Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Pony AI Inc.PONY · Entity 4217 | Director · Chief Technology Officer | September 25, 2026 | September 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Pony AI Inc.
Report date September 25, 2026 · Filed September 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | Direct | 85,718 |
Ending reported balance
After 2026-09-25 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-25 · Exercise / conversion · Acquired 31,250 · Balance 111,447 F1: Reflects restricted stock units (RSUs) that vested and settled into Class A ordinary shares. Row 2 · 2026-09-25 · Disposition to issuer · Disposed 25,729 · Balance 85,718 F2: 25,729 vested RSUs were settled in cash based on fair market value on September 25, 2026, as determined by the Issuer pursuant to the 2016 share incentive plan. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 260,417 |
Reported balance
After 2026-09-25 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-25 · Exercise / conversion · Disposed 31,250 · Balance 260,417 F3: Each RSU represents the right to receive, upon vesting, one Class A ordinary share. F4: This RSU award was granted on December 4, 2024. The vesting schedules are 25% of the total RSU granted shall vest on the first anniversary of October 31, 2024, and the remaining 75% of the total RSU granted are scheduled to vest equally with 6.25% at the 25th day of the last month of each quarter thereafter. F5: This grant does not have an expiration date. |
| Class A Ordinary SharesSEC Table I · non-derivative | IndirectBy IWAY LLC | 110,828 |
Reported balance
Holding disclosure · report date 2026-09-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 110,828 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted stock units (RSUs) that vested and settled into Class A ordinary shares.
F2: 25,729 vested RSUs were settled in cash based on fair market value on September 25, 2026, as determined by the Issuer pursuant to the 2016 share incentive plan.
F3: Each RSU represents the right to receive, upon vesting, one Class A ordinary share.
F4: This RSU award was granted on December 4, 2024. The vesting schedules are 25% of the total RSU granted shall vest on the first anniversary of October 31, 2024, and the remaining 75% of the total RSU granted are scheduled to vest equally with 6.25% at the 25th day of the last month of each quarter thereafter.
F5: This grant does not have an expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 25, 2026 Filed Sep 29, 2026 20:01 UTC | Pony AI Inc. PONY · Entity 4217 | Exercise / conversionRestricted Stock Units · Derivative | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-111916 · tm2626561-1_4seq1.xml · derivative · entry 4 Lou Tiancheng · CIK 0002067493 · Director · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 260,417 Underlying: Class A Ordinary Shares · 31,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents the right to receive, upon vesting, one Class A ordinary share. F4 · derivative.exercise_date: This RSU award was granted on December 4, 2024. The vesting schedules are 25% of the total RSU granted shall vest on the first anniversary of October 31, 2024, and the remaining 75% of the total RSU granted are scheduled to vest equally with 6.25% at the 25th day of the last month of each quarter thereafter. F5 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| September 25, 2026 Filed Sep 29, 2026 20:01 UTC | Pony AI Inc. PONY · Entity 4217 | Disposition to issuerClass A Ordinary Shares | 25,729 | $6.89 | $177,272.81 |
DisclosureSEC source: 0001104659-26-111916 · tm2626561-1_4seq1.xml · nonDerivative · entry 2 Lou Tiancheng · CIK 0002067493 · Director · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,718 F2 · price: 25,729 vested RSUs were settled in cash based on fair market value on September 25, 2026, as determined by the Issuer pursuant to the 2016 share incentive plan. Read SEC document |
| September 25, 2026 Filed Sep 29, 2026 20:01 UTC | Pony AI Inc. PONY · Entity 4217 | Exercise / conversionClass A Ordinary Shares | 31,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-111916 · tm2626561-1_4seq1.xml · nonDerivative · entry 1 Lou Tiancheng · CIK 0002067493 · Director · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted stock units (RSUs) that vested and settled into Class A ordinary shares. Read SEC document |
| June 25, 2026 Filed Jun 29, 2026 20:12 UTC | Pony AI Inc. PONY · Entity 4217 | Exercise / conversionRestricted Stock Units · Derivative | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-078831 · tm2619279-4_4seq1.xml · derivative · entry 4 Lou Tiancheng · CIK 0002067493 · Director · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 291,667 Underlying: Class A Ordinary Shares · 31,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the right to receive, upon vesting, one Class A ordinary share. F3 · derivative.exercise_date: This RSU award was granted on December 4, 2024. The vesting schedules are 25% of the total RSU granted shall vest on the first anniversary of October 31, 2024, and the remaining 75% of the total RSU granted are scheduled to vest equally with 6.25% at the 25th day of the last month of each quarter thereafter. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| June 25, 2026 Filed Jun 29, 2026 20:12 UTC | Pony AI Inc. PONY · Entity 4217 | Disposition to issuerClass A Ordinary Shares | 31,250 | $6.93 | $216,562.50 |
DisclosureSEC source: 0001104659-26-078831 · tm2619279-4_4seq1.xml · nonDerivative · entry 2 Lou Tiancheng · CIK 0002067493 · Director · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,197 F1 · price: Represents vesting of restricted stock units (RSUs) granted in December 2024. The settlement of such vested RSUs were in cash based on fair market value on June 25, 2026, as determined by the Issuer pursuant to the 2016 share incentive plan. Read SEC document |
| June 25, 2026 Filed Jun 29, 2026 20:12 UTC | Pony AI Inc. PONY · Entity 4217 | Exercise / conversionClass A Ordinary Shares | 31,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-078831 · tm2619279-4_4seq1.xml · nonDerivative · entry 1 Lou Tiancheng · CIK 0002067493 · Director · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents vesting of restricted stock units (RSUs) granted in December 2024. The settlement of such vested RSUs were in cash based on fair market value on June 25, 2026, as determined by the Issuer pursuant to the 2016 share incentive plan. Read SEC document |
| April 02, 2026 Filed Apr 2, 2026 12:10 UTC | Pony AI Inc. PONY · Entity 4217 | GrantRestricted Stock Units · Derivative | 600,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-038884 · tm2611018-1_4seq1.xml · derivative · entry 2 Lou Tiancheng · CIK 0002067493 · Director · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 600,000 Underlying: Class A Ordinary Shares · 600,000 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit (RSU) represents the right to receive, upon vesting, one Class A ordinary share. F6 · derivative.exercise_date: RSUs were granted on January 23, 2026 under the 2026 Share Scheme, which was approved by shareholders on April 2, 2026. The vesting schedules are 25% of the total RSUs granted shall vest on the first anniversary of December 25, 2025, and the remaining 75% of the total RSUs granted are scheduled to vest equally with 6.25% at the 25th day of the last month of each quarter thereafter. F7 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 30, 2026 Filed Apr 2, 2026 12:10 UTC | Pony AI Inc. PONY · Entity 4217 | OtherForward Sale Contract (obligation to sell) · Derivative | 2,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-038884 · tm2611018-1_4seq1.xml · derivative · entry 1 Lou Tiancheng · CIK 0002067493 · Director · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,500,000 Underlying: Class A Ordinary Shares · 2,500,000 shares Expires not disclosed F1 · derivative.exercise_price: On 30 March, 2026, IWAY LLC ("IWAY") entered into a prepaid variable forward transaction (aka "collar financing") with an unaffiliated third party buyer. The transaction obligates IWAY to deliver to the buyer up to 2,500,000 aggregate shares of the Issuer's Class A Ordinary Shares (or at IWAY's election, an equivalent amount of cash) on specified dates in 2029. In exchange for assuming this obligation, IWAY received an aggregate cash payment. IWAY has granted security over 2,500,000 Class B ordinary shares of the Issuer (the "Charged Class B Shares") to secure its obligations under the transaction, and retained dividend and voting rights in the Charged Class B Shares during the term of the transaction but may be required to make cash payments upon the occurrence of certain dividends declared prior to settlement. F2 · derivative.exercise_price: This transaction is divided into 25 individual components (each comprising 100,000 shares) (the "Component Shares") of Class A ordinary shares). The number of Class A ordinary shares to be delivered to the buyer with respect to each component at settlement will be based on the volume weighted average price per share of the Class A ordinary shares on the Stock Exchange of Hong Kong Limited for each day during the valuation period (the "Settlement Price") as follows: (A) if the Settlement Price for any component is less than a floor price that is based on the price at which the buyer established its initial hedge position during the initial hedging period (the "Floor Price"), IWAY will deliver for that component the Component Shares; (B) if the Settlement Price for any component is less than or equal to a cap price that is based on the price at which the buyer established its initial hedge position during the initial hedging period (the "Cap Price"), F3 · derivative.exercise_price: (continued from Footnote 2) but greater than the Floor Price, IWAY will deliver for that component a number of Class A ordinary shares equal to (i) the Component Shares, multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (C) if the Settlement Price for any component is greater than the Cap Price, IWAY will deliver for that component a number of shares equal to (i) the Component Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price, in each case rounded up to the nearest whole share. F1 · kind: On 30 March, 2026, IWAY LLC ("IWAY") entered into a prepaid variable forward transaction (aka "collar financing") with an unaffiliated third party buyer. The transaction obligates IWAY to deliver to the buyer up to 2,500,000 aggregate shares of the Issuer's Class A Ordinary Shares (or at IWAY's election, an equivalent amount of cash) on specified dates in 2029. In exchange for assuming this obligation, IWAY received an aggregate cash payment. IWAY has granted security over 2,500,000 Class B ordinary shares of the Issuer (the "Charged Class B Shares") to secure its obligations under the transaction, and retained dividend and voting rights in the Charged Class B Shares during the term of the transaction but may be required to make cash payments upon the occurrence of certain dividends declared prior to settlement. F2 · kind: This transaction is divided into 25 individual components (each comprising 100,000 shares) (the "Component Shares") of Class A ordinary shares). The number of Class A ordinary shares to be delivered to the buyer with respect to each component at settlement will be based on the volume weighted average price per share of the Class A ordinary shares on the Stock Exchange of Hong Kong Limited for each day during the valuation period (the "Settlement Price") as follows: (A) if the Settlement Price for any component is less than a floor price that is based on the price at which the buyer established its initial hedge position during the initial hedging period (the "Floor Price"), IWAY will deliver for that component the Component Shares; (B) if the Settlement Price for any component is less than or equal to a cap price that is based on the price at which the buyer established its initial hedge position during the initial hedging period (the "Cap Price"), F3 · kind: (continued from Footnote 2) but greater than the Floor Price, IWAY will deliver for that component a number of Class A ordinary shares equal to (i) the Component Shares, multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (C) if the Settlement Price for any component is greater than the Cap Price, IWAY will deliver for that component a number of shares equal to (i) the Component Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price, in each case rounded up to the nearest whole share. F1 · price: On 30 March, 2026, IWAY LLC ("IWAY") entered into a prepaid variable forward transaction (aka "collar financing") with an unaffiliated third party buyer. The transaction obligates IWAY to deliver to the buyer up to 2,500,000 aggregate shares of the Issuer's Class A Ordinary Shares (or at IWAY's election, an equivalent amount of cash) on specified dates in 2029. In exchange for assuming this obligation, IWAY received an aggregate cash payment. IWAY has granted security over 2,500,000 Class B ordinary shares of the Issuer (the "Charged Class B Shares") to secure its obligations under the transaction, and retained dividend and voting rights in the Charged Class B Shares during the term of the transaction but may be required to make cash payments upon the occurrence of certain dividends declared prior to settlement. F2 · price: This transaction is divided into 25 individual components (each comprising 100,000 shares) (the "Component Shares") of Class A ordinary shares). The number of Class A ordinary shares to be delivered to the buyer with respect to each component at settlement will be based on the volume weighted average price per share of the Class A ordinary shares on the Stock Exchange of Hong Kong Limited for each day during the valuation period (the "Settlement Price") as follows: (A) if the Settlement Price for any component is less than a floor price that is based on the price at which the buyer established its initial hedge position during the initial hedging period (the "Floor Price"), IWAY will deliver for that component the Component Shares; (B) if the Settlement Price for any component is less than or equal to a cap price that is based on the price at which the buyer established its initial hedge position during the initial hedging period (the "Cap Price"), F3 · price: (continued from Footnote 2) but greater than the Floor Price, IWAY will deliver for that component a number of Class A ordinary shares equal to (i) the Component Shares, multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (C) if the Settlement Price for any component is greater than the Cap Price, IWAY will deliver for that component a number of shares equal to (i) the Component Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price, in each case rounded up to the nearest whole share. F2 · derivative.exercise_date: This transaction is divided into 25 individual components (each comprising 100,000 shares) (the "Component Shares") of Class A ordinary shares). The number of Class A ordinary shares to be delivered to the buyer with respect to each component at settlement will be based on the volume weighted average price per share of the Class A ordinary shares on the Stock Exchange of Hong Kong Limited for each day during the valuation period (the "Settlement Price") as follows: (A) if the Settlement Price for any component is less than a floor price that is based on the price at which the buyer established its initial hedge position during the initial hedging period (the "Floor Price"), IWAY will deliver for that component the Component Shares; (B) if the Settlement Price for any component is less than or equal to a cap price that is based on the price at which the buyer established its initial hedge position during the initial hedging period (the "Cap Price"), F3 · derivative.exercise_date: (continued from Footnote 2) but greater than the Floor Price, IWAY will deliver for that component a number of Class A ordinary shares equal to (i) the Component Shares, multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (C) if the Settlement Price for any component is greater than the Cap Price, IWAY will deliver for that component a number of shares equal to (i) the Component Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price, in each case rounded up to the nearest whole share. F2 · derivative.expiration_date: This transaction is divided into 25 individual components (each comprising 100,000 shares) (the "Component Shares") of Class A ordinary shares). The number of Class A ordinary shares to be delivered to the buyer with respect to each component at settlement will be based on the volume weighted average price per share of the Class A ordinary shares on the Stock Exchange of Hong Kong Limited for each day during the valuation period (the "Settlement Price") as follows: (A) if the Settlement Price for any component is less than a floor price that is based on the price at which the buyer established its initial hedge position during the initial hedging period (the "Floor Price"), IWAY will deliver for that component the Component Shares; (B) if the Settlement Price for any component is less than or equal to a cap price that is based on the price at which the buyer established its initial hedge position during the initial hedging period (the "Cap Price"), F3 · derivative.expiration_date: (continued from Footnote 2) but greater than the Floor Price, IWAY will deliver for that component a number of Class A ordinary shares equal to (i) the Component Shares, multiplied by a fraction, the numerator of which is the Floor Price and the denominator of which is the Settlement Price; and (C) if the Settlement Price for any component is greater than the Cap Price, IWAY will deliver for that component a number of shares equal to (i) the Component Shares, multiplied by (ii) a fraction, the numerator of which is the sum of (x) the Floor Price and (y) the Settlement Price minus the Cap Price, and the denominator of which is the Settlement Price, in each case rounded up to the nearest whole share. F4 · ownership.nature: Mr. Lou is the sole member of IWAY and therefore may be deemed to beneficially own the securities held of record by IWAY. Read SEC document |
| March 25, 2026 Filed Mar 27, 2026 20:15 UTC | Pony AI Inc. PONY · Entity 4217 | Exercise / conversionRestricted Stock Units · Derivative | 31,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-036130 · tm2610071-6_4seq1.xml · derivative · entry 3 Lou Tiancheng · CIK 0002067493 · Director · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 322,917 Underlying: Class A Ordinary Shares · 31,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the right to receive, upon vesting, one Class A ordinary share. F3 · derivative.exercise_date: This RSU award was granted on December 4, 2024. The vesting schedules are 25% of the total RSU granted shall vest on the first anniversary of October 31, 2024, and the remaining 75% of the total RSU granted are scheduled to vest equally with 6.25% at the 25th day of the last month of each quarter thereafter. F4 · derivative.expiration_date: This grant does not have an expiration date. Read SEC document |
| March 25, 2026 Filed Mar 27, 2026 20:15 UTC | Pony AI Inc. PONY · Entity 4217 | Disposition to issuerClass A Ordinary Shares | 31,250 | $11.39 | $355,937.50 |
DisclosureSEC source: 0001104659-26-036130 · tm2610071-6_4seq1.xml · nonDerivative · entry 2 Lou Tiancheng · CIK 0002067493 · Director · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,197 F1 · price: Represents vesting of restricted stock units (RSUs) granted in December 2024. The settlement of such vested RSUs were in cash based on fair market value on March 25, 2026, as determined by the Issuer pursuant to the 2016 share incentive plan. Read SEC document |
| March 25, 2026 Filed Mar 27, 2026 20:15 UTC | Pony AI Inc. PONY · Entity 4217 | Exercise / conversionClass A Ordinary Shares | 31,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-036130 · tm2610071-6_4seq1.xml · nonDerivative · entry 1 Lou Tiancheng · CIK 0002067493 · Director · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents vesting of restricted stock units (RSUs) granted in December 2024. The settlement of such vested RSUs were in cash based on fair market value on March 25, 2026, as determined by the Issuer pursuant to the 2016 share incentive plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.