Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| POTBELLY CORPPBPB · Entity 73914 | VP, Controller | March 15, 2019 | March 20, 2019 |
| RB GLOBAL INC.RBA · Entity 3351 | Chief Accounting Officer | September 17, 2026 | September 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
POTBELLY CORP
Report date March 15, 2019 · Filed March 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,044 |
Reported balance
After 2019-03-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-03-15 · Grant · Acquired 2,544 · Balance 3,044 F1: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Restricted stock units vest in three equal installments beginning on the first anniversary of the Transaction Date. F2: Restricted stock unit award pursuant to the Potbelly Corporation 2013 Long-Term Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Restricted stock units vest in three equal installments beginning on the first anniversary of the Transaction Date.
F2: Restricted stock unit award pursuant to the Potbelly Corporation 2013 Long-Term Incentive Plan.
RB GLOBAL INC.
Report date September 17, 2026 · Filed September 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent Rights (2024 RSUs)SEC Table II · derivative / convertible security | Direct | 75 |
Reported balance
After 2026-09-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-17 · Grant · Acquired 4 · Balance 75 F1: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2024 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. |
| Dividend Equivalent Rights (2025 RSUs)SEC Table II · derivative / convertible security | Direct | 17 |
Reported balance
After 2026-09-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-17 · Grant · Acquired 3 · Balance 17 F2: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2025 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. |
| Dividend Equivalent Rights (2026 RSUs)SEC Table II · derivative / convertible security | Direct | 10 |
Reported balance
After 2026-09-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-17 · Grant · Acquired 6 · Balance 10 F3: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2026 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. |
Filing footnotes · ownership attribution and instrument terms
F1: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2024 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.
F2: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2025 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.
F3: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2026 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
IAA, Inc.
Report date March 20, 2023 · Filed March 21, 2023
Section 16 reporting ended · disclosed 2023-03-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-03-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-03-20 · Grant · Acquired 1,014 · Balance 8,222.8859 F1: Pursuant to an Agreement and Plan of Merger and Reorganization, dated as of November 7, 2022, as amended by the Amendment to the Agreement and Plan of Merger and Reorganization, dated as of January 22, 2023 (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), by and among the Issuer, a Delaware corporation, Ritchie Bros. Auctioneers Incorporated, a company organized under the federal laws of Canada ("RBA"), Ritchie Bros. Holdings Inc., a Washington corporation and a direct and indirect wholly owned subsidiary of RBA ("US Holdings"), Impala Merger Sub I, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, and Impala Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, F2: (Continued from Footnote 1) awards of restricted stock units previously granted by the Issuer that were subject to performance-based vesting conditions were assumed by RBA at the effective time of the Merger (the "Effective Time") and converted into the right to receive, upon vesting, a number of RBA common shares determined based on an equity award exchange ratio of 0.763139 RBA common shares per share of Issuer stock underlying such award (the "equity award exchange ratio"). The RBA common shares underlying these restricted stock units will be subject to the same terms and conditions, including time-based vesting and forfeiture provisions, but not performance-vesting provisions, as applied to the restricted stock units as of immediately prior to the Effective Time. Row 2 · 2023-03-20 · Disposition to issuer · Disposed 8,222.8859 · Balance 0 F3: Pursuant to the Merger Agreement, each share of the Issuer's common stock held by the Reporting Person, automatically and without any required action by the Reporting Person, was converted into the right to receive: (i) 0.5252 of a common share of RBA plus cash in lieu of any fractional RBA common share, and (ii) $12.80 in cash, without interest and less any required withholding taxes. F1: Pursuant to an Agreement and Plan of Merger and Reorganization, dated as of November 7, 2022, as amended by the Amendment to the Agreement and Plan of Merger and Reorganization, dated as of January 22, 2023 (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), by and among the Issuer, a Delaware corporation, Ritchie Bros. Auctioneers Incorporated, a company organized under the federal laws of Canada ("RBA"), Ritchie Bros. Holdings Inc., a Washington corporation and a direct and indirect wholly owned subsidiary of RBA ("US Holdings"), Impala Merger Sub I, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, and Impala Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, F2: (Continued from Footnote 1) awards of restricted stock units previously granted by the Issuer that were subject to performance-based vesting conditions were assumed by RBA at the effective time of the Merger (the "Effective Time") and converted into the right to receive, upon vesting, a number of RBA common shares determined based on an equity award exchange ratio of 0.763139 RBA common shares per share of Issuer stock underlying such award (the "equity award exchange ratio"). The RBA common shares underlying these restricted stock units will be subject to the same terms and conditions, including time-based vesting and forfeiture provisions, but not performance-vesting provisions, as applied to the restricted stock units as of immediately prior to the Effective Time. F4: In addition to the restricted stock units described in footnote 1, includes 4,866 shares underlying restricted stock units that were subject to time-based vesting conditions. Pursuant to the terms of the Merger Agreement, these restricted stock units were assumed by RBA at the Effective Time and converted into the right to receive a number of RBA common shares determined based on the equity award exchange ratio. The RBA common shares stock underlying these restricted stock units will be subject to the same terms and conditions, including vesting and forfeiture terms, applicable to the restricted stock units as of immediately prior to the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to an Agreement and Plan of Merger and Reorganization, dated as of November 7, 2022, as amended by the Amendment to the Agreement and Plan of Merger and Reorganization, dated as of January 22, 2023 (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), by and among the Issuer, a Delaware corporation, Ritchie Bros. Auctioneers Incorporated, a company organized under the federal laws of Canada ("RBA"), Ritchie Bros. Holdings Inc., a Washington corporation and a direct and indirect wholly owned subsidiary of RBA ("US Holdings"), Impala Merger Sub I, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, and Impala Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings,
F2: (Continued from Footnote 1) awards of restricted stock units previously granted by the Issuer that were subject to performance-based vesting conditions were assumed by RBA at the effective time of the Merger (the "Effective Time") and converted into the right to receive, upon vesting, a number of RBA common shares determined based on an equity award exchange ratio of 0.763139 RBA common shares per share of Issuer stock underlying such award (the "equity award exchange ratio"). The RBA common shares underlying these restricted stock units will be subject to the same terms and conditions, including time-based vesting and forfeiture provisions, but not performance-vesting provisions, as applied to the restricted stock units as of immediately prior to the Effective Time.
F3: Pursuant to the Merger Agreement, each share of the Issuer's common stock held by the Reporting Person, automatically and without any required action by the Reporting Person, was converted into the right to receive: (i) 0.5252 of a common share of RBA plus cash in lieu of any fractional RBA common share, and (ii) $12.80 in cash, without interest and less any required withholding taxes.
F4: In addition to the restricted stock units described in footnote 1, includes 4,866 shares underlying restricted stock units that were subject to time-based vesting conditions. Pursuant to the terms of the Merger Agreement, these restricted stock units were assumed by RBA at the Effective Time and converted into the right to receive a number of RBA common shares determined based on the equity award exchange ratio. The RBA common shares stock underlying these restricted stock units will be subject to the same terms and conditions, including vesting and forfeiture terms, applicable to the restricted stock units as of immediately prior to the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 29, 2020 Filed Oct 30, 2020 16:17 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 47 | $56.54 | $2,657.38 |
DisclosureSEC source: 0000899243-20-029934 · doc4.xml · nonDerivative · entry 1 Carlson Christopher · CIK 0001669069 · VP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,739.743 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. F2 · balance_after: Includes 193.743 shares of the Issuer's common stock that were purchased by the Reporting Person under the Issuer's employee stock purchase plan since the last filing of a Form 4 by the Reporting Person. Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 21:09 UTC | IAA, Inc. IAA · Entity 115305 | GrantCommon Stock | 1,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-003546 · doc4.xml · nonDerivative · entry 1 Carlson Christopher · CIK 0001669069 · VP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,593 F1 · kind: The reporting person was issued an equity grant of 1,100 restricted stock units on February 5, 2020, which will vest in three substantially equal annual installments beginning on February 5, 2021, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2 · balance_after: In addition to the restricted stock units reported herein, includes (i) 475 restricted stock units vesting in three substantially equal annual installments beginning on October 29, 2020 and (ii) 18 shares of the Issuer's common stock that were purchased by the reporting person under the Issuer's employee stock purchase plan since the last filing of a Form 4 by the reporting person. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. Read SEC document |
| October 29, 2019 Filed Oct 31, 2019 16:49 UTC | IAA, Inc. IAA · Entity 115305 | GrantCommon Stock | 475 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-026404 · doc4.xml · nonDerivative · entry 1 Carlson Christopher · CIK 0001669069 · VP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475 F1 · shares: Represents a grant of restricted stock units that vests in three substantially equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. Read SEC document |
| March 15, 2019 Filed Mar 20, 2019 10:19 UTC | POTBELLY CORP PBPB · Entity 73914 | GrantCommon Stock | 2,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001195734-19-000014 · edgardoc.xml · nonDerivative · entry 1 Carlson Christopher · CIK 0001669069 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,044 F1 · security: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Restricted stock units vest in three equal installments beginning on the first anniversary of the Transaction Date. F2 · kind: Restricted stock unit award pursuant to the Potbelly Corporation 2013 Long-Term Incentive Plan. Read SEC document |
| November 14, 2018 Filed Nov 15, 2018 17:23 UTC | POTBELLY CORP PBPB · Entity 73914 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $10.70 | $0.00 |
DisclosureSEC source: 0001195734-18-000049 · edgardoc.xml · derivative · entry 1 Carlson Christopher · CIK 0001669069 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2028-11-14 F1 · kind: Option award pursuant to the Potbelly Corporation 2013 Long-Term Incentive Plan. F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on the first anniversary of the Transaction Date. Read SEC document |
| March 02, 2018 Filed Mar 13, 2018 21:45 UTC | POTBELLY CORP PBPB · Entity 73914 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,289 | $0.00 Strike: $13.15 | $0.00 |
DisclosureSEC source: 0001195734-18-000008 · edgardoc.xml · derivative · entry 1 Carlson Christopher · CIK 0001669069 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,289 Underlying: Common Stock · 3,289 shares Expires 2028-03-02 F1 · kind: Option award pursuant to the Potbelly Corporation 2013 Long-Term Incentive Plan. F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on the first anniversary of the Transaction Date. Read SEC document |
| March 07, 2017 Filed Apr 21, 2017 21:45 UTC | POTBELLY CORP PBPB · Entity 73914 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 987 | $0.00 Strike: $12.90 | $0.00 |
DisclosureSEC source: 0001195734-17-000008 · edgardoc.xml · derivative · entry 1 Carlson Christopher · CIK 0001669069 · VP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 987 Underlying: Common Stock · 987 shares Expires 2027-03-07 F1 · kind: Option award pursuant to the Potbelly Corporation 2013 Long-Term Incentive Plan. F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on the first anniversary of the Transaction Date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.