person · Reporting owner

Diaz Diana P

Disclosed activity across 2 companies

Tapewire entity: 34810
SEC CIK: 0001493839

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Direct Digital Holdings, Inc.DRCT · Entity 2630	CFO	October 16, 2025	June 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Direct Digital Holdings, Inc.

Report date October 16, 2025 · Filed June 29, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, par value $0.001 per shareSEC Table I · non-derivative	Direct	159	Ending reported balance After 2026-04-01 transaction · row 5 5 source rows · reconciled sequence Row 1 · 2025-10-16 · Exercise / conversion · Acquired 28 · Balance 65 F1: On January 12, 2026, Direct Digital Holdings, Inc. (the "Company") effected a 55-to-1 reverse stock split (the "January Reverse Stock Split") and subsequently on April 27, 2026, the Company effected a 4-to-1 reverse stock split (the "April Reverse Stock Split," and together with the January Reverse Stock Split, the "Reverse Stock Splits"). The shares reported in connection with this transaction have been adjusted to reflect the Reverse Stock Splits. F2: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. Row 2 · 2026-01-24 · Exercise / conversion · Acquired 102 · Balance 167 F3: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F2: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. Row 3 · 2026-01-24 · Tax withholding · Disposed 31 · Balance 136 F3: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F4: Represents shares withheld to satisfy tax liabilities associated with the reported vesting of restricted stock units on the applicable transaction date. Row 4 · 2026-04-01 · Exercise / conversion · Acquired 33 · Balance 169 F3: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F2: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. Row 5 · 2026-04-01 · Tax withholding · Disposed 10 · Balance 159 F3: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F4: Represents shares withheld to satisfy tax liabilities associated with the reported vesting of restricted stock units on the applicable transaction date.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	28	Reported balance After 2025-10-16 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2025-10-16 · Exercise / conversion · Disposed 28 · Balance 28 F2: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. F5: On October 16, 2023, the reporting person was granted 84 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on October 16, 2024, an additional 33% of the restricted stock units vested on October 16, 2025, and the remaining balance of 34% of the restricted stock units will vest on October 16, 2026. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 18,650 restricted stock units, but was adjusted to reflect the Reverse Stock Splits.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2026-01-24 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2026-01-24 · Exercise / conversion · Disposed 102 · Balance 0 F2: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. F6: On January 24, 2025, the reporting person was granted 102 restricted stock units, vesting on the first anniversary of the grant date conditioned on continued employment as of the vesting date. All of the restricted stock units vested on January 24, 2026. This grant was previously reported as covering 22,500 restricted stock units, but was adjusted to reflect the Reverse Stock Splits.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	68	Reported balance After 2026-04-01 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2026-04-01 · Exercise / conversion · Disposed 33 · Balance 68 F2: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. F8: On April 1, 2025, the reporting person was granted 101 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on April 1, 2026, an additional 33% of the restricted stock units will vest on April 1, 2027, and the remaining balance of 34% of the restricted stock units will vest on April 1, 2028. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 22,500 restricted stock units, but was adjusted to reflect the Reverse Stock Splits.
Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.32 · Expires 2036-03-24	Direct	4,375	Reported balance After 2026-03-24 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2026-03-24 · Grant · Acquired 4,375 · Balance 4,375 F3: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F7: This option is scheduled to vest in three equal annual installments beginning on March 24, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: On January 12, 2026, Direct Digital Holdings, Inc. (the "Company") effected a 55-to-1 reverse stock split (the "January Reverse Stock Split") and subsequently on April 27, 2026, the Company effected a 4-to-1 reverse stock split (the "April Reverse Stock Split," and together with the January Reverse Stock Split, the "Reverse Stock Splits"). The shares reported in connection with this transaction have been adjusted to reflect the Reverse Stock Splits.

F2: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis.

F3: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split.

F4: Represents shares withheld to satisfy tax liabilities associated with the reported vesting of restricted stock units on the applicable transaction date.

F5: On October 16, 2023, the reporting person was granted 84 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on October 16, 2024, an additional 33% of the restricted stock units vested on October 16, 2025, and the remaining balance of 34% of the restricted stock units will vest on October 16, 2026. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 18,650 restricted stock units, but was adjusted to reflect the Reverse Stock Splits.

F6: On January 24, 2025, the reporting person was granted 102 restricted stock units, vesting on the first anniversary of the grant date conditioned on continued employment as of the vesting date. All of the restricted stock units vested on January 24, 2026. This grant was previously reported as covering 22,500 restricted stock units, but was adjusted to reflect the Reverse Stock Splits.

F7: This option is scheduled to vest in three equal annual installments beginning on March 24, 2027.

F8: On April 1, 2025, the reporting person was granted 101 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on April 1, 2026, an additional 33% of the restricted stock units will vest on April 1, 2027, and the remaining balance of 34% of the restricted stock units will vest on April 1, 2028. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 22,500 restricted stock units, but was adjusted to reflect the Reverse Stock Splits.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

SHARPS COMPLIANCE CORP

Report date August 22, 2022 · Filed August 23, 2022

Section 16 reporting ended · disclosed 2022-08-23. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Ending reported balance After 2022-08-23 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2022-08-22 · Other · Disposed 56,212 · Balance 56,212 F1: Amount of securities beneficially owned in the reported transaction includes issued and outstanding shares of common stock (the "Common Stock") of Sharps Compliance Corp. (the "Company") and issued and outstanding unvested restricted stock awards granted under the Sharps Compliance Corp. 2010 Stock Plan, as amended. F2: On July 12, 2022, the Company entered into that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among the Company, Raven Buyer, Inc., a Delaware corporation ("Parent"), and Raven Houston Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Raven Buyer, Inc. ("Purchaser"), pursuant to which, on July 25, 2022, Purchaser commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of the Common Stock for a purchase price of $8.75 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. F3: Due to a 1000 character limit, Footnote 3 is a continuation of Footnote 2. On August 22, 2022, Purchaser accepted all shares tendered in the Offer. On August 23, 2022, Purchaser merged with and into the Company (the "Merger") and the Company ceased to be a public company. Pursuant to the Merger Agreement, each share of Common Stock (including each restricted stock award, whether or not vested), that was outstanding immediately prior to the consummation of the Merger was automatically cancelled and, in exchange therefor, the holder is entitled to receive $8.75 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. Row 2 · 2022-08-23 · Disposition to issuer · Disposed 56,212 · Balance 0 F1: Amount of securities beneficially owned in the reported transaction includes issued and outstanding shares of common stock (the "Common Stock") of Sharps Compliance Corp. (the "Company") and issued and outstanding unvested restricted stock awards granted under the Sharps Compliance Corp. 2010 Stock Plan, as amended. F2: On July 12, 2022, the Company entered into that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among the Company, Raven Buyer, Inc., a Delaware corporation ("Parent"), and Raven Houston Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Raven Buyer, Inc. ("Purchaser"), pursuant to which, on July 25, 2022, Purchaser commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of the Common Stock for a purchase price of $8.75 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. F3: Due to a 1000 character limit, Footnote 3 is a continuation of Footnote 2. On August 22, 2022, Purchaser accepted all shares tendered in the Offer. On August 23, 2022, Purchaser merged with and into the Company (the "Merger") and the Company ceased to be a public company. Pursuant to the Merger Agreement, each share of Common Stock (including each restricted stock award, whether or not vested), that was outstanding immediately prior to the consummation of the Merger was automatically cancelled and, in exchange therefor, the holder is entitled to receive $8.75 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding.
Sharps Compliance 2010 Stock Plan OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $4.80	Direct	Reported balance After 2022-08-23 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2022-08-23 · Disposition to issuer · Disposed 6,250 · Balance 0 F4: Pursuant to the Merger Agreement, each Company stock option, whether vested or unvested or exercisable, that is outstanding immediately prior to the consummation of the Merger was automatically cancelled in exchange for the right to receive an amount in cash (without interest, and subject to deduction for any required withholding tax) equal to the product of (i) the excess of the $8.75 over the exercise price per share under such Company stock option, and (ii) the number of shares subject to such Company stock option. Company stock options with an exercise price per share that is equal to or greater than $8.75 were cancelled without any cash payment being made.
Sharps Compliance 2010 Stock Plan OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $3.80	Direct	Reported balance After 2022-08-23 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2022-08-23 · Disposition to issuer · Disposed 50,000 · Balance 0 F4: Pursuant to the Merger Agreement, each Company stock option, whether vested or unvested or exercisable, that is outstanding immediately prior to the consummation of the Merger was automatically cancelled in exchange for the right to receive an amount in cash (without interest, and subject to deduction for any required withholding tax) equal to the product of (i) the excess of the $8.75 over the exercise price per share under such Company stock option, and (ii) the number of shares subject to such Company stock option. Company stock options with an exercise price per share that is equal to or greater than $8.75 were cancelled without any cash payment being made.
Sharps Compliance 2010 Stock Plan OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $8.86	Direct	Reported balance After 2022-08-23 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2022-08-23 · Disposition to issuer · Disposed 51,200 · Balance 0 F4: Pursuant to the Merger Agreement, each Company stock option, whether vested or unvested or exercisable, that is outstanding immediately prior to the consummation of the Merger was automatically cancelled in exchange for the right to receive an amount in cash (without interest, and subject to deduction for any required withholding tax) equal to the product of (i) the excess of the $8.75 over the exercise price per share under such Company stock option, and (ii) the number of shares subject to such Company stock option. Company stock options with an exercise price per share that is equal to or greater than $8.75 were cancelled without any cash payment being made.

Filing footnotes · ownership attribution and instrument terms

F1: Amount of securities beneficially owned in the reported transaction includes issued and outstanding shares of common stock (the "Common Stock") of Sharps Compliance Corp. (the "Company") and issued and outstanding unvested restricted stock awards granted under the Sharps Compliance Corp. 2010 Stock Plan, as amended.

F2: On July 12, 2022, the Company entered into that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among the Company, Raven Buyer, Inc., a Delaware corporation ("Parent"), and Raven Houston Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Raven Buyer, Inc. ("Purchaser"), pursuant to which, on July 25, 2022, Purchaser commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of the Common Stock for a purchase price of $8.75 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding.

F3: Due to a 1000 character limit, Footnote 3 is a continuation of Footnote 2. On August 22, 2022, Purchaser accepted all shares tendered in the Offer. On August 23, 2022, Purchaser merged with and into the Company (the "Merger") and the Company ceased to be a public company. Pursuant to the Merger Agreement, each share of Common Stock (including each restricted stock award, whether or not vested), that was outstanding immediately prior to the consummation of the Merger was automatically cancelled and, in exchange therefor, the holder is entitled to receive $8.75 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding.

F4: Pursuant to the Merger Agreement, each Company stock option, whether vested or unvested or exercisable, that is outstanding immediately prior to the consummation of the Merger was automatically cancelled in exchange for the right to receive an amount in cash (without interest, and subject to deduction for any required withholding tax) equal to the product of (i) the excess of the $8.75 over the exercise price per share under such Company stock option, and (ii) the number of shares subject to such Company stock option. Company stock options with an exercise price per share that is equal to or greater than $8.75 were cancelled without any cash payment being made.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
April 01, 2026 Filed Jun 29, 2026 21:08 UTC	Direct Digital Holdings, Inc. DRCT · Entity 2630	Exercise / conversionRestricted Stock Units · Derivative	33	$0.00	$0.00	Disclosure SEC source: 0001493839-26-000003 · wk-form4_1782767294.xml · derivative · entry 9 Diaz Diana P · CIK 0001493839 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68 Underlying: Class A Common Stock, par value $0.001 per share · 33 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. F8 · shares: On April 1, 2025, the reporting person was granted 101 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on April 1, 2026, an additional 33% of the restricted stock units will vest on April 1, 2027, and the remaining balance of 34% of the restricted stock units will vest on April 1, 2028. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 22,500 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F8 · derivative.exercise_date: On April 1, 2025, the reporting person was granted 101 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on April 1, 2026, an additional 33% of the restricted stock units will vest on April 1, 2027, and the remaining balance of 34% of the restricted stock units will vest on April 1, 2028. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 22,500 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F8 · derivative.expiration_date: On April 1, 2025, the reporting person was granted 101 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on April 1, 2026, an additional 33% of the restricted stock units will vest on April 1, 2027, and the remaining balance of 34% of the restricted stock units will vest on April 1, 2028. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 22,500 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F8 · derivative.underlying_shares: On April 1, 2025, the reporting person was granted 101 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on April 1, 2026, an additional 33% of the restricted stock units will vest on April 1, 2027, and the remaining balance of 34% of the restricted stock units will vest on April 1, 2028. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 22,500 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. Read SEC document
April 01, 2026 Filed Jun 29, 2026 21:08 UTC	Direct Digital Holdings, Inc. DRCT · Entity 2630	Tax withholdingClass A Common Stock, par value $0.001 per share	10	$3.34	$33.40	Disclosure SEC source: 0001493839-26-000003 · wk-form4_1782767294.xml · nonDerivative · entry 5 Diaz Diana P · CIK 0001493839 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 159 F3 · shares: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F4 · shares: Represents shares withheld to satisfy tax liabilities associated with the reported vesting of restricted stock units on the applicable transaction date. F3 · price: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. Read SEC document
April 01, 2026 Filed Jun 29, 2026 21:08 UTC	Direct Digital Holdings, Inc. DRCT · Entity 2630	Exercise / conversionClass A Common Stock, par value $0.001 per share	33	Not disclosed	Not disclosed	Disclosure SEC source: 0001493839-26-000003 · wk-form4_1782767294.xml · nonDerivative · entry 4 Diaz Diana P · CIK 0001493839 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F2 · price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. Read SEC document
March 24, 2026 Filed Jun 29, 2026 21:08 UTC	Direct Digital Holdings, Inc. DRCT · Entity 2630	GrantEmployee Stock Options (right to buy) · Derivative	4,375	$0.00 Strike: $3.32	$0.00	Disclosure SEC source: 0001493839-26-000003 · wk-form4_1782767294.xml · derivative · entry 8 Diaz Diana P · CIK 0001493839 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,375 Underlying: Class A Common Stock, par value $0.001 per share · 4,375 shares Expires 2036-03-24 F3 · derivative.exercise_price: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F3 · shares: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F7 · derivative.exercise_date: This option is scheduled to vest in three equal annual installments beginning on March 24, 2027. F3 · derivative.underlying_shares: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F3 · balance_after: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. Read SEC document
January 24, 2026 Filed Jun 29, 2026 21:08 UTC	Direct Digital Holdings, Inc. DRCT · Entity 2630	Exercise / conversionRestricted Stock Units · Derivative	102	$0.00	$0.00	Disclosure SEC source: 0001493839-26-000003 · wk-form4_1782767294.xml · derivative · entry 7 Diaz Diana P · CIK 0001493839 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock, par value $0.001 per share · 102 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. F6 · shares: On January 24, 2025, the reporting person was granted 102 restricted stock units, vesting on the first anniversary of the grant date conditioned on continued employment as of the vesting date. All of the restricted stock units vested on January 24, 2026. This grant was previously reported as covering 22,500 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F6 · derivative.exercise_date: On January 24, 2025, the reporting person was granted 102 restricted stock units, vesting on the first anniversary of the grant date conditioned on continued employment as of the vesting date. All of the restricted stock units vested on January 24, 2026. This grant was previously reported as covering 22,500 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F6 · derivative.expiration_date: On January 24, 2025, the reporting person was granted 102 restricted stock units, vesting on the first anniversary of the grant date conditioned on continued employment as of the vesting date. All of the restricted stock units vested on January 24, 2026. This grant was previously reported as covering 22,500 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F6 · derivative.underlying_shares: On January 24, 2025, the reporting person was granted 102 restricted stock units, vesting on the first anniversary of the grant date conditioned on continued employment as of the vesting date. All of the restricted stock units vested on January 24, 2026. This grant was previously reported as covering 22,500 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. Read SEC document
January 24, 2026 Filed Jun 29, 2026 21:08 UTC	Direct Digital Holdings, Inc. DRCT · Entity 2630	Tax withholdingClass A Common Stock, par value $0.001 per share	31	$16.48	$510.88	Disclosure SEC source: 0001493839-26-000003 · wk-form4_1782767294.xml · nonDerivative · entry 3 Diaz Diana P · CIK 0001493839 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136 F3 · shares: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F4 · shares: Represents shares withheld to satisfy tax liabilities associated with the reported vesting of restricted stock units on the applicable transaction date. F3 · price: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. Read SEC document
January 24, 2026 Filed Jun 29, 2026 21:08 UTC	Direct Digital Holdings, Inc. DRCT · Entity 2630	Exercise / conversionClass A Common Stock, par value $0.001 per share	102	Not disclosed	Not disclosed	Disclosure SEC source: 0001493839-26-000003 · wk-form4_1782767294.xml · nonDerivative · entry 2 Diaz Diana P · CIK 0001493839 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: The shares and price reported for the applicable transaction have been adjusted to reflect the April Reverse Stock Split. F2 · price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. Read SEC document
October 16, 2025 Filed Jun 29, 2026 21:08 UTC	Direct Digital Holdings, Inc. DRCT · Entity 2630	Exercise / conversionRestricted Stock Units · Derivative	28	$0.00	$0.00	Disclosure SEC source: 0001493839-26-000003 · wk-form4_1782767294.xml · derivative · entry 6 Diaz Diana P · CIK 0001493839 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28 Underlying: Class A Common Stock, par value $0.001 per share · 28 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. F5 · shares: On October 16, 2023, the reporting person was granted 84 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on October 16, 2024, an additional 33% of the restricted stock units vested on October 16, 2025, and the remaining balance of 34% of the restricted stock units will vest on October 16, 2026. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 18,650 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F5 · derivative.exercise_date: On October 16, 2023, the reporting person was granted 84 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on October 16, 2024, an additional 33% of the restricted stock units vested on October 16, 2025, and the remaining balance of 34% of the restricted stock units will vest on October 16, 2026. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 18,650 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F5 · derivative.expiration_date: On October 16, 2023, the reporting person was granted 84 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on October 16, 2024, an additional 33% of the restricted stock units vested on October 16, 2025, and the remaining balance of 34% of the restricted stock units will vest on October 16, 2026. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 18,650 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F5 · derivative.underlying_shares: On October 16, 2023, the reporting person was granted 84 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on October 16, 2024, an additional 33% of the restricted stock units vested on October 16, 2025, and the remaining balance of 34% of the restricted stock units will vest on October 16, 2026. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 18,650 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. F5 · balance_after: On October 16, 2023, the reporting person was granted 84 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on October 16, 2024, an additional 33% of the restricted stock units vested on October 16, 2025, and the remaining balance of 34% of the restricted stock units will vest on October 16, 2026. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). This grant was previously reported as covering 18,650 restricted stock units, but was adjusted to reflect the Reverse Stock Splits. Read SEC document
October 16, 2025 Filed Jun 29, 2026 21:08 UTC	Direct Digital Holdings, Inc. DRCT · Entity 2630	Exercise / conversionClass A Common Stock, par value $0.001 per share	28	Not disclosed	Not disclosed	Disclosure SEC source: 0001493839-26-000003 · wk-form4_1782767294.xml · nonDerivative · entry 1 Diaz Diana P · CIK 0001493839 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 12, 2026, Direct Digital Holdings, Inc. (the "Company") effected a 55-to-1 reverse stock split (the "January Reverse Stock Split") and subsequently on April 27, 2026, the Company effected a 4-to-1 reverse stock split (the "April Reverse Stock Split," and together with the January Reverse Stock Split, the "Reverse Stock Splits"). The shares reported in connection with this transaction have been adjusted to reflect the Reverse Stock Splits. F2 · price: Restricted stock units convert into shares of the Company's Class A Common Stock, par value $0.001 per share, on a one-for-one basis. Read SEC document
April 01, 2025 Filed Apr 4, 2025 21:47 UTC	Direct Digital Holdings, Inc. DRCT · Entity 2630	GrantEmployee Stock Options (right to buy) · Derivative	22,500	$0.00 Strike: $0.64	$0.00	Disclosure SEC source: 0001628280-25-016868 · wk-form4_1743803270.xml · derivative · entry 2 Diaz Diana P · CIK 0001493839 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,500 Underlying: Class A Common Stock, par value $0.001 per share · 22,500 shares Expires 2035-04-01 F3 · derivative.exercise_date: This option is scheduled to vest in three equal annual installments beginning on April 1, 2026. Read SEC document
April 01, 2025 Filed Apr 4, 2025 21:47 UTC	Direct Digital Holdings, Inc. DRCT · Entity 2630	GrantRestricted Stock Units · Derivative	22,500	$0.00	$0.00	Disclosure SEC source: 0001628280-25-016868 · wk-form4_1743803270.xml · derivative · entry 1 Diaz Diana P · CIK 0001493839 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,500 Underlying: Class A Common Stock, par value $0.001 per share · 22,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement. F2 · derivative.exercise_date: The restricted stock units will vest in three annual installments, with 33% to vest on each of the first and second anniversary of the grant date and the remaining 34% to vest on the third anniversary of the grant date. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). F2 · derivative.expiration_date: The restricted stock units will vest in three annual installments, with 33% to vest on each of the first and second anniversary of the grant date and the remaining 34% to vest on the third anniversary of the grant date. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). Read SEC document
January 24, 2025 Filed Jan 28, 2025 21:35 UTC	Direct Digital Holdings, Inc. DRCT · Entity 2630	GrantEmployee Stock Options (right to buy) · Derivative	22,500	$0.00 Strike: $1.38	$0.00	Disclosure SEC source: 0001628280-25-002806 · wk-form4_1738100113.xml · derivative · entry 2 Diaz Diana P · CIK 0001493839 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,500 Underlying: Class A Common Stock, par value $0.001 per share · 22,500 shares Expires 2035-01-24 F3 · derivative.exercise_date: This option will vest one year from the date of grant conditioned on continued employment as of the vesting date. Read SEC document
January 24, 2025 Filed Jan 28, 2025 21:35 UTC	Direct Digital Holdings, Inc. DRCT · Entity 2630	GrantRestricted Stock Units · Derivative	22,500	$0.00	$0.00	Disclosure SEC source: 0001628280-25-002806 · wk-form4_1738100113.xml · derivative · entry 1 Diaz Diana P · CIK 0001493839 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,500 Underlying: Class A Common Stock, par value $0.001 per share · 22,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement. F2 · derivative.exercise_date: Grant of restricted stock units under the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan. The restricted stock units will vest one year from the date of grant conditioned on continued employment as of the vesting date. F2 · derivative.expiration_date: Grant of restricted stock units under the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan. The restricted stock units will vest one year from the date of grant conditioned on continued employment as of the vesting date. Read SEC document
October 16, 2024 Filed Oct 18, 2024 20:05 UTC	Direct Digital Holdings, Inc. DRCT · Entity 2630	Exercise / conversionRestricted Stock Units · Derivative	6,216	$0.00	$0.00	Disclosure SEC source: 0001104659-24-109848 · tm2426495-1_4seq1.xml · derivative · entry 3 Diaz Diana P · CIK 0001493839 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,434 Underlying: Class A Common Stock, par value $0.001 per share · 6,216 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement. F3 · derivative.exercise_date: On October 16, 2023, the reporting person was granted 18,650 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on October 16, 2024, an additional 33% of the restricted stock units will vest on October 16, 2025, and the remaining balance of 34% of the restricted stock units will vest on October 16, 2026. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). F3 · derivative.expiration_date: On October 16, 2023, the reporting person was granted 18,650 restricted stock units, vesting in three annual installments beginning on the first anniversary of the grant date. 33% of the restricted stock units vested on October 16, 2024, an additional 33% of the restricted stock units will vest on October 16, 2025, and the remaining balance of 34% of the restricted stock units will vest on October 16, 2026. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). Read SEC document
October 16, 2024 Filed Oct 18, 2024 20:05 UTC	Direct Digital Holdings, Inc. DRCT · Entity 2630	Tax withholdingClass A Common Stock	1,514	$3.59	$5,435.26	Disclosure SEC source: 0001104659-24-109848 · tm2426495-1_4seq1.xml · nonDerivative · entry 2 Diaz Diana P · CIK 0001493839 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,396 F2 · shares: Represents shares withheld to satisfy tax liabilities associated with the reported vesting of restricted stock units for 6,216 shares. Read SEC document
October 16, 2024 Filed Oct 18, 2024 20:05 UTC	Direct Digital Holdings, Inc. DRCT · Entity 2630	Exercise / conversionClass A Common Stock	6,216	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-24-109848 · tm2426495-1_4seq1.xml · nonDerivative · entry 1 Diaz Diana P · CIK 0001493839 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement. Read SEC document
March 18, 2024 Filed Mar 20, 2024 21:55 UTC	Direct Digital Holdings, Inc. DRCT · Entity 2630	Tax withholdingClass A Common Stock	1,557	$28.87	$44,950.59	Disclosure SEC source: 0001104659-24-036800 · tm249373-1_4seq1.xml · nonDerivative · entry 1 Diaz Diana P · CIK 0001493839 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,694 Read SEC document
March 11, 2024 Filed Mar 13, 2024 21:03 UTC	Direct Digital Holdings, Inc. DRCT · Entity 2630	GrantClass A Common Stock	5,251	$0.00	$0.00	Disclosure SEC source: 0001104659-24-034000 · tm248688-5_4seq1.xml · nonDerivative · entry 1 Diaz Diana P · CIK 0001493839 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,251 F1 · kind: Represents an award of fully vested shares of the Class A Common Stock, par value $0.001 per share ("Class A Common Stock") of Direct Digital Holdings, Inc. (the "Issuer") granted to the Reporting Person in lieu of annual incentive cash awards earned by the Reporting Person for the fiscal year ended December 31, 2023 under the Issuer's 2022 Omnibus Incentive Plan. Read SEC document
October 16, 2023 Filed Oct 18, 2023 20:24 UTC	Direct Digital Holdings, Inc. DRCT · Entity 2630	GrantEmployee Stock Options (right to buy) · Derivative	18,650	$0.00 Strike: $2.46	$0.00	Disclosure SEC source: 0001104659-23-109872 · tm2328560d1_4.xml · derivative · entry 2 Diaz Diana P · CIK 0001493839 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,650 Underlying: Class A Common Stock, par value $0.001 per share · 18,650 shares Expires 2033-10-16 F3 · derivative.exercise_date: This option is scheduled to vest in three annual installments, with 33% to vest on each of the first and second anniversary of the grant date and the remaining 34% to vest on the third anniversary of the grant date beginning on October 16, 2024. Read SEC document
October 16, 2023 Filed Oct 18, 2023 20:24 UTC	Direct Digital Holdings, Inc. DRCT · Entity 2630	GrantRestricted Stock Units · Derivative	18,650	$0.00	$0.00	Disclosure SEC source: 0001104659-23-109872 · tm2328560d1_4.xml · derivative · entry 1 Diaz Diana P · CIK 0001493839 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,650 Underlying: Class A Common Stock, par value $0.001 per share · 18,650 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to one share of DRCT's Class A Common Stock, par value $0.001 per share, upon settlement. F2 · derivative.exercise_date: The restricted stock units will vest in three annual installments, with 33% to vest on each of the first and second anniversary of the grant date and the remaining 34% to vest on the third anniversary of the grant date. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). F2 · derivative.expiration_date: The restricted stock units will vest in three annual installments, with 33% to vest on each of the first and second anniversary of the grant date and the remaining 34% to vest on the third anniversary of the grant date. Vesting will be accelerated upon certain termination of employment events and upon a "Change in Control" (as defined in the Direct Digital Holdings, Inc. 2022 Omnibus Incentive Plan). Read SEC document
August 23, 2022 Filed Aug 23, 2022 11:13 UTC	SHARPS COMPLIANCE CORP SMED · Entity 124114	Disposition to issuerSharps Compliance 2010 Stock Plan Options · Derivative	51,200	Not disclosed Strike: $8.86	Not disclosed	Disclosure SEC source: 0000898770-22-000087 · wf-form4_166126760723371.xml · derivative · entry 5 Diaz Diana P · CIK 0001493839 · Senior Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 51,200 shares Expires not disclosed F4 · price: Pursuant to the Merger Agreement, each Company stock option, whether vested or unvested or exercisable, that is outstanding immediately prior to the consummation of the Merger was automatically cancelled in exchange for the right to receive an amount in cash (without interest, and subject to deduction for any required withholding tax) equal to the product of (i) the excess of the $8.75 over the exercise price per share under such Company stock option, and (ii) the number of shares subject to such Company stock option. Company stock options with an exercise price per share that is equal to or greater than $8.75 were cancelled without any cash payment being made. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each Company stock option, whether vested or unvested or exercisable, that is outstanding immediately prior to the consummation of the Merger was automatically cancelled in exchange for the right to receive an amount in cash (without interest, and subject to deduction for any required withholding tax) equal to the product of (i) the excess of the $8.75 over the exercise price per share under such Company stock option, and (ii) the number of shares subject to such Company stock option. Company stock options with an exercise price per share that is equal to or greater than $8.75 were cancelled without any cash payment being made. F4 · derivative.expiration_date: Pursuant to the Merger Agreement, each Company stock option, whether vested or unvested or exercisable, that is outstanding immediately prior to the consummation of the Merger was automatically cancelled in exchange for the right to receive an amount in cash (without interest, and subject to deduction for any required withholding tax) equal to the product of (i) the excess of the $8.75 over the exercise price per share under such Company stock option, and (ii) the number of shares subject to such Company stock option. Company stock options with an exercise price per share that is equal to or greater than $8.75 were cancelled without any cash payment being made. Read SEC document
August 23, 2022 Filed Aug 23, 2022 11:13 UTC	SHARPS COMPLIANCE CORP SMED · Entity 124114	Disposition to issuerSharps Compliance 2010 Stock Plan Options · Derivative	50,000	Not disclosed Strike: $3.80	Not disclosed	Disclosure SEC source: 0000898770-22-000087 · wf-form4_166126760723371.xml · derivative · entry 4 Diaz Diana P · CIK 0001493839 · Senior Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Sharps Compliance 2010 Stock Plan Options · 50,000 shares Expires not disclosed F4 · price: Pursuant to the Merger Agreement, each Company stock option, whether vested or unvested or exercisable, that is outstanding immediately prior to the consummation of the Merger was automatically cancelled in exchange for the right to receive an amount in cash (without interest, and subject to deduction for any required withholding tax) equal to the product of (i) the excess of the $8.75 over the exercise price per share under such Company stock option, and (ii) the number of shares subject to such Company stock option. Company stock options with an exercise price per share that is equal to or greater than $8.75 were cancelled without any cash payment being made. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each Company stock option, whether vested or unvested or exercisable, that is outstanding immediately prior to the consummation of the Merger was automatically cancelled in exchange for the right to receive an amount in cash (without interest, and subject to deduction for any required withholding tax) equal to the product of (i) the excess of the $8.75 over the exercise price per share under such Company stock option, and (ii) the number of shares subject to such Company stock option. Company stock options with an exercise price per share that is equal to or greater than $8.75 were cancelled without any cash payment being made. F4 · derivative.expiration_date: Pursuant to the Merger Agreement, each Company stock option, whether vested or unvested or exercisable, that is outstanding immediately prior to the consummation of the Merger was automatically cancelled in exchange for the right to receive an amount in cash (without interest, and subject to deduction for any required withholding tax) equal to the product of (i) the excess of the $8.75 over the exercise price per share under such Company stock option, and (ii) the number of shares subject to such Company stock option. Company stock options with an exercise price per share that is equal to or greater than $8.75 were cancelled without any cash payment being made. Read SEC document
August 23, 2022 Filed Aug 23, 2022 11:13 UTC	SHARPS COMPLIANCE CORP SMED · Entity 124114	Disposition to issuerSharps Compliance 2010 Stock Plan Options · Derivative	6,250	Not disclosed Strike: $4.80	Not disclosed	Disclosure SEC source: 0000898770-22-000087 · wf-form4_166126760723371.xml · derivative · entry 3 Diaz Diana P · CIK 0001493839 · Senior Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,250 shares Expires not disclosed F4 · price: Pursuant to the Merger Agreement, each Company stock option, whether vested or unvested or exercisable, that is outstanding immediately prior to the consummation of the Merger was automatically cancelled in exchange for the right to receive an amount in cash (without interest, and subject to deduction for any required withholding tax) equal to the product of (i) the excess of the $8.75 over the exercise price per share under such Company stock option, and (ii) the number of shares subject to such Company stock option. Company stock options with an exercise price per share that is equal to or greater than $8.75 were cancelled without any cash payment being made. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each Company stock option, whether vested or unvested or exercisable, that is outstanding immediately prior to the consummation of the Merger was automatically cancelled in exchange for the right to receive an amount in cash (without interest, and subject to deduction for any required withholding tax) equal to the product of (i) the excess of the $8.75 over the exercise price per share under such Company stock option, and (ii) the number of shares subject to such Company stock option. Company stock options with an exercise price per share that is equal to or greater than $8.75 were cancelled without any cash payment being made. F4 · derivative.expiration_date: Pursuant to the Merger Agreement, each Company stock option, whether vested or unvested or exercisable, that is outstanding immediately prior to the consummation of the Merger was automatically cancelled in exchange for the right to receive an amount in cash (without interest, and subject to deduction for any required withholding tax) equal to the product of (i) the excess of the $8.75 over the exercise price per share under such Company stock option, and (ii) the number of shares subject to such Company stock option. Company stock options with an exercise price per share that is equal to or greater than $8.75 were cancelled without any cash payment being made. Read SEC document
August 23, 2022 Filed Aug 23, 2022 11:13 UTC	SHARPS COMPLIANCE CORP SMED · Entity 124114	Disposition to issuerCommon Stock	56,212	$8.75	$491,855.00	Disclosure SEC source: 0000898770-22-000087 · wf-form4_166126760723371.xml · nonDerivative · entry 2 Diaz Diana P · CIK 0001493839 · Senior Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Amount of securities beneficially owned in the reported transaction includes issued and outstanding shares of common stock (the "Common Stock") of Sharps Compliance Corp. (the "Company") and issued and outstanding unvested restricted stock awards granted under the Sharps Compliance Corp. 2010 Stock Plan, as amended. F2 · shares: On July 12, 2022, the Company entered into that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among the Company, Raven Buyer, Inc., a Delaware corporation ("Parent"), and Raven Houston Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Raven Buyer, Inc. ("Purchaser"), pursuant to which, on July 25, 2022, Purchaser commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of the Common Stock for a purchase price of $8.75 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. F3 · shares: Due to a 1000 character limit, Footnote 3 is a continuation of Footnote 2. On August 22, 2022, Purchaser accepted all shares tendered in the Offer. On August 23, 2022, Purchaser merged with and into the Company (the "Merger") and the Company ceased to be a public company. Pursuant to the Merger Agreement, each share of Common Stock (including each restricted stock award, whether or not vested), that was outstanding immediately prior to the consummation of the Merger was automatically cancelled and, in exchange therefor, the holder is entitled to receive $8.75 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. Read SEC document
August 22, 2022 Filed Aug 23, 2022 11:13 UTC	SHARPS COMPLIANCE CORP SMED · Entity 124114	OtherCommon Stock	56,212	$8.75	$491,855.00	Disclosure SEC source: 0000898770-22-000087 · wf-form4_166126760723371.xml · nonDerivative · entry 1 Diaz Diana P · CIK 0001493839 · Senior Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,212 F1 · shares: Amount of securities beneficially owned in the reported transaction includes issued and outstanding shares of common stock (the "Common Stock") of Sharps Compliance Corp. (the "Company") and issued and outstanding unvested restricted stock awards granted under the Sharps Compliance Corp. 2010 Stock Plan, as amended. F2 · shares: On July 12, 2022, the Company entered into that certain Agreement and Plan of Merger (the "Merger Agreement"), by and among the Company, Raven Buyer, Inc., a Delaware corporation ("Parent"), and Raven Houston Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Raven Buyer, Inc. ("Purchaser"), pursuant to which, on July 25, 2022, Purchaser commenced a cash tender offer (the "Offer") to acquire all of the issued and outstanding shares of the Common Stock for a purchase price of $8.75 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. F3 · shares: Due to a 1000 character limit, Footnote 3 is a continuation of Footnote 2. On August 22, 2022, Purchaser accepted all shares tendered in the Offer. On August 23, 2022, Purchaser merged with and into the Company (the "Merger") and the Company ceased to be a public company. Pursuant to the Merger Agreement, each share of Common Stock (including each restricted stock award, whether or not vested), that was outstanding immediately prior to the consummation of the Merger was automatically cancelled and, in exchange therefor, the holder is entitled to receive $8.75 per share, net to the holders thereof in cash, without interest and subject to any required tax withholding. Read SEC document
August 15, 2022 Filed Aug 17, 2022 15:05 UTC	SHARPS COMPLIANCE CORP SMED · Entity 124114	GrantRestricted Stock Award	31,429	$0.00	$0.00	Disclosure SEC source: 0000898770-22-000066 · wf-form4_166076308934879.xml · nonDerivative · entry 1 Diaz Diana P · CIK 0001493839 · Vice President & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,212 F1 · shares: Grant of a Restricted Stock Award of the Company's common stock pursuant to the Sharps Compliance Corp. 2010 Stock Plan and the Executive Compensation and Incentive Plan. The Restricted Stock Award is subject to the terms and conditions of the underlying Restricted Stock Award Agreement and vests as follows: 7,857 shares of the Restricted Stock shall vest on each of August 15, 2023, August 15, 2024, and August 15, 2025, and the remaining 7,858 shares of the Restricted Stock shall vest on August 15, 2026. Read SEC document
August 24, 2021 Filed Aug 26, 2021 16:49 UTC	SHARPS COMPLIANCE CORP SMED · Entity 124114	GrantSharps Compliance 2010 Stock Plan Options · Derivative	51,200	$8.86 Strike: $8.86	$453,632.00	Disclosure SEC source: 0000898770-21-000113 · wf-form4_163001097742065.xml · derivative · entry 1 Diaz Diana P · CIK 0001493839 · Exec. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,450 Underlying: Common Stock · 51,200 shares Expires 2029-08-20 F1 · derivative.exercise_date: Ms. Diaz was granted options to purchase 51,200 shares of common stock under the Sharps Compliance 2010 Stock Plan which vests as follows: one-fourth on August 20, 2022, one-fourth on August 20, 2023, one-fourth on August 20, 2024 and one-fourth on August 20, 2025. The exercise price of stock is $8.86 according to the agreement. Upon a change in control, as defined in the 2010 Stock Plan, any unvested stock options become fully vested. Read SEC document
July 19, 2021 Filed Jul 21, 2021 16:43 UTC	SHARPS COMPLIANCE CORP SMED · Entity 124114	GrantRestricted Stock Award	16,208	$0.00	$0.00	Disclosure SEC source: 0000898770-21-000084 · wf-form4_162690020803748.xml · nonDerivative · entry 1 Diaz Diana P · CIK 0001493839 · Exec. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,783 F1 · shares: Grant of a Restricted Stock Award of the Company's common stock issued pursuant to the Sharps Compliance Corp. 2010 Stock Plan and the Executive Compensation and Incentive Plan. The Restricted Stock Award is subject to the terms and conditions of the underlying Restricted Stock Award Agreement and vests as follows: 4,052 shares of the Restricted Stock shall vest on each of July 1, 2022, July 1, 2023, July 1, 2024 and July 1, 2025. As the Restricted Stock Award vests, the Reporting Person expects a portion of the shares to be withheld to satisfy tax liabilities. Read SEC document
May 04, 2021 Filed May 4, 2021 17:14 UTC	SHARPS COMPLIANCE CORP SMED · Entity 124114	Exercise / conversionSharps Compliance 2010 Stock Plan Options · Derivative	19,027	$3.80 Strike: $3.80	$72,302.60	Disclosure SEC source: 0000898770-21-000033 · wf-form4_162016283043509.xml · derivative · entry 15 Diaz Diana P · CIK 0001493839 · Exec. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,250 Underlying: Sharps Compliance 2010 Stock Plan Options · 19,027 shares Expires 2026-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Cashless exercise and immediate sale through a broker of a stock award granted on February 13, 2019, All shares were under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on February 13, 2026. Read SEC document
May 04, 2021 Filed May 4, 2021 17:14 UTC	SHARPS COMPLIANCE CORP SMED · Entity 124114	SaleCommon Stock	19,027	$16.60	$315,880.55	Disclosure SEC source: 0000898770-21-000033 · wf-form4_162016283043509.xml · nonDerivative · entry 10 Diaz Diana P · CIK 0001493839 · Exec. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,575 F6 · kind: This represents this weighted average sale of 19,027 shares. Shares were sold between a range of $16.50 and $16.93. Read SEC document
May 04, 2021 Filed May 4, 2021 17:14 UTC	SHARPS COMPLIANCE CORP SMED · Entity 124114	Exercise / conversionCommon Stock	19,027	$3.80	$72,302.60	Disclosure SEC source: 0000898770-21-000033 · wf-form4_162016283043509.xml · nonDerivative · entry 9 Diaz Diana P · CIK 0001493839 · Exec. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Cashless exercise and immediate sale through a broker of a stock award granted on February 13, 2019, All shares were under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on February 13, 2026. Read SEC document
May 03, 2021 Filed May 4, 2021 17:14 UTC	SHARPS COMPLIANCE CORP SMED · Entity 124114	Exercise / conversionSharps Compliance 2010 Stock Plan Options · Derivative	30,973	$3.80 Strike: $3.80	$117,697.40	Disclosure SEC source: 0000898770-21-000033 · wf-form4_162016283043509.xml · derivative · entry 14 Diaz Diana P · CIK 0001493839 · Exec. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,277 Underlying: Sharps Compliance 2010 Stock Plan Options · 30,973 shares Expires 2026-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Cashless exercise and immediate sale through a broker of a stock award granted on February 13, 2019, All shares were under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on February 13, 2026. Read SEC document
May 03, 2021 Filed May 4, 2021 17:14 UTC	SHARPS COMPLIANCE CORP SMED · Entity 124114	Exercise / conversionSharps Compliance 2010 Stock Plan Options · Derivative	11,123	$4.80 Strike: $4.80	$53,390.40	Disclosure SEC source: 0000898770-21-000033 · wf-form4_162016283043509.xml · derivative · entry 13 Diaz Diana P · CIK 0001493839 · Exec. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,250 Underlying: Sharps Compliance 2010 Stock Plan Options · 11,123 shares Expires 2024-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Cashless exercise and immediate sale through a broker of a stock award granted on September 28, 2017, All shares were under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on September 28, 2024. Read SEC document
May 03, 2021 Filed May 4, 2021 17:14 UTC	SHARPS COMPLIANCE CORP SMED · Entity 124114	SaleCommon Stock	30,973	$17.23	$533,578.07	Disclosure SEC source: 0000898770-21-000033 · wf-form4_162016283043509.xml · nonDerivative · entry 8 Diaz Diana P · CIK 0001493839 · Exec. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,575 F4 · kind: This represents the weighted average sale of 42,096 shares. Shares were sold between the range of $17 and $17.70. Read SEC document
May 03, 2021 Filed May 4, 2021 17:14 UTC	SHARPS COMPLIANCE CORP SMED · Entity 124114	Exercise / conversionCommon Stock	30,973	$3.80	$117,697.40	Disclosure SEC source: 0000898770-21-000033 · wf-form4_162016283043509.xml · nonDerivative · entry 7 Diaz Diana P · CIK 0001493839 · Exec. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Cashless exercise and immediate sale through a broker of a stock award granted on February 13, 2019, All shares were under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on February 13, 2026. Read SEC document
May 03, 2021 Filed May 4, 2021 17:14 UTC	SHARPS COMPLIANCE CORP SMED · Entity 124114	SaleCommon Stock	11,123	$17.23	$191,618.15	Disclosure SEC source: 0000898770-21-000033 · wf-form4_162016283043509.xml · nonDerivative · entry 6 Diaz Diana P · CIK 0001493839 · Exec. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,575 F4 · kind: This represents the weighted average sale of 42,096 shares. Shares were sold between the range of $17 and $17.70. Read SEC document
May 03, 2021 Filed May 4, 2021 17:14 UTC	SHARPS COMPLIANCE CORP SMED · Entity 124114	Exercise / conversionCommon Stock	11,123	$4.80	$53,390.40	Disclosure SEC source: 0000898770-21-000033 · wf-form4_162016283043509.xml · nonDerivative · entry 5 Diaz Diana P · CIK 0001493839 · Exec. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,698 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Cashless exercise and immediate sale through a broker of a stock award granted on September 28, 2017, All shares were under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on September 28, 2024. Read SEC document
April 30, 2021 Filed May 4, 2021 17:14 UTC	SHARPS COMPLIANCE CORP SMED · Entity 124114	Exercise / conversionSharps Compliance 2010 Stock Plan Options · Derivative	7,627	$4.80 Strike: $4.80	$36,609.60	Disclosure SEC source: 0000898770-21-000033 · wf-form4_162016283043509.xml · derivative · entry 12 Diaz Diana P · CIK 0001493839 · Exec. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,373 Underlying: Sharps Compliance 2010 Stock Plan Options · 7,627 shares Expires 2024-09-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Cashless exercise and immediate sale through a broker of a stock award granted on September 28, 2017, All shares were under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on September 28, 2024. Read SEC document
April 30, 2021 Filed May 4, 2021 17:14 UTC	SHARPS COMPLIANCE CORP SMED · Entity 124114	Exercise / conversionSharps Compliance 2010 Stock Plan Options · Derivative	9,270	$6.74 Strike: $6.74	$62,479.80	Disclosure SEC source: 0000898770-21-000033 · wf-form4_162016283043509.xml · derivative · entry 11 Diaz Diana P · CIK 0001493839 · Exec. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Sharps Compliance 2010 Stock Plan Options · 9,270 shares Expires 2022-08-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cashless exercise and immediate sale through a broker of a stock award granted on August 28, 2015, All shares were under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on August 28, 2022. Read SEC document
April 30, 2021 Filed May 4, 2021 17:14 UTC	SHARPS COMPLIANCE CORP SMED · Entity 124114	SaleCommon Stock	7,627	$17.91	$136,594.23	Disclosure SEC source: 0000898770-21-000033 · wf-form4_162016283043509.xml · nonDerivative · entry 4 Diaz Diana P · CIK 0001493839 · Exec. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,575 F2 · kind: This represents the weighted average sale of 16,897 shares. Shares were sold between a range of $17.50 and $18.10. Read SEC document
April 30, 2021 Filed May 4, 2021 17:14 UTC	SHARPS COMPLIANCE CORP SMED · Entity 124114	Exercise / conversionCommon Stock	7,627	$4.80	$36,609.60	Disclosure SEC source: 0000898770-21-000033 · wf-form4_162016283043509.xml · nonDerivative · entry 3 Diaz Diana P · CIK 0001493839 · Exec. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Cashless exercise and immediate sale through a broker of a stock award granted on September 28, 2017, All shares were under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on September 28, 2024. Read SEC document
April 30, 2021 Filed May 4, 2021 17:14 UTC	SHARPS COMPLIANCE CORP SMED · Entity 124114	SaleCommon Stock	9,270	$17.91	$166,019.21	Disclosure SEC source: 0000898770-21-000033 · wf-form4_162016283043509.xml · nonDerivative · entry 2 Diaz Diana P · CIK 0001493839 · Exec. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,575 F2 · kind: This represents the weighted average sale of 16,897 shares. Shares were sold between a range of $17.50 and $18.10. Read SEC document
April 30, 2021 Filed May 4, 2021 17:14 UTC	SHARPS COMPLIANCE CORP SMED · Entity 124114	Exercise / conversionCommon Stock	9,270	$6.74	$62,479.80	Disclosure SEC source: 0000898770-21-000033 · wf-form4_162016283043509.xml · nonDerivative · entry 1 Diaz Diana P · CIK 0001493839 · Exec. Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cashless exercise and immediate sale through a broker of a stock award granted on August 28, 2015, All shares were under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on August 28, 2022. Read SEC document
February 02, 2021 Filed Feb 3, 2021 18:05 UTC	SHARPS COMPLIANCE CORP SMED · Entity 124114	Exercise / conversionCommon Stock · Derivative	63,235	$4.30 Strike: $4.30	$271,910.50	Disclosure SEC source: 0000898770-21-000014 · wf-form4_161239350816684.xml · derivative · entry 6 Diaz Diana P · CIK 0001493839 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,270 Underlying: Sharps Compliance 2010 Stock Plan Options · 63,235 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cashless exercise and immediate sale through a broker of a stock award granted on November 20, 2014. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on November 20, 2021. Read SEC document
February 02, 2021 Filed Feb 3, 2021 18:05 UTC	SHARPS COMPLIANCE CORP SMED · Entity 124114	SaleCommon Stock	63,235	$12.63	$798,658.05	Disclosure SEC source: 0000898770-21-000014 · wf-form4_161239350816684.xml · nonDerivative · entry 4 Diaz Diana P · CIK 0001493839 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,575 F3 · kind: This represents the weighted average sale of 63,235 shares. Shares were sold between a range of $12.39 and $12.88. Read SEC document
February 02, 2021 Filed Feb 3, 2021 18:05 UTC	SHARPS COMPLIANCE CORP SMED · Entity 124114	Exercise / conversionCommon Stock	63,235	$4.30	$271,910.50	Disclosure SEC source: 0000898770-21-000014 · wf-form4_161239350816684.xml · nonDerivative · entry 3 Diaz Diana P · CIK 0001493839 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cashless exercise and immediate sale through a broker of a stock award granted on November 20, 2014. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on November 20, 2021. Read SEC document
February 01, 2021 Filed Feb 3, 2021 18:05 UTC	SHARPS COMPLIANCE CORP SMED · Entity 124114	Exercise / conversionCommon Stock · Derivative	1,765	$4.30 Strike: $4.30	$7,589.50	Disclosure SEC source: 0000898770-21-000014 · wf-form4_161239350816684.xml · derivative · entry 5 Diaz Diana P · CIK 0001493839 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,505 Underlying: Sharps Compliance 2010 Stock Plan Options · 1,765 shares Expires 2021-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cashless exercise and immediate sale through a broker of a stock award granted on November 20, 2014. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on November 20, 2021. Read SEC document
February 01, 2021 Filed Feb 3, 2021 18:05 UTC	SHARPS COMPLIANCE CORP SMED · Entity 124114	SaleCommon Stock	1,765	$13.26	$23,403.90	Disclosure SEC source: 0000898770-21-000014 · wf-form4_161239350816684.xml · nonDerivative · entry 2 Diaz Diana P · CIK 0001493839 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,575 F2 · kind: This represents the weighted average sale of 1,765 shares. Shares were sold between a range of $13.25 and $13.30. Read SEC document
February 01, 2021 Filed Feb 3, 2021 18:05 UTC	SHARPS COMPLIANCE CORP SMED · Entity 124114	Exercise / conversionCommon Stock	1,765	$4.30	$7,589.50	Disclosure SEC source: 0000898770-21-000014 · wf-form4_161239350816684.xml · nonDerivative · entry 1 Diaz Diana P · CIK 0001493839 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cashless exercise and immediate sale through a broker of a stock award granted on November 20, 2014. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on November 20, 2021. Read SEC document
September 15, 2020 Filed Sep 16, 2020 17:13 UTC	SHARPS COMPLIANCE CORP SMED · Entity 124114	Exercise / conversionCommon Stock · Derivative	9,400	$4.84 Strike: $4.84	$45,496.00	Disclosure SEC source: 0000898770-20-000080 · wf-form4_160029080734707.xml · derivative · entry 3 Diaz Diana P · CIK 0001493839 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,270 Underlying: Sharps Compliance 2010 Stock Plan Options · 9,400 shares Expires 2020-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Cashless exercise and immediate sale through a broker of a stock award granted on November 21, 2013. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on November 21, 2020. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.