Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Direct Digital Holdings, Inc.DRCT · Entity 2630 | CFO | October 16, 2025 | June 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Direct Digital Holdings, Inc.
Report date October 16, 2025 · Filed June 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 159 |
Ending reported balance
After 2026-04-01 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2025-10-16 · Exercise / conversion · Acquired 28 · Balance 65 F1: On January 12, 2026, Direct Digital Holdings, Inc. (the "Company") effected a 55-to-1 reverse stock split (the "January Reverse Stock Split") and subsequently on April 27, 2026, the Company effected a 4-to-1 reverse stock split (the "April Reverse Stock Split," and together with the January Reverse Stock Split, the "Reverse Stock Splits"). The shares reported in connection with this transaction have been adjusted to reflect the Reverse Stock Splits. F2: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. Row 2 · 2026-01-24 · Exercise / conversion · Acquired 102 · Balance 167 F3: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F2: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. Row 3 · 2026-01-24 · Tax withholding · Disposed 31 · Balance 136 F3: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F4: Represents shares withheld to satisfy tax liabilities associated with the reported vesting of restricted stock units on the applicable transaction date. Row 4 · 2026-04-01 · Exercise / conversion · Acquired 33 · Balance 169 F3: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F2: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. Row 5 · 2026-04-01 · Tax withholding · Disposed 10 · Balance 159 F3: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F4: Represents shares withheld to satisfy tax liabilities associated with the reported vesting of restricted stock units on the applicable transaction date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 28 |
Reported balance
After 2025-10-16 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2025-10-16 · Exercise / conversion · Disposed 28 · Balance 28 F2: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. F5: On October 16, 2023, the reporting person was granted 84 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on October 16, 2024, an additional 33% of the restricted stock units vested on October 16, 2025, and the remaining balance of 34% of the restricted stock units will vest on October 16, 2026. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 18,650 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-01-24 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-01-24 · Exercise / conversion · Disposed 102 · Balance 0 F2: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. F6: On January 24, 2025, the reporting person was granted 102 restricted stock units, vesting on the first anniversary of the grant date conditioned on continued employment as of the vesting date. All of the restricted stock units vested on January 24, 2026. This grant was previously reported as covering 22,500 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 68 |
Reported balance
After 2026-04-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-04-01 · Exercise / conversion · Disposed 33 · Balance 68 F2: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. F8: On April 1, 2025, the reporting person was granted 101 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on April 1, 2026, an additional 33% of the restricted stock units will vest on April 1, 2027, and the remaining balance of 34% of the restricted stock units will vest on April 1, 2028. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 22,500 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. |
| Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.32 · Expires 2036-03-24 | Direct | 4,375 |
Reported balance
After 2026-03-24 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-03-24 · Grant · Acquired 4,375 · Balance 4,375 F3: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F7: This option is scheduled to vest in three equal annual installments beginning on March 24, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 12, 2026, Direct Digital Holdings, Inc. (the "Company") effected a 55-to-1 reverse stock split (the "January Reverse Stock Split") and subsequently on April 27, 2026, the Company effected a 4-to-1 reverse stock split (the "April Reverse Stock Split," and together with the January Reverse Stock Split, the "Reverse Stock Splits"). The shares reported in connection with this transaction have been adjusted to reflect the Reverse Stock Splits.
F2: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis.
F3: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split.
F4: Represents shares withheld to satisfy tax liabilities associated with the reported vesting of restricted stock units on the applicable transaction date.
F5: On October 16, 2023, the reporting person was granted 84 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on October 16, 2024, an additional 33% of the restricted stock units vested on October 16, 2025, and the remaining balance of 34% of the restricted stock units will vest on October 16, 2026. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 18,650 restricted stock units, but was adjusted to reflect the Reverse Stock Splits.
F6: On January 24, 2025, the reporting person was granted 102 restricted stock units, vesting on the first anniversary of the grant date conditioned on continued employment as of the vesting date. All of the restricted stock units vested on January 24, 2026. This grant was previously reported as covering 22,500 restricted stock units, but was adjusted to reflect the Reverse Stock Splits.
F7: This option is scheduled to vest in three equal annual installments beginning on March 24, 2027.
F8: On April 1, 2025, the reporting person was granted 101 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on April 1, 2026, an additional 33% of the restricted stock units will vest on April 1, 2027, and the remaining balance of 34% of the restricted stock units will vest on April 1, 2028. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 22,500 restricted stock units, but was adjusted to reflect the Reverse Stock Splits.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SHARPS COMPLIANCE CORP
Report date August 22, 2022 · Filed August 23, 2022
Section 16 reporting ended · disclosed 2022-08-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2022-08-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-08-22 · Other · Disposed 56,212 · Balance 56,212 F1: Amount of securities beneficially owned in the reported transaction includes issued and outstanding shares of common stock (the "Common Stock") of Sharps Compliance Corp. (the "Company") and issued and outstanding unvested restricted stock awards granted under the Sharps Compliance Corp. 2010 Stock Plan, as amended. F2: On July 12, 2022, the Company entered into that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among the Company, Raven Buyer, Inc., a Delaware corporation ("Parent"), and Raven Houston Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Raven Buyer, Inc. ("Purchaser"), pursuant to which, on July 25, 2022, Purchaser commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of the Common Stock for a purchase price of $8.75 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. F3: Due to a 1000 character limit, Footnote 3 is a continuation of Footnote 2. On August 22, 2022, Purchaser accepted all shares tendered in the Offer. On August 23, 2022, Purchaser merged with and into the Company (the "Merger") and the Company ceased to be a public company. Pursuant to the Merger Agreement, each share of Common Stock (including each restricted stock award, whether or not vested), that was outstanding immediately prior to the consummation of the Merger was automatically cancelled and, in exchange therefor, the holder is entitled to receive $8.75 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. Row 2 · 2022-08-23 · Disposition to issuer · Disposed 56,212 · Balance 0 F1: Amount of securities beneficially owned in the reported transaction includes issued and outstanding shares of common stock (the "Common Stock") of Sharps Compliance Corp. (the "Company") and issued and outstanding unvested restricted stock awards granted under the Sharps Compliance Corp. 2010 Stock Plan, as amended. F2: On July 12, 2022, the Company entered into that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among the Company, Raven Buyer, Inc., a Delaware corporation ("Parent"), and Raven Houston Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Raven Buyer, Inc. ("Purchaser"), pursuant to which, on July 25, 2022, Purchaser commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of the Common Stock for a purchase price of $8.75 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. F3: Due to a 1000 character limit, Footnote 3 is a continuation of Footnote 2. On August 22, 2022, Purchaser accepted all shares tendered in the Offer. On August 23, 2022, Purchaser merged with and into the Company (the "Merger") and the Company ceased to be a public company. Pursuant to the Merger Agreement, each share of Common Stock (including each restricted stock award, whether or not vested), that was outstanding immediately prior to the consummation of the Merger was automatically cancelled and, in exchange therefor, the holder is entitled to receive $8.75 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. |
| Sharps Compliance 2010 Stock Plan OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $4.80 | Direct | 0 |
Reported balance
After 2022-08-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-08-23 · Disposition to issuer · Disposed 6,250 · Balance 0 F4: Pursuant to the Merger Agreement, each Company stock option, whether vested or unvested or exercisable, that is outstanding immediately prior to the consummation of the Merger was automatically cancelled in exchange for the right to receive an amount in cash (without interest, and subject to deduction for any required withholding tax) equal to the product of (i) the excess of the $8.75 over the exercise price per share under such Company stock option, and (ii) the number of shares subject to such Company stock option. Company stock options with an exercise price per share that is equal to or greater than $8.75 were cancelled without any cash payment being made. |
| Sharps Compliance 2010 Stock Plan OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $3.80 | Direct | 0 |
Reported balance
After 2022-08-23 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-08-23 · Disposition to issuer · Disposed 50,000 · Balance 0 F4: Pursuant to the Merger Agreement, each Company stock option, whether vested or unvested or exercisable, that is outstanding immediately prior to the consummation of the Merger was automatically cancelled in exchange for the right to receive an amount in cash (without interest, and subject to deduction for any required withholding tax) equal to the product of (i) the excess of the $8.75 over the exercise price per share under such Company stock option, and (ii) the number of shares subject to such Company stock option. Company stock options with an exercise price per share that is equal to or greater than $8.75 were cancelled without any cash payment being made. |
| Sharps Compliance 2010 Stock Plan OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $8.86 | Direct | 0 |
Reported balance
After 2022-08-23 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-08-23 · Disposition to issuer · Disposed 51,200 · Balance 0 F4: Pursuant to the Merger Agreement, each Company stock option, whether vested or unvested or exercisable, that is outstanding immediately prior to the consummation of the Merger was automatically cancelled in exchange for the right to receive an amount in cash (without interest, and subject to deduction for any required withholding tax) equal to the product of (i) the excess of the $8.75 over the exercise price per share under such Company stock option, and (ii) the number of shares subject to such Company stock option. Company stock options with an exercise price per share that is equal to or greater than $8.75 were cancelled without any cash payment being made. |
Filing footnotes · ownership attribution and instrument terms
F1: Amount of securities beneficially owned in the reported transaction includes issued and outstanding shares of common stock (the "Common Stock") of Sharps Compliance Corp. (the "Company") and issued and outstanding unvested restricted stock awards granted under the Sharps Compliance Corp. 2010 Stock Plan, as amended.
F2: On July 12, 2022, the Company entered into that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among the Company, Raven Buyer, Inc., a Delaware corporation ("Parent"), and Raven Houston Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Raven Buyer, Inc. ("Purchaser"), pursuant to which, on July 25, 2022, Purchaser commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of the Common Stock for a purchase price of $8.75 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding.
F3: Due to a 1000 character limit, Footnote 3 is a continuation of Footnote 2. On August 22, 2022, Purchaser accepted all shares tendered in the Offer. On August 23, 2022, Purchaser merged with and into the Company (the "Merger") and the Company ceased to be a public company. Pursuant to the Merger Agreement, each share of Common Stock (including each restricted stock award, whether or not vested), that was outstanding immediately prior to the consummation of the Merger was automatically cancelled and, in exchange therefor, the holder is entitled to receive $8.75 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding.
F4: Pursuant to the Merger Agreement, each Company stock option, whether vested or unvested or exercisable, that is outstanding immediately prior to the consummation of the Merger was automatically cancelled in exchange for the right to receive an amount in cash (without interest, and subject to deduction for any required withholding tax) equal to the product of (i) the excess of the $8.75 over the exercise price per share under such Company stock option, and (ii) the number of shares subject to such Company stock option. Company stock options with an exercise price per share that is equal to or greater than $8.75 were cancelled without any cash payment being made.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2020 Filed Sep 16, 2020 17:13 UTC | SHARPS COMPLIANCE CORP SMED · Entity 124114 | SaleCommon Stock | 9,400 | $7.61 | $71,534.00 |
DisclosureSEC source: 0000898770-20-000080 · wf-form4_160029080734707.xml · nonDerivative · entry 2 Diaz Diana P · CIK 0001493839 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,575 F1 · kind: Cashless exercise and immediate sale through a broker of a stock award granted on November 21, 2013. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on November 21, 2020. F2 · price: This represents the weighted average sale of 9,400 shares. Shares were sold between a range of $7.52 and $7.69. Read SEC document |
| September 15, 2020 Filed Sep 16, 2020 17:13 UTC | SHARPS COMPLIANCE CORP SMED · Entity 124114 | Exercise / conversionCommon Stock | 9,400 | $4.84 | $45,496.00 |
DisclosureSEC source: 0000898770-20-000080 · wf-form4_160029080734707.xml · nonDerivative · entry 1 Diaz Diana P · CIK 0001493839 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cashless exercise and immediate sale through a broker of a stock award granted on November 21, 2013. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on November 21, 2020. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 17:30 UTC | SHARPS COMPLIANCE CORP SMED · Entity 124114 | Exercise / conversionCommon Stock · Derivative | 2,600 | $4.84 Strike: $4.84 | $12,584.00 |
DisclosureSEC source: 0000898770-20-000068 · wf-form4_159847741157680.xml · derivative · entry 3 Diaz Diana P · CIK 0001493839 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,670 Underlying: Sharps Compliance 2010 Stock Plan Options · 2,600 shares Expires 2020-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cashless exercise and immediate sale through a broker of a stock award granted on November 21, 2013. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on November 21, 2020. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 17:30 UTC | SHARPS COMPLIANCE CORP SMED · Entity 124114 | SaleCommon Stock | 2,600 | $4.84 | $12,584.00 |
DisclosureSEC source: 0000898770-20-000068 · wf-form4_159847741157680.xml · nonDerivative · entry 2 Diaz Diana P · CIK 0001493839 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,575 F1 · kind: Cashless exercise and immediate sale through a broker of a stock award granted on November 21, 2013. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on November 21, 2020. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 17:30 UTC | SHARPS COMPLIANCE CORP SMED · Entity 124114 | Exercise / conversionCommon Stock | 2,600 | $4.84 | $12,584.00 |
DisclosureSEC source: 0000898770-20-000068 · wf-form4_159847741157680.xml · nonDerivative · entry 1 Diaz Diana P · CIK 0001493839 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cashless exercise and immediate sale through a broker of a stock award granted on November 21, 2013. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on November 21, 2020. Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 10:04 UTC | SHARPS COMPLIANCE CORP SMED · Entity 124114 | Exercise / conversionCommon Stock · Derivative | 3,575 | $3.05 Strike: $3.05 | $10,903.75 |
DisclosureSEC source: 0000898770-19-000052 · wf-form4_156803784370012.xml · derivative · entry 2 Diaz Diana P · CIK 0001493839 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,270 Underlying: Common Stock · 3,575 shares Expires 2019-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction represents the acquisition of common stock as a result of the exercise and hold of derivative securities reported in Table II. These options were originally granted on November 7, 2012 under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on November 7, 2019. Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 10:04 UTC | SHARPS COMPLIANCE CORP SMED · Entity 124114 | Exercise / conversionCommon Stock | 3,575 | $3.05 | $10,903.75 |
DisclosureSEC source: 0000898770-19-000052 · wf-form4_156803784370012.xml · nonDerivative · entry 1 Diaz Diana P · CIK 0001493839 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction represents the acquisition of common stock as a result of the exercise and hold of derivative securities reported in Table II. These options were originally granted on November 7, 2012 under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on November 7, 2019. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 09:44 UTC | SHARPS COMPLIANCE CORP SMED · Entity 124114 | PurchaseCommon Stock | 1,250 | $3.34 | $4,175.00 |
DisclosureSEC source: 0000898770-19-000037 · wf-form4_156077906853836.xml · nonDerivative · entry 1 Diaz Diana P · CIK 0001493839 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 17:52 UTC | SHARPS COMPLIANCE CORP SMED · Entity 124114 | GrantCommon Stock · Derivative | 100,000 | $3.80 Strike: $3.80 | $380,000.00 |
DisclosureSEC source: 0000898770-19-000012 · wf-form4_155018476219012.xml · derivative · entry 1 Diaz Diana P · CIK 0001493839 · Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,845 Underlying: Common Stock · 100,000 shares Expires 2026-02-13 F1 · derivative.exercise_date: Mrs. Diaz was granted options to purchase 100,000 shares of common stock under the Sharps Compliance 2010 Stock Plan which vests as follows: one-fourth on February 13, 2020, one-fourth on February 13, 2021, one-fourth on February 13, 2022 one-fourth on February 13, 2023. The exercise price of the stock is $3.80 according to the agreement. Upon a change in control, as defined in the 2010 Stock Plan, any unvested stock options become fully vested. Upon any separation from service, holders of the stock options will be entitled to exercise the stock options for up to two (2) years after the date of separation. Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 17:24 UTC | SHARPS COMPLIANCE CORP SMED · Entity 124114 | GrantSharps Compliance 2010 Stock Plan · Derivative | 25,000 | $4.80 Strike: $4.80 | $120,000.00 |
DisclosureSEC source: 0001209191-17-054693 · doc4.xml · derivative · entry 1 Diaz Diana P · CIK 0001493839 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,845 Underlying: Common Stock · 25,000 shares Expires 2024-09-28 F1 · derivative.exercise_date: Ms. Diaz was granted options to purchase 25,000 shares of common stock under the Sharps Compliance 2010 Stock Plan which vests as follows: one-fourth on September 28, 2018, one-fourth on September 28, 2019, one-fourth on September 28, 2020 and one-fourth on September 28, 2021. The exercise price of the stock is $4.80 according to the agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.