Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PROSPECT CAPITAL CORPPSEC · Entity 4873 | Director · CHIEF EXECUTIVE OFFICER · 10% owner | September 04, 2026 | September 09, 2026 |
| Prospect Enhanced Yield FundPAYIX · Entity 39732 | 10% owner | August 06, 2025 | August 07, 2025 |
| Prospect Floating Rate & Alternative Income Fund, Inc.NONE · Entity 88695 | 10% owner | July 26, 2024 | July 29, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PROSPECT CAPITAL CORP
Report date September 04, 2026 · Filed September 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 90,479,988.44 |
Reported balance
After 2026-09-04 transaction · row 1
1 source rowRow 1 · 2026-09-04 · Purchase · Acquired 1,217,105 · Balance 90,479,988.44 |
| COMMON STOCKSEC Table I · non-derivative | IndirectBy Spouse | 446,805.949 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 446,805.949 |
Prospect Enhanced Yield Fund
Report date August 06, 2025 · Filed August 07, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Shares of Beneficial InterestSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Last balance in matching sequence
After 2025-08-07 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-08-06 · Purchase · Acquired 1,000,000 · Balance 1,004,000 F1: Reflects securities held directly by Prospect Capital Management, L.P., an entity controlled by Reporting Person. Row 2 · 2025-08-07 · Gift · Disposed 1,004,000 · Balance 0 F2: This transaction represents a charitable donation to the John and Daria Barry Foundation (Foundation). Mr. Barry has sole voting and dispositive power over shares held through the Foundation. The Foundation has separately filed a Form 3 with respect to this donation. F1: Reflects securities held directly by Prospect Capital Management, L.P., an entity controlled by Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects securities held directly by Prospect Capital Management, L.P., an entity controlled by Reporting Person.
F2: This transaction represents a charitable donation to the John and Daria Barry Foundation (Foundation). Mr. Barry has sole voting and dispositive power over shares held through the Foundation. The Foundation has separately filed a Form 3 with respect to this donation.
Prospect Floating Rate & Alternative Income Fund, Inc.
Report date July 26, 2024 · Filed July 29, 2024
Jointly reported with John & Daria Barry Foundation
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | IndirectSee Footnote | 2,096,436.0587 |
Reported balance
After 2024-07-26 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-07-26 · Purchase · Acquired 2,096,436.0587 · Balance 2,096,436.0587 F1: On July 26, 2024, the Issuer determined that Prospect Capital Management, L.P. (PCM), an entity controlled by Mr. Barry, purchased 2,096,436.0587 shares of Issuer common stock effective as of July 1, 2024, upon the Issuer determination of its net asset value as of June 30, 2024. F2: Reflects securities held directly by PCM. |
| COMMON STOCKSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2024-07-26 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2024-07-26 · Gift · Disposed 2,096,436.0587 · Balance 0 F3: This transaction represents a charitable donation to the John and Daria Barry Foundation (the Foundation). Mr. Barry has sole voting and dispositive power over shares held through the Foundation. F2: Reflects securities held directly by PCM. |
| COMMON STOCKSEC Table I · non-derivative | IndirectSee Footnote | 6,382,194.8283 |
Reported balance
After 2024-07-26 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2024-07-26 · Gift · Acquired 2,096,436.0587 · Balance 6,382,194.8283 F3: This transaction represents a charitable donation to the John and Daria Barry Foundation (the Foundation). Mr. Barry has sole voting and dispositive power over shares held through the Foundation. F4: Includes shares acquired pursuant to the Issuer's dividend reinvestment plan. F5: Reflects securities held directly by the Foundation. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 26, 2024, the Issuer determined that Prospect Capital Management, L.P. (PCM), an entity controlled by Mr. Barry, purchased 2,096,436.0587 shares of Issuer common stock effective as of July 1, 2024, upon the Issuer determination of its net asset value as of June 30, 2024.
F2: Reflects securities held directly by PCM.
F3: This transaction represents a charitable donation to the John and Daria Barry Foundation (the Foundation). Mr. Barry has sole voting and dispositive power over shares held through the Foundation.
F4: Includes shares acquired pursuant to the Issuer's dividend reinvestment plan.
F5: Reflects securities held directly by the Foundation.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Pathway Capital Opportunity Fund, Inc.
Report date August 25, 2015 · Filed August 11, 2017
Section 16 reporting ended · disclosed 2017-08-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 16,233 |
Reported balance
Holding disclosure · report date 2015-08-25 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 16,233 F1: Mr. John F. Barry III may be deemed to share beneficial ownership with Pathway Energy Infrastructure Management, LLC by virtue of his control of Prospect Capital Management L.P., which owns 50% of Pathway Energy Infrastructure Management, LLC. On August 25, 2015, Pathway Energy Infrastructure Management, LLC ceased to be a 10% Owner of Pathway Energy Infrastructure Fund, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. John F. Barry III may be deemed to share beneficial ownership with Pathway Energy Infrastructure Management, LLC by virtue of his control of Prospect Capital Management L.P., which owns 50% of Pathway Energy Infrastructure Management, LLC. On August 25, 2015, Pathway Energy Infrastructure Management, LLC ceased to be a 10% Owner of Pathway Energy Infrastructure Fund, Inc.
Priority Income Fund, Inc.
Report date January 06, 2014 · Filed August 17, 2017
Section 16 reporting ended · disclosed 2017-08-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 17,865 |
Reported balance
Holding disclosure · report date 2014-01-06 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 17,865 F1: Mr. John F. Barry III may be deemed to share beneficial ownership with Priority Senior Secured Income Management, LLC by virtue of his control of Prospect Capital Management L.P., which owns 50% of Priority Senior Secured Income Management, LLC. On January 6, 2014, Priority Senior Secured Income Management, LLC ceased to be a 10% Owner of Priority Income Fund, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. John F. Barry III may be deemed to share beneficial ownership with Priority Senior Secured Income Management, LLC by virtue of his control of Prospect Capital Management L.P., which owns 50% of Priority Senior Secured Income Management, LLC. On January 6, 2014, Priority Senior Secured Income Management, LLC ceased to be a 10% Owner of Priority Income Fund, Inc.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 04, 2026 Filed Sep 9, 2026 20:10 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 1,217,105 | $2.24 | $2,726,315.20 |
DisclosureSEC source: 0001294357-26-000015 · wk-form4_1788984627.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,479,988.44 Read SEC document |
| June 23, 2026 Filed Jun 25, 2026 20:59 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 67,648 | $2.27 | $153,567.72 |
DisclosureSEC source: 0001294357-26-000012 · wk-form4_1782421182.xml · nonDerivative · entry 2 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,213,725.166 Read SEC document |
| June 23, 2026 Filed Jun 25, 2026 20:59 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 1,000,000 | $2.27 | $2,274,500.00 |
DisclosureSEC source: 0001294357-26-000012 · wk-form4_1782421182.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,146,077.166 Read SEC document |
| June 22, 2026 Filed Jun 24, 2026 19:58 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 1,000,000 | $2.25 | $2,246,300.00 |
DisclosureSEC source: 0001294357-26-000010 · wk-form4_1782331115.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,146,077.166 Read SEC document |
| May 26, 2026 Filed May 28, 2026 21:24 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 3,000 | $2.33 | $6,975.00 |
DisclosureSEC source: 0001294357-26-000008 · wk-form4_1780003460.xml · nonDerivative · entry 2 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,122,376.113 Read SEC document |
| May 26, 2026 Filed May 28, 2026 21:24 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 430,000 | $2.32 | $999,707.00 |
DisclosureSEC source: 0001294357-26-000008 · wk-form4_1780003460.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,119,376.113 Read SEC document |
| May 22, 2026 Filed May 27, 2026 20:06 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 32,000 | $2.29 | $73,344.00 |
DisclosureSEC source: 0001294357-26-000006 · wk-form4_1779912367.xml · nonDerivative · entry 3 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,689,350.884 Read SEC document |
| May 22, 2026 Filed May 27, 2026 20:06 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 100,000 | $2.32 | $231,820.00 |
DisclosureSEC source: 0001294357-26-000006 · wk-form4_1779912367.xml · nonDerivative · entry 2 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,657,350.884 Read SEC document |
| May 22, 2026 Filed May 27, 2026 20:06 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 100,000 | $2.33 | $233,370.00 |
DisclosureSEC source: 0001294357-26-000006 · wk-form4_1779912367.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,557,350.884 Read SEC document |
| May 21, 2026 Filed May 26, 2026 20:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 100,000 | $2.24 | $224,130.00 |
DisclosureSEC source: 0001294357-26-000004 · wk-form4_1779825692.xml · nonDerivative · entry 2 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,457,350.884 Read SEC document |
| May 21, 2026 Filed May 26, 2026 20:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 100,000 | $2.28 | $227,660.00 |
DisclosureSEC source: 0001294357-26-000004 · wk-form4_1779825692.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,357,350.884 Read SEC document |
| September 25, 2025 Filed Sep 29, 2025 20:00 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 925,000 | $2.72 | $2,517,757.50 |
DisclosureSEC source: 0001287032-25-000289 · wk-form4_1759176047.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,067,158.198 Read SEC document |
| September 24, 2025 Filed Sep 26, 2025 20:02 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 741,158 | $2.62 | $1,939,610.49 |
DisclosureSEC source: 0001287032-25-000282 · wk-form4_1758916936.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,142,158.198 Read SEC document |
| September 23, 2025 Filed Sep 25, 2025 20:02 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 384,000 | $2.66 | $1,021,478.40 |
DisclosureSEC source: 0001287032-25-000280 · wk-form4_1758830573.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,401,000.198 Read SEC document |
| September 22, 2025 Filed Sep 24, 2025 20:02 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 374,500 | $2.66 | $997,218.60 |
DisclosureSEC source: 0001287032-25-000275 · wk-form4_1758744126.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,017,000.198 Read SEC document |
| August 07, 2025 Filed Aug 7, 2025 20:56 UTC | Prospect Enhanced Yield Fund PAYIX · Entity 39732 | GiftClass I Shares of Beneficial Interest | 1,004,000 | $0.00 | $0.00 |
DisclosureSEC source: 0002027076-25-000059 · wk-form4_1754600214.xml · nonDerivative · entry 2 Barry John F · CIK 0001294357 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 F2 · kind: This transaction represents a charitable donation to the John and Daria Barry Foundation (Foundation). Mr. Barry has sole voting and dispositive power over shares held through the Foundation. The Foundation has separately filed a Form 3 with respect to this donation. F1 · ownership.nature: Reflects securities held directly by Prospect Capital Management, L.P., an entity controlled by Reporting Person. Read SEC document |
| August 06, 2025 Filed Aug 7, 2025 20:56 UTC | Prospect Enhanced Yield Fund PAYIX · Entity 39732 | PurchaseClass I Shares of Beneficial Interest | 1,000,000 | $25.00 | $25,000,000.00 |
DisclosureSEC source: 0002027076-25-000059 · wk-form4_1754600214.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 1,004,000 F1 · ownership.nature: Reflects securities held directly by Prospect Capital Management, L.P., an entity controlled by Reporting Person. Read SEC document |
| June 23, 2025 Filed Jun 25, 2025 20:15 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 319,000 | $3.16 | $1,008,646.10 |
DisclosureSEC source: 0001287032-25-000168 · wk-form4_1750882536.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,585,025.755 Read SEC document |
| June 20, 2025 Filed Jun 24, 2025 20:46 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 623,300 | $3.19 | $1,988,763.31 |
DisclosureSEC source: 0001287032-25-000166 · wk-form4_1750797991.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,266,025.755 Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 20:00 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 24,000 | $4.24 | $101,680.80 |
DisclosureSEC source: 0001287032-25-000066 · wk-form4_1743019245.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,594,539.632 Read SEC document |
| March 21, 2025 Filed Mar 25, 2025 20:06 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 24,000 | $4.26 | $102,249.60 |
DisclosureSEC source: 0001287032-25-000064 · wk-form4_1742933211.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,570,539.632 Read SEC document |
| March 20, 2025 Filed Mar 24, 2025 20:02 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 24,000 | $4.28 | $102,667.20 |
DisclosureSEC source: 0001287032-25-000061 · wk-form4_1742846540.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,546,539.632 Read SEC document |
| March 19, 2025 Filed Mar 21, 2025 20:08 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 24,000 | $4.30 | $103,130.40 |
DisclosureSEC source: 0001287032-25-000056 · wk-form4_1742587682.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,509,933.36 Read SEC document |
| March 18, 2025 Filed Mar 20, 2025 20:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 24,000 | $4.30 | $103,221.60 |
DisclosureSEC source: 0001287032-25-000052 · wk-form4_1742500861.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,485,933.36 Read SEC document |
| March 17, 2025 Filed Mar 19, 2025 20:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 240,000 | $4.30 | $1,033,104.00 |
DisclosureSEC source: 0001287032-25-000048 · wk-form4_1742414474.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,461,933.36 Read SEC document |
| March 14, 2025 Filed Mar 18, 2025 20:05 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 240,000 | $4.28 | $1,026,600.00 |
DisclosureSEC source: 0001287032-25-000044 · wk-form4_1742328350.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,221,933.36 Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 20:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 240,000 | $4.20 | $1,009,104.00 |
DisclosureSEC source: 0001287032-25-000040 · wk-form4_1742241661.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,981,933.36 Read SEC document |
| March 12, 2025 Filed Mar 14, 2025 20:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 240,000 | $4.25 | $1,018,920.00 |
DisclosureSEC source: 0001287032-25-000036 · wk-form4_1741982462.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,741,933.36 Read SEC document |
| March 11, 2025 Filed Mar 13, 2025 20:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 1,000,000 | $4.33 | $4,330,000.00 |
DisclosureSEC source: 0001287032-25-000033 · wk-form4_1741896062.xml · nonDerivative · entry 2 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,501,933.36 Read SEC document |
| March 11, 2025 Filed Mar 13, 2025 20:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 1,000,000 | $4.31 | $4,310,000.00 |
DisclosureSEC source: 0001287032-25-000033 · wk-form4_1741896062.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,501,933.36 Read SEC document |
| December 24, 2024 Filed Dec 27, 2024 21:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 2,000,000 | $4.29 | $8,580,000.00 |
DisclosureSEC source: 0001287032-24-000492 · wk-form4_1735333263.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,477,549.328 Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 21:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 1,000,000 | $4.78 | $4,780,000.00 |
DisclosureSEC source: 0001287032-24-000454 · wk-form4_1732654878.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,465,297.989 Read SEC document |
| November 21, 2024 Filed Nov 25, 2024 21:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 1,000,000 | $4.64 | $4,640,000.00 |
DisclosureSEC source: 0001287032-24-000450 · wk-form4_1732568461.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,465,297.989 Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 21:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 1,000,000 | $4.59 | $4,590,000.00 |
DisclosureSEC source: 0001287032-24-000442 · wk-form4_1732309278.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,465,285.476 Read SEC document |
| November 19, 2024 Filed Nov 21, 2024 21:02 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 1,000,000 | $4.63 | $4,630,000.00 |
DisclosureSEC source: 0001287032-24-000436 · wk-form4_1732222923.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,465,285.476 Read SEC document |
| November 18, 2024 Filed Nov 20, 2024 21:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 837,273 | $4.47 | $3,742,610.31 |
DisclosureSEC source: 0001287032-24-000431 · wk-form4_1732136467.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,450,112.113 Read SEC document |
| November 15, 2024 Filed Nov 19, 2024 23:37 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 205,900 | $4.40 | $905,960.00 |
DisclosureSEC source: 0001287032-24-000428 · wk-form4_1732059470.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,612,839.113 Read SEC document |
| November 14, 2024 Filed Nov 18, 2024 21:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 1,000,000 | $4.37 | $4,370,000.00 |
DisclosureSEC source: 0001287032-24-000421 · wk-form4_1731963690.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,406,939.113 Read SEC document |
| September 10, 2024 Filed Sep 12, 2024 20:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 95,477 | $5.29 | $505,073.33 |
DisclosureSEC source: 0001287032-24-000326 · wk-form4_1726171296.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,381,891.18 Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 20:02 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 473,030 | $5.30 | $2,507,059.00 |
DisclosureSEC source: 0001287032-24-000322 · wk-form4_1726084914.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,286,414.18 Read SEC document |
| September 06, 2024 Filed Sep 10, 2024 20:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 750,000 | $5.26 | $3,945,000.00 |
DisclosureSEC source: 0001287032-24-000317 · wk-form4_1725998465.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,813,384.18 Read SEC document |
| September 05, 2024 Filed Sep 9, 2024 20:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 118,957 | $5.29 | $629,282.53 |
DisclosureSEC source: 0001287032-24-000311 · wk-form4_1725912064.xml · nonDerivative · entry 2 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,063,384.18 Read SEC document |
| September 05, 2024 Filed Sep 9, 2024 20:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 100,000 | $5.22 | $522,000.00 |
DisclosureSEC source: 0001287032-24-000311 · wk-form4_1725912064.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,944,427.18 Read SEC document |
| September 04, 2024 Filed Sep 6, 2024 20:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 750,000 | $5.23 | $3,922,500.00 |
DisclosureSEC source: 0001287032-24-000304 · wk-form4_1725652866.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,844,427.18 Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 20:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 750,000 | $5.17 | $3,877,500.00 |
DisclosureSEC source: 0001287032-24-000296 · wk-form4_1725566466.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,094,427.18 Read SEC document |
| August 30, 2024 Filed Sep 4, 2024 20:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 1,000,000 | $5.18 | $5,180,000.00 |
DisclosureSEC source: 0001287032-24-000290 · wk-form4_1725480069.xml · nonDerivative · entry 3 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,344,427.18 Read SEC document |
| August 30, 2024 Filed Sep 4, 2024 20:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 500,000 | $5.21 | $2,605,000.00 |
DisclosureSEC source: 0001287032-24-000290 · wk-form4_1725480069.xml · nonDerivative · entry 2 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,344,427.18 Read SEC document |
| August 30, 2024 Filed Sep 4, 2024 20:01 UTC | PROSPECT CAPITAL CORP PSEC · Entity 4873 | PurchaseCOMMON STOCK | 1,000,000 | $5.15 | $5,150,000.00 |
DisclosureSEC source: 0001287032-24-000290 · wk-form4_1725480069.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · Director · CHIEF EXECUTIVE OFFICER · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,844,427.18 Read SEC document |
| July 26, 2024 Filed Jul 29, 2024 20:40 UTC | Prospect Floating Rate & Alternative Income Fund, Inc. NONE · Entity 88695 | GiftCOMMON STOCK | 2,096,436.0587 | $0.00 | $0.00 |
DisclosureSEC source: 0001521945-24-000112 · wk-form4_1722285650.xml · nonDerivative · entry 3 Barry John F · CIK 0001294357 · 10% owner John & Daria Barry Foundation · CIK 0002009659 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 6,382,194.8283 F3 · kind: This transaction represents a charitable donation to the John and Daria Barry Foundation (the Foundation). Mr. Barry has sole voting and dispositive power over shares held through the Foundation. F4 · balance_after: Includes shares acquired pursuant to the Issuer's dividend reinvestment plan. F5 · ownership.nature: Reflects securities held directly by the Foundation. Read SEC document |
| July 26, 2024 Filed Jul 29, 2024 20:40 UTC | Prospect Floating Rate & Alternative Income Fund, Inc. NONE · Entity 88695 | GiftCOMMON STOCK | 2,096,436.0587 | $0.00 | $0.00 |
DisclosureSEC source: 0001521945-24-000112 · wk-form4_1722285650.xml · nonDerivative · entry 2 Barry John F · CIK 0001294357 · 10% owner John & Daria Barry Foundation · CIK 0002009659 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · kind: This transaction represents a charitable donation to the John and Daria Barry Foundation (the Foundation). Mr. Barry has sole voting and dispositive power over shares held through the Foundation. F2 · ownership.nature: Reflects securities held directly by PCM. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.