Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| POTBELLY CORPPBPB · Entity 73914 | VP, Controller | March 15, 2019 | March 20, 2019 |
| RB GLOBAL INC.RBA · Entity 3351 | Chief Accounting Officer | September 17, 2026 | September 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
POTBELLY CORP
Report date March 15, 2019 · Filed March 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,044 |
Reported balance
After 2019-03-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-03-15 · Grant · Acquired 2,544 · Balance 3,044 F1: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Restricted stock units vest in three equal installments beginning on the first anniversary of the Transaction Date. F2: Restricted stock unit award pursuant to the Potbelly Corporation 2013 Long-Term Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The common stock is a restricted stock unit which represents a right to receive one share of common stock for each restricted stock unit. Restricted stock units vest in three equal installments beginning on the first anniversary of the Transaction Date.
F2: Restricted stock unit award pursuant to the Potbelly Corporation 2013 Long-Term Incentive Plan.
RB GLOBAL INC.
Report date September 17, 2026 · Filed September 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent Rights (2024 RSUs)SEC Table II · derivative / convertible security | Direct | 75 |
Reported balance
After 2026-09-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-17 · Grant · Acquired 4 · Balance 75 F1: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2024 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. |
| Dividend Equivalent Rights (2025 RSUs)SEC Table II · derivative / convertible security | Direct | 17 |
Reported balance
After 2026-09-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-17 · Grant · Acquired 3 · Balance 17 F2: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2025 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. |
| Dividend Equivalent Rights (2026 RSUs)SEC Table II · derivative / convertible security | Direct | 10 |
Reported balance
After 2026-09-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-17 · Grant · Acquired 6 · Balance 10 F3: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2026 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. |
Filing footnotes · ownership attribution and instrument terms
F1: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2024 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.
F2: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2025 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.
F3: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2026 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
IAA, Inc.
Report date March 20, 2023 · Filed March 21, 2023
Section 16 reporting ended · disclosed 2023-03-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-03-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-03-20 · Grant · Acquired 1,014 · Balance 8,222.8859 F1: Pursuant to an Agreement and Plan of Merger and Reorganization, dated as of November 7, 2022, as amended by the Amendment to the Agreement and Plan of Merger and Reorganization, dated as of January 22, 2023 (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), by and among the Issuer, a Delaware corporation, Ritchie Bros. Auctioneers Incorporated, a company organized under the federal laws of Canada ("RBA"), Ritchie Bros. Holdings Inc., a Washington corporation and a direct and indirect wholly owned subsidiary of RBA ("US Holdings"), Impala Merger Sub I, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, and Impala Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, F2: (Continued from Footnote 1) awards of restricted stock units previously granted by the Issuer that were subject to performance-based vesting conditions were assumed by RBA at the effective time of the Merger (the "Effective Time") and converted into the right to receive, upon vesting, a number of RBA common shares determined based on an equity award exchange ratio of 0.763139 RBA common shares per share of Issuer stock underlying such award (the "equity award exchange ratio"). The RBA common shares underlying these restricted stock units will be subject to the same terms and conditions, including time-based vesting and forfeiture provisions, but not performance-vesting provisions, as applied to the restricted stock units as of immediately prior to the Effective Time. Row 2 · 2023-03-20 · Disposition to issuer · Disposed 8,222.8859 · Balance 0 F3: Pursuant to the Merger Agreement, each share of the Issuer's common stock held by the Reporting Person, automatically and without any required action by the Reporting Person, was converted into the right to receive: (i) 0.5252 of a common share of RBA plus cash in lieu of any fractional RBA common share, and (ii) $12.80 in cash, without interest and less any required withholding taxes. F1: Pursuant to an Agreement and Plan of Merger and Reorganization, dated as of November 7, 2022, as amended by the Amendment to the Agreement and Plan of Merger and Reorganization, dated as of January 22, 2023 (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), by and among the Issuer, a Delaware corporation, Ritchie Bros. Auctioneers Incorporated, a company organized under the federal laws of Canada ("RBA"), Ritchie Bros. Holdings Inc., a Washington corporation and a direct and indirect wholly owned subsidiary of RBA ("US Holdings"), Impala Merger Sub I, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, and Impala Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, F2: (Continued from Footnote 1) awards of restricted stock units previously granted by the Issuer that were subject to performance-based vesting conditions were assumed by RBA at the effective time of the Merger (the "Effective Time") and converted into the right to receive, upon vesting, a number of RBA common shares determined based on an equity award exchange ratio of 0.763139 RBA common shares per share of Issuer stock underlying such award (the "equity award exchange ratio"). The RBA common shares underlying these restricted stock units will be subject to the same terms and conditions, including time-based vesting and forfeiture provisions, but not performance-vesting provisions, as applied to the restricted stock units as of immediately prior to the Effective Time. F4: In addition to the restricted stock units described in footnote 1, includes 4,866 shares underlying restricted stock units that were subject to time-based vesting conditions. Pursuant to the terms of the Merger Agreement, these restricted stock units were assumed by RBA at the Effective Time and converted into the right to receive a number of RBA common shares determined based on the equity award exchange ratio. The RBA common shares stock underlying these restricted stock units will be subject to the same terms and conditions, including vesting and forfeiture terms, applicable to the restricted stock units as of immediately prior to the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to an Agreement and Plan of Merger and Reorganization, dated as of November 7, 2022, as amended by the Amendment to the Agreement and Plan of Merger and Reorganization, dated as of January 22, 2023 (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), by and among the Issuer, a Delaware corporation, Ritchie Bros. Auctioneers Incorporated, a company organized under the federal laws of Canada ("RBA"), Ritchie Bros. Holdings Inc., a Washington corporation and a direct and indirect wholly owned subsidiary of RBA ("US Holdings"), Impala Merger Sub I, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, and Impala Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings,
F2: (Continued from Footnote 1) awards of restricted stock units previously granted by the Issuer that were subject to performance-based vesting conditions were assumed by RBA at the effective time of the Merger (the "Effective Time") and converted into the right to receive, upon vesting, a number of RBA common shares determined based on an equity award exchange ratio of 0.763139 RBA common shares per share of Issuer stock underlying such award (the "equity award exchange ratio"). The RBA common shares underlying these restricted stock units will be subject to the same terms and conditions, including time-based vesting and forfeiture provisions, but not performance-vesting provisions, as applied to the restricted stock units as of immediately prior to the Effective Time.
F3: Pursuant to the Merger Agreement, each share of the Issuer's common stock held by the Reporting Person, automatically and without any required action by the Reporting Person, was converted into the right to receive: (i) 0.5252 of a common share of RBA plus cash in lieu of any fractional RBA common share, and (ii) $12.80 in cash, without interest and less any required withholding taxes.
F4: In addition to the restricted stock units described in footnote 1, includes 4,866 shares underlying restricted stock units that were subject to time-based vesting conditions. Pursuant to the terms of the Merger Agreement, these restricted stock units were assumed by RBA at the Effective Time and converted into the right to receive a number of RBA common shares determined based on the equity award exchange ratio. The RBA common shares stock underlying these restricted stock units will be subject to the same terms and conditions, including vesting and forfeiture terms, applicable to the restricted stock units as of immediately prior to the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 17, 2026 Filed Sep 18, 2026 23:47 UTC | RB GLOBAL INC. RBA · Entity 3351 | GrantDividend Equivalent Rights (2026 RSUs) · Derivative | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-395826 · ownership.xml · derivative · entry 3 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10 Underlying: Common Shares · 6 shares Expires not disclosed F3 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2026 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. F3 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2026 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. F3 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2026 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. Read SEC document |
| September 17, 2026 Filed Sep 18, 2026 23:47 UTC | RB GLOBAL INC. RBA · Entity 3351 | GrantDividend Equivalent Rights (2025 RSUs) · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-395826 · ownership.xml · derivative · entry 2 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17 Underlying: Common Shares · 3 shares Expires not disclosed F2 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2025 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. F2 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2025 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. F2 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2025 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. Read SEC document |
| September 17, 2026 Filed Sep 18, 2026 23:47 UTC | RB GLOBAL INC. RBA · Entity 3351 | GrantDividend Equivalent Rights (2024 RSUs) · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-395826 · ownership.xml · derivative · entry 1 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75 Underlying: Common Shares · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2024 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2024 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2024 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. Read SEC document |
| June 25, 2026 Filed Jun 26, 2026 19:07 UTC | RB GLOBAL INC. RBA · Entity 3351 | SaleCommon Shares | 150 | $115.00 | $17,250.00 |
DisclosureSEC source: 0001193125-26-285253 · ownership.xml · nonDerivative · entry 2 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,514 Read SEC document |
| June 18, 2026 Filed Jun 22, 2026 19:11 UTC | RB GLOBAL INC. RBA · Entity 3351 | GrantDividend Equivalent Rights (2026 RSUs) · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-277339 · ownership.xml · derivative · entry 3 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4 Underlying: Common Shares · 4 shares Expires not disclosed F3 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2026 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. F3 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2026 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. F3 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2026 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. Read SEC document |
| June 18, 2026 Filed Jun 22, 2026 19:11 UTC | RB GLOBAL INC. RBA · Entity 3351 | GrantDividend Equivalent Rights (2025 RSUs) · Derivative | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-277339 · ownership.xml · derivative · entry 2 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14 Underlying: Common Shares · 2 shares Expires not disclosed F2 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2025 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. F2 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2025 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. F2 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2025 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. Read SEC document |
| June 18, 2026 Filed Jun 22, 2026 19:11 UTC | RB GLOBAL INC. RBA · Entity 3351 | GrantDividend Equivalent Rights (2024 RSUs) · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-277339 · ownership.xml · derivative · entry 1 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71 Underlying: Common Shares · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2024 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2024 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2024 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. Read SEC document |
| May 05, 2026 Filed May 7, 2026 00:26 UTC | RB GLOBAL INC. RBA · Entity 3351 | SaleCommon Shares | 140 | $110.00 | $15,400.00 |
DisclosureSEC source: 0001193125-26-209783 · ownership.xml · nonDerivative · entry 1 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,664 Read SEC document |
| March 14, 2026 Filed Mar 17, 2026 14:34 UTC | RB GLOBAL INC. RBA · Entity 3351 | Exercise / conversionDividend Equivalent Rights (2024 RSUs) · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-109718 · ownership.xml · derivative · entry 15 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9 Underlying: Common Shares · 3 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 14, 2026, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. F1 · derivative.exercise_date: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 14, 2026, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. F1 · derivative.expiration_date: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 14, 2026, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. Read SEC document |
| March 14, 2026 Filed Mar 17, 2026 14:34 UTC | RB GLOBAL INC. RBA · Entity 3351 | Exercise / conversionRestricted Share Units (2025 RSUs) · Derivative | 343 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-109718 · ownership.xml · derivative · entry 14 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 688 Underlying: Common Shares · 343 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 14, 2026, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. F1 · derivative.exercise_date: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 14, 2026, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. F1 · derivative.expiration_date: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 14, 2026, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. Read SEC document |
| March 14, 2026 Filed Mar 17, 2026 14:34 UTC | RB GLOBAL INC. RBA · Entity 3351 | Exercise / conversionDividend Equivalent Rights (2024 RSUs) · Derivative | 27 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-109718 · ownership.xml · derivative · entry 13 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27 Underlying: Common Shares · 27 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 14, 2026, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. F1 · derivative.exercise_date: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 14, 2026, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. F1 · derivative.expiration_date: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 14, 2026, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. Read SEC document |
| March 14, 2026 Filed Mar 17, 2026 14:34 UTC | RB GLOBAL INC. RBA · Entity 3351 | Exercise / conversionRestricted Share Units (2024 RSUs) · Derivative | 1,079 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-109718 · ownership.xml · derivative · entry 12 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,080 Underlying: Common Shares · 1,079 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 14, 2026, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. F1 · derivative.exercise_date: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 14, 2026, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. F1 · derivative.expiration_date: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 14, 2026, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. Read SEC document |
| March 14, 2026 Filed Mar 17, 2026 14:34 UTC | RB GLOBAL INC. RBA · Entity 3351 | Exercise / conversionDividend Equivalent Rights (2023 RSUs) · Derivative | 43 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-109718 · ownership.xml · derivative · entry 11 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 43 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 14, 2026, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. F1 · derivative.exercise_date: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 14, 2026, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. F1 · derivative.expiration_date: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 14, 2026, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. Read SEC document |
| March 14, 2026 Filed Mar 17, 2026 14:34 UTC | RB GLOBAL INC. RBA · Entity 3351 | Exercise / conversionRestricted Share Units (2023 RSUs) · Derivative | 1,152 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-109718 · ownership.xml · derivative · entry 10 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,152 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 14, 2026, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. F1 · derivative.exercise_date: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 14, 2026, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. F1 · derivative.expiration_date: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 14, 2026, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. Read SEC document |
| March 14, 2026 Filed Mar 17, 2026 14:34 UTC | RB GLOBAL INC. RBA · Entity 3351 | Tax withholdingCommon Shares | 102 | $97.91 | $9,986.82 |
DisclosureSEC source: 0001193125-26-109718 · ownership.xml · nonDerivative · entry 9 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,804 F5 · shares: Tax withholding on the 2025 RSUs & DERs that vested on March 14, 2026 Read SEC document |
| March 14, 2026 Filed Mar 17, 2026 14:34 UTC | RB GLOBAL INC. RBA · Entity 3351 | Exercise / conversionCommon Shares | 3 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-109718 · ownership.xml · nonDerivative · entry 8 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 14, 2026, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. Read SEC document |
| March 14, 2026 Filed Mar 17, 2026 14:34 UTC | RB GLOBAL INC. RBA · Entity 3351 | Exercise / conversionCommon Shares | 343 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-109718 · ownership.xml · nonDerivative · entry 7 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,903 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 14, 2026, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. Read SEC document |
| March 14, 2026 Filed Mar 17, 2026 14:34 UTC | RB GLOBAL INC. RBA · Entity 3351 | Tax withholdingCommon Shares | 325 | $98.68 | $32,071.00 |
DisclosureSEC source: 0001193125-26-109718 · ownership.xml · nonDerivative · entry 6 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,560 F4 · shares: Tax withholding on the 2024 RSUs & DERs that vested on March 14, 2026. Read SEC document |
| March 14, 2026 Filed Mar 17, 2026 14:34 UTC | RB GLOBAL INC. RBA · Entity 3351 | Exercise / conversionCommon Shares | 27 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-109718 · ownership.xml · nonDerivative · entry 5 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 14, 2026, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. Read SEC document |
| March 14, 2026 Filed Mar 17, 2026 14:34 UTC | RB GLOBAL INC. RBA · Entity 3351 | Exercise / conversionCommon Shares | 1,079 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-109718 · ownership.xml · nonDerivative · entry 4 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 14, 2026, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. Read SEC document |
| March 14, 2026 Filed Mar 17, 2026 14:34 UTC | RB GLOBAL INC. RBA · Entity 3351 | Tax withholdingCommon Shares | 351 | $98.68 | $34,636.68 |
DisclosureSEC source: 0001193125-26-109718 · ownership.xml · nonDerivative · entry 3 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,779 F3 · shares: Tax withholding on the 2023 RSUs & DERs that vested on March 14, 2026 Read SEC document |
| March 14, 2026 Filed Mar 17, 2026 14:34 UTC | RB GLOBAL INC. RBA · Entity 3351 | Exercise / conversionCommon Shares | 43 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-109718 · ownership.xml · nonDerivative · entry 2 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,130 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 14, 2026, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. Read SEC document |
| March 14, 2026 Filed Mar 17, 2026 14:34 UTC | RB GLOBAL INC. RBA · Entity 3351 | Exercise / conversionCommon Shares | 1,152 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-109718 · ownership.xml · nonDerivative · entry 1 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 14, 2026, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 14:34 UTC | RB GLOBAL INC. RBA · Entity 3351 | GrantRestricted Share Units (2026 RSUs) · Derivative | 1,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-109718 · ownership.xml · derivative · entry 16 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,532 Underlying: Common Shares · 1,532 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one RBA common share or the economic equivalent thereof. F6 · derivative.exercise_date: The RSUs vest in equal annual installments beginning March 13, 2027. The common shares underlying vested RSUs will be released to the reporting person, net of tax. F6 · derivative.expiration_date: The RSUs vest in equal annual installments beginning March 13, 2027. The common shares underlying vested RSUs will be released to the reporting person, net of tax. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 21:45 UTC | RB GLOBAL INC. RBA · Entity 3351 | GrantDividend Equivalent Rights (2025 RSUs) · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-091709 · ownership.xml · derivative · entry 3 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12 Underlying: Common Shares · 3 shares Expires not disclosed F3 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2025 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. F3 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2025 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. F3 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2025 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 21:45 UTC | RB GLOBAL INC. RBA · Entity 3351 | GrantDividend Equivalent Rights (2024 RSUs) · Derivative | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-091709 · ownership.xml · derivative · entry 2 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68 Underlying: Common Shares · 7 shares Expires not disclosed F2 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2024 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. F2 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2024 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. F2 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2024 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 21:45 UTC | RB GLOBAL INC. RBA · Entity 3351 | GrantDividend Equivalent Rights (2023 RSUs) · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-091709 · ownership.xml · derivative · entry 1 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44 Underlying: Common Shares · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2023 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2023 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2023 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. Read SEC document |
| December 17, 2025 Filed Dec 19, 2025 01:03 UTC | RB GLOBAL INC. RBA · Entity 3351 | GrantDividend Equivalent Rights (2025 RSUs) · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-325381 · ownership.xml · derivative · entry 3 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9 Underlying: Common Shares · 3 shares Expires not disclosed F3 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2025 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. F3 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2025 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. F3 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2025 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. Read SEC document |
| December 17, 2025 Filed Dec 19, 2025 01:03 UTC | RB GLOBAL INC. RBA · Entity 3351 | GrantDividend Equivalent Rights (2024 RSUs) · Derivative | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-325381 · ownership.xml · derivative · entry 2 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61 Underlying: Common Shares · 7 shares Expires not disclosed F2 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2024 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. F2 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2024 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. F2 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2024 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. Read SEC document |
| December 17, 2025 Filed Dec 19, 2025 01:03 UTC | RB GLOBAL INC. RBA · Entity 3351 | GrantDividend Equivalent Rights (2023 RSUs) · Derivative | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-325381 · ownership.xml · derivative · entry 1 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40 Underlying: Common Shares · 4 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2023 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2023 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2023 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. Read SEC document |
| September 18, 2025 Filed Sep 22, 2025 14:37 UTC | RB GLOBAL INC. RBA · Entity 3351 | GrantDividend Equivalent Rights (2025 RSUs) · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-210496 · ownership.xml · derivative · entry 3 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6 Underlying: Common Shares · 3 shares Expires not disclosed F3 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2025 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. F3 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2025 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. F3 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2025 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. Read SEC document |
| September 18, 2025 Filed Sep 22, 2025 14:37 UTC | RB GLOBAL INC. RBA · Entity 3351 | GrantDividend Equivalent Rights (2024 RSUs) · Derivative | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-210496 · ownership.xml · derivative · entry 2 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54 Underlying: Common Shares · 6 shares Expires not disclosed F2 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2024 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. F2 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2024 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. F2 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2024 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. Read SEC document |
| September 18, 2025 Filed Sep 22, 2025 14:37 UTC | RB GLOBAL INC. RBA · Entity 3351 | GrantDividend Equivalent Rights (2023 RSUs) · Derivative | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-210496 · ownership.xml · derivative · entry 1 Carlson Christopher · CIK 0001669069 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36 Underlying: Common Shares · 3 shares Expires not disclosed F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2023 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2023 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2023 grant of restricted share units (RSU), and become exercisable proportionately with the restricted share units to which they relate. Read SEC document |
| March 20, 2023 Filed Mar 21, 2023 17:48 UTC | IAA, Inc. IAA · Entity 115305 | Disposition to issuerCommon Stock | 8,222.8859 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-009326 · doc4.xml · nonDerivative · entry 2 Carlson Christopher · CIK 0001669069 · VP and Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F3 · shares: Pursuant to the Merger Agreement, each share of the Issuer's common stock held by the Reporting Person, automatically and without any required action by the Reporting Person, was converted into the right to receive: (i) 0.5252 of a common share of RBA plus cash in lieu of any fractional RBA common share, and (ii) $12.80 in cash, without interest and less any required withholding taxes. F1 · price: Pursuant to an Agreement and Plan of Merger and Reorganization, dated as of November 7, 2022, as amended by the Amendment to the Agreement and Plan of Merger and Reorganization, dated as of January 22, 2023 (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), by and among the Issuer, a Delaware corporation, Ritchie Bros. Auctioneers Incorporated, a company organized under the federal laws of Canada ("RBA"), Ritchie Bros. Holdings Inc., a Washington corporation and a direct and indirect wholly owned subsidiary of RBA ("US Holdings"), Impala Merger Sub I, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, and Impala Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, F2 · price: (Continued from Footnote 1) awards of restricted stock units previously granted by the Issuer that were subject to performance-based vesting conditions were assumed by RBA at the effective time of the Merger (the "Effective Time") and converted into the right to receive, upon vesting, a number of RBA common shares determined based on an equity award exchange ratio of 0.763139 RBA common shares per share of Issuer stock underlying such award (the "equity award exchange ratio"). The RBA common shares underlying these restricted stock units will be subject to the same terms and conditions, including time-based vesting and forfeiture provisions, but not performance-vesting provisions, as applied to the restricted stock units as of immediately prior to the Effective Time. F3 · price: Pursuant to the Merger Agreement, each share of the Issuer's common stock held by the Reporting Person, automatically and without any required action by the Reporting Person, was converted into the right to receive: (i) 0.5252 of a common share of RBA plus cash in lieu of any fractional RBA common share, and (ii) $12.80 in cash, without interest and less any required withholding taxes. F4 · price: In addition to the restricted stock units described in footnote 1, includes 4,866 shares underlying restricted stock units that were subject to time-based vesting conditions. Pursuant to the terms of the Merger Agreement, these restricted stock units were assumed by RBA at the Effective Time and converted into the right to receive a number of RBA common shares determined based on the equity award exchange ratio. The RBA common shares stock underlying these restricted stock units will be subject to the same terms and conditions, including vesting and forfeiture terms, applicable to the restricted stock units as of immediately prior to the Effective Time. Read SEC document |
| March 20, 2023 Filed Mar 21, 2023 17:48 UTC | IAA, Inc. IAA · Entity 115305 | GrantCommon Stock | 1,014 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-009326 · doc4.xml · nonDerivative · entry 1 Carlson Christopher · CIK 0001669069 · VP and Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,222.8859 F1 · shares: Pursuant to an Agreement and Plan of Merger and Reorganization, dated as of November 7, 2022, as amended by the Amendment to the Agreement and Plan of Merger and Reorganization, dated as of January 22, 2023 (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), by and among the Issuer, a Delaware corporation, Ritchie Bros. Auctioneers Incorporated, a company organized under the federal laws of Canada ("RBA"), Ritchie Bros. Holdings Inc., a Washington corporation and a direct and indirect wholly owned subsidiary of RBA ("US Holdings"), Impala Merger Sub I, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, and Impala Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, F2 · shares: (Continued from Footnote 1) awards of restricted stock units previously granted by the Issuer that were subject to performance-based vesting conditions were assumed by RBA at the effective time of the Merger (the "Effective Time") and converted into the right to receive, upon vesting, a number of RBA common shares determined based on an equity award exchange ratio of 0.763139 RBA common shares per share of Issuer stock underlying such award (the "equity award exchange ratio"). The RBA common shares underlying these restricted stock units will be subject to the same terms and conditions, including time-based vesting and forfeiture provisions, but not performance-vesting provisions, as applied to the restricted stock units as of immediately prior to the Effective Time. F1 · price: Pursuant to an Agreement and Plan of Merger and Reorganization, dated as of November 7, 2022, as amended by the Amendment to the Agreement and Plan of Merger and Reorganization, dated as of January 22, 2023 (the "Merger Agreement" and the transactions contemplated thereby, the "Merger"), by and among the Issuer, a Delaware corporation, Ritchie Bros. Auctioneers Incorporated, a company organized under the federal laws of Canada ("RBA"), Ritchie Bros. Holdings Inc., a Washington corporation and a direct and indirect wholly owned subsidiary of RBA ("US Holdings"), Impala Merger Sub I, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, and Impala Merger Sub II, LLC, a Delaware limited liability company and a direct wholly owned subsidiary of US Holdings, F2 · price: (Continued from Footnote 1) awards of restricted stock units previously granted by the Issuer that were subject to performance-based vesting conditions were assumed by RBA at the effective time of the Merger (the "Effective Time") and converted into the right to receive, upon vesting, a number of RBA common shares determined based on an equity award exchange ratio of 0.763139 RBA common shares per share of Issuer stock underlying such award (the "equity award exchange ratio"). The RBA common shares underlying these restricted stock units will be subject to the same terms and conditions, including time-based vesting and forfeiture provisions, but not performance-vesting provisions, as applied to the restricted stock units as of immediately prior to the Effective Time. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 17:05 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 96 | $42.97 | $4,125.12 |
DisclosureSEC source: 0000899243-23-005005 · doc4.xml · nonDerivative · entry 1 Carlson Christopher · CIK 0001669069 · VP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,208.8859 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 19:56 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 140 | $42.83 | $5,996.20 |
DisclosureSEC source: 0000899243-23-004661 · doc4.xml · nonDerivative · entry 2 Carlson Christopher · CIK 0001669069 · VP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,304.8859 F2 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 19:56 UTC | IAA, Inc. IAA · Entity 115305 | GrantCommon Stock | 403 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-004661 · doc4.xml · nonDerivative · entry 1 Carlson Christopher · CIK 0001669069 · VP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,444.8859 F1 · shares: Represents shares of common stock underlying an award of restricted stock units previously granted by the Issuer on February 20, 2020, the vesting of which was subject to the Issuer's achievement of previously established performance criteria over a multi-year measurement period. The Compensation Committee of the Issuer's Board of Directors has certified achievement of the performance criteria, and the number of shares of common stock reported herein consists of the shares underlying the award that were earned based upon such achievement. Read SEC document |
| February 05, 2023 Filed Feb 7, 2023 15:06 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 127 | $42.56 | $5,405.12 |
DisclosureSEC source: 0000899243-23-004166 · doc4.xml · nonDerivative · entry 1 Carlson Christopher · CIK 0001669069 · VP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,041.8859 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. F2 · balance_after: Includes 48.4639 shares of the Issuer's common stock that were purchased by the Reporting Person under the Issuer's employee stock purchase plan since the last filing of a Form 4 by the Reporting Person. Read SEC document |
| October 29, 2022 Filed Oct 31, 2022 18:14 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 47 | $38.67 | $1,817.49 |
DisclosureSEC source: 0000899243-22-034591 · doc4.xml · nonDerivative · entry 1 Carlson Christopher · CIK 0001669069 · VP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,120.422 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. F2 · balance_after: Includes 91.6261 shares of the Issuer's common stock that were purchased by the Reporting Person under the Issuer's employee stock purchase plan since the last filing of a Form 4 by the Reporting Person. Read SEC document |
| July 21, 2022 Filed Jul 22, 2022 19:02 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 98 | $37.14 | $3,639.72 |
DisclosureSEC source: 0000899243-22-026595 · doc4.xml · nonDerivative · entry 1 Carlson Christopher · CIK 0001669069 · VP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,075.7959 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. F2 · balance_after: Includes 51.2102 shares of the Issuer's common stock that were purchased by the Reporting Person under the Issuer's employee stock purchase plan since the last filing of a Form 4 by the Reporting Person. Read SEC document |
| May 19, 2022 Filed May 20, 2022 16:34 UTC | IAA, Inc. IAA · Entity 115305 | GrantCommon Stock | 1,695 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-019032 · doc4.xml · nonDerivative · entry 1 Carlson Christopher · CIK 0001669069 · VP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,122.5857 F1 · shares: Represents a grant of restricted stock units that vest in three substantially equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2 · balance_after: Includes 61.1882 shares of the Issuer's common stock that were purchased by the Reporting Person under the Issuer's employee stock purchase plan since the last filing of a Form 4 by the Reporting Person. Read SEC document |
| March 28, 2022 Filed Mar 30, 2022 17:31 UTC | IAA, Inc. IAA · Entity 115305 | GrantCommon Stock | 2,247 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-012814 · doc4.xml · nonDerivative · entry 1 Carlson Christopher · CIK 0001669069 · VP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,366.3975 F1 · shares: Represents a grant of restricted stock units that vest in three substantially equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2 · balance_after: Includes 25.5632 shares of the Issuer's common stock that were purchased by the Reporting Person under the Issuer's employee stock purchase plan since the last filing of a Form 4 by the Reporting Person. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 17:16 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 96 | $45.82 | $4,398.72 |
DisclosureSEC source: 0000899243-22-006208 · doc4.xml · nonDerivative · entry 1 Carlson Christopher · CIK 0001669069 · VP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,093.8343 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. Read SEC document |
| February 04, 2022 Filed Feb 7, 2022 20:12 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 127 | $44.77 | $5,685.79 |
DisclosureSEC source: 0000899243-22-005100 · doc4.xml · nonDerivative · entry 1 Carlson Christopher · CIK 0001669069 · VP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,189.8343 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. F2 · balance_after: Includes 76.5573 shares of the Issuer's common stock that were purchased by the Reporting Person under the Issuer's employee stock purchase plan since the last filing of a Form 4 by the Reporting Person. Read SEC document |
| October 29, 2021 Filed Nov 1, 2021 17:18 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 47 | $59.65 | $2,803.55 |
DisclosureSEC source: 0000899243-21-042187 · doc4.xml · nonDerivative · entry 1 Carlson Christopher · CIK 0001669069 · VP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,240.277 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person. F2 · balance_after: Includes 32.5530 shares of the Issuer's common stock that were purchased by the Reporting Person under the Issuer's employee stock purchase plan since the last filing of a Form 4 by the Reporting Person. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 17:15 UTC | IAA, Inc. IAA · Entity 115305 | SaleCommon Stock | 350 | $63.00 | $22,050.00 |
DisclosureSEC source: 0000899243-21-031628 · doc4.xml · nonDerivative · entry 1 Carlson Christopher · CIK 0001669069 · VP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,254.724 F1 · kind: The transaction reported in this Form 4 was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in May 2021. F2 · balance_after: Includes 14.4867 shares of the Issuer's common stock that were purchased by the Reporting Person under the Issuer's employee stock purchase plan since the last filing of a Form 4 by the Reporting Person. Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 17:10 UTC | IAA, Inc. IAA · Entity 115305 | GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-029714 · doc4.xml · nonDerivative · entry 1 Carlson Christopher · CIK 0001669069 · VP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,590.2373 F1 · shares: Represents a grant of restricted stock units that vest in three substantially equal annual installments beginning on the first anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2 · balance_after: Includes 82.7679 shares of the Issuer's common stock that were purchased by the Reporting Person under the Issuer's employee stock purchase plan since the last filing of a Form 4 by the Reporting Person. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:22 UTC | IAA, Inc. IAA · Entity 115305 | GrantCommon Stock | 830 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-006451 · doc4.xml · nonDerivative · entry 1 Carlson Christopher · CIK 0001669069 · VP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,507.4694 F1 · kind: The Reporting Person was issued an equity grant of 830 restricted stock units on February 10, 2021, which will vest in three substantially equal annual installments beginning on February 10, 2022, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2 · balance_after: Includes the restricted stock units reported herein. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 06:30 UTC | IAA, Inc. IAA · Entity 115305 | Tax withholdingCommon Stock | 127 | $63.46 | $8,059.42 |
DisclosureSEC source: 0000899243-21-005365 · doc4.xml · nonDerivative · entry 1 Carlson Christopher · CIK 0001669069 · VP and Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,677.4694 F1 · shares: Represents shares of common stock withheld by the Issuer to pay tax withholding obligations of the Reporting Person upon the vesting of restricted stock units previously granted to the Reporting Person on February 5, 2020. F2 · balance_after: Includes 64.7264 shares of the Issuer's common stock that were purchased by the Reporting Person under the Issuer's employee stock purchase plan since the last filing of a Form 4 by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.