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person · Reporting owner

KAPLAN DAVID B

Disclosed activity across 7 companies

Tapewire entity
34942
SEC CIK
0001025976

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Ares Acquisition CorpAAC · Entity 143249Director · Chief Executive OfficerFebruary 01, 2021February 02, 2021
Ares Acquisition Corp IIIAAC · Entity 5470Director · Chief Executive OfficerJune 29, 2026June 30, 2026
Ares Management CorpARES · Entity 3048Director · Co-FounderDecember 16, 2025December 18, 2025
Floor & Decor Holdings, Inc.FND · Entity 3890DirectorApril 26, 2017April 26, 2017
Kodiak AI, Inc.AACT · Entity 5204Director · Chief Executive OfficerApril 20, 2023April 21, 2023
LuxExperience B.V.LUXE · Entity 4941DirectorMarch 18, 2026March 18, 2026
X-Energy, Inc.XE · Entity 3873DirectorApril 24, 2026April 24, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Ares Acquisition Corp

Report date February 01, 2021 · Filed February 02, 2021

This filing explicitly reported no securities owned.

Ares Acquisition Corp III

Report date June 29, 2026 · Filed June 30, 2026

This filing explicitly reported no securities owned.

Ares Management Corp

Report date December 16, 2025 · Filed December 18, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Ares Owners Holdings L.P.985,052 Reported balance After 2025-12-16 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2025-12-16 · Gift · Disposed 40,000 · Balance 985,052

F1: Represents the number of shares of Class A Common Stock previously held by Ares Owners Holdings L.P ("AOH") on behalf of the reporting person or a vehicle controlled by him, which were gifted on December 16, 2025 to a charitable foundation of which the reporting person is a trustee.

F2: The reporting person or a vehicle controlled by him is a limited partner in AOH, the direct holder of the shares of Class A Common Stock. The shares of Class A Common Stock indirectly held by the reporting person or the vehicle are the number of shares of Class A Common Stock that he or the vehicle has a right to receive as a limited partner in AOH.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares of Class A Common Stock previously held by Ares Owners Holdings L.P ("AOH") on behalf of the reporting person or a vehicle controlled by him, which were gifted on December 16, 2025 to a charitable foundation of which the reporting person is a trustee.

F2: The reporting person or a vehicle controlled by him is a limited partner in AOH, the direct holder of the shares of Class A Common Stock. The shares of Class A Common Stock indirectly held by the reporting person or the vehicle are the number of shares of Class A Common Stock that he or the vehicle has a right to receive as a limited partner in AOH.

Floor & Decor Holdings, Inc.

Report date April 26, 2017 · Filed April 26, 2017

This filing explicitly reported no securities owned.

Kodiak AI, Inc.

Report date April 20, 2023 · Filed April 21, 2023

This filing explicitly reported no securities owned.

LuxExperience B.V.

Report date March 18, 2026 · Filed March 18, 2026

This filing explicitly reported no securities owned.

X-Energy, Inc.

Report date April 24, 2026 · Filed April 24, 2026

This filing explicitly reported no securities owned.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 25, 2020 Filed Sep 26, 2020 00:09 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 17,961 $39.68 $712,692.48
Disclosure

SEC source: 0001628280-20-013922 · wf-form4_160107892884322.xml · nonDerivative · entry 2

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 964,994

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on September 25, 2020 in multiple transactions at prices ranging from $39.44 to $39.86.

F3 · balance_after: Includes 600,000 shares of Class A Common Stock previously held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person or a vehicle controlled by him, which were transferred to a vehicle controlled by him.

Read SEC document
September 25, 2020 Filed Sep 26, 2020 00:09 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 17,045 $38.79 $661,175.55
Disclosure

SEC source: 0001628280-20-013922 · wf-form4_160107892884322.xml · nonDerivative · entry 1

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 982,955

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on September 25, 2020 in multiple transactions at prices ranging from $38.38 to $39.35. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 4.

F3 · balance_after: Includes 600,000 shares of Class A Common Stock previously held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person or a vehicle controlled by him, which were transferred to a vehicle controlled by him.

Read SEC document
June 08, 2020 Filed Jun 9, 2020 00:44 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 85,889 $39.90 $3,426,971.10
Disclosure

SEC source: 0001628280-20-009151 · wf-form4_159166342616894.xml · nonDerivative · entry 3

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 400,000

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 8, 2020 in multiple transactions at prices ranging from $39.59 to $40.23.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 00:44 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 173,511 $39.83 $6,910,943.13
Disclosure

SEC source: 0001628280-20-009151 · wf-form4_159166342616894.xml · nonDerivative · entry 2

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 485,889

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 5, 2020 in multiple transactions at prices ranging from $39.48 to $40.38.

Read SEC document
June 04, 2020 Filed Jun 9, 2020 00:44 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 54,430 $39.16 $2,131,478.80
Disclosure

SEC source: 0001628280-20-009151 · wf-form4_159166342616894.xml · nonDerivative · entry 1

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 659,400

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 4, 2020 in multiple transactions at prices ranging from $39.00 to $39.50. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 3 and 4.

Read SEC document
June 03, 2020 Filed Jun 3, 2020 23:42 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 86,170 $39.05 $3,364,938.50
Disclosure

SEC source: 0001628280-20-008939 · wf-form4_159122772755475.xml · nonDerivative · entry 3

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 713,830

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 3, 2020 in multiple transactions at prices ranging from $39.00 to $39.34.

Read SEC document
June 02, 2020 Filed Jun 3, 2020 23:42 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 68,268 $38.04 $2,596,914.72
Disclosure

SEC source: 0001628280-20-008939 · wf-form4_159122772755475.xml · nonDerivative · entry 2

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 800,000

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 2, 2020 in multiple transactions at prices ranging from $37.49 to $38.31.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 23:42 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 113,722 $37.44 $4,257,751.68
Disclosure

SEC source: 0001628280-20-008939 · wf-form4_159122772755475.xml · nonDerivative · entry 1

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 868,268

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 1, 2020 in multiple transactions at prices ranging from $37.03 to $38.00. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 3 and 4.

Read SEC document
May 29, 2020 Filed May 29, 2020 23:59 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 157,257 $37.41 $5,882,984.37
Disclosure

SEC source: 0001628280-20-008704 · wf-form4_159079673812161.xml · nonDerivative · entry 3

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 981,990

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 29, 2020 in multiple transactions at prices ranging from $37.00 to $37.94.

Read SEC document
May 28, 2020 Filed May 29, 2020 23:59 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 20,432 $37.12 $758,435.84
Disclosure

SEC source: 0001628280-20-008704 · wf-form4_159079673812161.xml · nonDerivative · entry 2

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 1,139,247

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 28, 2020 in multiple transactions at prices ranging from $37.00 to $37.45.

Read SEC document
May 27, 2020 Filed May 29, 2020 23:59 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 13,203 $37.11 $489,963.33
Disclosure

SEC source: 0001628280-20-008704 · wf-form4_159079673812161.xml · nonDerivative · entry 1

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 1,159,679

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 27, 2020 in multiple transactions at prices ranging from $37.00 to $37.23. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 3 and 4.

Read SEC document
May 26, 2020 Filed May 27, 2020 01:01 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 27,218 $37.20 $1,012,509.60
Disclosure

SEC source: 0001628280-20-008440 · wf-form4_159054129910738.xml · nonDerivative · entry 4

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 1,172,882

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 26, 2020 in multiple transactions at prices ranging from $36.73 to $37.55.

Read SEC document
May 26, 2020 Filed May 27, 2020 01:01 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 23,429 $36.23 $848,832.67
Disclosure

SEC source: 0001628280-20-008440 · wf-form4_159054129910738.xml · nonDerivative · entry 3

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 1,200,100

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 26, 2020 in multiple transactions at prices ranging from $35.72 to $36.70.

Read SEC document
May 22, 2020 Filed May 27, 2020 01:01 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 42,717 $35.04 $1,496,803.68
Disclosure

SEC source: 0001628280-20-008440 · wf-form4_159054129910738.xml · nonDerivative · entry 2

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 1,223,529

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 22, 2020 in multiple transactions at prices ranging from $35.00 to $35.08.

Read SEC document
May 21, 2020 Filed May 27, 2020 01:01 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 19,700 $35.00 $689,500.00
Disclosure

SEC source: 0001628280-20-008440 · wf-form4_159054129910738.xml · nonDerivative · entry 1

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 1,266,246

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 21, 2020 in multiple transactions at prices ranging from $35.00 to $35.17. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 3, 4 and 5.

Read SEC document
May 20, 2020 Filed May 21, 2020 00:47 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 8,600 $35.02 $301,172.00
Disclosure

SEC source: 0001628280-20-008167 · wf-form4_159002205423006.xml · nonDerivative · entry 3

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 1,285,946

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 20, 2020 in multiple transactions at prices ranging from $35.00 to $35.11.

Read SEC document
May 19, 2020 Filed May 21, 2020 00:47 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 15,747 $35.11 $552,877.17
Disclosure

SEC source: 0001628280-20-008167 · wf-form4_159002205423006.xml · nonDerivative · entry 2

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 1,294,546

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 19, 2020 in multiple transactions at prices ranging from $35.00 to $35.51.

Read SEC document
May 18, 2020 Filed May 21, 2020 00:47 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 3,300 $35.03 $115,599.00
Disclosure

SEC source: 0001628280-20-008167 · wf-form4_159002205423006.xml · nonDerivative · entry 1

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 1,310,293

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 18, 2020 in multiple transactions at prices ranging from $35.00 to $35.08. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 3 and 4.

Read SEC document
May 12, 2020 Filed May 14, 2020 00:27 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 1,000 $35.00 $35,000.00
Disclosure

SEC source: 0001628280-20-007739 · wf-form4_158941603472039.xml · nonDerivative · entry 2

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 1,313,593

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 12, 2020 in multiple transactions at prices ranging from $35.00 to $35.01.

Read SEC document
May 11, 2020 Filed May 14, 2020 00:27 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 2,396 $35.01 $83,883.96
Disclosure

SEC source: 0001628280-20-007739 · wf-form4_158941603472039.xml · nonDerivative · entry 1

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 1,314,593

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 11, 2020 in multiple transactions at prices ranging from $35.00 to $35.04. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 3.

Read SEC document
May 08, 2020 Filed May 9, 2020 00:24 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 12,959 $35.09 $454,731.31
Disclosure

SEC source: 0001628280-20-007268 · wf-form4_158898385821354.xml · nonDerivative · entry 3

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 1,316,989

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 8, 2020 in multiple transactions at prices ranging from $35.00 to $35.33.

Read SEC document
May 07, 2020 Filed May 9, 2020 00:24 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 33,353 $35.14 $1,172,024.42
Disclosure

SEC source: 0001628280-20-007268 · wf-form4_158898385821354.xml · nonDerivative · entry 2

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 1,329,948

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 7, 2020 in multiple transactions at prices ranging from $35.00 to $35.61.

Read SEC document
May 06, 2020 Filed May 9, 2020 00:24 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 64,285 $35.10 $2,256,403.50
Disclosure

SEC source: 0001628280-20-007268 · wf-form4_158898385821354.xml · nonDerivative · entry 1

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 1,363,301

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on May 6, 2020 in multiple transactions at prices ranging from $35.00 to $35.43. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 3 and 4.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 00:55 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 83,386 $36.33 $3,029,413.38
Disclosure

SEC source: 0001628280-20-005898 · wf-form4_158820810454485.xml · nonDerivative · entry 5

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 1,427,586

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on April 29, 2020 in multiple transactions at prices ranging from $36.05 to $36.95.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 00:55 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 79,621 $35.52 $2,828,137.92
Disclosure

SEC source: 0001628280-20-005898 · wf-form4_158820810454485.xml · nonDerivative · entry 4

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 1,510,972

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on April 29, 2020 in multiple transactions at prices ranging from $35.05 to $36.04.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 00:55 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 1,200 $36.03 $43,236.00
Disclosure

SEC source: 0001628280-20-005898 · wf-form4_158820810454485.xml · nonDerivative · entry 3

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 1,590,593

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on April 28, 2020 in multiple transactions at prices ranging from $36.00 to $36.26.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 00:55 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 47,161 $35.31 $1,665,254.91
Disclosure

SEC source: 0001628280-20-005898 · wf-form4_158820810454485.xml · nonDerivative · entry 2

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 1,591,793

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on April 28, 2020 in multiple transactions at prices ranging from $35.00 to $35.98.

Read SEC document
April 27, 2020 Filed Apr 30, 2020 00:55 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 15,763 $35.00 $551,705.00
Disclosure

SEC source: 0001628280-20-005898 · wf-form4_158820810454485.xml · nonDerivative · entry 1

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 1,638,954

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on April 27, 2020 in multiple transactions at prices ranging from $35.00 to $35.05. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 3, 4, 5 and 6.

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April 09, 2020 Filed Apr 13, 2020 23:03 UTC Ares Management Corp ARES · Entity 3048 SaleClass A Common Stock 45,283 $35.07 $1,588,074.81
Disclosure

SEC source: 0001104659-20-046055 · a4.xml · nonDerivative · entry 1

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder and Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 1,654,717

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on April 9, 2020 in multiple transactions at prices ranging from $35.00 to $35.21. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 1,575,000 shares of Class A Common Stock previously held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person or a vehicle controlled by him, which were transferred to a vehicle controlled by him.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.