Caldwell Jonathan L.

SEC source: 0001809539-26-000004 · wk-form4_1782504210.xml · nonDerivative · entry 1

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,918

SEC source: 0001809539-26-000002 · wk-form4_1772658523.xml · nonDerivative · entry 4

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,769

SEC source: 0001809539-26-000002 · wk-form4_1772658523.xml · derivative · entry 5

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,877 shares

Expires 2026-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fifty percent (50%) of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third.

SEC source: 0001809539-26-000002 · wk-form4_1772658523.xml · nonDerivative · entry 3

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,448

SEC source: 0001809539-26-000002 · wk-form4_1772658523.xml · nonDerivative · entry 2

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,431

SEC source: 0001809539-26-000002 · wk-form4_1772658523.xml · nonDerivative · entry 1

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001809539-25-000011 · wk-form4_1764622960.xml · derivative · entry 3

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001809539-25-000011 · wk-form4_1764622960.xml · nonDerivative · entry 2

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,752

SEC source: 0001809539-25-000011 · wk-form4_1764622960.xml · nonDerivative · entry 1

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

SEC source: 0001809539-25-000009 · wk-form4_1764353200.xml · derivative · entry 2

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,570

Underlying: Common Stock · 2,570 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001809539-25-000009 · wk-form4_1764353200.xml · derivative · entry 1

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,070

Underlying: Common Stock · 6,070 shares

Expires 2035-11-25

F1 · derivative.exercise_date: Fifty percent (50%) of the Stock Appreciation Rights vested on the first anniversary of the grant date and 25% vested on each of the second and third anniversaries of the grant date.

SEC source: 0001809539-25-000007 · wk-form4_1763987588.xml · derivative · entry 3

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,314

Underlying: Common Stock · 656 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001809539-25-000007 · wk-form4_1763987588.xml · nonDerivative · entry 2

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,343

SEC source: 0001809539-25-000007 · wk-form4_1763987588.xml · nonDerivative · entry 1

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

SEC source: 0001809539-25-000005 · wk-form4_1763675069.xml · nonDerivative · entry 2

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,892

SEC source: 0001809539-25-000005 · wk-form4_1763675069.xml · nonDerivative · entry 1

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,850

F2 · price: PSUs convert into Valvoline Common Stock on a one-for-one basis.

F1 · acquired: Represents shares earned from the FY23-FY25 Performance Share Unit (PSU) award granted on November 29, 2022, as certified by the Compensation Committee of the Board of Directors. Earned PSUs became 100% vested on the last day of the performance period. The PSUs were measured against adjusted net income performance goals over three separate one-year measurement periods for each of FY23, FY24 and FY25, and for a three-year measurement period between FY23-FY25. Each measurement period was weighted equally at 25%. The entire PSU was subject to a payment modifier (-25%, 0%, or +25%) based on Valvoline's FY23-FY25 total shareholder return (TSR) relative to the companies in the S&P 400 MidCap 400 Index. Based on Valvoline's adjusted net income and TSR performance, the Committee awarded a PSU payout equal to 98.4% of target.

SEC source: 0001809539-25-000003 · wk-form4_1763413539.xml · derivative · entry 3

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 874

Underlying: Common Stock · 873 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001809539-25-000003 · wk-form4_1763413539.xml · nonDerivative · entry 2

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,770

SEC source: 0001809539-25-000003 · wk-form4_1763413539.xml · nonDerivative · entry 1

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

SEC source: 0001674910-24-000179 · wk-form4_1733173735.xml · derivative · entry 3

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 595

Underlying: Common Stock · 594 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001674910-24-000179 · wk-form4_1733173735.xml · nonDerivative · entry 2

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,169

SEC source: 0001674910-24-000179 · wk-form4_1733173735.xml · nonDerivative · entry 1

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

SEC source: 0001674910-24-000160 · wk-form4_1732569096.xml · derivative · entry 2

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,950

Underlying: Common Stock · 4,950 shares

Expires 2034-11-21

F3 · derivative.exercise_date: Fifty percent (50%) of the stock appreciation rights vest on the first anniversary of the grant date and 25% vest on each of the second and third anniversaries of the grant date.

SEC source: 0001674910-24-000160 · wk-form4_1732569096.xml · derivative · entry 1

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,970

Underlying: Common Stock · 1,970 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001674910-24-000140 · wk-form4_1731964199.xml · derivative · entry 3

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,747

Underlying: Common Stock · 873 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001674910-24-000140 · wk-form4_1731964199.xml · nonDerivative · entry 2

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,760

SEC source: 0001674910-24-000140 · wk-form4_1731964199.xml · nonDerivative · entry 1

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

SEC source: 0001674910-24-000126 · wk-form4_1731538158.xml · nonDerivative · entry 4

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,159

SEC source: 0001674910-24-000126 · wk-form4_1731538158.xml · nonDerivative · entry 3

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,446

F2 · shares: Represents shares earned from the FY22-FY24 PSU award granted on November 11, 2021, as certified by the Compensation Committee of the Board of Directors on November 12, 2024. Earned PSUs became 100% vested on the last day of the performance period. The PSUs were measured against adjusted EPS/adjusted Net Income performance goals over three separate one-year measurement periods for each of FY22, FY23 and FY24, and the average of those results for the FY22-FY24 measurement period with a potential payout of 0% to 200% of Target. Each measurement period was weighted equally at 25%. The entire PSU payout was subject to a payment modifier (-25%, 0%, or +25%) based on Valvoline's FY22-FY24 total relative shareholder return relative to the companies in the S&P MidCap 400 Index. Based on Valvoline's adjusted EPS/adjusted Net Income and relative TSR performance, the Compensation Committee awarded a PSU payout equal to 132.6% of Target.

F1 · price: Restricted stock units (RSUs) and performance stock units (PSUs) convert into Valvoline Common Stock on a one-for-one basis.

SEC source: 0001674910-24-000126 · wk-form4_1731538158.xml · derivative · entry 5

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units (RSUs) and performance stock units (PSUs) convert into Valvoline Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001674910-24-000126 · wk-form4_1731538158.xml · nonDerivative · entry 2

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,308

SEC source: 0001674910-24-000126 · wk-form4_1731538158.xml · nonDerivative · entry 1

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units (RSUs) and performance stock units (PSUs) convert into Valvoline Common Stock on a one-for-one basis.

SEC source: 0001674910-23-000157 · wk-form4_1701379276.xml · derivative · entry 3

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,189

Underlying: Common Stock · 594 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001674910-23-000157 · wk-form4_1701379276.xml · nonDerivative · entry 2

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,926

SEC source: 0001674910-23-000157 · wk-form4_1701379276.xml · nonDerivative · entry 1

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

SEC source: 0001674910-23-000143 · wk-form4_1700600613.xml · derivative · entry 3

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,171 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance stock units convert into Valvoline common stock on a one-for-one basis.

F2 · shares: Represents PSUs earned from the FY21-FY23 performance period as certified by the Compensation Committee of the Board of Directors on Nov. 16, 2023. The earned PSUs became 100% vested on September 30, 2023 and are distributed as soon as practicable after certification of the award by the Compensation Committee.

F2 · derivative.exercise_date: Represents PSUs earned from the FY21-FY23 performance period as certified by the Compensation Committee of the Board of Directors on Nov. 16, 2023. The earned PSUs became 100% vested on September 30, 2023 and are distributed as soon as practicable after certification of the award by the Compensation Committee.

F2 · derivative.expiration_date: Represents PSUs earned from the FY21-FY23 performance period as certified by the Compensation Committee of the Board of Directors on Nov. 16, 2023. The earned PSUs became 100% vested on September 30, 2023 and are distributed as soon as practicable after certification of the award by the Compensation Committee.

SEC source: 0001674910-23-000143 · wk-form4_1700600613.xml · nonDerivative · entry 2

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,520

SEC source: 0001674910-23-000143 · wk-form4_1700600613.xml · nonDerivative · entry 1

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance stock units convert into Valvoline common stock on a one-for-one basis.

SEC source: 0001674910-23-000134 · wk-form4_1700514349.xml · derivative · entry 3

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,470

Underlying: Common Stock · 5,470 shares

Expires 2033-11-16

F4 · derivative.exercise_date: Fifty percent (50%) of the stock appreciation rights vest on the first anniversary of the grant date and 25% vest on each of the second and third anniversaries of the grant date.

SEC source: 0001674910-23-000134 · wk-form4_1700514349.xml · derivative · entry 2

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,620

Underlying: Common Stock · 2,620 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units and performance stock units convert into Valvoline common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001674910-23-000134 · wk-form4_1700514349.xml · derivative · entry 1

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,171

Underlying: Common Stock · 6,171 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units and performance stock units convert into Valvoline common stock on a one-for-one basis.

F2 · shares: Represents performance stock units ("PSUs") earned from the FY 21-23 PSU award granted on Nov. 12, 2020, as certified by the Compensation Committee on Nov. 16, 2023. Earned PSUs vested on the last day of the performance period. The PSUs were measured against performance goals over three separate one-year measurement periods (adjusted EPS for FY21 and FY22 and adjusted Net Income for FY23), and a fourth FY21 - FY23 measurement period (average of the three one-year performance measures) with a potential payout of 0% to 200% of Target. Each measurement period was weighted equally at 25%. The entire PSU payout was subject to a payment modifier (-25%, 0% or +25%) based on Valvoline's FY21 - FY23 TSR relative to the S&P MidCap 400 Index. Based on Valvoline's performance, the Compensation Committee awarded a PSU payout equal to 170% of Target with no modification based on TSR performance. The earned PSUs are expected to be distributed on Nov. 20, 2023.

F2 · derivative.exercise_date: Represents performance stock units ("PSUs") earned from the FY 21-23 PSU award granted on Nov. 12, 2020, as certified by the Compensation Committee on Nov. 16, 2023. Earned PSUs vested on the last day of the performance period. The PSUs were measured against performance goals over three separate one-year measurement periods (adjusted EPS for FY21 and FY22 and adjusted Net Income for FY23), and a fourth FY21 - FY23 measurement period (average of the three one-year performance measures) with a potential payout of 0% to 200% of Target. Each measurement period was weighted equally at 25%. The entire PSU payout was subject to a payment modifier (-25%, 0% or +25%) based on Valvoline's FY21 - FY23 TSR relative to the S&P MidCap 400 Index. Based on Valvoline's performance, the Compensation Committee awarded a PSU payout equal to 170% of Target with no modification based on TSR performance. The earned PSUs are expected to be distributed on Nov. 20, 2023.

F2 · derivative.expiration_date: Represents performance stock units ("PSUs") earned from the FY 21-23 PSU award granted on Nov. 12, 2020, as certified by the Compensation Committee on Nov. 16, 2023. Earned PSUs vested on the last day of the performance period. The PSUs were measured against performance goals over three separate one-year measurement periods (adjusted EPS for FY21 and FY22 and adjusted Net Income for FY23), and a fourth FY21 - FY23 measurement period (average of the three one-year performance measures) with a potential payout of 0% to 200% of Target. Each measurement period was weighted equally at 25%. The entire PSU payout was subject to a payment modifier (-25%, 0% or +25%) based on Valvoline's FY21 - FY23 TSR relative to the S&P MidCap 400 Index. Based on Valvoline's performance, the Compensation Committee awarded a PSU payout equal to 170% of Target with no modification based on TSR performance. The earned PSUs are expected to be distributed on Nov. 20, 2023.

SEC source: 0001674910-23-000117 · wk-form4_1699996088.xml · derivative · entry 6

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 555

Underlying: Common Stock · 553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001674910-23-000117 · wk-form4_1699996088.xml · derivative · entry 5

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 638 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001674910-23-000117 · wk-form4_1699996088.xml · nonDerivative · entry 4

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,300

SEC source: 0001674910-23-000117 · wk-form4_1699996088.xml · nonDerivative · entry 3

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

SEC source: 0001674910-23-000117 · wk-form4_1699996088.xml · nonDerivative · entry 2

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,922

SEC source: 0001674910-23-000117 · wk-form4_1699996088.xml · nonDerivative · entry 1

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

SEC source: 0001674910-23-000051 · wf-form4_168307474613999.xml · derivative · entry 3

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,794 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Valvoline common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001674910-23-000051 · wf-form4_168307474613999.xml · nonDerivative · entry 2

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,486

SEC source: 0001674910-23-000051 · wf-form4_168307474613999.xml · nonDerivative · entry 1

Caldwell Jonathan L. · CIK 0001809539 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.