Read SEC document
April 07, 2023 Filed Apr 12, 2023 00:10 UTC POTBELLY CORP PBPB · Entity 73914 GrantCommon Stock 31,172 $0.00 $0.00
Disclosure

SEC source: 0001195734-23-000050 · wf-form4_168125823714523.xml · nonDerivative · entry 1

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 326,422

F1 · kind: Represents an award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units vest in equal installments on April 7, 2024, April 7, 2025 and April 7, 2026.

Read SEC document
April 06, 2023 Filed Apr 10, 2023 20:09 UTC POTBELLY CORP PBPB · Entity 73914 Tax withholdingCommon Stock 2,930 $8.02 $23,498.60
Disclosure

SEC source: 0001195734-23-000041 · wf-form4_168115737454817.xml · nonDerivative · entry 2

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,250

F2 · shares: Shares withheld for payment of tax liability upon vesting of the restricted stock units granted on May 20, 2021.

Read SEC document
April 06, 2023 Filed Apr 10, 2023 20:09 UTC POTBELLY CORP PBPB · Entity 73914 Tax withholdingCommon Stock 2,930 $8.02 $23,498.60
Disclosure

SEC source: 0001195734-23-000041 · wf-form4_168115737454817.xml · nonDerivative · entry 1

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,180

F1 · shares: Shares withheld for payment of tax liability upon vesting of the restricted stock units granted on May 18, 2020.

Read SEC document
April 01, 2023 Filed Apr 3, 2023 20:49 UTC POTBELLY CORP PBPB · Entity 73914 Tax withholdingCommon Stock 3,516 $8.33 $29,288.28
Disclosure

SEC source: 0001195734-23-000034 · wf-form4_168055492021776.xml · nonDerivative · entry 1

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,110

F1 · shares: Shares withheld for payment of tax liability upon vesting of the restricted stock units granted on April 1, 2022.

Read SEC document
December 09, 2022 Filed Dec 12, 2022 22:12 UTC POTBELLY CORP PBPB · Entity 73914 PurchaseCommon Stock 1,742 $5.67 $9,877.14
Disclosure

SEC source: 0001195734-22-000138 · wf-form4_167088315529264.xml · nonDerivative · entry 1

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,626

Read SEC document
October 06, 2022 Filed Oct 11, 2022 20:32 UTC POTBELLY CORP PBPB · Entity 73914 Tax withholdingCommon Stock 2,930 $4.64 $13,595.20
Disclosure

SEC source: 0001195734-22-000120 · wf-form4_166552035943143.xml · nonDerivative · entry 1

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,884

F1 · kind: Shares withheld for payment of tax liability upon vesting of the restricted stock units granted on November 20, 2020.

Read SEC document
August 17, 2022 Filed Aug 30, 2022 20:26 UTC POTBELLY CORP PBPB · Entity 73914 PurchaseCommon Stock 3,129 $6.42 $20,088.18
Disclosure

SEC source: 0001195734-22-000111 · wf-form4_166189117529944.xml · nonDerivative · entry 1

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,814

F1 · price: Represents the weighted average price of the shares purchased. The prices of the shares purchased pursuant to the transaction ranged from $6.40 to $6.44 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
June 24, 2022 Filed Jun 28, 2022 21:50 UTC POTBELLY CORP PBPB · Entity 73914 Tax withholdingCommon Stock 11,269 $5.14 $57,922.66
Disclosure

SEC source: 0001195734-22-000079 · wf-form4_165645298543634.xml · nonDerivative · entry 1

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,685

F1 · kind: Shares withheld for payment of tax liability upon vesting of the restricted stock units granted on June 24, 2020.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 20:54 UTC POTBELLY CORP PBPB · Entity 73914 Tax withholdingCommon Stock 2,462 $6.51 $16,027.62
Disclosure

SEC source: 0001195734-22-000039 · wf-form4_165117919968594.xml · nonDerivative · entry 1

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,954

F1 · kind: Shares withheld for payment of tax liability upon vesting of the restricted stock units granted on April 26, 2021.

Read SEC document
April 14, 2022 Filed Apr 15, 2022 20:05 UTC POTBELLY CORP PBPB · Entity 73914 Tax withholdingCommon Stock 2,930 $6.67 $19,543.10
Disclosure

SEC source: 0001195734-22-000033 · wf-form4_165005314153700.xml · nonDerivative · entry 1

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,416

F1 · kind: Shares withheld for payment of tax liability upon vesting of the restricted stock units granted on May 20, 2021.

Read SEC document
April 06, 2022 Filed Apr 7, 2022 22:31 UTC POTBELLY CORP PBPB · Entity 73914 Tax withholdingCommon Stock 3,460 $6.67 $23,078.20
Disclosure

SEC source: 0001195734-22-000031 · wf-form4_164937064991534.xml · nonDerivative · entry 2

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,346

F2 · kind: Shares withheld for payment of tax liability upon vesting of the restricted stock units granted on May 18, 2020.

Read SEC document
April 01, 2022 Filed Apr 7, 2022 22:31 UTC POTBELLY CORP PBPB · Entity 73914 GrantPerformance Stock Units · Derivative 30,487 $0.00 $0.00
Disclosure

SEC source: 0001195734-22-000031 · wf-form4_164937064991534.xml · derivative · entry 3

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,487

Underlying: Common Stock · 30,487 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents an award of performance stock units which vest based on performance versus certain metrics as described in the award agreement.

F3 · derivative.exercise_date: Represents an award of performance stock units which vest based on performance versus certain metrics as described in the award agreement.

F3 · derivative.expiration_date: Represents an award of performance stock units which vest based on performance versus certain metrics as described in the award agreement.

Read SEC document
April 01, 2022 Filed Apr 7, 2022 22:31 UTC POTBELLY CORP PBPB · Entity 73914 GrantCommon Stock 30,488 $0.00 $0.00
Disclosure

SEC source: 0001195734-22-000031 · wf-form4_164937064991534.xml · nonDerivative · entry 1

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,806

F1 · kind: Represents an award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units vest in equal installments on April 1, 2023, April 1, 2024 and April 1, 2025.

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October 06, 2021 Filed Oct 8, 2021 20:14 UTC POTBELLY CORP PBPB · Entity 73914 Tax withholdingCommon Stock 2,930 $6.71 $19,660.30
Disclosure

SEC source: 0000899243-21-039693 · doc4.xml · nonDerivative · entry 1

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,318

F1 · shares: Shares withheld for payment of tax liability upon vesting of the restricted stock units granted on November 20, 2020.

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June 24, 2021 Filed Jun 28, 2021 23:39 UTC POTBELLY CORP PBPB · Entity 73914 Tax withholdingCommon Stock 11,269 $8.90 $100,294.10
Disclosure

SEC source: 0000899243-21-026321 · doc4.xml · nonDerivative · entry 1

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,248

F1 · shares: Shares withheld for payment of tax liability upon vesting of the restricted stock units granted on June 24, 2020.

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May 20, 2021 Filed May 25, 2021 01:10 UTC POTBELLY CORP PBPB · Entity 73914 GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-020477 · doc4.xml · nonDerivative · entry 1

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,517

F1 · kind: Represents an award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units vest in equal installments on April 6, 2022, April 6, 2023 and April 6, 2024.

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April 26, 2021 Filed Apr 29, 2021 01:44 UTC POTBELLY CORP PBPB · Entity 73914 GrantPerformance Stock Units · Derivative 25,210 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-017305 · doc4.xml · derivative · entry 2

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,210

Underlying: Common Stock · 25,210 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents an award of performance stock units which vest based on performance versus certain metrics as described in the award agreement.

F2 · derivative.exercise_date: Represents an award of performance stock units which vest based on performance versus certain metrics as described in the award agreement.

F2 · derivative.expiration_date: Represents an award of performance stock units which vest based on performance versus certain metrics as described in the award agreement.

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April 26, 2021 Filed Apr 29, 2021 01:44 UTC POTBELLY CORP PBPB · Entity 73914 GrantCommon Stock 25,210 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-017305 · doc4.xml · nonDerivative · entry 1

Cirulis Steven · CIK 0001809361 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,517

F1 · kind: Represents an award of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units vest in equal installments on April 26, 2022, April 26, 2023 and April 26, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.