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Caballero Ruben

Disclosed activity across 2 companies

Tapewire entity
35160
SEC CIK
0001784388

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Corvex, Inc.MOVE · Entity 5811DirectorJune 25, 2026June 26, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Corvex, Inc.

Report date June 25, 2026 · Filed June 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect38,017 Reported balance After 2026-06-25 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-25 · Exercise / conversion · Acquired 29,197 · Balance 38,017

F1: As a result of the Company's stock dividend, each share of Common Stock issued and outstanding at the close of business on March 30, 2026 was automatically converted into 1.358 shares of Common Stock and was distributed on approximately April 6, 2026. The amounts reported on this Form 4 reflect the impacts of such stock dividend.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.92 · Expires 2026-06-30Direct0 Reported balance After 2026-06-25 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-25 · Exercise / conversion · Disposed 29,197 · Balance 0

F2: This option award was granted contingent upon shareholder approval of an amendment to the Omnibus Incentive Plan that increases the number of shares of Common Stock authorized for issuance under the Plan (the "Plan Amendment"). The option became exerciseable upon shareholder approval of the Plan Amendment on December 16, 2025. The number of subject shares and the exercise price of such option award has been adjusted by the stock dividend.

Filing footnotes · ownership attribution and instrument terms

F1: As a result of the Company's stock dividend, each share of Common Stock issued and outstanding at the close of business on March 30, 2026 was automatically converted into 1.358 shares of Common Stock and was distributed on approximately April 6, 2026. The amounts reported on this Form 4 reflect the impacts of such stock dividend.

F2: This option award was granted contingent upon shareholder approval of an amendment to the Omnibus Incentive Plan that increases the number of shares of Common Stock authorized for issuance under the Plan (the "Plan Amendment"). The option became exerciseable upon shareholder approval of the Plan Amendment on December 16, 2025. The number of subject shares and the exercise price of such option award has been adjusted by the stock dividend.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Resonant Inc

Report date March 28, 2022 · Filed March 28, 2022

Section 16 reporting ended · disclosed 2022-03-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-03-28 transaction · row 1
1 source row

Row 1 · 2022-03-28 · Other · Disposed 154,462 · Balance 0

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-03-28 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-03-28 · Disposition to issuer · Disposed 20,000 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

F2: In connection with the Agreement and Plan of Merger, dated February 14, 2022, by and among Murata Electronics North America, Inc., PJ Cosmos Acquisition Company, Inc. and Resonant Inc. (the "Merger Agreement"), these restricted stock units, which provided for vesting of 50% of the shares on each of May 10, 2022 and May 10, 2023, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-03-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-03-28 · Disposition to issuer · Disposed 12,711 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

F3: In connection with the Merger Agreement, these restricted stock units, which provided for vesting of the shares on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 9, 2022, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of the holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-03-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-03-28 · Disposition to issuer · Disposed 19,788 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

F4: In connection with the Merger Agreement, these restricted stock units, which provided for vesting of 50% of the shares on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant and (ii) June 8, 2022, and 50% of the shares on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 8, 2023, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of the holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-03-28 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-03-28 · Disposition to issuer · Disposed 54,054 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

F5: In connection with the Merger Agreement, these restricted stock units, which provide for vesting of 100% of the shares on December 31, 2022, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

F2: In connection with the Agreement and Plan of Merger, dated February 14, 2022, by and among Murata Electronics North America, Inc., PJ Cosmos Acquisition Company, Inc. and Resonant Inc. (the "Merger Agreement"), these restricted stock units, which provided for vesting of 50% of the shares on each of May 10, 2022 and May 10, 2023, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash.

F3: In connection with the Merger Agreement, these restricted stock units, which provided for vesting of the shares on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 9, 2022, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of the holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash.

F4: In connection with the Merger Agreement, these restricted stock units, which provided for vesting of 50% of the shares on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant and (ii) June 8, 2022, and 50% of the shares on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 8, 2023, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of the holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash.

F5: In connection with the Merger Agreement, these restricted stock units, which provide for vesting of 100% of the shares on December 31, 2022, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 25, 2026 Filed Jun 26, 2026 21:00 UTC Corvex, Inc. MOVE · Entity 5811 Exercise / conversionStock Options (Right to Buy) · Derivative 29,197 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0001193125-26-285659 · ownership.xml · derivative · entry 2

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,197 shares

Expires 2026-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option award was granted contingent upon shareholder approval of an amendment to the Omnibus Incentive Plan that increases the number of shares of Common Stock authorized for issuance under the Plan (the "Plan Amendment"). The option became exerciseable upon shareholder approval of the Plan Amendment on December 16, 2025. The number of subject shares and the exercise price of such option award has been adjusted by the stock dividend.

Read SEC document
June 25, 2026 Filed Jun 26, 2026 21:00 UTC Corvex, Inc. MOVE · Entity 5811 Exercise / conversionCommon Stock 29,197 $0.92 $26,861.24
Disclosure

SEC source: 0001193125-26-285659 · ownership.xml · nonDerivative · entry 1

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: As a result of the Company's stock dividend, each share of Common Stock issued and outstanding at the close of business on March 30, 2026 was automatically converted into 1.358 shares of Common Stock and was distributed on approximately April 6, 2026. The amounts reported on this Form 4 reflect the impacts of such stock dividend.

Read SEC document
January 09, 2026 Filed Jan 12, 2026 22:54 UTC Corvex, Inc. MOVE · Entity 5811 GrantCommon Stock 2,980 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-010716 · ownership.xml · nonDerivative · entry 2

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,495

F2 · shares: The reported transaction involved the reporting person's receipt of a grant of 2,980 RSUs under the Company's Omnibus Incentive Plan for the period January 1, 2026 to June 30, 2026.

Read SEC document
January 09, 2026 Filed Jan 12, 2026 22:54 UTC Corvex, Inc. MOVE · Entity 5811 GrantCommon Stock 2,980 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-010716 · ownership.xml · nonDerivative · entry 1

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,515

F1 · shares: The reported transaction involved the reporting person's receipt of a grant of 2,980 restricted stock units ("RSUs") under the Company's Omnibus Incentive Plan in lieu of cash directors' fees for the period January 1, 2026 to June 30, 2026.

Read SEC document
November 03, 2025 Filed Nov 10, 2025 22:56 UTC Corvex, Inc. MOVE · Entity 5811 GrantStock option (right to buy) · Derivative 21,500 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001193125-25-274677 · ownership.xml · derivative · entry 2

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,500

Underlying: Common Stock · 21,500 shares

Expires 2025-12-31

F2 · derivative.exercise_date: This option award was granted contingent upon shareholder approval of an amendment to the Omnibus Incentive Plan that increases the number of shares of Common Stock authorized for issuance under the Plan (the "Plan Amendment"). The option will become exerciseable upon shareholder approval of the Plan Amendment.

Read SEC document
November 03, 2025 Filed Nov 10, 2025 22:56 UTC Corvex, Inc. MOVE · Entity 5811 Disposition to issuerCommon Stock 8,295 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-274677 · ownership.xml · nonDerivative · entry 1

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 535

F1 · shares: The reported transaction involved the reporting person's forfeiture of previously awarded restricted stock units ("RSUs") under the Company's Omnibus Inctive Plan (the "Omnibus Incentive Plan") in lieu of directors' fees in exchange for the grant of stock options.

Read SEC document
October 03, 2025 Filed Oct 7, 2025 13:21 UTC Corvex, Inc. MOVE · Entity 5811 GrantCommon Stock 20,685 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-232763 · ownership.xml · nonDerivative · entry 1

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,294

F1 · shares: The reported transaction involved the reporting person's receipt of a grant of 20,685 restricted stock units ("RSUs") under the Company's Omnibus Incentive Plan in lieu of directors' fees for the period October 1, 2025 to December 31, 2025. The total reported in Column 5 consists solely of RSUs.

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July 03, 2025 Filed Jul 3, 2025 20:30 UTC Corvex, Inc. MOVE · Entity 5811 GrantCommon Stock 18,657 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-093919 · ownership.xml · nonDerivative · entry 1

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,609

F1 · shares: The reported transaction involved the reporting person's receipt of a grant of 18,657 restricted stock units ("RSUs") under the Company's Omnibus Incentive Plan in lieu of directors' fees for the period July 1, 2025 to September 30, 2025. The total reported in Column 5 includes 62,262 RSUs and 5,347 shares of common stock.

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May 09, 2025 Filed May 13, 2025 20:30 UTC Corvex, Inc. MOVE · Entity 5811 GrantCommon Stock 43,605 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-070434 · ownership.xml · nonDerivative · entry 1

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,952

F1 · shares: The reported transaction involved the reporting person's receipt of a grant of 43,605 restricted stock units ("RSUs") under the Company's Omnibus Incentive Plan in lieu of directors' fees for the period October 1, 2024 to June 30, 2025. The total reported in Column 5 includes the 43,605 newly awarded RSUs and 5,347 shares of common stock.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 21:28 UTC Corvex, Inc. MOVE · Entity 5811 GrantStock Options (Right to Buy) · Derivative 10,000 $0.00 Strike: $5.28 $0.00
Disclosure

SEC source: 0000950170-25-002167 · ownership.xml · derivative · entry 1

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2035-01-02

F1 · derivative.exercise_date: The option vests in full on the one-year anniversary of the grant date.

Read SEC document
October 09, 2024 Filed Oct 11, 2024 20:35 UTC Corvex, Inc. MOVE · Entity 5811 GrantStock option (right to buy) · Derivative 130,000 $0.00 Strike: $0.33 $0.00
Disclosure

SEC source: 0000950170-24-114357 · ownership.xml · derivative · entry 1

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Stock · 130,000 shares

Expires 2034-10-09

F1 · derivative.exercise_date: The option award vests in full on January 2, 2025.

Read SEC document
April 02, 2024 Filed Apr 12, 2024 20:30 UTC Corvex, Inc. MOVE · Entity 5811 PurchaseWarrant to Purchase Common Stock · Derivative 22,000 Not disclosed Strike: $0.44 Not disclosed
Disclosure

SEC source: 0000950170-24-044081 · ownership.xml · derivative · entry 2

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2029-04-04

F1 · price: On April 2, 2024, the reporting person purchased 22,000 units (each, a "Unit") from the Company in a private placement. Each Unit consists of one share of Common Stock and one warrant (a "Warrant") to purchase one share of Common Stock. The price per Unit was $0.565, which amount includes $0.125 per Warrant underlying each Unit.

Read SEC document
April 02, 2024 Filed Apr 12, 2024 20:30 UTC Corvex, Inc. MOVE · Entity 5811 PurchaseCommon Stock 22,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-044081 · ownership.xml · nonDerivative · entry 1

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,200

F1 · price: On April 2, 2024, the reporting person purchased 22,000 units (each, a "Unit") from the Company in a private placement. Each Unit consists of one share of Common Stock and one warrant (a "Warrant") to purchase one share of Common Stock. The price per Unit was $0.565, which amount includes $0.125 per Warrant underlying each Unit.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:28 UTC Corvex, Inc. MOVE · Entity 5811 GrantStock option (right to buy) · Derivative 20,000 $0.00 Strike: $0.82 $0.00
Disclosure

SEC source: 0001209191-24-000785 · doc4.xml · derivative · entry 1

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2034-01-02

F1 · derivative.exercise_date: The option award vests in full on January 2, 2025.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 20:07 UTC Corvex, Inc. MOVE · Entity 5811 GrantStock option (right to buy) · Derivative 20,000 $0.00 Strike: $1.29 $0.00
Disclosure

SEC source: 0001209191-23-020727 · doc4.xml · derivative · entry 1

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2033-03-21

F1 · derivative.exercise_date: The option award vests in full on December 31, 2023.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 01:05 UTC Corvex, Inc. MOVE · Entity 5811 PurchaseCommon Stock 18,200 $1.41 $25,662.00
Disclosure

SEC source: 0001209191-23-010320 · doc4.xml · nonDerivative · entry 1

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,200

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.39 to $1.43, inclusive. The reporting person undertakes to provide to Movano, Inc., any security holder of Movano, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.

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March 28, 2022 Filed Mar 28, 2022 11:09 UTC Resonant Inc RESN · Entity 128713 Disposition to issuerRestricted Stock Units · Derivative 54,054 $4.50 $243,243.00
Disclosure

SEC source: 0001104659-22-038520 · tm2210529-5_4seq1.xml · derivative · entry 5

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 54,054 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

F5 · derivative.exercise_date: In connection with the Merger Agreement, these restricted stock units, which provide for vesting of 100% of the shares on December 31, 2022, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger.

F5 · derivative.expiration_date: In connection with the Merger Agreement, these restricted stock units, which provide for vesting of 100% of the shares on December 31, 2022, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger.

Read SEC document
March 28, 2022 Filed Mar 28, 2022 11:09 UTC Resonant Inc RESN · Entity 128713 Disposition to issuerRestricted Stock Units · Derivative 19,788 $4.50 $89,046.00
Disclosure

SEC source: 0001104659-22-038520 · tm2210529-5_4seq1.xml · derivative · entry 4

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,788 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

F4 · derivative.exercise_date: In connection with the Merger Agreement, these restricted stock units, which provided for vesting of 50% of the shares on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant and (ii) June 8, 2022, and 50% of the shares on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 8, 2023, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of the holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash.

F4 · derivative.expiration_date: In connection with the Merger Agreement, these restricted stock units, which provided for vesting of 50% of the shares on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant and (ii) June 8, 2022, and 50% of the shares on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 8, 2023, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of the holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash.

Read SEC document
March 28, 2022 Filed Mar 28, 2022 11:09 UTC Resonant Inc RESN · Entity 128713 Disposition to issuerRestricted Stock Units · Derivative 12,711 $4.50 $57,199.50
Disclosure

SEC source: 0001104659-22-038520 · tm2210529-5_4seq1.xml · derivative · entry 3

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,711 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

F3 · derivative.exercise_date: In connection with the Merger Agreement, these restricted stock units, which provided for vesting of the shares on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 9, 2022, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of the holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash.

F3 · derivative.expiration_date: In connection with the Merger Agreement, these restricted stock units, which provided for vesting of the shares on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 9, 2022, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of the holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash.

Read SEC document
March 28, 2022 Filed Mar 28, 2022 11:09 UTC Resonant Inc RESN · Entity 128713 Disposition to issuerRestricted Stock Units · Derivative 20,000 $4.50 $90,000.00
Disclosure

SEC source: 0001104659-22-038520 · tm2210529-5_4seq1.xml · derivative · entry 2

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

F2 · derivative.exercise_date: In connection with the Agreement and Plan of Merger, dated February 14, 2022, by and among Murata Electronics North America, Inc., PJ Cosmos Acquisition Company, Inc. and Resonant Inc. (the "Merger Agreement"), these restricted stock units, which provided for vesting of 50% of the shares on each of May 10, 2022 and May 10, 2023, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash.

F2 · derivative.expiration_date: In connection with the Agreement and Plan of Merger, dated February 14, 2022, by and among Murata Electronics North America, Inc., PJ Cosmos Acquisition Company, Inc. and Resonant Inc. (the "Merger Agreement"), these restricted stock units, which provided for vesting of 50% of the shares on each of May 10, 2022 and May 10, 2023, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash.

Read SEC document
March 28, 2022 Filed Mar 28, 2022 11:09 UTC Resonant Inc RESN · Entity 128713 OtherCommon Stock 154,462 $4.50 $695,079.00
Disclosure

SEC source: 0001104659-22-038520 · tm2210529-5_4seq1.xml · nonDerivative · entry 1

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 03, 2022 Filed Jan 5, 2022 14:24 UTC Corvex, Inc. MOVE · Entity 5811 GrantCommon stock (right to buy) · Derivative 20,000 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001209191-22-001370 · doc4.xml · derivative · entry 1

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2032-01-03

F1 · shares: Represents a stock option award granted on January 3, 2022 pursuant to the Issuer's Director Compensation Policy.

F2 · derivative.exercise_date: The option vests in full on the one year anniversary of the grant date.

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December 31, 2021 Filed Jan 4, 2022 21:13 UTC Resonant Inc RESN · Entity 128713 Exercise / conversionRestricted Stock Units · Derivative 32,154 $0.00 $0.00
Disclosure

SEC source: 0001784388-22-000001 · primary_doc.xml · derivative · entry 2

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 154,462 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units vested on December 31, 2021.

F2 · derivative.expiration_date: 100% of the restricted stock units vested on December 31, 2021.

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December 31, 2021 Filed Jan 4, 2022 21:13 UTC Resonant Inc RESN · Entity 128713 Exercise / conversionCommon Stock 32,154 Not disclosed Not disclosed
Disclosure

SEC source: 0001784388-22-000001 · primary_doc.xml · nonDerivative · entry 1

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

Read SEC document
August 05, 2021 Filed Aug 6, 2021 16:53 UTC Resonant Inc RESN · Entity 128713 Exercise / conversionRestricted Stock Units · Derivative 12,000 $0.00 $0.00
Disclosure

SEC source: 0001784388-21-000004 · primary_doc.xml · derivative · entry 2

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

F2 · derivative.exercise_date: 12,000 shares vested on August 5, 2020, and 12,000 shares vested on August 5, 2021.

F2 · derivative.expiration_date: 12,000 shares vested on August 5, 2020, and 12,000 shares vested on August 5, 2021.

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August 05, 2021 Filed Aug 6, 2021 16:53 UTC Resonant Inc RESN · Entity 128713 Exercise / conversionCommon Stock 12,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001784388-21-000004 · primary_doc.xml · nonDerivative · entry 1

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 21:53 UTC Resonant Inc RESN · Entity 128713 GrantRestricted Stock Units · Derivative 19,788 $0.00 $0.00
Disclosure

SEC source: 0001784388-21-000003 · primary_doc.xml · derivative · entry 3

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,788

Underlying: Common Stock · 19,788 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

F3 · derivative.exercise_date: 50% of the shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant or (ii) June 8, 2022, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 8, 2023.

F3 · derivative.expiration_date: 50% of the shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant or (ii) June 8, 2022, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 8, 2023.

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June 07, 2021 Filed Jun 9, 2021 21:53 UTC Resonant Inc RESN · Entity 128713 Exercise / conversionRestricted Stock Units · Derivative 12,712 $0.00 $0.00
Disclosure

SEC source: 0001784388-21-000003 · primary_doc.xml · derivative · entry 2

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,711

Underlying: Common Stock · 12,712 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

F2 · derivative.exercise_date: 50% of the shares vested on June 7, 2021, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 9, 2022.

F2 · derivative.expiration_date: 50% of the shares vested on June 7, 2021, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 9, 2022.

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June 07, 2021 Filed Jun 9, 2021 21:53 UTC Resonant Inc RESN · Entity 128713 Exercise / conversionCommon Stock 12,712 Not disclosed Not disclosed
Disclosure

SEC source: 0001784388-21-000003 · primary_doc.xml · nonDerivative · entry 1

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 20:13 UTC Resonant Inc RESN · Entity 128713 GrantRestricted Stock Units · Derivative 20,000 $0.00 $0.00
Disclosure

SEC source: 0001784388-21-000002 · primary_doc.xml · derivative · entry 1

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

F2 · derivative.exercise_date: 50% of the shares shall vest on May 10, 2022, and 50% of the shares shall vest on May 10, 2023.

F2 · derivative.expiration_date: 50% of the shares shall vest on May 10, 2022, and 50% of the shares shall vest on May 10, 2023.

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March 23, 2021 Filed Mar 25, 2021 20:13 UTC Corvex, Inc. MOVE · Entity 5811 PurchaseCommon Stock 40,000 $5.00 $200,000.00
Disclosure

SEC source: 0001209191-21-022985 · doc4.xml · nonDerivative · entry 1

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Read SEC document
January 04, 2021 Filed Jan 5, 2021 20:25 UTC Resonant Inc RESN · Entity 128713 GrantRestricted Stock Units · Derivative 32,154 $0.00 $0.00
Disclosure

SEC source: 0001784388-21-000001 · primary_doc.xml · derivative · entry 3

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,154

Underlying: Common Stock · 32,154 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

F3 · derivative.exercise_date: 100% of the restricted stock units will vest on December 31, 2021.

F3 · derivative.expiration_date: 100% of the restricted stock units will vest on December 31, 2021.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 20:25 UTC Resonant Inc RESN · Entity 128713 Exercise / conversionRestricted Stock Units · Derivative 41,152 $0.00 $0.00
Disclosure

SEC source: 0001784388-21-000001 · primary_doc.xml · derivative · entry 2

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,152 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units vested on December 31, 2020.

F2 · derivative.expiration_date: 100% of the restricted stock units vested on December 31, 2020.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 20:25 UTC Resonant Inc RESN · Entity 128713 Exercise / conversionCommon Stock 41,152 Not disclosed Not disclosed
Disclosure

SEC source: 0001784388-21-000001 · primary_doc.xml · nonDerivative · entry 1

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

Read SEC document
August 05, 2020 Filed Aug 11, 2020 14:31 UTC Resonant Inc RESN · Entity 128713 Exercise / conversionRestricted Stock Units · Derivative 12,000 $0.00 $0.00
Disclosure

SEC source: 0001784388-20-000004 · primary_doc.xml · derivative · entry 2

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

F2 · derivative.exercise_date: 12,000 shares vested on August 5, 2020, and 12,000 shares shall vest on August 5, 2021.

F2 · derivative.expiration_date: 12,000 shares vested on August 5, 2020, and 12,000 shares shall vest on August 5, 2021.

Read SEC document
August 05, 2020 Filed Aug 11, 2020 14:31 UTC Resonant Inc RESN · Entity 128713 Exercise / conversionCommon Stock 12,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001784388-20-000004 · primary_doc.xml · nonDerivative · entry 1

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 17:37 UTC Resonant Inc RESN · Entity 128713 GrantRestricted Stock Units · Derivative 25,423 $0.00 $0.00
Disclosure

SEC source: 0001784388-20-000003 · primary_doc.xml · derivative · entry 1

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,423

Underlying: Common Stock · 25,423 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

F2 · derivative.exercise_date: 50% of the shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant or (ii) June 9, 2021, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 9, 2022.

F2 · derivative.expiration_date: 50% of the shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant or (ii) June 9, 2021, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 9, 2022.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 20:49 UTC Resonant Inc RESN · Entity 128713 GrantRestricted Stock Units · Derivative 41,152 $0.00 $0.00
Disclosure

SEC source: 0001784388-20-000001 · primary_doc.xml · derivative · entry 1

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,152

Underlying: Common Stock · 41,152 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units will vest on December 31, 2020.

F2 · derivative.expiration_date: 100% of the restricted stock units will vest on December 31, 2020.

Read SEC document
January 01, 2020 Filed Jan 29, 2020 18:46 UTC Resonant Inc RESN · Entity 128713 Exercise / conversionRestricted Stock Units · Derivative 44,444 $0.00 $0.00
Disclosure

SEC source: 0001784388-20-000002 · primary_doc.xml · derivative · entry 2

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,444 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

F2 · derivative.exercise_date: 44,444 shares vested on January 1, 2020.

F2 · derivative.expiration_date: 44,444 shares vested on January 1, 2020.

Read SEC document
January 01, 2020 Filed Jan 29, 2020 18:46 UTC Resonant Inc RESN · Entity 128713 Exercise / conversionCommon Stock 44,444 Not disclosed Not disclosed
Disclosure

SEC source: 0001784388-20-000002 · primary_doc.xml · nonDerivative · entry 1

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 18:33 UTC Resonant Inc RESN · Entity 128713 GrantRestricted Stock Units · Derivative 44,444 $0.00 $0.00
Disclosure

SEC source: 0001784388-19-000002 · primary_doc.xml · derivative · entry 2

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,444

Underlying: Common Stock · 44,444 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

F3 · derivative.exercise_date: 100% of the restricted stock units will vest on January 1, 2020.

F3 · derivative.expiration_date: 100% of the restricted stock units will vest on January 1, 2020.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 18:33 UTC Resonant Inc RESN · Entity 128713 GrantRestricted Stock Units · Derivative 24,000 $0.00 $0.00
Disclosure

SEC source: 0001784388-19-000002 · primary_doc.xml · derivative · entry 1

Caballero Ruben · CIK 0001784388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 24,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in two equal installments of 12,000 shares on each of August 5, 2020 and August 5, 2021.

F2 · derivative.expiration_date: The restricted stock units will vest in two equal installments of 12,000 shares on each of August 5, 2020 and August 5, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.