KAPLAN DAVID B

SEC source: 0001628280-23-031760 · wk-form4_1694127648.xml · nonDerivative · entry 1

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 282,308

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on May 12, 2023 by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on September 5, 2023 in multiple transactions at prices ranging from $101.96 to $102.95. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnotes 3 and 4.

SEC source: 0001628280-23-029915 · wk-form4_1692318088.xml · nonDerivative · entry 6

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 300,000

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on May 12, 2023 by the reporting person, or a vehicle controlled by him.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 16, 2023 in multiple transactions at prices ranging from $97.18 to $97.86.

SEC source: 0001628280-23-029915 · wk-form4_1692318088.xml · derivative · entry 8

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Ares Owners Holdings L.P.

Disclosed balance after: 9,421,596

Underlying: Class A Common Stock · 500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F8 · price: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F8 · derivative.exercise_date: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F8 · derivative.expiration_date: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG Units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F9 · ownership.nature: The reporting person or a vehicle controlled by him is a limited partner in AOH, the direct holder of the shares of AOG Units. The AOG Units indirectly held by the reporting person are the number of AOG Units that he has a right to receive as a limited partner in AOH.

SEC source: 0001628280-23-029915 · wk-form4_1692318088.xml · nonDerivative · entry 5

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 309,946

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on May 12, 2023 by the reporting person, or a vehicle controlled by him.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 15, 2023 in multiple transactions at prices ranging from $100.70 to $100.82.

SEC source: 0001628280-23-029915 · wk-form4_1692318088.xml · nonDerivative · entry 4

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 310,220

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on May 12, 2023 by the reporting person, or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 15, 2023 in multiple transactions at prices ranging from $99.33 to $100.31.

SEC source: 0001628280-23-029915 · wk-form4_1692318088.xml · nonDerivative · entry 3

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 339,541

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on May 12, 2023 by the reporting person, or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 15, 2023 in multiple transactions at prices ranging from $98.33 to $99.32.

SEC source: 0001628280-23-029915 · wk-form4_1692318088.xml · nonDerivative · entry 2

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 384,425

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted on May 12, 2023 by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on August 15, 2023 in multiple transactions at prices ranging from $97.33 to $98.31. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 3, 4, 5 and 6.

SEC source: 0001628280-23-029915 · wk-form4_1692318088.xml · nonDerivative · entry 1

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder

10b5-1 filing: Plan reported

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 500,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-22-027253 · wf-form4_166691953409885.xml · nonDerivative · entry 11

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold on October 27, 2022 in multiple transactions at prices ranging from $74.01 to $74.79.

SEC source: 0001628280-22-027253 · wf-form4_166691953409885.xml · nonDerivative · entry 10

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 36,357

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold on October 27, 2022 in multiple transactions at prices ranging from $73.01 to $74.00.

SEC source: 0001628280-22-027253 · wf-form4_166691953409885.xml · nonDerivative · entry 9

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 137,977

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold on October 27, 2022 in multiple transactions at prices ranging from $72.00 to $72.99.

SEC source: 0001628280-22-027253 · wf-form4_166691953409885.xml · nonDerivative · entry 8

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 157,594

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold on October 27, 2022 in multiple transactions at prices ranging from $71.00 to $71.99.

SEC source: 0001628280-22-027253 · wf-form4_166691953409885.xml · nonDerivative · entry 7

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 172,894

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold on October 27, 2022 in multiple transactions at prices ranging from $70.00 to $70.99.

SEC source: 0001628280-22-027253 · wf-form4_166691953409885.xml · nonDerivative · entry 6

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 192,782

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on October 26, 2022 in multiple transactions at prices ranging from $73.15 to $74.02.

SEC source: 0001628280-22-027253 · wf-form4_166691953409885.xml · nonDerivative · entry 5

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 234,386

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on October 26, 2022 in multiple transactions at prices ranging from $72.15 to $73.14.

SEC source: 0001628280-22-027253 · wf-form4_166691953409885.xml · nonDerivative · entry 4

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 315,237

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on October 26, 2022 in multiple transactions at prices ranging from $71.15 to $72.14.

SEC source: 0001628280-22-027253 · wf-form4_166691953409885.xml · nonDerivative · entry 3

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 376,886

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on October 25, 2022 in multiple transactions at prices ranging from $71.00 to $71.81.

SEC source: 0001628280-22-027253 · wf-form4_166691953409885.xml · nonDerivative · entry 2

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 434,223

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on October 25, 2022 in multiple transactions at prices ranging from $70.00 to $70.99. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 3, 4, 5, 6, 7, 8, 9, 10 and 11.

SEC source: 0001628280-22-027253 · wf-form4_166691953409885.xml · derivative · entry 13

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ares Owners Holdings L.P.

Disclosed balance after: 9,921,596

Underlying: Class A Common Stock · 500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_price: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F13 · price: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F13 · derivative.exercise_date: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F13 · derivative.expiration_date: Pursuant to the terms of the Fifth Amended and Restated Exchange Agreement, dated as of April 1, 2021, among Ares Management Corporation, Ares Holdings L.P. and each Ares Operating Group Limited Partner (as defined in the exchange agreement), and subject to certain requirements and restrictions, the partnership units of the Ares Operating Group ("AOG units") are exchangeable for shares of Class A Common Stock on a one-for-one basis.

F14 · ownership.nature: The reporting person or a vehicle controlled by him is a limited partner in AOH, the direct holder of the shares of AOG units. The AOG units indirectly held by the reporting person are the number of AOG units that he has a right to receive as a limited partner in AOH.

SEC source: 0001628280-22-027253 · wf-form4_166691953409885.xml · nonDerivative · entry 1

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 500,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-20-017313 · wf-form4_160756182573037.xml · nonDerivative · entry 1

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on December 7, 2020 in multiple transactions at prices ranging from $46.86 to $47.39. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001628280-20-017134 · wf-form4_160712561814874.xml · nonDerivative · entry 2

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 9,899

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on December 4, 2020 in multiple transactions at prices ranging from $46.36 to $47.12.

SEC source: 0001628280-20-017134 · wf-form4_160712561814874.xml · nonDerivative · entry 1

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 68,667

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on December 3, 2020 in multiple transactions at prices ranging from $45.80 to $46.77. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 3.

SEC source: 0001628280-20-016999 · wf-form4_160696256896474.xml · nonDerivative · entry 2

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 170,870

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on December 2, 2020 in multiple transactions at prices ranging from $45.01 to $45.96.

SEC source: 0001628280-20-016999 · wf-form4_160696256896474.xml · nonDerivative · entry 1

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 254,500

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on December 1, 2020 in multiple transactions at prices ranging from $44.96 to $45.89. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 3.

SEC source: 0001628280-20-016926 · wf-form4_160678840365637.xml · nonDerivative · entry 3

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 370,969

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 30, 2020 in multiple transactions at prices ranging from $45.00 to $45.30.

SEC source: 0001628280-20-016926 · wf-form4_160678840365637.xml · nonDerivative · entry 2

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 379,084

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 27, 2020 in multiple transactions at prices ranging from $45.00 to $45.53.

SEC source: 0001628280-20-016926 · wf-form4_160678840365637.xml · nonDerivative · entry 1

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 399,293

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 25, 2020 in multiple transactions at prices ranging from $45.00 to $45.05. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 3 and 4.

SEC source: 0001628280-20-016799 · wf-form4_160625896501920.xml · nonDerivative · entry 2

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 412,996

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 24, 2020 in multiple transactions at prices ranging from $45.00 to $45.03.

SEC source: 0001628280-20-016799 · wf-form4_160625896501920.xml · nonDerivative · entry 1

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 413,996

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 23, 2020 in multiple transactions at prices ranging from $45.00 to $45.44. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 3.

SEC source: 0001628280-20-016684 · wf-form4_160592460009531.xml · nonDerivative · entry 2

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 420,102

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 20, 2020 in multiple transactions at prices ranging from $45.00 to $45.13.

SEC source: 0001628280-20-016684 · wf-form4_160592460009531.xml · nonDerivative · entry 1

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 423,756

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 19, 2020 in multiple transactions at prices ranging from $45.00 to $45.21. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 3.

SEC source: 0001628280-20-016619 · wf-form4_160574933460878.xml · nonDerivative · entry 2

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 436,036

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 18, 2020 in multiple transactions at prices ranging from $45.00 to $45.04.

SEC source: 0001628280-20-016619 · wf-form4_160574933460878.xml · nonDerivative · entry 1

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 451,410

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 17, 2020 in multiple transactions at prices ranging from $45.00 to $45.01. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 3.

SEC source: 0001628280-20-016453 · wf-form4_160531570610796.xml · nonDerivative · entry 1

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 454,710

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

SEC source: 0001628280-20-016144 · wf-form4_160497475291725.xml · nonDerivative · entry 4

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 455,110

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 9, 2020 in multiple transactions at prices ranging from $46.33 to $46.34.

SEC source: 0001628280-20-016144 · wf-form4_160497475291725.xml · nonDerivative · entry 3

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 455,310

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 9, 2020 in multiple transactions at prices ranging from $45.00 to $45.97.

SEC source: 0001628280-20-016144 · wf-form4_160497475291725.xml · nonDerivative · entry 2

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 479,581

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 6, 2020 in multiple transactions at prices ranging from $45.00 to $45.01.

SEC source: 0001628280-20-016144 · wf-form4_160497475291725.xml · nonDerivative · entry 1

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 480,581

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 5, 2020 in multiple transactions at prices ranging from $45.00 to $45.12. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 3, 4 and 5.

SEC source: 0001628280-20-015582 · wf-form4_160454187175071.xml · nonDerivative · entry 4

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 484,281

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 3, 2020 in multiple transactions at prices ranging from $42.61 to $43.23.

SEC source: 0001628280-20-015582 · wf-form4_160454187175071.xml · nonDerivative · entry 3

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 515,394

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 3, 2020 in multiple transactions at prices ranging from $41.61 to $42.60.

SEC source: 0001628280-20-015582 · wf-form4_160454187175071.xml · nonDerivative · entry 2

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 581,279

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 2, 2020 in multiple transactions at prices ranging from $42.96 to $43.08.

SEC source: 0001628280-20-015582 · wf-form4_160454187175071.xml · nonDerivative · entry 1

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 588,140

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on November 2, 2020 in multiple transactions at prices ranging from $41.96 to $42.95. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 3, 4 and 5.

SEC source: 0001628280-20-014754 · wf-form4_160349970916004.xml · nonDerivative · entry 1

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 684,281

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

SEC source: 0001628280-20-014670 · wf-form4_160332630242136.xml · nonDerivative · entry 1

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 684,581

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on October 19, 2020 in multiple transactions at prices ranging from $45.00 to $45.43. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001628280-20-014213 · wf-form4_160167645630735.xml · nonDerivative · entry 3

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 700,000

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on October 2, 2020 in multiple transactions at prices ranging from $40.95 to $41.26.

SEC source: 0001628280-20-014213 · wf-form4_160167645630735.xml · nonDerivative · entry 2

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 737,217

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on October 2, 2020 in multiple transactions at prices ranging from $39.95 to $40.94.

SEC source: 0001628280-20-014213 · wf-form4_160167645630735.xml · nonDerivative · entry 1

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 765,168

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on October 1, 2020 in multiple transactions at prices ranging from $40.04 to $40.90. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 3 and 4.

SEC source: 0001628280-20-014077 · wf-form4_160151234221092.xml · nonDerivative · entry 2

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 900,000

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold on September 29, 2020 in multiple transactions at prices ranging from $39.91 to $40.57.

SEC source: 0001628280-20-014077 · wf-form4_160151234221092.xml · nonDerivative · entry 1

KAPLAN DAVID B · CIK 0001025976 · Director · Co-Founder & Co-Chair of PEG

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trently Holdings, LLC

Disclosed balance after: 907,895

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person, or a vehicle controlled by him.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on September 28, 2020 in multiple transactions at prices ranging from $40.08 to $40.85. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 3.