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person · Reporting owner

Rivers Kim A.

Disclosed activity across 2 companies

Tapewire entity
35077
SEC CIK
0001841319

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HARVEST HEALTH & RECREATION INC.HRVSF · Entity 134929Director · Principal Executive OfficerOctober 01, 2021October 05, 2021
Trulieve Cannabis Corp.TRLV · Entity 4418Director · Chairman and CEO · 10% ownerJune 26, 2026June 26, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HARVEST HEALTH & RECREATION INC.

Report date October 01, 2021 · Filed October 05, 2021

This filing explicitly reported no securities owned.

Trulieve Cannabis Corp.

Report date June 26, 2026 · Filed June 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Subordinate Voting SharesSEC Table I · non-derivativeDirect1,476,913 Reported balance After 2026-06-26 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-26 · Sale · Disposed 136,811 · Balance 1,476,913

F1: This transaction was effected pursuant to a Rule 10b5-1 plan to sell 2.5 million shares adopted by the reporting person on March 16, 2026. A Form 144 covering the first tranche of 1,699,007 subordinate voting shares was filed on June 17, 2026. As of June 26, 2026, share sales under the first tranche have been completed. The reporting person has notified the broker dealer administering the plan of her intention to terminate the plan on August 11, 2026, during the next open trading window, prior to any additional share sales.

F2: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.72 to $8.82. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F3: The reporting person also holds Multiple Voting Shares convertible into Subordinate Voting Shares as reported on Table II of this Form 4.

Multiple Voting SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct151,667 Reported balance Holding disclosure · report date 2026-06-26 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance 151,667

F4: The Multiple Voting Shares are convertible into Subordinate Voting Shares on a one-for-100 basis. The Multiple Voting Shares are convertible at any time and have no expiration date.

Multiple Voting SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectBy Traunch IV LLC9,867 Reported balance Holding disclosure · report date 2026-06-26 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 9,867

F4: The Multiple Voting Shares are convertible into Subordinate Voting Shares on a one-for-100 basis. The Multiple Voting Shares are convertible at any time and have no expiration date.

F5: The Multiple Voting Shares are held by Traunch IV LLC ("Traunch IV"), over which the reporting person may be deemed to exercise voting and investment control. The reporting person disclaims beneficial ownership of the Multiple Voting Shares (and the Subordinate Voting Shares into which they are convertible) held by Traunch IV, except to the extent of her pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a Rule 10b5-1 plan to sell 2.5 million shares adopted by the reporting person on March 16, 2026. A Form 144 covering the first tranche of 1,699,007 subordinate voting shares was filed on June 17, 2026. As of June 26, 2026, share sales under the first tranche have been completed. The reporting person has notified the broker dealer administering the plan of her intention to terminate the plan on August 11, 2026, during the next open trading window, prior to any additional share sales.

F2: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.72 to $8.82. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F3: The reporting person also holds Multiple Voting Shares convertible into Subordinate Voting Shares as reported on Table II of this Form 4.

F4: The Multiple Voting Shares are convertible into Subordinate Voting Shares on a one-for-100 basis. The Multiple Voting Shares are convertible at any time and have no expiration date.

F5: The Multiple Voting Shares are held by Traunch IV LLC ("Traunch IV"), over which the reporting person may be deemed to exercise voting and investment control. The reporting person disclaims beneficial ownership of the Multiple Voting Shares (and the Subordinate Voting Shares into which they are convertible) held by Traunch IV, except to the extent of her pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 26, 2026 Filed Jun 26, 2026 20:38 UTC Trulieve Cannabis Corp. TRLV · Entity 4418 SaleSubordinate Voting Shares 136,811 $8.76 $1,197,917.12
Disclosure

SEC source: 0001213900-26-072664 · ownership.xml · nonDerivative · entry 1

Rivers Kim A. · CIK 0001841319 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,476,913

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan to sell 2.5 million shares adopted by the reporting person on March 16, 2026. A Form 144 covering the first tranche of 1,699,007 subordinate voting shares was filed on June 17, 2026. As of June 26, 2026, share sales under the first tranche have been completed. The reporting person has notified the broker dealer administering the plan of her intention to terminate the plan on August 11, 2026, during the next open trading window, prior to any additional share sales.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.72 to $8.82. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: The reporting person also holds Multiple Voting Shares convertible into Subordinate Voting Shares as reported on Table II of this Form 4.

Read SEC document
June 25, 2026 Filed Jun 25, 2026 23:42 UTC Trulieve Cannabis Corp. TRLV · Entity 4418 SaleSubordinate Voting Shares 300,000 $8.17 $2,450,700.00
Disclosure

SEC source: 0001213900-26-072230 · ownership.xml · nonDerivative · entry 3

Rivers Kim A. · CIK 0001841319 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,613,724

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan to sell approximately 2.5 million shares adopted by the reporting person on March 16, 2026 (the "Plan"). A Form 144 covering the first tranche of 1,699,007 subordinate voting shares was filed on June 17, 2026. The second tranche of remaining shares will be eligible for sale after September 15, 2026.

F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.15 to $8.53. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F5 · balance_after: The reporting person also holds Multiple Voting Shares convertible into Subordinate Voting Shares as reported on Table II of this Form 4.

Read SEC document
June 24, 2026 Filed Jun 25, 2026 23:42 UTC Trulieve Cannabis Corp. TRLV · Entity 4418 SaleSubordinate Voting Shares 400,000 $8.17 $3,267,600.00
Disclosure

SEC source: 0001213900-26-072230 · ownership.xml · nonDerivative · entry 2

Rivers Kim A. · CIK 0001841319 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,913,724

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan to sell approximately 2.5 million shares adopted by the reporting person on March 16, 2026 (the "Plan"). A Form 144 covering the first tranche of 1,699,007 subordinate voting shares was filed on June 17, 2026. The second tranche of remaining shares will be eligible for sale after September 15, 2026.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.45. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 23, 2026 Filed Jun 25, 2026 23:42 UTC Trulieve Cannabis Corp. TRLV · Entity 4418 SaleSubordinate Voting Shares 380,000 $8.47 $3,218,220.00
Disclosure

SEC source: 0001213900-26-072230 · ownership.xml · nonDerivative · entry 1

Rivers Kim A. · CIK 0001841319 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,313,724

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan to sell approximately 2.5 million shares adopted by the reporting person on March 16, 2026 (the "Plan"). A Form 144 covering the first tranche of 1,699,007 subordinate voting shares was filed on June 17, 2026. The second tranche of remaining shares will be eligible for sale after September 15, 2026.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $8.30 to $8.75. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 22, 2026 Filed Jun 22, 2026 22:04 UTC Trulieve Cannabis Corp. TRLV · Entity 4418 SaleSubordinate Voting Shares 204,815 $9.35 $1,915,839.51
Disclosure

SEC source: 0001213900-26-070732 · ownership.xml · nonDerivative · entry 3

Rivers Kim A. · CIK 0001841319 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,693,724

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan to sell 2.5 million shares adopted by the reporting person on March 16, 2026. A Form 144 covering the first tranche of 1,699,007 subordinate voting shares was filed on June 17, 2026. The second tranche of remaining shares will be eligible for sale after September 15, 2026.

F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $9.22 to $9.52. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F5 · balance_after: The reporting person also holds Multiple Voting Shares convertible into Subordinate Voting Shares as reported on Table II of this Form 4.

Read SEC document
June 18, 2026 Filed Jun 22, 2026 22:04 UTC Trulieve Cannabis Corp. TRLV · Entity 4418 SaleSubordinate Voting Shares 139,846 $9.46 $1,322,943.16
Disclosure

SEC source: 0001213900-26-070732 · ownership.xml · nonDerivative · entry 2

Rivers Kim A. · CIK 0001841319 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,898,539

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan to sell 2.5 million shares adopted by the reporting person on March 16, 2026. A Form 144 covering the first tranche of 1,699,007 subordinate voting shares was filed on June 17, 2026. The second tranche of remaining shares will be eligible for sale after September 15, 2026.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $9.27 to $9.72. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 22:04 UTC Trulieve Cannabis Corp. TRLV · Entity 4418 SaleSubordinate Voting Shares 137,535 $9.36 $1,287,190.07
Disclosure

SEC source: 0001213900-26-070732 · ownership.xml · nonDerivative · entry 1

Rivers Kim A. · CIK 0001841319 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,038,385

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan to sell 2.5 million shares adopted by the reporting person on March 16, 2026. A Form 144 covering the first tranche of 1,699,007 subordinate voting shares was filed on June 17, 2026. The second tranche of remaining shares will be eligible for sale after September 15, 2026.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $9.11 to $9.65. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 13, 2026 Filed Mar 17, 2026 22:23 UTC Trulieve Cannabis Corp. TRUL · Entity 4418 GrantStock Option (Right to Buy) · Derivative 155,561 $0.00 Strike: $6.40 $0.00
Disclosure

SEC source: 0001841319-26-000002 · primary_doc.xml · derivative · entry 4

Rivers Kim A. · CIK 0001841319 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,561

Underlying: Subordinate Voting Shares · 155,561 shares

Expires 2033-03-13

F5 · derivative.exercise_date: The option becomes exercisable in three annual installments, with one-third vesting on December 1, 2026, one-third vesting on December 1, 2027, and one-third vesting on December 1, 2028.

Read SEC document
March 13, 2026 Filed Mar 17, 2026 22:23 UTC Trulieve Cannabis Corp. TRUL · Entity 4418 GrantSubordinate Voting Shares 218,750 $0.00 $0.00
Disclosure

SEC source: 0001841319-26-000002 · primary_doc.xml · nonDerivative · entry 2

Rivers Kim A. · CIK 0001841319 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,175,920

F2 · shares: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one Trulieve Cannabis Corp. ("Trulieve") subordinate voting share. 50% of the RSUs will vest on December 1, 2027, and the remaining 50% of the RSUs will vest on December 1, 2028.

F3 · balance_after: The reporting person also holds the following securities of Trulieve: (i) 151,667 Multiple Voting Shares held directly, (ii) 9,867 Multiple Voting Shares held by Traunch IV LLC ("Traunch IV"), over which the reporting person may be deemed to exercise voting and investment control, and (iii) stock options to acquire 1,152,960 Subordinate Voting Shares vested as of December 1, 2025 held directly. Multiple Voting Shares are convertible into Subordinate Voting Shares on a one-for-100 basis (or into an aggregate of 16,153,400 Subordinate Voting Shares). The reporting person disclaims beneficial ownership of the Multiple Voting Shares (and the Subordinate Voting Shares into which they are convertible) held by Traunch IV, except to the extent of her pecuniary interest therein.

Read SEC document
March 03, 2026 Filed Mar 17, 2026 22:23 UTC Trulieve Cannabis Corp. TRUL · Entity 4418 ConversionMultiple Voting Shares · Derivative 8,200 $0.00 $0.00
Disclosure

SEC source: 0001841319-26-000002 · primary_doc.xml · derivative · entry 3

Rivers Kim A. · CIK 0001841319 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,667

Underlying: Subordinate Voting Shares · 820,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Multiple Voting Shares are convertible into Subordinate Voting Shares on a one-for-100 basis. Multiple Voting Shares are convertible at any time and have no expiration date.

F1 · shares: Represents the conversion of 8,200 Multiple Voting Shares into 820,000 Subordinate Voting Shares. Each Multiple Voting Share is convertible into Subordinate Voting Shares on a one-for-100 basis.

F4 · derivative.exercise_date: Multiple Voting Shares are convertible into Subordinate Voting Shares on a one-for-100 basis. Multiple Voting Shares are convertible at any time and have no expiration date.

F4 · derivative.expiration_date: Multiple Voting Shares are convertible into Subordinate Voting Shares on a one-for-100 basis. Multiple Voting Shares are convertible at any time and have no expiration date.

Read SEC document
March 03, 2026 Filed Mar 17, 2026 22:23 UTC Trulieve Cannabis Corp. TRUL · Entity 4418 ConversionSubordinate Voting Shares 820,000 $0.00 $0.00
Disclosure

SEC source: 0001841319-26-000002 · primary_doc.xml · nonDerivative · entry 1

Rivers Kim A. · CIK 0001841319 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,957,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of 8,200 Multiple Voting Shares into 820,000 Subordinate Voting Shares. Each Multiple Voting Share is convertible into Subordinate Voting Shares on a one-for-100 basis.

Read SEC document
December 01, 2025 Filed Dec 8, 2025 21:51 UTC Trulieve Cannabis Corp. TRUL · Entity 4418 Tax withholdingSubordinate Voting Shares 63,237 $5.39 $340,847.43
Disclosure

SEC source: 0001841319-25-000003 · primary_doc.xml · nonDerivative · entry 1

Rivers Kim A. · CIK 0001841319 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,137,170

F1 · shares: Represents shares withheld for payment of tax liability in connection with vesting of restricted stock units ("RSUs") on December 1, 2025, the grant of which RSUs to the reporting person were previously reported on Form 4.

F2 · balance_after: The reporting person also holds the following securities of the issuer: (i) 159,867 Multiple Voting Shares held directly, (ii) 9,867 Multiple Voting Shares held by Traunch IV LLC ("Traunch IV"), over which the reporting person may be deemed to exercise voting and investment control, and (iii) stock options to acquire 772,495 Subordinate Voting Shares vested as of December 1, 2024 held directly. Multiple Voting Shares are convertible into Subordinate Voting Shares on a one-for-100 basis (or into an aggregate of 16,973,400 Subordinate Voting Shares). The reporting person disclaims beneficial ownership of the Multiple Voting Shares (and the Subordinate Voting Shares into which they are convertible) held by Traunch IV, except to the extent of her pecuniary interest therein.

Read SEC document
August 12, 2025 Filed Aug 13, 2025 20:39 UTC Trulieve Cannabis Corp. TRUL · Entity 4418 GrantSubordinate Voting Shares 285,360 $0.00 $0.00
Disclosure

SEC source: 0001835207-25-000026 · primary_doc.xml · nonDerivative · entry 1

Rivers Kim A. · CIK 0001841319 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,200,407

F1 · shares: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one Trulieve Cannabis Corp. subordinate voting share. 50% of the RSUs will vest on December 1, 2026, and the remaining 50% of the RSUs will vest on December 1, 2027.

F2 · balance_after: The reporting person also holds the following securities of the issuer: (i) 159,867 Multiple Voting Shares held directly, (ii) 9,867 Multiple Voting Shares held by Traunch IV LLC ("Traunch IV"), over which the reporting person may be deemed to exercise voting and investment control, and (iii) stock options to acquire 772,495 Subordinate Voting Shares vested as of December 1, 2024 held directly. Multiple Voting Shares are convertible into Subordinate Voting Shares on a one-for-100 basis (or into an aggregate of 16,973,400 Subordinate Voting Shares). The reporting person disclaims beneficial ownership of the Multiple Voting Shares (and the Subordinate Voting Shares into which they are convertible) held by Traunch IV, except to the extent of her pecuniary interest therein.

Read SEC document
March 25, 2025 Filed Mar 28, 2025 21:41 UTC Trulieve Cannabis Corp. TRUL · Entity 4418 GrantStock Option (Right to Buy) · Derivative 475,374 $0.00 Strike: $4.03 $0.00
Disclosure

SEC source: 0001835207-25-000008 · primary_doc.xml · derivative · entry 1

Rivers Kim A. · CIK 0001841319 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475,374

Underlying: Subordinate Voting Shares · 475,374 shares

Expires 2032-03-25

F1 · derivative.exercise_date: The option becomes exercisable in three annual installments, with one-third vesting on December 1, 2025, one-third vesting on December 1, 2026, and one-third vesting on December 1, 2027.

Read SEC document
December 29, 2024 Filed Dec 31, 2024 22:00 UTC Trulieve Cannabis Corp. TRUL · Entity 4418 Tax withholdingSubordinate Voting Shares 12,823 $4.78 $61,293.94
Disclosure

SEC source: 0001790300-24-000033 · primary_doc.xml · nonDerivative · entry 1

Rivers Kim A. · CIK 0001841319 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,915,047

F1 · shares: Represents shares withheld for payment of tax liability in connection with vesting of restricted stock units ("RSUs") on December 29, 2024, the grant of which RSUs to the reporting person were previously reported on Form 4.

F2 · balance_after: The reporting person also holds the following securities of the issuer: (i) 159,867 aggregate Multiple Voting Shares held directly, (ii) 9,867 Multiple Voting Shares held by Traunch IV LLC ("Traunch IV"), over which the reporting person may be deemed to exercise voting and investment control, and (iii) stock options to acquire 649,559 Subordinate Voting Shares vested as of January 1, 2024 held directly. Multiple Voting Shares are convertible into Subordinate Voting Shares on a one-for-100 basis (or into an aggregate of 16,973,400 Subordinate Voting Shares). The reporting person disclaims beneficial ownership of the Multiple Voting Shares (and the Subordinate Voting Shares into which they are convertible) held by Traunch IV, except to the extent of her pecuniary interest therein.

Read SEC document
December 01, 2024 Filed Dec 3, 2024 23:44 UTC Trulieve Cannabis Corp. TRUL · Entity 4418 Tax withholdingSubordinate Voting Shares 38,475 $6.03 $232,004.25
Disclosure

SEC source: 0001790300-24-000025 · primary_doc.xml · nonDerivative · entry 1

Rivers Kim A. · CIK 0001841319 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,927,870

F1 · shares: Represents shares withheld for payment of tax liability in connection with vesting of restricted stock units ("RSUs") on December 1, 2024, the grant of which RSUs to the reporting person were previously reported on Form 4.

F2 · balance_after: The reporting person also holds the following securities of the issuer: (i) 159,867 aggregate Multiple Voting Shares held directly, (ii) 9,867 Multiple Voting Shares held by Traunch IV LLC ("Traunch IV"), over which the reporting person may be deemed to exercise voting and investment control, and (iii) stock options to acquire 649,559 Subordinate Voting Shares vested as of January 1, 2024 held directly. Multiple Voting Shares are convertible into Subordinate Voting Shares on a one-for-100 basis (or into an aggregate of 16,973,400 Subordinate Voting Shares). The reporting person disclaims beneficial ownership of the Multiple Voting Shares (and the Subordinate Voting Shares into which they are convertible) held by Traunch IV, except to the extent of her pecuniary interest therein.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:59 UTC Trulieve Cannabis Corp. TRUL · Entity 4418 PurchaseSubordinate Voting Shares 7,400 $6.65 $49,210.00
Disclosure

SEC source: 0001790300-24-000011 · primary_doc.xml · nonDerivative · entry 1

Rivers Kim A. · CIK 0001841319 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,966,345

F1 · balance_after: The reporting person also holds the following securities of the issuer: (i) 159,867 aggregate Multiple Voting Shares held directly, (ii) 9,867 Multiple Voting Shares held by Traunch IV LLC ("Traunch IV"), over which the reporting person may be deemed to exercise voting and investment control, and (iii) stock options to acquire 649,559 Subordinate Voting Shares vested as of January 1, 2024 held directly. Multiple Voting Shares are convertible into Subordinate Voting Shares on a one-for-100 basis (or into an aggregate of 16,973,400 Subordinate Voting Shares). The reporting person disclaims beneficial ownership of the Multiple Voting Shares (and the Subordinate Voting Shares into which they are convertible) held by Traunch IV, except to the extent of her pecuniary interest therein.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 22:33 UTC Trulieve Cannabis Corp. TRUL · Entity 4418 Tax withholdingSubordinate Voting Shares 845,516 $11.32 $9,571,241.12
Disclosure

SEC source: 0001790300-24-000003 · primary_doc.xml · nonDerivative · entry 1

Rivers Kim A. · CIK 0001841319 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,958,945

F1 · shares: Represents shares withheld for payment of tax liability in connection with the settlement of restricted stock units granted to the reporting person on September 15, 2021 and previously reported on Form 4.

F2 · balance_after: The reporting person also holds the following securities of the issuer: (i) 159,867 aggregate Multiple Voting Shares held directly, (ii) 9,867 Multiple Voting Shares held by Traunch IV LLC ("Traunch IV"), over which the reporting person may be deemed to exercise voting and investment control, and (iii) stock options to acquire 649,559 Subordinate Voting Shares vested as of January 1, 2024 held directly. Multiple Voting Shares are convertible into Subordinate Voting Shares on a one-for-100 basis (or into an aggregate of 16,973,400 Subordinate Voting Shares). The reporting person disclaims beneficial ownership of the Multiple Voting Shares (and the Subordinate Voting Shares into which they are convertible) held by Traunch IV, except to the extent of her pecuniary interest therein.

Read SEC document
March 08, 2024 Filed Mar 13, 2024 00:35 UTC Trulieve Cannabis Corp. TRUL · Entity 4418 GrantStock Option (Right to Buy) · Derivative 230,868 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0000950170-24-030347 · ownership.xml · derivative · entry 2

Rivers Kim A. · CIK 0001841319 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,868

Underlying: Subordinate Voting Shares · 230,868 shares

Expires 2031-03-08

F3 · derivative.exercise_date: The option becomes exercisable in three annual installments, with one-third vesting on December 1, 2024, one-third vesting on December 1, 2025, and one-third vesting on December 1, 2026.

Read SEC document
March 08, 2024 Filed Mar 13, 2024 00:35 UTC Trulieve Cannabis Corp. TRUL · Entity 4418 GrantSubordinate Voting Shares 127,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-030347 · ownership.xml · nonDerivative · entry 1

Rivers Kim A. · CIK 0001841319 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,804,461

F1 · shares: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one Trulieve Cannabis Corp. subordinate voting share. 50% of the RSUs will vest on December 1, 2025, and the remaining 50% of the RSUs will vest on December 1, 2026.

F2 · balance_after: The reporting person also holds the following securities of the issuer: (i) 159,867 aggregate Multiple Voting Shares held directly, (ii) 9,867 Multiple Voting Shares held by Traunch IV LLC ("Traunch IV"), over which the reporting person may be deemed to exercise voting and investment control, and (iii) stock options to acquire 649,559 Subordinate Voting Shares vested as of January 1, 2024 held directly. Multiple Voting Shares are convertible into Subordinate Voting Shares on a one-for-100 basis (or into an aggregate of 16,973,400 Subordinate Voting Shares). The reporting person disclaims beneficial ownership of the Multiple Voting Shares (and the Subordinate Voting Shares into which they are convertible) held by Traunch IV, except to the extent of her pecuniary interest therein.

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December 29, 2023 Filed Jan 17, 2024 01:43 UTC Trulieve Cannabis Corp. TRUL · Entity 4418 Tax withholdingSubordinate Voting Shares 14,277 $5.24 $74,811.48
Disclosure

SEC source: 0001209191-24-001687 · doc4.xml · nonDerivative · entry 1

Rivers Kim A. · CIK 0001841319 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,676,961

F1 · shares: Represents shares withheld for payment of tax liability in connection with vesting of 50% of restricted stock units ("RSUs") on December 29, 2023, the grant of which RSUs to the reporting person were previously reported on Form 4.

F2 · shares: The reporting person also holds the following securities of the issuer: (i) 159,867 aggregate Multiple Voting Shares held directly, (ii) 9,867 Multiple Voting Shares held by Traunch IV LLC ("Traunch IV"), over which the reporting person may be deemed to exercise voting and investment control, and (iii) stock options to acquire 649,559 Subordinate Voting Shares vested as of January 1, 2024 held directly. Multiple Voting Shares are convertible into Subordinate Voting Shares on a one-for-100 basis (or into an aggregate of 16,973,400 Subordinate Voting Shares). The reporting person disclaims beneficial ownership of the Multiple Voting Shares (and the Subordinate Voting Shares into which they are convertible) held by Traunch IV, except to the extent of her pecuniary interest therein.

F2 · balance_after: The reporting person also holds the following securities of the issuer: (i) 159,867 aggregate Multiple Voting Shares held directly, (ii) 9,867 Multiple Voting Shares held by Traunch IV LLC ("Traunch IV"), over which the reporting person may be deemed to exercise voting and investment control, and (iii) stock options to acquire 649,559 Subordinate Voting Shares vested as of January 1, 2024 held directly. Multiple Voting Shares are convertible into Subordinate Voting Shares on a one-for-100 basis (or into an aggregate of 16,973,400 Subordinate Voting Shares). The reporting person disclaims beneficial ownership of the Multiple Voting Shares (and the Subordinate Voting Shares into which they are convertible) held by Traunch IV, except to the extent of her pecuniary interest therein.

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July 25, 2023 Filed Jul 28, 2023 01:42 UTC Trulieve Cannabis Corp. TRUL · Entity 4418 GrantStock Option (Right to Buy) · Derivative 435,154 $0.00 Strike: $6.52 $0.00
Disclosure

SEC source: 0001209191-23-043599 · doc4.xml · derivative · entry 2

Rivers Kim A. · CIK 0001841319 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 435,154

Underlying: Subordinate Voting Shares · 435,154 shares

Expires 2030-07-24

F3 · derivative.exercise_date: The option becomes exercisable in three annual installments, with one-third vesting on December 1, 2023, one-third vesting on December 1, 2024, and one-third vesting on December 1, 2025.

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July 25, 2023 Filed Jul 28, 2023 01:42 UTC Trulieve Cannabis Corp. TRUL · Entity 4418 GrantSubordinate Voting Shares 195,552 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043599 · doc4.xml · nonDerivative · entry 1

Rivers Kim A. · CIK 0001841319 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,691,238

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one Trulieve Cannabis Corp. subordinate voting share. 50% of the RSUs will vest on December 1, 2024, and the remaining 50% of the RSUs will vest on December 1, 2025.

F2 · balance_after: The reporting person also holds the following securities of the issuer: (i) 159,867 aggregate Multiple Voting Shares held directly, (ii) 9,867 Multiple Voting Shares held by Traunch IV LLC ("Traunch IV"), over which the reporting person may be deemed to exercise voting and investment control, and (iii) a stock option to acquire 356,867 Subordinate Voting Shares exercisable as of May 1, 2023 held directly. Multiple Voting Shares are convertible into Subordinate Voting Shares on a one-for-100 basis (or into an aggregate of 16,973,400 Subordinate Voting Shares). The reporting person disclaims beneficial ownership of the Multiple Voting Shares (and the Subordinate Voting Shares into which they are convertible) held by Traunch IV, except to the extent of her pecuniary interest therein.

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July 25, 2023 Filed Jan 17, 2024 00:14 UTC Amendment Trulieve Cannabis Corp. TRUL · Entity 4418 GrantStock Option (Right to Buy) · Derivative 435,154 $0.00 Strike: $3.99 $0.00
Disclosure

SEC source: 0001209191-24-001672 · doc4a.xml · derivative · entry 1

Rivers Kim A. · CIK 0001841319 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 435,154

Underlying: Subordinate Voting Shares · 435,154 shares

Expires 2030-07-24

F1 · derivative.exercise_price: The original Form 4 filed on July 27, 2023, is amended by this Form 4 amendment to correct column 2 (Conversion or Exercise Price of Derivative Security), which was incorrectly reported in the original filing due to a clerical error.

F2 · derivative.exercise_date: The option becomes exercisable in three annual installments, with one-third vesting on December 1, 2023, one-third vesting on December 1, 2024, and one-third vesting on December 1, 2025.

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March 15, 2023 Filed Mar 16, 2023 22:10 UTC Trulieve Cannabis Corp. TRUL · Entity 4418 PurchaseSubordinate Voting Shares 4,110 $6.08 $24,984.28
Disclosure

SEC source: 0001209191-23-019410 · doc4.xml · nonDerivative · entry 1

Rivers Kim A. · CIK 0001841319 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,495,686

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.05 to $6.08, inclusive. The reporting person undertakes to provide Trulieve Cannabis Corp., any security holder of Trulieve Cannabis Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: The reporting person also holds the following securities of the issuer: (i) 159,867 Multiple Voting Shares held directly, (ii) 9,867 Multiple Voting Shares held by Traunch IV LLC ("Traunch IV"), over which the reporting person may be deemed to exercise voting and investment control, and (iii) a stock option to acquire 356,867 Subordinate Voting Shares exercisable as of March 15, 2023 held directly. Multiple Voting Shares are convertible into Subordinate Voting Shares on a one-for-100 basis (or into an aggregate of 16,973,400 Subordinate Voting Shares). The reporting person disclaims beneficial ownership of the Multiple Voting Shares (and the Subordinate Voting Shares into which they are convertible) held by Traunch IV, except to the extent of her pecuniary interest therein.

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December 29, 2022 Filed Jan 3, 2023 22:33 UTC Trulieve Cannabis Corp. TRUL · Entity 4418 Tax withholdingSubordinate Voting Shares 6,341 $7.74 $49,079.34
Disclosure

SEC source: 0001209191-23-000345 · doc4.xml · nonDerivative · entry 1

Rivers Kim A. · CIK 0001841319 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,491,576

F1 · shares: Represents shares withheld for payment of tax liability in connection with vesting of 50% of restricted stock units ("RSUs") granted to the reporting person on September 29, 2021 and previously reported on Form 4.

F2 · balance_after: The reporting person also holds the following securities of the issuer: (i) 159,867 Multiple Voting Shares held directly, (ii) 9,867 Multiple Voting Shares held by Traunch IV LLC ("Traunch IV"), over which the reporting person may be deemed to exercise voting and investment control, (iii) a stock option to acquire 172,962 Subordinate Voting Shares (which vests in three annual installments commencing on December 1, 2021), and (iv) a stock option to acquire 185,618 Subordinate Voting Shares (which vests in three annual installments commencing on December 1, 2022). Multiple Voting Shares are convertible into Subordinate Voting Shares on a one-for-100 basis (or into an aggregate of 16,973,000 Subordinate Voting Shares). The reporting person disclaims beneficial ownership of the Multiple Voting Shares (and the Subordinate Voting Shares into which they are convertible) held by Traunch IV, except to the extent of her pecuniary interest therein.

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May 24, 2022 Filed May 26, 2022 00:30 UTC Trulieve Cannabis Corp. TRUL · Entity 4418 PurchaseSubordinate Voting Shares 14,000 $14.45 $202,300.00
Disclosure

SEC source: 0001209191-22-032012 · doc4.xml · nonDerivative · entry 1

Rivers Kim A. · CIK 0001841319 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,497,917

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.38 to $14.51, inclusive. The reporting person undertakes to provide Trulieve Cannabis Corp., any security holder of Trulieve Cannabis Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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February 24, 2022 Filed Mar 1, 2022 01:57 UTC Trulieve Cannabis Corp. TRUL · Entity 4418 GrantStock Option (Right to Buy) · Derivative 185,618 $0.00 Strike: $21.48 $0.00
Disclosure

SEC source: 0001209191-22-013807 · doc4.xml · derivative · entry 2

Rivers Kim A. · CIK 0001841319 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,618

Underlying: Subordinate Voting Shares · 185,618 shares

Expires 2029-02-24

F2 · derivative.exercise_date: The option becomes exercisable in three annual installments, with one-third vesting on December 1, 2022, one-third vesting on December 1, 2023, and one-third vesting on December 1, 2024.

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February 24, 2022 Filed Mar 1, 2022 01:57 UTC Trulieve Cannabis Corp. TRUL · Entity 4418 GrantSubordinate Voting Shares 65,177 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-013807 · doc4.xml · nonDerivative · entry 1

Rivers Kim A. · CIK 0001841319 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,177

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one Trulieve Cannabis Corp. subordinate voting share. 50% of the RSUs will vest on December 1, 2023, and the remaining 50% of the RSUs will vest on December 1, 2024.

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September 29, 2021 Filed Sep 30, 2021 20:25 UTC Trulieve Cannabis Corp. TRUL · Entity 4418 GrantStock Option (Right to Buy) · Derivative 172,962 $0.00 Strike: $26.88 $0.00
Disclosure

SEC source: 0001754195-21-000049 · edgar.xml · derivative · entry 2

Rivers Kim A. · CIK 0001841319 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,962

Underlying: Subordinate Voting Shares · 172,962 shares

Expires 2031-09-29

F2 · derivative.exercise_date: The option becomes exercisable in three annual installments, with one-third vesting on December 1, 2021, one-third vesting on December 1, 2022 and one-third vesting on December 1, 2023.

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September 29, 2021 Filed Sep 30, 2021 20:25 UTC Trulieve Cannabis Corp. TRUL · Entity 4418 GrantSubordinate Voting Shares 52,083 $0.00 $0.00
Disclosure

SEC source: 0001754195-21-000049 · edgar.xml · nonDerivative · entry 1

Rivers Kim A. · CIK 0001841319 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,418,690

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one Trulieve Cannabis Corp. subordinate voting share. 50% of the RSUs will vest on December 1, 2022 and the remaining 50% of the RSUs will vest on December 1, 2023.

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September 29, 2021 Filed Oct 29, 2021 00:16 UTC Amendment Trulieve Cannabis Corp. TRUL · Entity 4418 GrantStock Option (Right to Buy) · Derivative 172,962 $0.00 Strike: $26.88 $0.00
Disclosure

SEC source: 0001754195-21-000071 · edgar.xml · derivative · entry 2

Rivers Kim A. · CIK 0001841319 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,962

Underlying: Subordinate Voting Shares · 172,962 shares

Expires 2028-09-29

F3 · derivative.exercise_date: The option becomes exercisable in three annual installments, with one-third vesting on December 1, 2021, one-third vesting on December 1, 2022 and one-third vesting on December 1, 2023.

F4 · derivative.expiration_date: The original Form 4 filed on September 30, 2021 is amended by this Form 4 amendment to correct the expiration date, which was incorrectly reported in the original filing due to a clerical error.

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September 29, 2021 Filed Oct 29, 2021 00:16 UTC Amendment Trulieve Cannabis Corp. TRUL · Entity 4418 GrantSubordinate Voting Shares 52,083 $0.00 $0.00
Disclosure

SEC source: 0001754195-21-000071 · edgar.xml · nonDerivative · entry 1

Rivers Kim A. · CIK 0001841319 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,418,740

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one Trulieve Cannabis Corp. subordinate voting share. 50% of the RSUs will vest on December 1, 2022 and the remaining 50% of the RSUs will vest on December 1, 2023.

F2 · balance_after: This amendment updates the number of shares beneficially owned after the reported transaction to reflect an additional 50 subordinate voting shares held by the reporting person, which were not reflected in the Form 3 filed on February 4, 2021, due to a clerical error.

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September 15, 2021 Filed Sep 17, 2021 20:18 UTC Trulieve Cannabis Corp. TRUL · Entity 4418 GrantSubordinate Voting Shares 2,285,178 $0.00 $0.00
Disclosure

SEC source: 0001754195-21-000043 · edgar.xml · nonDerivative · entry 1

Rivers Kim A. · CIK 0001841319 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,366,607

F1 · kind: Represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one Trulieve Cannabis Corp. subordinate voting share. The RSUs fully vested on September 15, 2021 (the "Vesting Date"). Vested shares will be delivered to the reporting person within 60 days following the third anniversary of the Vesting Date.

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August 16, 2021 Filed Aug 17, 2021 20:58 UTC Trulieve Cannabis Corp. TRUL · Entity 4418 PurchaseSubordinate Voting Shares 1,404 $28.18 $39,560.09
Disclosure

SEC source: 0001754195-21-000038 · edgar.xml · nonDerivative · entry 2

Rivers Kim A. · CIK 0001841319 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,429

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.03 to $28.50, inclusive. The reporting person undertakes to provide to Trulieve Cannabis Corp., any security holder of Trulieve Cannabis Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) of this Form 4.

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August 16, 2021 Filed Aug 17, 2021 20:58 UTC Trulieve Cannabis Corp. TRUL · Entity 4418 PurchaseSubordinate Voting Shares 2,105 $27.73 $58,365.76
Disclosure

SEC source: 0001754195-21-000038 · edgar.xml · nonDerivative · entry 1

Rivers Kim A. · CIK 0001841319 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,025

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.44 to $27.95, inclusive. The reporting person undertakes to provide to Trulieve Cannabis Corp., any security holder of Trulieve Cannabis Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) of this Form 4.

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June 15, 2021 Filed Jun 15, 2021 22:19 UTC Trulieve Cannabis Corp. TRUL · Entity 4418 PurchaseSubordinate Voting Shares 29,000 $35.94 $1,042,149.80
Disclosure

SEC source: 0001754195-21-000036 · edgar.xml · nonDerivative · entry 1

Rivers Kim A. · CIK 0001841319 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,920

F1 · price: The price reported in Column 4 represents a weighted average price. The reporting person undertakes to provide to Trulieve Cannabis Corp., any security holder of Trulieve Cannabis Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.