Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PROSPECT CAPITAL CORPPSEC · Entity 4873 | Director · CHIEF EXECUTIVE OFFICER · 10% owner | September 04, 2026 | September 09, 2026 |
| Prospect Enhanced Yield FundPAYIX · Entity 39732 | 10% owner | August 06, 2025 | August 07, 2025 |
| Prospect Floating Rate & Alternative Income Fund, Inc.NONE · Entity 88695 | 10% owner | July 26, 2024 | July 29, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PROSPECT CAPITAL CORP
Report date September 04, 2026 · Filed September 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 90,479,988.44 |
Reported balance
After 2026-09-04 transaction · row 1
1 source rowRow 1 · 2026-09-04 · Purchase · Acquired 1,217,105 · Balance 90,479,988.44 |
| COMMON STOCKSEC Table I · non-derivative | IndirectBy Spouse | 446,805.949 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 446,805.949 |
Prospect Enhanced Yield Fund
Report date August 06, 2025 · Filed August 07, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Shares of Beneficial InterestSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Last balance in matching sequence
After 2025-08-07 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-08-06 · Purchase · Acquired 1,000,000 · Balance 1,004,000 F1: Reflects securities held directly by Prospect Capital Management, L.P., an entity controlled by Reporting Person. Row 2 · 2025-08-07 · Gift · Disposed 1,004,000 · Balance 0 F2: This transaction represents a charitable donation to the John and Daria Barry Foundation (Foundation). Mr. Barry has sole voting and dispositive power over shares held through the Foundation. The Foundation has separately filed a Form 3 with respect to this donation. F1: Reflects securities held directly by Prospect Capital Management, L.P., an entity controlled by Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects securities held directly by Prospect Capital Management, L.P., an entity controlled by Reporting Person.
F2: This transaction represents a charitable donation to the John and Daria Barry Foundation (Foundation). Mr. Barry has sole voting and dispositive power over shares held through the Foundation. The Foundation has separately filed a Form 3 with respect to this donation.
Prospect Floating Rate & Alternative Income Fund, Inc.
Report date July 26, 2024 · Filed July 29, 2024
Jointly reported with John & Daria Barry Foundation
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | IndirectSee Footnote | 2,096,436.0587 |
Reported balance
After 2024-07-26 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-07-26 · Purchase · Acquired 2,096,436.0587 · Balance 2,096,436.0587 F1: On July 26, 2024, the Issuer determined that Prospect Capital Management, L.P. (PCM), an entity controlled by Mr. Barry, purchased 2,096,436.0587 shares of Issuer common stock effective as of July 1, 2024, upon the Issuer determination of its net asset value as of June 30, 2024. F2: Reflects securities held directly by PCM. |
| COMMON STOCKSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2024-07-26 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2024-07-26 · Gift · Disposed 2,096,436.0587 · Balance 0 F3: This transaction represents a charitable donation to the John and Daria Barry Foundation (the Foundation). Mr. Barry has sole voting and dispositive power over shares held through the Foundation. F2: Reflects securities held directly by PCM. |
| COMMON STOCKSEC Table I · non-derivative | IndirectSee Footnote | 6,382,194.8283 |
Reported balance
After 2024-07-26 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2024-07-26 · Gift · Acquired 2,096,436.0587 · Balance 6,382,194.8283 F3: This transaction represents a charitable donation to the John and Daria Barry Foundation (the Foundation). Mr. Barry has sole voting and dispositive power over shares held through the Foundation. F4: Includes shares acquired pursuant to the Issuer's dividend reinvestment plan. F5: Reflects securities held directly by the Foundation. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 26, 2024, the Issuer determined that Prospect Capital Management, L.P. (PCM), an entity controlled by Mr. Barry, purchased 2,096,436.0587 shares of Issuer common stock effective as of July 1, 2024, upon the Issuer determination of its net asset value as of June 30, 2024.
F2: Reflects securities held directly by PCM.
F3: This transaction represents a charitable donation to the John and Daria Barry Foundation (the Foundation). Mr. Barry has sole voting and dispositive power over shares held through the Foundation.
F4: Includes shares acquired pursuant to the Issuer's dividend reinvestment plan.
F5: Reflects securities held directly by the Foundation.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Pathway Capital Opportunity Fund, Inc.
Report date August 25, 2015 · Filed August 11, 2017
Section 16 reporting ended · disclosed 2017-08-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 16,233 |
Reported balance
Holding disclosure · report date 2015-08-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 16,233 F1: Mr. John F. Barry III may be deemed to share beneficial ownership with Pathway Energy Infrastructure Management, LLC by virtue of his control of Prospect Capital Management L.P., which owns 50% of Pathway Energy Infrastructure Management, LLC. On August 25, 2015, Pathway Energy Infrastructure Management, LLC ceased to be a 10% Owner of Pathway Energy Infrastructure Fund, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. John F. Barry III may be deemed to share beneficial ownership with Pathway Energy Infrastructure Management, LLC by virtue of his control of Prospect Capital Management L.P., which owns 50% of Pathway Energy Infrastructure Management, LLC. On August 25, 2015, Pathway Energy Infrastructure Management, LLC ceased to be a 10% Owner of Pathway Energy Infrastructure Fund, Inc.
Priority Income Fund, Inc.
Report date January 06, 2014 · Filed August 17, 2017
Section 16 reporting ended · disclosed 2017-08-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 17,865 |
Reported balance
Holding disclosure · report date 2014-01-06 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 17,865 F1: Mr. John F. Barry III may be deemed to share beneficial ownership with Priority Senior Secured Income Management, LLC by virtue of his control of Prospect Capital Management L.P., which owns 50% of Priority Senior Secured Income Management, LLC. On January 6, 2014, Priority Senior Secured Income Management, LLC ceased to be a 10% Owner of Priority Income Fund, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. John F. Barry III may be deemed to share beneficial ownership with Priority Senior Secured Income Management, LLC by virtue of his control of Prospect Capital Management L.P., which owns 50% of Priority Senior Secured Income Management, LLC. On January 6, 2014, Priority Senior Secured Income Management, LLC ceased to be a 10% Owner of Priority Income Fund, Inc.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2020 Filed Aug 20, 2020 20:01 UTC Amendment | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 4,700 | $4.19 | $19,716.03 |
DisclosureSEC source: 0001171843-20-006023 · ownership.xml · nonDerivative · entry 5 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,487,344.01 Read SEC document |
| March 23, 2020 Filed Aug 20, 2020 20:01 UTC Amendment | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 650 | $4.16 | $2,701.34 |
DisclosureSEC source: 0001171843-20-006023 · ownership.xml · nonDerivative · entry 4 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,482,644.01 Read SEC document |
| March 23, 2020 Filed Aug 20, 2020 20:01 UTC Amendment | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 265 | $4.15 | $1,098.74 |
DisclosureSEC source: 0001171843-20-006023 · ownership.xml · nonDerivative · entry 3 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,481,994.01 Read SEC document |
| March 23, 2020 Filed Aug 20, 2020 20:01 UTC Amendment | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 700 | $4.15 | $2,901.99 |
DisclosureSEC source: 0001171843-20-006023 · ownership.xml · nonDerivative · entry 2 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,481,729.01 Read SEC document |
| March 23, 2020 Filed Aug 20, 2020 20:01 UTC Amendment | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 1,002,662 | $4.13 | $4,145,806.84 |
DisclosureSEC source: 0001171843-20-006023 · ownership.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,481,029.01 Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 20:10 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 832,307 | $5.03 | $4,189,167.59 |
DisclosureSEC source: 0001171843-20-001949 · ownership.xml · nonDerivative · entry 5 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,478,367.01 Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 20:10 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 1,000,000 | $4.96 | $4,963,300.00 |
DisclosureSEC source: 0001171843-20-001949 · ownership.xml · nonDerivative · entry 4 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,646,060.01 Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 20:10 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 127,693 | $4.95 | $631,850.50 |
DisclosureSEC source: 0001171843-20-001949 · ownership.xml · nonDerivative · entry 3 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,646,060.01 Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 20:10 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 150,000 | $4.94 | $741,270.00 |
DisclosureSEC source: 0001171843-20-001949 · ownership.xml · nonDerivative · entry 2 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,518,367.01 Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 20:10 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 190,000 | $4.81 | $914,356.00 |
DisclosureSEC source: 0001171843-20-001949 · ownership.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,368,367.01 Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 20:19 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 645,160 | $4.86 | $3,133,090.51 |
DisclosureSEC source: 0001171843-20-001922 · ownership.xml · nonDerivative · entry 2 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,178,367.01 Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 20:19 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 1,500,000 | $4.67 | $6,997,800.00 |
DisclosureSEC source: 0001171843-20-001922 · ownership.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,533,207.01 Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 20:12 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 1,974,530 | $4.21 | $8,320,274.51 |
DisclosureSEC source: 0001171843-20-001873 · ownership.xml · nonDerivative · entry 2 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,024,402.171 Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 20:12 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 3,353,654 | $4.56 | $15,294,003.70 |
DisclosureSEC source: 0001171843-20-001873 · ownership.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,049,872.171 Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 20:02 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 4,000,000 | $4.97 | $19,863,600.00 |
DisclosureSEC source: 0001171843-20-001850 · ownership.xml · nonDerivative · entry 2 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,696,218.171 Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 20:02 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 265,200 | $5.00 | $1,325,946.96 |
DisclosureSEC source: 0001171843-20-001850 · ownership.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,696,217.171 Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:02 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 4,610,490 | $4.77 | $22,006,790.87 |
DisclosureSEC source: 0001171843-20-001827 · ownership.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,431,018.171 Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 20:52 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 3,252,951 | $4.92 | $16,008,422.46 |
DisclosureSEC source: 0001171843-20-001798 · ownership.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,820,528.171 Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 20:59 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 1,686,051 | $4.73 | $7,981,765.43 |
DisclosureSEC source: 0001171843-20-001758 · ownership.xml · nonDerivative · entry 3 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,567,577.171 Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 20:59 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 92,017 | $4.31 | $396,814.11 |
DisclosureSEC source: 0001171843-20-001758 · ownership.xml · nonDerivative · entry 2 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,881,526.171 Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 20:59 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 2,783,638 | $4.47 | $12,433,954.22 |
DisclosureSEC source: 0001171843-20-001758 · ownership.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,789,509.171 Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 20:03 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 698,091 | $4.79 | $3,346,438.83 |
DisclosureSEC source: 0001171843-20-001711 · ownership.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,005,871.171 Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 20:02 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 139,051 | $5.02 | $697,855.25 |
DisclosureSEC source: 0001171843-20-001678 · ownership.xml · nonDerivative · entry 3 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,307,780.171 Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 20:02 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 187,304 | $5.01 | $938,580.34 |
DisclosureSEC source: 0001171843-20-001678 · ownership.xml · nonDerivative · entry 2 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,168,729.171 Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 20:02 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 6,500 | $4.94 | $32,102.20 |
DisclosureSEC source: 0001171843-20-001678 · ownership.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,981,425.171 Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 20:09 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 33,004 | $4.98 | $164,284.01 |
DisclosureSEC source: 0001287032-20-000078 · wf-form4_158395732281986.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,974,925.171 Read SEC document |
| September 03, 2019 Filed Sep 5, 2019 20:05 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 237,857 | $6.34 | $1,508,179.88 |
DisclosureSEC source: 0001171843-19-005825 · ownership.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,906,051.238 Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 21:13 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 201,548 | $6.39 | $1,288,456.05 |
DisclosureSEC source: 0001287032-19-000297 · wf-form4_156763158559164.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,668,194.238 Read SEC document |
| August 29, 2019 Filed Sep 3, 2019 20:08 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 139,761 | $6.40 | $894,414.50 |
DisclosureSEC source: 0001287032-19-000293 · wf-form4_156754130275868.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,460,913.669 Read SEC document |
| August 29, 2019 Filed Sep 4, 2019 21:05 UTC Amendment | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 139,761 | $6.40 | $894,414.50 |
DisclosureSEC source: 0001287032-19-000295 · wf-form4a_156763110387915.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,466,646.238 F1 · balance_after: This Form 4/A amends a Form 4 originally filed on 9/3/2019 ("the original Form 4"). In the original Form 4, 5,732.569 shares received as a stock dividend on August 22, 2019 were erroneously omitted from the total amount of securities beneficially owned following the reported transaction (column 5 of Table I) for the direct owner/reporting person. This Form 4/A dated 9/4/2019 is being filed to correct the number of shares owned after the reported transaction to include the receipt of the dividend shares. The details of the reported transaction in columns 1 - 4 of Table I remain unchanged. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 20:03 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 91,038 | $6.34 | $577,444.93 |
DisclosureSEC source: 0001287032-19-000193 · wf-form4_156097461590444.xml · nonDerivative · entry 2 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,309,765.581 Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 20:03 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 46,801 | $6.35 | $297,041.27 |
DisclosureSEC source: 0001287032-19-000193 · wf-form4_156097461590444.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,218,727.581 Read SEC document |
| June 14, 2019 Filed Jun 18, 2019 20:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 233,482 | $6.32 | $1,474,438.83 |
DisclosureSEC source: 0001171843-19-004043 · ownership.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,171,926.581 Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 20:06 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 408,911 | $6.38 | $2,608,157.03 |
DisclosureSEC source: 0001171843-19-004027 · ownership.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,938,444.581 Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 20:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 107,358 | $6.34 | $680,574.57 |
DisclosureSEC source: 0001171843-19-003895 · ownership.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,529,533.581 Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 20:04 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 57,696 | $6.30 | $363,288.63 |
DisclosureSEC source: 0001171843-19-003865 · ownership.xml · nonDerivative · entry 2 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,422,175.581 Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 20:04 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 5,800 | $6.27 | $36,342.80 |
DisclosureSEC source: 0001171843-19-003865 · ownership.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,364,479.581 Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:02 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 1,300 | $6.40 | $8,320.00 |
DisclosureSEC source: 0001171843-19-000929 · ownership.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,336,850.608 Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:02 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 100,000 | $6.39 | $638,880.00 |
DisclosureSEC source: 0001171843-19-000886 · ownership.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,335,550.608 Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 21:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 299,707 | $6.31 | $1,891,151.17 |
DisclosureSEC source: 0001171843-19-000091 · ownership.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,892,777.229 Read SEC document |
| December 24, 2018 Filed Dec 27, 2018 21:32 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 304,792 | $5.82 | $1,772,609.31 |
DisclosureSEC source: 0001171843-18-008576 · ownership.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,593,070.229 Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 21:06 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 1,000,000 | $5.87 | $5,871,700.00 |
DisclosureSEC source: 0001171843-18-008564 · ownership.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,288,278.229 Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 21:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 453,000 | $5.80 | $2,627,264.10 |
DisclosureSEC source: 0001171843-18-008561 · ownership.xml · nonDerivative · entry 2 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,288,278.229 Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 21:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 147,000 | $5.81 | $854,525.70 |
DisclosureSEC source: 0001171843-18-008561 · ownership.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,835,278.229 Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 20:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 4,483 | $6.50 | $29,137.71 |
DisclosureSEC source: 0001171843-18-002234 · formfour.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,413,790.228 Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 58,241 | $6.50 | $378,467.49 |
DisclosureSEC source: 0001171843-18-002195 · formfourbarry.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,409,307.228 Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 20:05 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 63,295 | $6.50 | $411,227.62 |
DisclosureSEC source: 0001171843-18-002153 · formfour.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,351,066.228 Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 20:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 3,100 | $6.50 | $20,143.49 |
DisclosureSEC source: 0001171843-18-002114 · formfour.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,287,771.228 Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 84,100 | $6.49 | $545,859.46 |
DisclosureSEC source: 0001171843-18-002082 · formfour.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,284,671.228 Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 20:04 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 300 | $6.50 | $1,950.00 |
DisclosureSEC source: 0001171843-18-001999 · formfourbarry.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,200,571.228 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.