Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alibaba Group Holding LtdBABA · Entity 2820 | Chief Financial Officer | September 25, 2026 | September 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alibaba Group Holding Ltd
Report date September 25, 2026 · Filed September 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 406,450 |
Ending reported balance
After 2026-09-25 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2026-09-25 · Exercise / conversion · Acquired 10,000 · Balance 290,496 F1: Reflects restricted share units that vested and settled into American Depositary Shares ("ADSs"). Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs acquired in connection with such vesting. Row 2 · 2026-09-25 · Exercise / conversion · Acquired 9,000 · Balance 299,496 F2: Reflects restricted share units that vested and settled into ordinary shares. Row 3 · 2026-09-25 · Exercise / conversion · Acquired 10,000 · Balance 309,496 F2: Reflects restricted share units that vested and settled into ordinary shares. Row 4 · 2026-09-25 · Exercise / conversion · Acquired 200,000 · Balance 509,496 F2: Reflects restricted share units that vested and settled into ordinary shares. Row 5 · 2026-09-25 · Sale · Disposed 103,046 · Balance 406,450 F3: Pursuant to the issuer's equity plan, these shares of ordinary shares were withheld and sold in the open market in Hong Kong on behalf of the reporting person to satisfy tax withholding obligations related to the reporting person's vesting of restricted shares units reported herein. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices denominated in Hong Kong dollars ranging from 105.60 to 108.40 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The sales prices reported herein were converted from Hong Kong dollars to United States dollars at a conversion price of HK$7.8503 to US$1.00. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 60,000 |
Reported balance
After 2026-09-25 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-09-25 · Exercise / conversion · Disposed 10,000 · Balance 60,000 F5: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. F6: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in sixteen equal quarterly installments beginning on Jul 1, 2024, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Sep 25, 2026. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 90,000 |
Reported balance
After 2026-09-25 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-09-25 · Exercise / conversion · Disposed 9,000 · Balance 90,000 F7: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F8: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Sep 25, 2026. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 140,000 |
Reported balance
After 2026-09-25 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-09-25 · Exercise / conversion · Disposed 10,000 · Balance 140,000 F7: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F9: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jun 25, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Sep 25, 2026. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 800,000 |
Reported balance
After 2026-09-25 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2026-09-25 · Exercise / conversion · Disposed 200,000 · Balance 800,000 F7: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F10: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in five equal annual installments beginning on Sep 25, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Sep 25, 2026. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy trust | 657,570 |
Reported balance
Holding disclosure · report date 2026-09-25 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 657,570 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted share units that vested and settled into American Depositary Shares ("ADSs"). Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs acquired in connection with such vesting.
F2: Reflects restricted share units that vested and settled into ordinary shares.
F3: Pursuant to the issuer's equity plan, these shares of ordinary shares were withheld and sold in the open market in Hong Kong on behalf of the reporting person to satisfy tax withholding obligations related to the reporting person's vesting of restricted shares units reported herein.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices denominated in Hong Kong dollars ranging from 105.60 to 108.40 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The sales prices reported herein were converted from Hong Kong dollars to United States dollars at a conversion price of HK$7.8503 to US$1.00.
F5: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award.
F6: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in sixteen equal quarterly installments beginning on Jul 1, 2024, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Sep 25, 2026.
F7: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares.
F8: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Sep 25, 2026.
F9: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jun 25, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Sep 25, 2026.
F10: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in five equal annual installments beginning on Sep 25, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Sep 25, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 25, 2026 Filed Sep 29, 2026 10:02 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionRestricted Share Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-405899 · ownership.xml · derivative · entry 10 Xu Hong · CIK 0002114529 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 800,000 Underlying: Ordinary Shares · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F10 · derivative.exercise_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in five equal annual installments beginning on Sep 25, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Sep 25, 2026. F10 · derivative.expiration_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in five equal annual installments beginning on Sep 25, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Sep 25, 2026. F7 · derivative.underlying: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F7 · derivative.underlying_shares: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F10 · balance_after: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in five equal annual installments beginning on Sep 25, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Sep 25, 2026. Read SEC document |
| September 25, 2026 Filed Sep 29, 2026 10:02 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionRestricted Share Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-405899 · ownership.xml · derivative · entry 9 Xu Hong · CIK 0002114529 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,000 Underlying: Ordinary Shares · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F9 · derivative.exercise_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jun 25, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Sep 25, 2026. F9 · derivative.expiration_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jun 25, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Sep 25, 2026. F7 · derivative.underlying: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F7 · derivative.underlying_shares: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F9 · balance_after: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jun 25, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Sep 25, 2026. Read SEC document |
| September 25, 2026 Filed Sep 29, 2026 10:02 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionRestricted Share Units · Derivative | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-405899 · ownership.xml · derivative · entry 8 Xu Hong · CIK 0002114529 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,000 Underlying: Ordinary Shares · 9,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F8 · derivative.exercise_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Sep 25, 2026. F8 · derivative.expiration_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Sep 25, 2026. F7 · derivative.underlying: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F7 · derivative.underlying_shares: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F8 · balance_after: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jul 1, 2025, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Sep 25, 2026. Read SEC document |
| September 25, 2026 Filed Sep 29, 2026 10:02 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionRestricted Share Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-405899 · ownership.xml · derivative · entry 7 Xu Hong · CIK 0002114529 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,000 Underlying: Ordinary Shares · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. F6 · derivative.exercise_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in sixteen equal quarterly installments beginning on Jul 1, 2024, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Sep 25, 2026. F6 · derivative.expiration_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in sixteen equal quarterly installments beginning on Jul 1, 2024, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Sep 25, 2026. F5 · derivative.underlying: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. F5 · derivative.underlying_shares: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. F6 · balance_after: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in sixteen equal quarterly installments beginning on Jul 1, 2024, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Sep 25, 2026. Read SEC document |
| September 25, 2026 Filed Sep 29, 2026 10:02 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | SaleOrdinary Shares | 103,046 | $13.68 | $1,409,669.28 |
DisclosureSEC source: 0001193125-26-405899 · ownership.xml · nonDerivative · entry 5 Xu Hong · CIK 0002114529 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 406,450 F3 · kind: Pursuant to the issuer's equity plan, these shares of ordinary shares were withheld and sold in the open market in Hong Kong on behalf of the reporting person to satisfy tax withholding obligations related to the reporting person's vesting of restricted shares units reported herein. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices denominated in Hong Kong dollars ranging from 105.60 to 108.40 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The sales prices reported herein were converted from Hong Kong dollars to United States dollars at a conversion price of HK$7.8503 to US$1.00. Read SEC document |
| September 25, 2026 Filed Sep 29, 2026 10:02 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionOrdinary Shares | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-405899 · ownership.xml · nonDerivative · entry 4 Xu Hong · CIK 0002114529 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 509,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Reflects restricted share units that vested and settled into ordinary shares. Read SEC document |
| September 25, 2026 Filed Sep 29, 2026 10:02 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionOrdinary Shares | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-405899 · ownership.xml · nonDerivative · entry 3 Xu Hong · CIK 0002114529 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 309,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Reflects restricted share units that vested and settled into ordinary shares. Read SEC document |
| September 25, 2026 Filed Sep 29, 2026 10:02 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionOrdinary Shares | 9,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-405899 · ownership.xml · nonDerivative · entry 2 Xu Hong · CIK 0002114529 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 299,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Reflects restricted share units that vested and settled into ordinary shares. Read SEC document |
| September 25, 2026 Filed Sep 29, 2026 10:02 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionOrdinary Shares | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-405899 · ownership.xml · nonDerivative · entry 1 Xu Hong · CIK 0002114529 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 290,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted share units that vested and settled into American Depositary Shares ("ADSs"). Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs acquired in connection with such vesting. Read SEC document |
| June 25, 2026 Filed Jun 29, 2026 10:04 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionRestricted Share Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-286743 · ownership.xml · derivative · entry 10 Xu Hong · CIK 0002114529 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 Underlying: Ordinary Shares · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F10 · derivative.exercise_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments on beginning on Jun 25, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Jun 25, 2026. F10 · derivative.expiration_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments on beginning on Jun 25, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Jun 25, 2026. F8 · derivative.underlying: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F8 · derivative.underlying_shares: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F10 · balance_after: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments on beginning on Jun 25, 2026, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Jun 25, 2026. Read SEC document |
| June 25, 2026 Filed Jun 29, 2026 10:04 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionRestricted Share Units · Derivative | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-286743 · ownership.xml · derivative · entry 9 Xu Hong · CIK 0002114529 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,000 Underlying: Ordinary Shares · 9,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F9 · derivative.exercise_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments on beginning on Jul 1, 2025, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Jun 25, 2026. F9 · derivative.expiration_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments on beginning on Jul 1, 2025, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Jun 25, 2026. F8 · derivative.underlying: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F8 · derivative.underlying_shares: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F9 · balance_after: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments on beginning on Jul 1, 2025, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Jun 25, 2026. Read SEC document |
| June 25, 2026 Filed Jun 29, 2026 10:04 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionRestricted Share Units · Derivative | 360,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-286743 · ownership.xml · derivative · entry 8 Xu Hong · CIK 0002114529 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 864,000 Underlying: Ordinary Shares · 360,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. F7 · derivative.exercise_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in annual installments of 15%, 25%, 30% and 30% beginning on Aug 14, 2025, subject to the terms and conditions of theunderlying award agreement. The vesting reported herein was as of Jun 25, 2026. F7 · derivative.expiration_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in annual installments of 15%, 25%, 30% and 30% beginning on Aug 14, 2025, subject to the terms and conditions of theunderlying award agreement. The vesting reported herein was as of Jun 25, 2026. F5 · derivative.underlying: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. F5 · derivative.underlying_shares: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. F7 · balance_after: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in annual installments of 15%, 25%, 30% and 30% beginning on Aug 14, 2025, subject to the terms and conditions of theunderlying award agreement. The vesting reported herein was as of Jun 25, 2026. Read SEC document |
| June 25, 2026 Filed Jun 29, 2026 10:04 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionRestricted Share Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-286743 · ownership.xml · derivative · entry 7 Xu Hong · CIK 0002114529 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,000 Underlying: Ordinary Shares · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. F6 · derivative.exercise_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in sixteen equal annual installments beginning on Jul 1, 2024, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Jun 25, 2026. F6 · derivative.expiration_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in sixteen equal annual installments beginning on Jul 1, 2024, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Jun 25, 2026. F5 · derivative.underlying: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. F5 · derivative.underlying_shares: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. F6 · balance_after: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in sixteen equal annual installments beginning on Jul 1, 2024, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Jun 25, 2026. Read SEC document |
| June 25, 2026 Filed Jun 29, 2026 10:04 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | SaleOrdinary Shares | 175,054 | $12.15 | $2,126,906.10 |
DisclosureSEC source: 0001193125-26-286743 · ownership.xml · nonDerivative · entry 5 Xu Hong · CIK 0002114529 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 280,496 F3 · kind: Pursuant to the issuer's equity plan, these shares of ordinary shares were withheld and sold in the open market in Hong Kong on behalf of the reporting person to satisfy tax withholding obligations related to the reporting person's vesting of restricted shares units reported herein. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices denominated in Hong Kong dollars ranging from 94.35 to 95.80 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The sales prices reported herein were converted from Hong Kong dollars to United States dollars at a conversion price of HK$7.8464 to US$1.00. Read SEC document |
| June 25, 2026 Filed Jun 29, 2026 10:04 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionOrdinary Shares | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-286743 · ownership.xml · nonDerivative · entry 4 Xu Hong · CIK 0002114529 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 455,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Reflects restricted share units that vested and settled into ordinary shares. Read SEC document |
| June 25, 2026 Filed Jun 29, 2026 10:04 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionOrdinary Shares | 9,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-286743 · ownership.xml · nonDerivative · entry 3 Xu Hong · CIK 0002114529 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 445,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Reflects restricted share units that vested and settled into ordinary shares. Read SEC document |
| June 25, 2026 Filed Jun 29, 2026 10:04 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionOrdinary Shares | 360,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-286743 · ownership.xml · nonDerivative · entry 2 Xu Hong · CIK 0002114529 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 436,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted share units that vested and settled into American Depositary Shares ("ADSs"). Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs acquired in connection with such vesting. Read SEC document |
| June 25, 2026 Filed Jun 29, 2026 10:04 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionOrdinary Shares | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-26-286743 · ownership.xml · nonDerivative · entry 1 Xu Hong · CIK 0002114529 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted share units that vested and settled into American Depositary Shares ("ADSs"). Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs acquired in connection with such vesting. Read SEC document |
| May 29, 2026 Filed Jun 2, 2026 10:27 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | GrantRestricted Share Units · Derivative | 160,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-252418 · ownership.xml · derivative · entry 1 Xu Hong · CIK 0002114529 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,000 Underlying: Ordinary Shares · 160,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one ordinary share. F2 · derivative.exercise_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jun 25, 2026, subject to the terms and conditions of the underlying award agreement. F2 · derivative.expiration_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jun 25, 2026, subject to the terms and conditions of the underlying award agreement. F1 · derivative.underlying: Each restricted share unit represents a contingent right to receive one ordinary share. F1 · derivative.underlying_shares: Each restricted share unit represents a contingent right to receive one ordinary share. F2 · balance_after: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments beginning on Jun 25, 2026, subject to the terms and conditions of the underlying award agreement. Read SEC document |
| March 25, 2026 Filed Mar 26, 2026 15:06 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionRestricted Share Units · Derivative | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0002114529-26-000006 · ownership.xml · derivative · entry 10 Xu Hong · CIK 0002114529 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,000 Underlying: Ordinary Shares · 9,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F10 · derivative.exercise_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments on beginning on Jul 1, 2025, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Mar 25, 2026. F10 · derivative.expiration_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments on beginning on Jul 1, 2025, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Mar 25, 2026. F9 · derivative.underlying: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F9 · derivative.underlying_shares: Each restricted share unit represents a contingent right to receive one ordinary share. This amount represents the number of vested ordinary shares. F10 · balance_after: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ordinary shares that vests in sixteen equal quarterly installments on beginning on Jul 1, 2025, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Mar 25, 2026. Read SEC document |
| March 25, 2026 Filed Mar 26, 2026 15:06 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionRestricted Share Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0002114529-26-000006 · ownership.xml · derivative · entry 9 Xu Hong · CIK 0002114529 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,000 Underlying: Ordinary Shares · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. F8 · derivative.exercise_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in sixteen equal annual installments beginning on Jul 1, 2024, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Mar 25, 2026. F8 · derivative.expiration_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in sixteen equal annual installments beginning on Jul 1, 2024, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Mar 25, 2026. F5 · derivative.underlying: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. F5 · derivative.underlying_shares: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. F8 · balance_after: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in sixteen equal annual installments beginning on Jul 1, 2024, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Mar 25, 2026. Read SEC document |
| March 25, 2026 Filed Mar 26, 2026 15:06 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionRestricted Share Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0002114529-26-000006 · ownership.xml · derivative · entry 8 Xu Hong · CIK 0002114529 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Ordinary Shares · 40,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. F7 · derivative.exercise_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in four equal annual installments beginning on Apr 1, 2024, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Mar 25, 2026. F7 · derivative.expiration_date: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in four equal annual installments beginning on Apr 1, 2024, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Mar 25, 2026. F5 · derivative.underlying: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. F5 · derivative.underlying_shares: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. F7 · balance_after: Reflects the outstanding unvested portion of a restricted share unit award granted in the form of ADSs that vests in four equal annual installments beginning on Apr 1, 2024, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Mar 25, 2026. Read SEC document |
| March 25, 2026 Filed Mar 26, 2026 15:06 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionRestricted Share Units · Derivative | 62,000 | $0.00 | $0.00 |
DisclosureSEC source: 0002114529-26-000006 · ownership.xml · derivative · entry 7 Xu Hong · CIK 0002114529 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 62,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. F6 · derivative.exercise_date: The restricted share unit award granted in the form of ADSs that vests in four equal annual installments beginning on Apr 1, 2023, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Mar 25, 2026. This award has fully vested. F6 · derivative.expiration_date: The restricted share unit award granted in the form of ADSs that vests in four equal annual installments beginning on Apr 1, 2023, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Mar 25, 2026. This award has fully vested. F5 · derivative.underlying: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. F5 · derivative.underlying_shares: Each restricted share unit represents a contingent right to receive one ADS. Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the vested ADSs in this award. F6 · balance_after: The restricted share unit award granted in the form of ADSs that vests in four equal annual installments beginning on Apr 1, 2023, subject to the terms and conditions of the underlying award agreement. The vesting reported herein was as of Mar 25, 2026. This award has fully vested. Read SEC document |
| March 25, 2026 Filed Mar 26, 2026 15:06 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | SaleOrdinary Shares | 54,450 | $16.07 | $875,011.50 |
DisclosureSEC source: 0002114529-26-000006 · ownership.xml · nonDerivative · entry 5 Xu Hong · CIK 0002114529 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,550 F3 · kind: Pursuant to the issuer's equity plan, these shares of ordinary shares were withheld and sold in the open market in Hong Kong on behalf of the reporting person to satisfy tax withholding obligations related to the reporting person's vesting of restricted shares units reported herein. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices denominated in Hong Kong dollars ranging from 125.75 to 126.29 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The sales prices reported herein were converted from Hong Kong dollars to United States dollars at a conversion price of HK$7.8274 to US$1.00. Read SEC document |
| March 25, 2026 Filed Mar 26, 2026 15:06 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionOrdinary Shares | 9,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002114529-26-000006 · ownership.xml · nonDerivative · entry 4 Xu Hong · CIK 0002114529 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Reflects restricted share units that vested and settled into ordinary shares. Read SEC document |
| March 25, 2026 Filed Mar 26, 2026 15:06 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionOrdinary Shares | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002114529-26-000006 · ownership.xml · nonDerivative · entry 3 Xu Hong · CIK 0002114529 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted share units that vested and settled into American Depositary Shares ("ADSs"). Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs acquired in connection with such vesting. Read SEC document |
| March 25, 2026 Filed Mar 26, 2026 15:06 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionOrdinary Shares | 40,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002114529-26-000006 · ownership.xml · nonDerivative · entry 2 Xu Hong · CIK 0002114529 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted share units that vested and settled into American Depositary Shares ("ADSs"). Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs acquired in connection with such vesting. Read SEC document |
| March 25, 2026 Filed Mar 26, 2026 15:06 UTC | Alibaba Group Holding Ltd BABA · Entity 2820 | Exercise / conversionOrdinary Shares | 62,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002114529-26-000006 · ownership.xml · nonDerivative · entry 1 Xu Hong · CIK 0002114529 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted share units that vested and settled into American Depositary Shares ("ADSs"). Each ADS represents 8 ordinary shares. This amount represents the ordinary shares underlying the ADSs acquired in connection with such vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.